金融機関の信託業務の兼営等に関する法律施行令法令名に(暫定版)と表示されているデータは、ネイティブや法令翻訳専門家によるチェック及び修正前のデータであり、今後、修正される場合があります。暫定版
Order for Enforcement of the Act on Engagement in Trust Business Activities by Financial Institutions (Any data that the title of a law indicates to be a "Tentative translation" has not yet been proofread or corrected by a native English speaker or legal translation expert; this data may be revised in the future.Tentative translation)
平成五年三月三日政令第三十一号
Cabinet Order No. 31 of March 3, 1993
内閣は、金融制度及び証券取引制度の改革のための関係法律の整備等に関する法律(平成四年法律第八十七号)の施行に伴い、金融機関の信託業務の兼営等に関する法律(昭和十八年法律第四十三号)第一条第一項、第五条ノ二、第六条及び第九条ノ二の規定に基づき、この政令を制定する。
The Cabinet hereby enacts this Cabinet Order in line with the implementation of the Act on the Coordination, etc. of the Relevant Acts for the Reform of the Financial System and the Securities and Exchange System (Act No. 87 of 1992) and pursuant to the provisions of Article 1, paragraph (1), Article 5-2, Article 6 and Article 9-2 of the Act on Engagement in Trust Business Activities by Financial Institutions (Act No. 43 of 1943).
(定義)
(Definitions)
第一条 この政令において「信託業務」とは、金融機関の信託業務の兼営等に関する法律(以下「法」という。)第一条第一項に規定する信託業務をいう。
Article 1 (1) Under this Cabinet Order, "Trust Business" means Trust Business under Article 1, paragraph (1) of the Act on Engagement in Trust Business Activities by Financial Institutions (hereinafter referred to as the "Act").
2 この政令において「銀行」とは、銀行法(昭和五十六年法律第五十九号)第二条第一項に規定する銀行をいう。
(2) In this Cabinet Order, "Bank" means a Bank under Article 2, paragraph (1) of the Banking Act (Act No. 59 of 1981).
3 この政令において「長期信用銀行」とは、長期信用銀行法(昭和二十七年法律第百八十七号)第二条に規定する長期信用銀行をいう。
(3) In this Cabinet Order, "Long-Term Credit Bank" means a Long-Term Credit Bank under Article 2 of the Long-Term Credit Bank Act (Act No. 187 of 1952).
(信託業務を兼営する金融機関の範囲)
(Scope of Financial Institutions Engaging in Trust Business)
第二条 法第一条第一項に規定する政令で定める金融機関は、次に掲げる金融機関とする。
Article 2 Financial institutions specified by Cabinet Order, referred to in Article 1, paragraph (1) of the Act, shall be the following financial institutions:
一 銀行
(i) Banks;
二 長期信用銀行
(ii) Long-Term Credit Banks;
二の二 株式会社商工組合中央金庫
(ii)-2 The Shoko Chukin Bank, Ltd.;
三 信用金庫
(iii) Shinkin Banks;
四 労働金庫
(iv) Labor banks;
五 信用協同組合
(v) Credit cooperatives;
六 農林中央金庫
(vi) The Norinchukin Bank;
七 農業協同組合法(昭和二十二年法律第百三十二号)第十条第一項第二号及び第三号の事業を併せ行う農業協同組合
(vii) Agricultural cooperatives that also engage in business set forth in Article 10, paragraph (1), items (ii) and (iii) of the Agricultural Cooperatives Act (Act No. 132 of 1947);
八 水産業協同組合法(昭和二十三年法律第二百四十二号)第十一条第一項第三号及び第四号の事業を併せ行う漁業協同組合
(viii) Fisheries cooperatives that also engage in business set forth in Article 11, paragraph (1), items (iii) and (iv) of the Fisheries Cooperatives Act (Act No. 242 of 1948);
九 水産業協同組合法第九十三条第一項第一号及び第二号の事業を併せ行う水産加工業協同組合
(ix) Marine products processing cooperatives that also engage in business set forth in Article 93, paragraph (1), items (i) and (ii) of the Fisheries Cooperatives Act;
十 信用金庫連合会
(x) Federations of Shinkin Banks;
十一 労働金庫連合会
(xi) Federations of labor banks;
十二 中小企業等協同組合法(昭和二十四年法律第百八十一号)第九条の九第一項第一号の事業を行う協同組合連合会
(xii) Federations of cooperatives that engage in business set forth in Article 9-9, paragraph (1), item (i) of the Small and Medium-Sized Enterprise Cooperatives Act (Act No. 181 of 1949);
十三 農業協同組合法第十条第一項第二号及び第三号の事業を併せ行う農業協同組合連合会
(xiii) Federations of agricultural cooperatives that also engage in business set forth in Article 10, paragraph (1), items (ii) and (iii) of the Agricultural Cooperatives Act;
十四 水産業協同組合法第八十七条第一項第三号及び第四号の事業を併せ行う漁業協同組合連合会
(xiv) Federations of fisheries cooperatives that also engage in business set forth in Article 87, paragraph (1), items (iii) and (iv) of the Fisheries Cooperatives Act; and
十五 水産業協同組合法第九十七条第一項第一号及び第二号の事業を併せ行う水産加工業協同組合連合会
(xv) Federations of marine product processing cooperatives that also engage in business set forth in Article 97, paragraph (1), items (i) and (ii) of the Fisheries Cooperatives Act.
(金融機関が営むことができない業務)
(Business in Which a Financial Institution May Not Engage)
第三条 法第一条第一項に規定する政令で定める業務は、次に掲げる業務とする。
Article 3 Business specified by Cabinet Order, referred to in Article 1, paragraph (1) of the Act, shall be as follows:
一 土地若しくはその定着物、地上権又は土地の賃借権(以下この号において「土地等」という。)を含む財産の信託であって、土地等の処分を信託の目的の全部又は一部とするもの(次に掲げるものを除く。)
(i) Business involving trust property that includes land or land fixtures, superficies rights or the right to lease land (hereinafter referred to as "Land, etc." in this item), the whole or part of whose purpose is the disposition of the Land, etc. (excluding the following trusts):
イ 資産の流動化に関する法律(平成十年法律第百五号)第二条第十三項に規定する特定目的信託
(a) A Specific Purpose Trust as prescribed in Article 2, paragraph (13) of the Act on Securitization of Assets (Act No. 105 of 1998); and
ロ その受益権の譲渡先が特定目的会社(資産の流動化に関する法律第二条第三項に規定する特定目的会社をいう。)又は登録投資法人(投資信託及び投資法人に関する法律(昭和二十六年法律第百九十八号)第二条第十三項に規定する登録投資法人をいう。)に限られる信託
(b) A trust under which the transferee of the beneficial interest is limited to a Specific Purpose Company (meaning a Specific Purpose Company as prescribed in Article 2, paragraph (3) of the Act on Securitization of Assets) or a Registered Investment Corporation (meaning a Registered Investment Corporation as prescribed in Article 2, paragraph (13) of the Act on Investment Trusts and Investment Corporations (Act No. 198 of 1951)).
二 法第一条第一項第一号に掲げる信託契約代理業のうち、前号に規定する信託に係るもの
(ii) Among agency services for trust contracts under Article 1, paragraph (1), item (i) of the Act, those that involve a trust set forth in the preceding item;
三 法第一条第一項第六号に掲げる業務のうち不動産の売買及び貸借の代理及び媒介
(iii) Among business listed in Article 1, paragraph (1), item (vi) of the Act, that which involves agency or intermediation for the sale and purchase or lease and rental of real property; and
四 その他内閣府令で定める業務
(iv) Other business specified by Cabinet Office Order.
(信託業務を営む金融機関の営業保証金の額)
(Amount of the Business Deposit of a Financial Institution Engaged in Trust Business)
第四条 法第二条第一項において準用する信託業法(平成十六年法律第百五十四号)第十一条第二項に規定する政令で定める金額は、二千五百万円とする。
Article 4 The amount specified by Cabinet Order, referred to in Article 11, paragraph (2) of the Trust Business Act (Act No. 154 of 2004) as applied mutatis mutandis pursuant to Article 2, paragraph (1) of the Act, shall be 25 million yen.
