目次
履歴
目次
Table of Contents
第一章 総則
Chapter I General Provisions
第一条
（定義）
Article 1
(Definitions)
２
(2)
第二条
（訳文の添付）
Article 2
(Attaching Translations)
第三条
（外国通貨の換算）
Article 3
(Conversion of Foreign Currency)
第二章 金融商品取引清算機関
Chapter II Financial Instruments Clearing Organizations
第四条
（免許申請書の経由）
Article 4
(Submission of Written License Applications through the Commissioner of the Financial Services Agency)
第五条
（免許申請書の添付書類）
Article 5
(Documents to Be Attached to a Written License Application)
第六条
（免許申請書に添付すべき電磁的記録）
Article 6
(Electronic or Magnetic Records to Be Attached to a Written License Application)
２
(2)
３
(3)
第七条
（取得又は保有の態様その他の事情を勘案して取得又は保有する議決権から除く議決権）
Article 7
(Voting Rights Excluded from Voting Rights Acquired or Held, in View of the Manner of Acquisition or Holding or Any Other Circumstances)
第八条
（対象議決権保有届出書の提出等）
Article 8
(Submission of a Statement of Holdings in Subject Voting Rights)
２
(2)
第九条
（財務及び営業の方針の決定に対して重要な影響を与えることが推測される事実）
Article 9
(Facts Estimated to Have a Material Influence on the Decision of Financial and Operational Policies)
第十条
（主要株主に係る認可の申請）
Article 10
(Application for Authorization as Major Shareholders)
２
(2)
第十一条
（主要株主に係る認可の予備審査）
Article 11
(Preliminary Examination for Authorization as a Major Shareholder)
第十二条
（主要株主に係る認可の適用除外）
Article 12
(Exclusion from Application of Authorization as a Major Shareholder)
第十三条
（特定保有者の届出に関する事項）
Article 13
(Specified Holder Matters to Give Notification of)
第十四条
（特定保有者による主要株主に係る認可の申請）
Article 14
(Application for Authorization as a Major Shareholder Filed by a Specified Holder)
第十五条
（他の業務の承認の申請）
Article 15
(Application for Approval of Other Business)
２
(2)
第十六条
（承認を受けた業務の廃止の届出）
Article 16
(Notification of the Discontinuation of Approved Business)
第十七条
（業務方法書の記載事項）
Article 17
(Matters to Be Included in the Statement of Operational Methods)
第十八条
（清算預託金）
Article 18
(Clearing Deposit)
第十九条
（定款又は業務方法書の変更の認可の申請）
Article 19
(Application for Authorization for Amendment of the Articles of Incorporation or Statement of Operational Methods)
２
(2)
第二十条
（定款又は業務方法書の変更の認可の基準）
Article 20
(Criteria for Authorization for Amendment of the Articles of Incorporation or Statement of Operational Methods)
第二十一条
（公衆縦覧の事項等）
Article 21
(Matters for Public Inspection)
２
(2)
３
(3)
４
(4)
第二十二条
（資本金の額の減少の認可の申請）
Article 22
(Application for Authorization for a Reduction of the Amount of Stated Capital)
２
(2)
第二十三条
（資本金の額の増加の届出）
Article 23
(Notification of an Increase in the Amount of Stated Capital)
２
(2)
第二十四条
（営業所等の変更の届出）
Article 24
(Notification of a Change of Business Office)
２
(2)
第二十五条
（金融商品債務引受業の廃止又は解散の決議に係る認可の申請）
Article 25
(Application for Authorization for a Resolution to Discontinue Financial Instruments Obligation Assumption Services or a Resolution for Dissolution)
第二十六条
（金融商品取引所による金融商品債務引受業等の承認の申請）
Article 26
(Application for Approval of Financial Instruments Obligation Assumption Service by a Financial Instruments Exchange)
２
(2)
第二十七条
（商品市場開設金融商品取引所による商品取引債務引受業等の承認の申請）
Article 27
