目次
履歴
第一条
(定義)
Article 1
(Definitions)
2
(2)
3
(3)
第二条
(コマーシャル・ペーパー)
Article 2
(Commercial Paper)
第三条
(外国貸付債権信託受益証券等)
Article 3
(Foreign Loan Trust Beneficiary Securities)
第四条
(学校債券に表示する事項)
Article 4
(Matters to Be Indicated on School Bonds)
第五条
(金銭の全部を充てて取得した物品)
Article 5
(Goods Acquired by Using All Money [on hand])
第六条
(持株会)
Article 6
(Shareholder Association)
2
(2)
3
(3)
4
(4)
第七条
(出資対象事業に係る収益の配当等を受領する権利から除かれるもの)
Article 7
(Rights Excluded from the Right to Receive Dividends of Profit from Invested Business)
2
(2)
第八条
(学校法人等に対する貸付けに係る債権)
Article 8
(Claims for Loans Made to Incorporated Educational Institutions)
2
(2)
第九条
(取得勧誘類似行為)
Article 9
(Acts Similar to Solicitation of Offers to Acquire)
第十条
(適格機関投資家の範囲)
Article 10
(Scope of Qualified Institutional Investors)
2
(2)
3
(3)
4
(4)
5
(5)
6
(6)
7
(7)
8
(8)
9
(9)
10
(10)
11
(11)
12
(12)
第十条の二
(同一種類の有価証券等)
Article 10-2
(Same Class of Securities)
2
(2)
3
(3)
第十一条
(取得勧誘における適格機関投資家以外への有価証券の譲渡に関する制限等)
Article 11
(Restriction on the Transfer of Securities to Persons Other Than Qualified Institutional Investors upon Solicitation of Offers to Acquire)
2
(2)
3
(3)
4
(4)
5
(5)
6
(6)
7
(7)
第十一条の二
(特定投資家向け取得勧誘に係る有価証券の譲渡に係る契約の内容)
Article 11-2
(Contents of Contracts on the Transfer of Securities Related to the Exclusive Solicitation of Professional Investors for Offers to Acquire)
2
(2)
3
(3)
4
(4)
第十二条
(特定投資家向け取得勧誘における有価証券の譲渡に関する制限等)
Article 12
(Restrictions on the Transfer of Securities in the Exclusive Solicitation of Professional Investors for Offers to Acquire)
2
(2)
3
(3)
4
(4)
5
(5)
6
(6)
第十三条
(取得勧誘における多数の者への有価証券の譲渡に関する制限等)
Article 13
(Restriction on the Transfer of Securities to Many Persons in the Solicitation of Offers to Acquire)
2
(2)
3
(3)
4
(4)
5
(5)
6
(6)
7
(7)
8
(8)
第十三条の二
(売付け勧誘等に該当しない有価証券の売付けの申込み又はその買付けの申込みの勧誘)
Article 13-2
(Offers to Sell and Solicitation of Offers to Buy Securities Which Do Not Fall Under the Category of Offers to Sell)
第十三条の三
(有価証券の売出しに該当しない有価証券の取引)
Article 13-3
(Transactions of Securities Which Do Not Fall Under the Category of a Secondary Distribution of Securities)
2
(2)
第十三条の四
(売付け勧誘等における適格機関投資家以外への有価証券の譲渡に関する制限等)
Article 13-4
(Restriction on the Transfer of Securities to Persons Other Than Qualified Institutional Investors in an Offer to Sell)
2
(2)
3
(3)
4
(4)
5
(5)
6
(6)
7
(7)
第十三条の五
(特定投資家向け売付け勧誘等に係る有価証券の譲渡に係る契約の内容)
Article 13-5
(Contents of Contracts on the Transfer of Securities in Connection With Offers to Sell Exclusively to Professional Investors)
2
(2)
第十三条の六
(特定投資家向け売付け勧誘等における有価証券の譲渡に関する制限等)
Article 13-6
(Restrictions on Transfer of Securities upon Offers to Sell Exclusively to Professional Investors)
第十三条の七
(売付け勧誘等における多数の者への有価証券の譲渡に関する制限等)
Article 13-7
(Restriction on the Transfer of Securities to Many Persons in an Offer to Sell)
2
(2)
3
(3)
4
(4)
5
(5)
6
(6)
7
(7)
8
(8)
9
(9)
10
(10)
第十四条
(権利の発行)
Article 14
(Issuance of Rights)
2
(2)
3
(3)
4
(4)
第十四条の二
(新株予約権証券に準ずる有価証券等)
Article 14-2
(Securities Equivalent to Share Option Certificates)
2
(2)
第十五条
(専門的知識及び経験を有すると認められる者等)
Article 15
(Person Regarded as Having Special Knowledge and Experience)
2
(2)
第十六条
(金融商品取引業から除かれるもの)
Article 16
(Acts Excluded from the Scope of Financial Instruments Business)
2
(2)
3
(3)
4
(4)
第十七条
(私設取引システム運営業務の売買価格の決定方法)
Article 17
(Means of Determining Trading Prices for Proprietary Trading System Operations)
第十八条
(有価証券の利率に準ずるもの)
Article 18
(Equivalent of Interest Rates for Securities)
第十九条
(金融商品の利率に準ずるもの)
Article 19
(Equivalent of Interest Rates for Financial Instruments)
第二十条
(信用状態に係る事由に類似するもの)
Article 20
(Grounds Similar to Those Connected with Credit Status)
第二十一条
(当事者その他の事業者の事業活動に重大な影響を与えるもの)
Article 21
(Cause Which May Have Serious Influence on the Business Operations of the Parties or Other Service Providers)
第二十一条の二
(不動産の価格等に準ずるもの)
Article 21-2
(Figures Equivalent to Price of Real Property)
第二十二条
(委託に際しあらかじめ特定すべき事項)
Article 22
(Particulars to Be Identified in Advance at That Time of Entrustment)
第二十三条
(特定投資家の範囲)
Article 23
(Scope of a Professional Investor)
第二十四条
(信用格付の範囲)
Article 24
(Scope of Credit Ratings)
2
(2)
3
(3)
第二十五条
(信用格付業から除かれる行為)
Article 25
(Acts Excluded from Consideration as Credit Rating)
第二十六条
(高速取引行為となる情報の伝達先及び伝達方法)
Article 26
(Recipient of Provided Information and Method of Providing Information Where the Provision of Information Constitutes High-Speed Trading)
2
(2)