(営業保証金に代わる契約の内容)
(Terms and Conditions of a Contract that Replaces a Business Deposit)
第五条 信託業務を営む金融機関は、法第二条第一項において準用する信託業法第十一条第三項に規定する契約を締結する場合には、銀行、信用金庫、保険会社(保険業法(平成七年法律第百五号)第二条第二項に規定する保険会社をいい、同条第七項に規定する外国保険会社等を含む。)その他内閣府令で定める金融機関を相手方とし、その内容を次に掲げる要件に適合するものとしなければならない。
Article 5 Where a Financial Institution engaged in Trust Business intends to conclude a contract prescribed in Article 11, paragraph (3) of the Trust Business Act as applied mutatis mutandis pursuant to Article 2, paragraph (1) of the Act, the other party to the contract shall be a Bank, Shinkin Bank, Insurance Company (meaning an Insurance Company as prescribed in Article 2, paragraph (2) of the Insurance Business Act (Act No. 105 of 1995), including Foreign Insurance Companies, etc. prescribed in paragraph (7) of that Article) or other Financial Institution specified by Cabinet Office Order, and the terms of the contract shall conform to the following requirements:
一 法第二条第一項において準用する信託業法第十一条第四項の規定による金融庁長官の命令を受けたときは、当該信託業務を営む金融機関のために当該命令に係る額の営業保証金が遅滞なく供託されるものであること。
(i) When an order has been received from the Commissioner of the Financial Services Agency pursuant to the provisions of Article 11, paragraph (4) of the Trust Business Act as applied mutatis mutandis pursuant to Article 2, paragraph (1) of the Act, the business deposit in the amount specified by the Order shall be deposited without delay on behalf of the Financial Institution engaged in Trust Business;
二 一年以上の期間にわたって有効な契約であること。
(ii) The contract shall be effective for one year or more; and
三 金融庁長官の承認を受けた場合を除き、契約を解除し、又は契約の内容を変更することができないものであること。
(iii) Unless the approval of the Commissioner of the Financial Services Agency is obtained, the contract shall not be cancelled and the terms of the contract shall not be changed.
(営業保証金に係る権利の実行の手続)
(Procedures for the Fulfillment of Rights in Connection with Business Deposits)
第六条 法第二条第一項において準用する信託業法第十一条第六項の権利(以下この条において「権利」という。)を有する者は、金融庁長官に対し、その権利の実行の申立てをすることができる。
Article 6 (1) A person who holds rights pursuant to Article 11, paragraph (6) of the Trust Business Act as applied mutatis mutandis pursuant to Article 2, paragraph (1) of the Act (hereinafter referred to as "Right(s)" in this Article) may file a petition for the fulfillment of those Rights with the Commissioner of the Financial Services Agency.
2 金融庁長官は、前項の申立てがあった場合において、当該申立てを理由があると認めるときは、当該営業保証金につき権利を有する者に対し、六十日を下らない一定の期間内に権利の申出をすべきこと及びその期間内に申出をしないときは配当手続から除斥されるべきことを公示し、かつ、その旨を同項の申立てをした者(以下この条において「申立人」という。)及び供託者(供託者が法第二条第一項において準用する信託業法第十一条第四項の命令により同条第三項の契約に基づき信託業務を営む金融機関のために同条第一項の営業保証金の全部を供託している場合にあっては、当該信託業務を営む金融機関を含む。第四項及び第五項において同じ。)に通知しなければならない。
(2) Upon receiving a petition under the preceding paragraph, where the Commissioner of the Financial Services Agency finds the petition to have reasonable grounds, he/she shall give public notice notifying persons who have a Right to the business deposit that they should report their Rights within a specific period of time not shorter than 60 days and that they will be excluded from the distribution process if they fail to report their Rights within that period, and he/she shall also notify the person who filed the petition under the preceding paragraph (hereinafter referred to as the "Petitioner" in this Article) and the depositor (including a Financial Institution engaged in Trust Business, where the depositor has deposited the entirety of the business deposit under Article 11, paragraph (1) of the Trust Business Act as applied mutatis mutandis pursuant to Article 2, paragraph (1) of the Act on behalf of the Financial Institution engaged in Trust Business based on a contract under paragraph (3) of that Article in accordance with the order under paragraph (4) of that Article; hereinafter the same applies in paragraphs (4) and (5)) to that effect.
3 前項の規定による公示があった後は、申立人がその申立てを取り下げた場合においても、手続の進行は、妨げられない。
(3) Once the public notice under the preceding paragraph has been given, even in the event that the Petitioner withdraws his/her petition, this shall not prevent the procedures from progressing.
4 金融庁長官は、第二項の期間が経過した後、遅滞なく、権利の調査をしなければならない。この場合において、金融庁長官は、あらかじめ期日及び場所を公示し、かつ、供託者に通知して、申立人、当該期間内に権利の申出をした者及び当該供託者に対し、権利の存否及びその権利によって担保される債権の額について証拠を提示し、及び意見を述べる機会を与えなければならない。
(4) After the period prescribed in paragraph (2) has elapsed, the Commissioner of the Financial Services Agency shall make an examination into the Rights without delay. In this case, the Commissioner of the Financial Services Agency shall, in advance, give public notice of the date and place, notify the depositor of such information, and shall give the Petitioner, any person who has reported his/her Rights within the designated period, and the depositor an opportunity to present evidence or state their opinions as to the existence of the Rights and the amount of claim secured by such Rights.
5 金融庁長官は、前項の規定による調査の結果に基づき、遅滞なく配当表を作成し、これを公示し、かつ、供託者に通知しなければならない。
(5) Based on the result of the examination under the preceding paragraph, the Commissioner of the Financial Services Agency shall prepare a distribution list, give public notice thereof, and notify the depositor thereof without delay.
6 配当は、前項の規定による公示をした日から百十日を経過した後、同項の配当表に従い実施するものとする。
(6) After 110 days have elapsed since the date of public notice under the preceding paragraph, the distribution shall be implemented in accordance with the distribution list set forth in that paragraph.
7 金融庁長官は、有価証券(社債、株式等の振替に関する法律(平成十三年法律第七十五号)第二百七十八条第一項に規定する振替債を含む。)が供託されている場合において、権利の実行に必要があるときは、これを換価することができる。この場合において、換価の費用は、換価代金から控除する。
(7) Where any securities (including book-entry transfer bonds as prescribed in Article 278, paragraph (1) of Act on Book-Entry Transfer of Company Bonds, Shares, etc. (Act No. 75 of 2001)) have been deposited, and where it is necessary for fulfillment of the Rights, the Commissioner of the Financial Services Agency may liquidate the securities. In this case, the expenses required for the liquidation shall be deducted from the proceeds of the liquidation.
(営業保証金の取戻し)
(Recovery of Business Deposits)
第七条 信託業務を営む金融機関若しくはその承継人又は当該信託業務を営む金融機関のために営業保証金を供託した者は、当該信託業務を営む金融機関が次に掲げる場合に該当することとなったときは、その供託していた営業保証金の全部を、金融庁長官の承認を受けて取り戻すことができる。
Article 7 (1) Where a Financial Institution engaged in Trust Business falls under any of the following categories, the Financial Institution engaged in Trust Business, its successor or the person who has deposited the business deposit on behalf of the Financial Institution engaged in Trust Business may recover the entirety of the business deposit that was deposited by obtaining the approval of the Commissioner of the Financial Services Agency.
一 信託業務を営む金融機関の本店等(信託業務を営む金融機関の本店又は主たる事務所をいう。第十八条第一項、第二項及び第四項並びに第十九条第二項において同じ。)の位置の変更により法第二条第一項において準用する信託業法第十一条第一項に規定する供託所を変更し、かつ、当該変更後の供託所に営業保証金の全部を供託した場合
(i) When the official depository, as prescribed in Article 11, paragraph (1) of the Trust Business Act as applied mutatis mutandis pursuant to Article 2, paragraph (1) of the Act, is changed due to a change in location of the head office, etc. of the Financial Institution engaged in Trust Business (meaning the head office or principal office of the Financial Institution engaged in Trust Business; hereinafter the same applies in Article 18, paragraph (1), paragraph (2) and paragraph (4) and Article 19, paragraph (2)) and the entirety of the business deposit is deposited with the official depository to which the change was made.
二 次に掲げる場合のいずれかに該当した場合において、信託財産の新受託者への譲渡又は帰属権利者への移転が終了したとき。
(ii) Where any of the following apply, when assignment to a new trustee or transfer to the holder of a vested right is completed for the trust property:
イ 法第十条の規定により法第一条第一項の認可が取り消された場合
(a) Where authorization under Article 1, paragraph (1) of the Act has been rescinded pursuant to the provisions of Article 10 of the Act; or
ロ 法第十一条の規定により法第一条第一項の認可がその効力を失った場合
(b) Where authorization under Article 1, paragraph (1) of the Act loses effect pursuant to the provisions of Article 11 of the Act.