(Application for Approval of the Commodity Transaction Debt Assumption Services by a Financial Instruments Exchange Engaged in the Operation of a Commodity Market)
２
(2)
第二十八条
（承認を受けた商品取引債務引受業等の廃止の届出）
Article 28
(Notification of the Discontinuation of Commodity Transaction Debt Assumption Services for Which Approval Has Been Granted)
第三章 外国金融商品取引清算機関
Chapter III Foreign Financial Instruments Clearing Organization
第二十九条
（免許申請書の経由）
Article 29
(Submission of a Written License Application through the Commissioner of the Financial Services Agency)
第三十条
（免許申請書の添付書類）
Article 30
(Documents to Be Attached to a Written License Application)
第三十一条
（免許申請書に添付すべき電磁的記録）
Article 31
(Electronic or Magnetic Records to Be Attached to a Written License Application)
２
(2)
３
(3)
第三十二条
（分割又は事業の譲渡）
Article 32
(Company Split or Business Transfer)
２
(2)
第三十三条
（業務方法書の記載事項）
Article 33
(Matters to Be Included in the Statement of Operational Methods)
第三十四条
（定款又は業務方法書の変更の認可の申請）
Article 34
(Application for Authorization for the Amendment of the Articles of Incorporation or Statement of Operational Methods)
２
(2)
第三十五条
（定款又は業務方法書の変更の認可の基準）
Article 35
(Criteria for Authorization for the Amendment of the Articles of Incorporation or Statement of Operational Methods)
第三十六条
（資本金の額等の変更の届出）
Article 36
(Notification of Changes in the Amount of the Stated Capital)
２
(2)
第三十七条
（金融商品債務引受業の廃止の認可の申請）
Article 37
(Application for Authorization for the Discontinuation of Financial Instruments Obligation Assumption Service)
第四章 金融商品取引清算機関と他の金融商品取引清算機関等との連携
Chapter IV Coordination between a Financial Instruments Clearing Organization and Other Financial Instruments Clearing Organizations
第三十八条
（連携金融商品債務引受業務となる行為）
Article 38
(Acts Constituting Collaborative Financial Instruments Obligation Assumption Service)
第三十九条
（認可申請書の経由）
Article 39
(Submission of a Written Application for Authorization through the Commissioner of the Financial Services Agency)
第四十条
（認可申請書の添付書類）
Article 40
(Documents to Be Attached to Written Application for Authorization)
２
(2)
３
(3)
第四十一条
（認可申請書に添付すべき電磁的記録）
Article 41
(Electronic or Magnetic Records to Be Attached to a Written Application for Authorization)
２
(2)
３
(3)
第四十二条
（分割又は事業の譲渡）
Article 42
(Company Split or Business Transfer)
２
(2)
第四十三条
（変更の認可の申請）
Article 43
(Application for Authorization for a Change)
２
(2)
第四十四条
（変更の認可の基準）
Article 44
(Criteria for Authorization for a Change)
第四十五条
（変更の届出）
Article 45
(Notification of a Change)
２
(2)
第四十六条
（廃止の届出）
Article 46
(Notification of Discontinuation)
第五章 雑則
Chapter V Miscellaneous Provisions
第四十七条
（業務方法書に基づく規則の届出）
Article 47
(Submission of Rules Based on Statement of Operational Methods)
第四十八条
（金融商品取引清算機関の業務に関する提出書類）
Article 48
(Documents to Be Submitted in Connection with the Business of a Financial Instrument Clearing Organization)
２
(2)
３
(3)
４
(4)
５
(5)
６
(6)
７
(7)
８
(8)
９
(9)
第四十九条
（外国金融商品取引清算機関の業務に関する提出書類）
Article 49
(Documents to Be Submitted in Connection with the Business of a Foreign Financial Instrument Clearing Organization)
２
(2)
３
(3)
４
(4)
第五十条
（標準処理期間）
Article 50
(Standard Period for Processing)
２
(2)