2 信託業務を営む金融機関又は当該信託業務を営む金融機関のために営業保証金を供託した者は、当該信託業務を営む金融機関が法第二条第一項において準用する信託業法第十一条第三項に規定する契約を締結し、又は当該契約の内容を変更し、その旨を金融庁長官に届け出た場合において、当該信託業務を営む金融機関に係る営業保証金の額(契約金額(同項に規定する契約金額をいう。以下この項において同じ。)を含む。)が同条第一項及び第二項の規定により供託すべき金額を超えることとなったときは、当該営業保証金の額から契約金額を控除した額の範囲内において、その超える額の全部又は一部を、金融庁長官の承認を受けて取り戻すことができる。
(2) Where a Financial Institution engaged in Trust Business a or a person who has deposited a business deposit on behalf of the Financial Institution engaged in Trust Business concludes a contract prescribed under Article 11, paragraph (3) of the Trust Business Act applied mutatis mutandis pursuant to Article 2, paragraph (1) of the Act, or changes the terms of such contract, and notifies the Commissioner of the Financial Services Agency to that effect, when the amount of the business deposit (including the contract amount (meaning the contract amount as prescribed in Article 11, paragraph (3) of the Trust Business Act; hereinafter the same appliees in this paragraph)) for the Financial Institution engaged in Trust Business exceeds the amount to be deposited pursuant to the provisions of paragraphs (1) and (2) of Article 11 of the Trust Business Act, the Financial Institution engaged in Trust Business a or the person who has deposited a business deposit on behalf thereof may recover all or part of the amount in excess thereof, only to the extent of the amount of the business deposit less the contract amount, with the approval of the Commissioner of the Financial Services Agency.
(委託者及び受託者と密接な関係を有する者)
(Persons Who Are Closely Related to the Settlor and the Trustee)
第八条 法第二条第一項において準用する信託業法第二十三条第二項に規定する委託者と密接な関係を有する者として政令で定める者は、次に掲げるものとする。
Article 8 (1) The persons specified by Cabinet Order as closely related to the settlor under Article 23, paragraph (2) of the Trust Business Act as applied mutatis mutandis pursuant to Article 2, paragraph (1) of the Act, shall be as follows:
一 当該委託者の役員(取締役、執行役、会計参与(会計参与が法人であるときは、その職務を行うべき社員を含む。)、監査役又はこれらに類する役職にある者をいう。以下この条及び第十条において同じ。)又は使用人
(i) Any officer (including the director, executive officer, accounting advisor (including members of an accounting advisor who are to perform its duties, where the accounting advisor is a juridical person), company auditors or persons who hold a position similar thereto; hereinafter the same applies in this Article and Article 10) or employee of the settlor;
二 当該委託者の子法人等
(ii) Any Subsidiary Juridical Person, etc. of the settler;
三 当該委託者を子法人等とする親法人等
(iii) The Parent Juridical Person, etc. that has the settlor as its Subsidiary Juridical Person, etc.;
四 当該委託者を子法人等とする親法人等の子法人等(当該委託者及び前二号に掲げる者を除く。)
(iv) Any Subsidiary Juridical Person, etc. of the Parent Juridical Person, etc. that has the settlor as its Subsidiary Juridical Person, etc. (excluding the settlor and the persons listed in the preceding two items);
五 当該委託者の関連法人等
(v) Any Affiliated Juridical Person, etc. of the settlor;
六 当該委託者を子法人等とする親法人等の関連法人等(前号に掲げる者を除く。)
(vi) Any Affiliated Juridical Person, etc. of the Parent Juridical Person, etc. that has the settlor as its Subsidiary Juridical Person, etc. (excluding the persons listed in the preceding item);
七 当該委託者の特定個人株主
(vii) Any specified individual shareholder of the settler; or
八 前号に掲げる者に係る次に掲げる会社、組合その他これらに準ずる事業体(外国におけるこれらに相当するものを含み、当該委託者を除く。以下この号において「法人等」という。)
(viii) The following company, partnership, or any other business entity equivalent thereto (including those equivalent thereto in a foreign state, but excluding the settlor; hereinafter referred to as the "Juridical Person, etc." in this item) that is associated with the person listed in the preceding item;
イ 前号に掲げる者がその総株主又は総出資者の議決権(株式会社にあっては、株主総会において決議をすることができる事項の全部につき議決権を行使することができない株式についての議決権を除き、会社法(平成十七年法律第八十六号)第八百七十九条第三項の規定により議決権を有するものとみなされる株式についての議決権を含む。以下同じ。)の百分の五十を超える議決権を保有する法人等(当該法人等の子法人等及び関連法人等を含む。)
(a) A Juridical Person, etc. (including the Subsidiary Juridical Person, etc. and the Affiliated Juridical Person, etc. of such Juridical Person, etc.) in which the person referred to in the preceding item holds voting rights that are in excess of fifty percent of the voting rights of all of the shareholders or equity investors (for a stock company, excluding the voting rights from shares when such voting rights cannot be exercised for all matters that are subject to resolution at a general meeting of shareholders, and including the voting rights from shares for which the shareholder shall be deemed to have voting rights under the provisions of Article 879, paragraph (3) of the Companies Act (Act No. 86 of 2005); hereinafter the same applies hereinafter); or
ロ 前号に掲げる者がその総株主又は総出資者の議決権の百分の二十以上百分の五十以下の議決権を保有する法人等
(b) A Juridical Person, etc. in which the person referred to in the preceding item holds voting rights that amount to at least twenty percent and up to fifty percent of the voting rights of all of the shareholders or equity investors.
2 法第二条第一項において準用する信託業法第二十三条第二項に規定する受託者と密接な関係を有する者として政令で定める者は、次に掲げるものとする。
(2) The persons specified by Cabinet Order as closely related to the trustee under Article 23, paragraph (2) of the Trust Business Act as applied mutatis mutandis pursuant to Article 2, paragraph (1) of the Act, shall be as follows:
一 当該受託者の役員又は使用人
(i) Any officer or employee of the trustee;
二 当該受託者の子法人等
(ii) Any Subsidiary Juridical Person, etc. of the trustee;
三 当該受託者を子法人等とする親法人等
(iii) The Parent Juridical Person, etc. that has the trustee as its Subsidiary Juridical Person, etc.;
四 当該受託者を子法人等とする親法人等の子法人等(当該受託者及び前二号に掲げる者を除く。)
(iv) Any Subsidiary Juridical Person, etc. of the Parent Juridical Person, etc., that has the trustee as its Subsidiary Juridical Person, etc. (excluding the trustee himself/herself and persons listed in the preceding two items);
五 当該受託者の関連法人等
(v) Any Affiliated Juridical Person, etc. of the trustee;
六 当該受託者を子法人等とする親法人等の関連法人等(前号に掲げる者を除く。)
(vi) Any Affiliated Juridical Person, etc. of the Parent Juridical Person, etc. that has the trustee as its Subsidiary Juridical Person, etc. (excluding persons listed in the preceding item);
七 当該受託者の特定個人株主
(vii) Any specified individual shareholder of the trustee; or
八 前号に掲げる者に係る次に掲げる会社、組合その他これらに準ずる事業体(外国におけるこれらに相当するものを含み、当該受託者を除く。以下この号において「法人等」という。)
(viii) The following company, partnership, or any other business entity equivalent thereto (including those equivalent thereto in a foreign state, but excluding the trustee; hereinafter referred to as "Juridical Person, etc." in this item) that is associated with the person listed in the preceding item;
イ 前号に掲げる者がその総株主又は総出資者の議決権の百分の五十を超える議決権を保有する法人等(当該法人等の子法人等及び関連法人等を含む。)
(a) A Juridical Person, etc. (including a Subsidiary Juridical Person, etc. and an Affiliated Juridical Person, etc. of such Juridical Person, etc.) in which the person referred to in the preceding item holds voting rights that are in excess of fifty percent of the voting rights of all of the shareholders or equity investors; or
ロ 前号に掲げる者がその総株主又は総出資者の議決権の百分の二十以上百分の五十以下の議決権を保有する法人等
(b) A Juridical Person, etc. in which the person referred to in the preceding item holds voting rights that amount to at least twenty percent and up to fifty percent of the voting rights of all of the shareholders or equity investors.
3 前二項に規定する「親法人等」とは、他の法人等(会社、組合その他これらに準ずる事業体(外国におけるこれらに相当するものを含む。)をいう。以下この項及び次項において同じ。)の財務及び営業又は事業の方針を決定する機関(株主総会その他これに準ずる機関をいう。以下この項において「意思決定機関」という。)を支配している法人等として内閣府令で定めるものをいい、前二項及び次項に規定する「子法人等」とは、親法人等によりその意思決定機関を支配されている他の法人等をいう。この場合において、親法人等及び子法人等又は子法人等が他の法人等の意思決定機関を支配している場合における当該他の法人等は、その親法人等の子法人等とみなす。
(3) The "Parent Juridical Person, etc." prescribed in the preceding two paragraphs means the Juridical Person, etc. (meaning a company, partnership, or other business entity equivalent thereto (including those equivalent thereto in a foreign state); hereinafter the same applies in this paragraph and the following paragraph) specified by Cabinet Office Order as the Juridical Person, etc. who has control over the body that makes decisions on the financial policy and operations or business of another Juridical Person, etc. (meaning the shareholders' meeting or other body equivalent thereto; referred to as "decision-making body" in this paragraph), and the "Subsidiary Juridical Person, etc." prescribed in the preceding two paragraphs and the following paragraph means such other Juridical Person, etc., whose decision-making body is controlled by the Parent Juridical Person, etc. In this case, if a Parent Juridical Person, etc. and its Subsidiary Juridical Person, etc. or a Subsidiary Juridical Person, etc. alone controls the decision-making body of another Juridical Person, etc., such other Juridical Person, etc. shall be deemed to be a Subsidiary Juridical Person, etc. of the Parent Juridical Person, etc.
4 第一項及び第二項に規定する「関連法人等」とは、法人等(当該法人等の子法人等を含む。)が出資、取締役その他これに準ずる役職への当該法人等の役員若しくは使用人である者若しくはこれらであった者の就任、融資、債務の保証若しくは担保の提供、技術の提供又は営業上若しくは事業上の取引等を通じて、財務及び営業又は事業の方針の決定に対して重要な影響を与えることができる他の法人等(子法人等を除く。)として内閣府令で定めるものをいう。
(4) The "Affiliated Juridical Person, etc." prescribed in paragraphs (1) and (2) means a Juridical Person, etc. specified by Cabinet Office Order as another Juridical Person, etc. (excluding a Subsidiary Juridical Person, etc.) on which a first Juridical Person, etc. (including its Subsidiary Juridical Person, etc.) can have a material influence on the decisions on financial policy and operations or business, through contributions, assumption of office as a director or a position equivalent thereto by a person who is or was an officer or employee of the first Juridical Person, etc., guarantees of obligations or provision of collateral, provision of technology, or operational or business transactions, etc.
5 第一項及び第二項に規定する「特定個人株主」とは、その総株主又は総出資者の議決権の百分の五十を超える対象議決権(信託業法第五条第五項に規定する対象議決権をいう。)を保有する個人をいう。
(5) The "specified individual shareholder" prescribed in paragraphs (1) and (2) means an individual who holds Subject Voting Rights (meaning Subject Voting Rights as prescribed in Article 5, paragraph (5) of the Trust Business Act) exceeding fifty percent of the voting rights of all of the shareholders or equity investors.
6 第一項第八号又は第二項第八号の場合において、第一項第七号に掲げる者又は第二項第七号に掲げる者が保有する議決権には、社債、株式等の振替に関する法律第百四十七条第一項又は第百四十八条第一項(これらの規定を同法第二百二十八条第一項、第二百三十五条第一項、第二百三十九条第一項及び第二百七十六条(第二号に係る部分に限る。)において準用する場合を含む。)の規定により発行者に対抗することができない株式又は出資に係る議決権を含むものとする。
(6) In the case under paragraph (1), item (viii) or paragraph (2), item (viii), the voting rights held by the person prescribed in paragraph (1), item (vii) or the person prescribed in paragraph (2), item (vii) shall include voting rights pertaining to the shares or contributions that cannot be asserted against the issuer pursuant to the provisions of Article 147, paragraph (1) or Article 148, paragraph (1) of the Act on Book-Entry Transfer of Company Bonds, Shares, etc. (including the cases where these provisions are applied mutatis mutandis pursuant to Article 228, paragraph (1), Article 235, paragraph (1), Article 239, paragraph (1) and Article 276 (limited to the portion pertaining to item (ii)) of the same Act).
(情報通信の技術を利用する方法)
(Methods That Use Information and Communications Technology)
第九条 信託業務を営む金融機関は、法第二条第一項において準用する信託業法第二十六条第二項の規定により同項に規定する事項を提供しようとするときは、内閣府令で定めるところにより、あらかじめ、当該委託者に対し、その用いる同項に規定する電磁的方法(以下この条において「電磁的方法」という。)の種類及び内容を示し、書面又は電磁的方法による承諾を得なければならない。
Article 9 (1) Where a Financial Institution engaged in Trust Business seeks to provide the matters prescribed in Article 26, paragraph (2) of the Trust Business Act as applied mutatis mutandis pursuant to Article 2, paragraph (1) of the Act in accordance with said paragraph, the Financial Institution engaged in Trust Business shall, as provided by Cabinet Office Order, indicate to the settlor the type and details of the Electromagnetic Means prescribed in Article 26, paragraph (2) of the Trust Business Act (hereinafter referred to as "Electromagnetic Means" in this Article) that it will use, and shall obtain his/her consent in advance, in writing or by Electromagnetic Means.
2 前項の規定による承諾を得た信託業務を営む金融機関は、当該委託者から書面又は電磁的方法により電磁的方法による提供を受けない旨の申出があったときは、当該委託者に対し、法第二条第一項において準用する信託業法第二十六条第二項に規定する事項の提供を電磁的方法によってしてはならない。ただし、当該委託者が再び前項の規定による承諾をした場合は、この限りでない。
(2) A Financial Institution engaged in Trust Business that has obtained consent pursuant to the provisions of the preceding paragraph shall not provide the matters prescribed in Article 26, paragraph (2) of the Trust Business Act as applied mutatis mutandis pursuant to Article 2, paragraph (1) of the Act to the settlor by Electromagnetic Means where said settlor has indicated in writing or by Electromagnetic Means that he/she will not be provided with said matters by Electromagnetic Means; provided, however, that this shall not apply where said settlor has given his/her consent again pursuant to the provisions of the preceding paragraph.
3 前二項の規定は、法第二条第一項において準用する信託業法第二十七条第二項及び第二十九条第四項において同法第二十六条第二項の規定を準用する場合について準用する。この場合において、これらの規定中「委託者」とあるのは、「信託財産に係る受益者」と読み替えるものとする。
(3) The provisions of the preceding two paragraphs shall apply mutatis mutandis to where Article 26, paragraph (2) of the Trust Business Act is applied mutatis mutandis under Article 27, paragraph (2) and Article 29, paragraph (4) of the Trust Business Act as applied mutatis mutandis pursuant to Article 2, paragraph (1) of the Act. In this case, the term "settlor" in these provisions shall be deemed to be replaced with "beneficiary of the trust property".
(信託業務を営む金融機関と密接な関係を有する者の範囲)
(Scope of Persons Who Are Closely Related to a Financial Institution Engaged in Trust Business)
第十条 法第二条第一項において準用する信託業法第二十九条第二項第一号に規定する政令で定める者は、次に掲げるものとする。
Article 10 (1) The person specified by Cabinet Order, referred to in Article 29, paragraph (2), item (i) of the Trust Business Act as applied mutatis mutandis pursuant to Article 2, paragraph (1) of the Act, shall be as follows:
一 信託業務を営む金融機関の役員又は使用人
(i) Any officer or employee of the Financial Institution engaged in Trust Business;
二 信託業務を営む金融機関の子法人等(第八条第三項に規定する子法人等をいう。以下この項において同じ。)
(ii) Any Subsidiary Juridical Person, etc. (meaning a Subsidiary Juridical Person, etc. as prescribed in Article 8, paragraph (3); hereinafter the same applies in this paragraph) of the Financial Institution engaged in Trust Business;
三 信託業務を営む金融機関を子法人等とする親法人等(第八条第三項に規定する親法人等をいう。以下この項において同じ。)
(iii) The Parent Juridical Person, etc. (meaning a Parent Juridical Person, etc. as prescribed in Article 8, paragraph (3); hereinafter the same applies in this paragraph) that has the Financial Institution engaged in Trust Business as its Subsidiary Juridical Person, etc.;
四 信託業務を営む金融機関を子法人等とする親法人等の子法人等(当該信託業務を営む金融機関及び前二号に掲げる者を除く。)
(iv) Any Subsidiary Juridical Person, etc. of the Parent Juridical Person, etc. that has the Financial Institution engaged in Trust Business as its Subsidiary Juridical Person, etc. (excluding the Financial Institution engaged in Trust Business itself and persons listed in the preceding two items);
五 信託業務を営む金融機関の関連法人等(第八条第四項に規定する関連法人等をいう。以下この項において同じ。)
(v) Any Affiliated Juridical Person, etc. (meaning an Affiliated Juridical Person, etc. as prescribed in Article 8, paragraph (4); hereinafter the same applies in this paragraph) of the Financial Institution engaged in Trust Business;
六 信託業務を営む金融機関を子法人等とする親法人等の関連法人等(前号に掲げる者を除く。)
(vi) Any Affiliated Juridical Person, etc. of the Parent Juridical Person, etc. that has the Financial Institution engaged in Trust Business as its Subsidiary Juridical Person, etc. (excluding the person listed in the preceding item);
七 信託業務を営む金融機関の特定個人株主(第八条第五項に規定する特定個人株主をいう。)
(vii) Any specified individual shareholder (meaning a specified individual shareholder as prescribed in Article 8, paragraph (5)) of the Financial Institution engaged in Trust Business; or
八 前号に掲げる者に係る次に掲げる会社、組合その他これらに準ずる事業体(外国におけるこれらに相当するものを含み、信託業務を営む金融機関を除く。以下この号において「法人等」という。)
(viii) The following company, partnership, or any other business entity equivalent thereto (including those equivalent thereto in a foreign state, but excluding the Financial Institution engaged in Trust Business; referred to as the "Juridical Person, etc." in this item) that is associated with the person listed in the preceding item;
イ 前号に掲げる者が総株主又は総出資者の議決権の百分の五十を超える議決権を保有する法人等(当該法人等の子法人等及び関連法人等を含む。)
(a) A Juridical Person, etc. (including a Subsidiary Juridical Person, etc. and an Affiliated Juridical Person, etc. of the Juridical Person, etc.) in which the person referred to in the preceding item holds voting rights that are in excess of fifty percent of the voting rights of all of the shareholders or equity investors; or
ロ 前号に掲げる者がその総株主又は総出資者の議決権の百分の二十以上百分の五十以下の議決権を保有する法人等
(b) A Juridical Person, etc. in which the person referred to in the preceding item holds voting rights that amount to at least twenty percent and up to fifty percent of the voting rights held by all of the shareholders or equity investors.
2 信託業務を営む金融機関が法第二条第一項において準用する信託業法第二十二条第一項の規定により信託業務の委託をした場合における当該委託を受けた者についての前項の規定の適用については、同項中「信託業務を営む金融機関」とあるのは、「信託業務を営む金融機関から信託業務の委託を受けた者」とする。
(2) With regard to the application of the provisions of the preceding paragraph to a person to whom Trust Business is entrusted by a Financial Institution engaged in Trust Business under the provisions of Article 22, paragraph (1) of the Trust Business Act as applied mutatis mutandis pursuant to Article 2, paragraph (1) of the Act, the term "Financial Institution engaged in Trust Business" in Article 22, paragraph (1) of the Trust Business Act shall be deemed to be replaced with "person to whom Trust Business has been entrusted by the Financial Institution engaged in Trust Business".
3 第八条第六項の規定は、第一項第八号の場合において同項第七号に掲げる者が保有する議決権について準用する。
(3) The provisions of Article 8, paragraph (6) shall be applied mutatis mutandis to the voting rights held by a person as prescribed in paragraph (1), item (vii) in the case of paragraph (1), item (viii).
(説明書類に関する規定)
(Provisions on Explanatory Documents)
第十一条 法第二条第二項の規定により読み替えて適用する信託業法第七十八条第一項に規定する政令で定める規定は、次に掲げる規定とする。
Article 11 The provisions specified by Cabinet Order, referred to in Article 78, paragraph (1) of the Trust Business Act as applied by replacing the terms pursuant to the provisions of Article 2, paragraph (2) of the Act, shall be as follows:
一 銀行法第二十一条第一項及び第二項(長期信用銀行法第十七条、信用金庫法(昭和二十六年法律第二百三十八号)第八十九条第一項、協同組合による金融事業に関する法律(昭和二十四年法律第百八十三号)第六条第一項及び労働金庫法(昭和二十八年法律第二百二十七号)第九十四条第一項において準用する場合を含む。)
(i) Article 21, paragraphs (1) and (2) of the Banking Act (including the cases where applied mutatis mutandis pursuant to Article 17 of the Long-Term Credit Bank Act, Article 89, paragraph (1) of the Shinkin Bank Act (Act No. 238 of 1951), Article 6, paragraph (1) of the Act on Financial Business Conducted by Cooperative Associations (Act No. 183 of 1949) and Article 94, paragraph (1) of the Labor Bank Act (Act No. 227 of 1953));
二 株式会社商工組合中央金庫法(平成十九年法律第七十四号)第五十三条第一項及び第二項
(ii) Article 53, paragraphs (1) and (2) of the Shoko Chukin Bank Limited Act (Act No. 74 of 2007);
三 農林中央金庫法(平成十三年法律第九十三号)第八十一条第一項及び第二項
(iii) Article 81, paragraphs (1) and (2) of the Norinchukin Bank Act (Act No. 93 of 2001);
四 農業協同組合法第五十四条の三第一項及び第二項
(iv) Article 54-3, paragraphs (1) and (2) of the Agricultural Cooperatives Act; and
五 水産業協同組合法第五十八条の三第一項及び第二項(同法第九十二条第三項、第九十六条第三項及び第百条第三項において準用する場合を含む。)
(v) Article 58-3, paragraphs (1) and (2) of the Fisheries Cooperatives Act (including the cases where applied mutatis mutandis in Article 92, paragraph (3), Article 96, paragraph (3) and Article 100, paragraph (3) of the same Act).
(情報通信の技術を利用した提供)
(Provision of Information by Use of Information and Communications Technology)
第十一条の二 信託業務を営む金融機関は、法第二条の二において準用する金融商品取引法(昭和二十三年法律第二十五号)第三十四条の二第四項(法第二条の二において準用する金融商品取引法第三十四条の三第十二項(法第二条の二において準用する金融商品取引法第三十四条の四第六項において準用する場合を含む。)、第三十四条の四第三項及び第三十七条の三第二項において準用する場合を含む。以下この条において同じ。)の規定により法第二条の二において準用する金融商品取引法第三十四条の二第四項に規定する事項を提供しようとするときは、内閣府令で定めるところにより、あらかじめ、当該事項を提供する相手方に対し、その用いる同項に規定する方法(以下この条において「電磁的方法」という。)の種類及び内容を示し、書面又は電磁的方法による承諾を得なければならない。
Article 11-2 (1) Where a Financial Institution engaged in Trust Business seeks to provide the matters prescribed in Article 34-2, paragraph (4) of the Financial Instruments and Exchange Act (Act No. 25 of 1948) as applied mutatis mutandis pursuant to Article 2-2 of the Act (including the case where applied mutatis mutandis pursuant to Article 34-3, paragraph (12) (including the case where applied mutatis mutandis in Article 34-4, paragraph (6) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 2-2 of the Act), Article 34-4, paragraph (3) and Article 37-3, paragraph (2) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 2-2 of the Act; hereinafter the same applies in this Article), pursuant to Article 34-2, paragraph (4) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 2-2 of the Act, it shall, as provided by Cabinet Office Order, indicate to the other party the type and details of the Electromagnetic Means prescribed in Article 34-2, paragraph (4) of the Financial Instruments and Exchange Act (hereinafter referred to as "Electromagnetic Means" in this Article) that it will use, and shall obtain his/her consent in advance, in writing or by Electromagnetic Means.
2 前項の規定による承諾を得た信託業務を営む金融機関は、当該相手方から書面又は電磁的方法により電磁的方法による提供を受けない旨の申出があったときは、当該相手方に対し、法第二条の二において準用する金融商品取引法第三十四条の二第四項に規定する事項の提供を電磁的方法によってしてはならない。ただし、当該相手方が再び前項の規定による承諾をした場合は、この限りでない。
(2) A Financial Institution engaged in Trust Business who has obtained consent pursuant to the provisions of the preceding paragraph shall not provide the matters prescribed in Article 34-2, paragraph (4) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 2-2 of the Act to the other party by Electromagnetic Means where said person has indicated in writing or by Electromagnetic Means that he/she will not be provided with said matters by Electromagnetic Means; provided, however, that this shall not apply where said person has given his/her consent again pursuant to the provisions of the preceding paragraph.
(情報通信の技術を利用した同意の取得)
(Acquisition of Agreement by Use of Information and Communications Technology)
第十一条の三 信託業務を営む金融機関は、法第二条の二において準用する金融商品取引法第三十四条の二第十二項(法第二条の二において準用する金融商品取引法第三十四条の三第三項(法第二条の二において準用する金融商品取引法第三十四条の四第六項において準用する場合を含む。)において準用する場合を含む。以下この条において同じ。)の規定により、法第二条の二において準用する金融商品取引法第三十四条の二第十一項の規定による書面による同意に代えて同条第十二項に規定する内閣府令で定める方法(以下この条において「電磁的方法」という。)により同意を得ようとするときは、内閣府令で定めるところにより、あらかじめ、当該同意を得ようとする相手方に対し、その用いる電磁的方法の種類及び内容を示し、書面又は電磁的方法による承諾を得なければならない。
Article 11-3 (1) When a Financial Institution engaged in Trust Business seeks to obtain agreement using a method specified by Cabinet Office Order, as prescribed in Article 34-2, paragraph (12) of the Financial Instruments and Exchange Act (referred to as "Electromagnetic Means" in this Article), in lieu of the written agreement prescribed in Article 34-2, paragraph (11) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 2-2 of the Act, pursuant to Article 34-2, paragraph (12) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 2-2 of the Act (including the case where applied mutatis mutandis pursuant to Article 34-3, paragraph (3) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 2-2 of the Act (including the case where applied mutatis mutandis in Article 34-4, paragraph (6) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 2-2 of the Act); hereinafter the same applies in this Article), it shall, as provided by Cabinet Office Order, indicate to the person whose agreement is sought, the type and details of the Electromagnetic Means that it will use, and shall obtain his/her consent in advance, in writing or by Electromagnetic Means.
2 前項の規定による承諾を得た信託業務を営む金融機関は、当該相手方から書面又は電磁的方法により電磁的方法による同意を行わない旨の申出があったときは、当該相手方に対し、法第二条の二において準用する金融商品取引法第三十四条の二第十二項に規定する同意の取得を電磁的方法によってしてはならない。ただし、当該相手方が再び前項の規定による承諾をした場合は、この限りでない。
(2) A Financial Institution engaged in Trust Business that has obtained consent pursuant to the provisions of the preceding paragraph shall not obtain the agreement prescribed in Article 34-2, paragraph (12) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 2-2 of the Act of the other party by Electromagnetic Means where said other party has indicated in writing or by Electromagnetic Means that he/she will not give his/her agreement by Electromagnetic Means; provided, however, that this shall not apply where said person gives his/her consent again pursuant to the provisions of the preceding paragraph.
(顧客の判断に影響を及ぼす重要事項)
(Important Matters that May Have an Impact on Customers' Judgment)
第十一条の四 法第二条の二において準用する金融商品取引法第三十七条第一項第三号に規定する政令で定めるものは、次に掲げるものとする。
Article 11-4 (1) The matters specified by Cabinet Order, referred to in Article 37, paragraph (1), item (iii) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 2-2 of the Act, shall be as follows:
一 特定信託契約(信託業法第二十四条の二に規定する特定信託契約をいう。以下同じ。)に関して顧客が支払うべき手数料、報酬その他の対価に関する事項であって内閣府令で定めるもの
(i) Matters related to the fees, remuneration, or any other type of consideration payable by a customer under a specified trust contract (meaning a specified trust contract as prescribed in Article 24-2 of the Trust Business Act; hereinafter the same applies), as specified by Cabinet Office Order;
二 顧客が行う特定信託契約の締結について金利、通貨の価格、金融商品取引法第二条第十四項に規定する金融商品市場における相場その他の指標に係る変動を直接の原因として損失が生ずることとなるおそれがある場合にあっては、次に掲げる事項
(ii) Where there is a risk of incurring losses with regard to the conclusion of a specified trust contract by a customer, as a direct result of fluctuations in the money rates, the value of currencies, quotations on a Financial Instruments Market as prescribed in Article 2, paragraph (14) of the Financial Instruments and Exchange Act, or other financial indicators, the following matters:
イ 当該指標
(a) The relevant financial indicators; and
ロ 当該指標に係る変動により損失が生ずるおそれがある旨及びその理由
(b) A statement to the effect that losses could be incurred due to fluctuations in the financial indicators and the reason therefor.
三 前二号に掲げる事項に準ずるものとして内閣府令で定める事項
(iii) Any matters specified by Cabinet Office Order as matters that are equivalent to those listed in the preceding two items.
2 法第二条の二において準用する金融商品取引法第三十七条第一項に規定する行為を基幹放送事業者(放送法(昭和二十五年法律第百三十二号)第二条第二十三号に規定する基幹放送事業者をいい、日本放送協会及び放送大学学園(放送大学学園法(平成十四年法律第百五十六号)第三条に規定する放送大学学園をいう。)を除く。)の放送設備により放送をさせる方法その他これに準ずるものとして内閣府令で定める方法によりする場合における同項第三号に規定する政令で定めるものは、前項の規定にかかわらず、次に掲げるものとする。
(2) Notwithstanding the provisions of the preceding paragraph, where the acts prescribed in Article 37, paragraph (1) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 2-2 of the Act are accomplished by causing a broadcast using the broadcasting facilities of a basic broadcaster (meaning a basic broadcaster as prescribed in Article 2, item (xxiii) of the Broadcast Act (Act No. 132 of 1950)) and excluding Japan Broadcasting Corporation and Open University of Japan as prescribed in Article 3 of the Act on the Open University of Japan (Act No. 156 of 2002)) or by any other method specified by Cabinet Office Order as equivalent thereto, the matters specified by Cabinet Order, referred to in Article 37, paragraph (1), item (iii) of the Financial Instruments and Exchange Act, shall be as follows:
一 顧客が行う特定信託契約の締結について金利、通貨の価格、金融商品市場における相場その他の指標に係る変動を直接の原因として損失が生ずることとなるおそれがある場合にあっては、当該おそれがある旨
(i) Where there is any risk of losses being incurred in connection with the customer's conclusion of a specified trust contract, as the direct result of fluctuations in the money rate, the value of currencies, quotations on a Financial Instruments Market, or other financial indicators, a statement to the effect that there is such risk; and
二 前号に掲げる事項に準ずるものとして内閣府令で定める事項
(ii) The matters specified by Cabinet Office Order as equivalent to the matters listed in the preceding item.
金融商品取引法を準用する場合の読替え)
(Technical Replacement of Terms in the Mutatis Mutandis Application of the Financial Instruments and Exchange Act)
第十一条の五 法第二条の二の規定による技術的読替えは、次の表のとおりとする。
Article 11-5 The technical replacement of terms pursuant to Article 2-2 of the Act shall be as follows:
読み替える金融商品取引法の規定
Provisions of the Financial Instruments and Exchange Act whose terms are to be replaced
読み替えられる字句
Original terms
読み替える字句
Terms to replace the original terms
第三十四条
Article 34
同条第三十一項第四号
Article 2, paragraph (31), item (iv)
第二条第三十一項第四号
Article 2, paragraph (31), item (iv)
第三十七条第一項第一号
Article 37, paragraph (1), item (i)
商号、名称又は氏名
the trade name or name
商号又は名称
the trade name or name
第四十条第二号
Article 40, item (ii)
前号に掲げるもの
what is listed in the preceding item
金融機関の信託業務の兼営等に関する法律第二条第一項において準用する信託業法第二十四条第二項の規定に違反すると認められる状況
a situation in which the provisions of Article 24, paragraph (2) of the Trust Business Act as applied mutatis mutandis pursuant to Article 2, paragraph (1) of the Act on Engagement in Trust Business Activities by Financial Institutions are found to have been violated
(同一人に対する信用の供与)
(Granting of Credit to One Person)
第十二条 信託業務を営む金融機関が元本補填付き金銭信託(法第六条の規定により元本の補填の契約をしている金銭信託(貸付信託を含む。)をいう。以下同じ。)に係る信託契約を締結している場合には、次の各号に掲げる金融機関に係る当該各号に定める貸出金には、当該元本補填付き金銭信託の信託財産の運用に係る貸出金(貸出金として内閣府令で定めるものをいう。)を含むものとする。
Article 12 Where a Financial Institution engaged in Trust Business concludes a trust agreement for a cash trust with a contractual clause for the compensation of losses in principal (meaning a cash trust (including a loan trust) in which compensation of losses in principal is promised under the terms of the contract pursuant to Article 6 of the Act; hereinafter the same applies), the loan monies prescribed in the following items in connection with the Financial Institutions listed in each of those items shall include loan monies (meaning loan monies specified by Cabinet Office Order) related to investment of the trust property in a cash trust with a contractual clause for compensation of losses in principal:
一 第二条第一号に掲げる金融機関 銀行法施行令(昭和五十七年政令第四十号)第四条第六項第一号に規定する貸出金
(i) Financial Institution listed in Article 2, item (i): loan monies prescribed in Article 4, paragraph (6), item (i) of the Order for Enforcement of the Banking Act (Cabinet Order No. 40 of 1982);
二 第二条第二号に掲げる金融機関 長期信用銀行法施行令(昭和五十七年政令第四十二号)第六条第一項において準用する銀行法施行令第四条第六項第一号に規定する貸出金
(ii) Financial Institution listed in Article 2, item (ii): loan monies prescribed in Article 4, paragraph (6), item (i) of the Order for Enforcement of the Banking Act as applied mutatis mutandis pursuant to Article 6, paragraph (1) of the Order for Enforcement of the Long-Term Credit Bank Act (Cabinet Order No. 42 of 1982);
二の二 第二条第二号の二に掲げる金融機関 株式会社商工組合中央金庫法施行令(平成十九年政令第三百六十七号)第六条第五項第一号に規定する貸出金
(ii)-2 Financial Institution listed in Article 2, item (ii)-2: loan monies prescribed in Article 6, paragraph (5), item (i) of the Order for Enforcement of the Shoko Chukin Bank Act (Cabinet Order No. 367 of 2007);
三 第二条第三号又は第十号に掲げる金融機関 信用金庫法施行令(昭和四十三年政令第百四十二号)第十一条第七項第一号に規定する貸出金
(iii) Financial Institution listed in Article 2, item (iii) or item (x): loan monies prescribed in Article 11, paragraph (7), item (i) of the Order for Enforcement of the Shinkin Bank Act (Cabinet Order No. 142 of 1968);
四 第二条第四号又は第十一号に掲げる金融機関 労働金庫法施行令(昭和五十七年政令第四十六号)第五条第七項第一号に規定する貸出金
(iv) Financial Institution listed in Article 2, item (iv) or item (xi): loan monies prescribed in Article 5, paragraph (7), item (i) of the Order for Enforcement of the Labor Bank Act (Cabinet Order No. 46 of 1982);
五 第二条第五号又は第十二号に掲げる金融機関 協同組合による金融事業に関する法律施行令(昭和五十七年政令第四十四号)第三条第七項第一号に規定する貸出金
(v) Financial Institution listed in Article 2, item (v) or item (xii): loan monies prescribed in Article 3, paragraph (7), item (i) of the Order for Enforcement of the Act on Financial Businesses by Cooperatives (Cabinet Order No. 44 of 1982);
六 第二条第六号に掲げる金融機関 農林中央金庫法施行令(平成十三年政令第二百八十五号)第七条第七項第一号に規定する貸出金
(vi) Financial Institution listed in Article 2, item (vi): loan monies prescribed in Article 7, paragraph (7), item (i) of the Order for Enforcement of the Norinchukin Bank Act (Cabinet Order No. 285 of 2001);
七 第二条第七号又は第十三号に掲げる金融機関 農業協同組合法施行令(昭和三十七年政令第二百七十一号)第十条第七項第一号に規定する貸出金
(vii) Financial Institution listed in Article 2, item (vii) or item (xiii): loan monies prescribed in Article 10, paragraph (7), item (i) of the Order for Enforcement of the Agricultural Cooperatives Act (Cabinet Order No. 271 of 1962); and
八 第二条第八号、第九号、第十四号又は第十五号に掲げる金融機関 水産業協同組合法施行令(平成五年政令第三百二十八号)第十条第七項第一号(同条第十二項及び第十五項において準用する場合を含む。)に規定する貸出金
(viii) Financial Institution listed in Article 2, item (viii), (ix), (xiv) or (xv): loan monies prescribed in Article 10, paragraph (7), item (i) of the Order for Enforcement of the Fisheries Cooperatives Act (Cabinet Order No. 328 of 1993) (including the cases where applied mutatis mutandis pursuant to paragraphs (12) and (15) of that Article).
(紛争解決等業務に相当する業務に係る他の法律の規定による指定)
(Designation under the Provisions of Other Acts as Concerning Business Equivalent to Dispute Resolution Services, etc.)
第十三条 法第十二条の二第一項第二号及び第四号ニ並びに法第十二条の四において準用する信託業法第八十五条の六及び第八十五条の二十三第三項に規定する政令で定めるものは、次に掲げるものとする。
Article 13 The designation specified by Cabinet Order, referred to in Article 85-6 and Article 85-23, paragraph (3) of the Trust Business Act as applied mutatis mutandis pursuant to Article 12-2, paragraph (1), item (ii) and item (iv), sub-item (d) and Article 12-4 of the Act, shall be as follows:
一 金融商品取引法第百五十六条の三十九第一項の規定による指定
(i) Designation pursuant to Article 156-39, paragraph (1) of the Financial Instruments and Exchange Act; and
二 第十五条各号に掲げる指定
(ii) Designation under the items of Article 15.
(異議を述べた信託業務を営む金融機関の数の信託業務を営む金融機関の総数に占める割合)
(Ratio of the Number of Financial Institutions Engaged in Trust Business who Have Stated Their Objections, to the Total Number of Financial Institutions Engaged in Trust Business)
第十四条 法第十二条の二第一項第八号に規定する政令で定める割合は、三分の一とする。
Article 14 The ratio specified by Cabinet Order, referred to in Article 12-2, paragraph (1), item (viii) of the Act, shall be one-third.
(名称の使用制限の適用除外)
(Exemption from Restrictions on Name Use)
第十五条 法第十二条の四において準用する信託業法第八十五条の十七に規定する政令で定めるものは、次に掲げる指定のいずれかを受けた者とする。
Article 15 The person specified by Cabinet Order, referred to in Article 85-17 of the Trust Business Act as applied mutatis mutandis pursuant to Article 12-4 of the Act, shall be a person who receives any of the following designations:
一 無尽業法(昭和六年法律第四十二号)第三十五条の二第一項の規定による指定
(i) Designation pursuant to Article 35-2, paragraph (1) of the Mutual Loan Business Act (Act No. 42 of 1931);
二 農業協同組合法第九十二条の六第一項の規定による指定
(ii) Designation pursuant to Article 92-6, paragraph (1) of the Agricultural Cooperatives Act;
三 水産業協同組合法第百二十一条の六第一項の規定による指定
(iii) Designation pursuant to Article 121-6, paragraph (1) of the Fisheries Cooperatives Act;
四 中小企業等協同組合法第六十九条の二第一項の規定による指定
(iv) Designation pursuant to Article 69-2, paragraph (1) of the Small and Medium-Sized Enterprise Cooperatives Act;
五 信用金庫法第八十五条の十二第一項の規定による指定
(v) Designation pursuant to Article 85-12, paragraph (1) of the Shinkin Bank Act;
六 長期信用銀行法第十六条の八第一項の規定による指定
(vi) Designation pursuant to Article 16-8, paragraph (1) of the Long-Term Credit Bank Act;
七 労働金庫法第八十九条の十三第一項の規定による指定
(vii) Designation pursuant to Article 89-13, paragraph (1) of the Labor Bank Act;
八 銀行法第五十二条の六十二第一項の規定による指定
(viii) Designation pursuant to Article 52-62, paragraph (1) of the Banking Act;
九 貸金業法(昭和五十八年法律第三十二号)第四十一条の三十九第一項の規定による指定
(ix) Designation pursuant to Article 41-39, paragraph (1) of the Money Lending Business Act (Act No. 32 of 1983);
十 保険業法第三百八条の二第一項の規定による指定
(x) Designation pursuant to Article 308-2, paragraph (1) of the Insurance Business Act;
十一 農林中央金庫法第九十五条の六第一項の規定による指定
(xi) Designation pursuant to Article 95-6, paragraph (1) of the Norinchukin Bank Act;
十二 信託業法第八十五条の二第一項の規定による指定
(xii) Designation pursuant to Article 85-2, paragraph (1) of the Trust Business Act; and
十三 資金決済に関する法律(平成二十一年法律第五十九号)第九十九条第一項の規定による指定
(xiii) Designation pursuant to Article 99, paragraph (1) of the Act on Financial Settlements (Act No. 59 of 2009);
信託業法を準用する場合の読替え)
(Technical Replacement of Terms for the Mutatis Mutandis Application of the Trust Business Act)
第十六条 法第十二条の四の規定による技術的読替えは、次のとおりとする。
Article 16 The technical replacement of terms pursuant to Article 12-4 of the Act shall be as follows:
読み替える信託業法の規定
Provisions of the Trust Business Act whose terms are to be replaced
読み替えられる字句
Original terms
読み替える字句
Terms to replace the original terms
第八十五条の三第一項第二号
Article 85-3, paragraph (1), item (ii)
紛争解決等業務
Business of Dispute Resolution, etc.
紛争解決等業務(金融機関の信託業務の兼営等に関する法律第十二条の二第一項に規定する紛争解決等業務をいう。以下同じ。)
Dispute Resolution Services, etc. (meaning Dispute Resolution Services, etc. as prescribed in Article 12-2, paragraph (1) of the Act on Engagement in Trust Business Activities by Financial Institutions; hereafter the same shall apply)
第八十五条の四第一項
Article 85-4, paragraph (1)
指定紛争解決機関
Designated Dispute Resolution Organization
指定紛争解決機関(金融機関の信託業務の兼営等に関する法律第十二条の二第一項第八号に規定する指定紛争解決機関をいう。以下同じ。)
Designated Dispute Resolution Organization (meaning a Designated Dispute Resolution Organization as prescribed in Article 12-2, paragraph (1), item (viii) of the Act on Engagement in Trust Business Activities by Financial Institutions; hereafter the same shall apply)
第八十五条の五第二項
Article 85-5, paragraph (2)
加入信託会社等(手続実施基本契約を締結した相手方である信託会社等
Member Trust Company, etc. (meaning the Trust Company, etc. with whom a Basic Contract for Implementation of Dispute Resolution Procedures has been concluded
加入金融機関(手続実施基本契約(金融機関の信託業務の兼営等に関する法律第十二条の二第一項第八号に規定する手続実施基本契約をいう。以下同じ。)を締結した相手方である信託業務を営む金融機関
Member Financial Institution (meaning a Financial Institution engaged in Trust Business with whom a Basic Contract for the Implementation of Dispute Resolution Procedures (meaning a Basic Contract for the Implementation of Dispute Resolution Procedures prescribed in Article 12-2, paragraph (1), item (viii) of the Act on Engagement in Trust Business Activities by Financial Institutions; hereafter the same shall apply) has been concluded
第八十五条の六
Article 85-6
苦情処理手続
Complaint Processing Procedures
苦情処理手続(金融機関の信託業務の兼営等に関する法律第十二条の二第一項に規定する苦情処理手続をいう。以下同じ。)
Complaint Processing Procedures (meaning Complaint Processing Procedures as prescribed in Article 12-2, paragraph (1) of the Act on Engagement in Trust Business Activities by Financial Institutions; hereafter the same shall apply)
紛争解決手続
Dispute Resolution Procedures
紛争解決手続(同項に規定する紛争解決手続をいう。以下同じ。)
Dispute Resolution Procedures (meaning Dispute Resolution Procedures as prescribed in that paragraph; hereafter the same shall apply)
第八十五条の七第二項第一号
Article 85-7, paragraph (2), item (i)
手続対象信託業務関連苦情
complaints related to trust business subject to dispute resolution procedure
特定兼営業務関連苦情(金融機関の信託業務の兼営等に関する法律第十二条の二第四項に規定する特定兼営業務関連苦情をいう。以下同じ。)
Complaints Related to Specific Concurrent Business (meaning Complaints Related to Specific Concurrent Business as prescribed in Article 12-2, paragraph (4) of the Act on Engagement in Trust Business Activities by Financial Institutions; hereafter the same shall apply)
第八十五条の七第二項第四号
Article 85-7, paragraph (2), item (iv)
手続対象信託業務関連紛争
complaints related to trust business subject to dispute resolution procedure
特定兼営業務関連紛争(金融機関の信託業務の兼営等に関する法律第十二条の二第四項に規定する特定兼営業務関連紛争をいう。以下同じ。)
Complaints Related to Specific Concurrent Business (meaning Complaints Related to Specific Concurrent Business as prescribed in Article 12-2, paragraph (4) of the Act on Engagement in Trust Business Activities by Financial Institutions; hereafter the same shall apply)
第八十五条の七第三項
Article 85-7, paragraph (3)
信託会社等
Trust Company, etc.
信託業務を営む金融機関
Financial Institution engaged in Trust Business
第八十五条の十三第三項第二号
Article 85-13, paragraph (3), item (ii)
手続対象信託業務
trust business subject to dispute resolution procedure
金融機関の信託業務の兼営等に関する法律第十二条の二第四項に規定する特定兼営業務
Specific Concurrent Business as prescribed in Article 12-2, paragraph (4) of the Act on Engagement in Trust Business Activities by Financial Institutions
第八十五条の十九第一号
Article 85-19, item (i)
信託会社等
Trust Company, etc.
信託業務を営む金融機関
Financial Institution engaged in Trust Business
(金融庁長官へ委任される権限から除かれる権限)
(Authority Excluded from the Scope of Delegation to the Commissioner of the Financial Services Agency)
第十七条 法第十四条第一項に規定する政令で定めるものは、次に掲げるものとする。
Article 17 The matters specified by Cabinet Order, referred to in Article 14, paragraph (1) of the Act, shall be as follows:
一 法第一条第一項の規定による認可
(i) Authorization under Article 1, paragraph (1) of the Act; and
二 法第十条の規定による法第一条第一項の認可の取消し
(ii) Rescission of authorizations under Article 1, paragraph (1) of the Act pursuant to Article 10 of the Act.
(信託業務を営む金融機関に関する権限の財務局長への委任)
(Delegation of Authority Over Financial Institutions Engaged in Trust Business to the Head of Local Finance Bureaus)
第十八条 法第十四条第一項の規定により金融庁長官に委任された権限及びこの政令による金融庁長官の権限(以下「長官権限」という。)のうち次に掲げるもの(金融庁長官の指定する信託業務を営む金融機関に係るものを除く。)は、信託業務を営む金融機関の本店等の所在地を管轄する財務局長(財務支局長を含む。以下同じ。)に委任する。ただし、第四号及び第六号に掲げる権限は、金融庁長官が自ら行うことを妨げない。
Article 18 (1) The authority delegated to the Commissioner of the Financial Services Agency pursuant to Article 14, paragraph (1) of the Act and the authority of the Commissioner of the Financial Services Agency under this Cabinet Order (hereinafter referred to as the "Commissioner's Authority") that is listed in any of the following items (excluding authority over a Financial Institution engaged in Trust Business that is designated by the Commissioner of the Financial Services Agency) shall be delegated to the Director-General of the Local Finance Bureau (including the Director General of the Fukuoka Local Finance Branch Bureau; hereinafter the same applies) that has jurisdiction over the area in which the head office, etc. of the Financial Institution engaged in Trust Business is located; provided that this shall not preclude the Commissioner of the Financial Services Agency from exercising the authority listed in items (iv) and (vi) himself/herself:
一 法第三条及び第五条第一項の規定による認可
(i) Authorization prescribed in Article 3 and Article 5, paragraph (1) of the Act;
二 法第二条第一項において準用する信託業法第十一条第三項、第五項及び第八項並びに法第八条第一項、第二項及び第四項の規定による届出の受理
(ii) The acceptance of notifications prescribed in Article 11, paragraphs (3), (5) and (8) of the Trust Business Act as applied mutatis mutandis pursuant to Article 2, paragraph (1) of the Act and Article 8, paragraphs (1), (2) and (4) of the Act;
三 法第二条第一項において準用する信託業法第十一条第四項の規定による命令
(iii) Orders prescribed in Article 11, paragraph (4) of the Trust Business Act as applied mutatis mutandis pursuant to Article 2, paragraph (1) of the Act;
四 法第二条第一項において準用する信託業法第四十二条第一項の規定による報告及び資料の提出の命令並びに質問及び立入検査
(iv) Orders to submit reports or materials and questioning and on-site inspections prescribed in Article 42, paragraph (1) of the Trust Business Act as applied mutatis mutandis pursuant to Article 2, paragraph (1) of the Act;
五 法第七条の規定による業務報告書の受理
(v) The acceptance of business reports prescribed in Article 7 of the Act;
六 法第九条の規定による命令(信託業務の全部又は一部の停止の命令を除く。)
(vi) Orders prescribed in Article 9 of the Act (excluding orders to suspend the whole or part of Trust Business);
七 第五条第三号並びに第七条第一項及び第二項の規定による承認
(vii) The approval prescribed in Article 5, item (iii) and Article 7, paragraphs (1) and (2); and
八 第六条の規定による申立ての受理、公示、通知、調査、意見を述べる機会の付与、配当表の作成及び換価
(viii) The acceptance of petitions, public notices, notices, examinations, granting of opportunities to state opinions, preparation of distribution lists, and liquidation prescribed in Article 6.
2 前項第四号に掲げる権限(同項に規定する金融庁長官の指定する信託業務を営む金融機関に係るものを除く。)で信託業務を営む金融機関の本店等以外の支店その他の営業所若しくは事務所、当該信託業務を営む金融機関とその業務に関して取引をする者又は当該信託業務を営む金融機関を子会社(信託業法第五条第六項に規定する子会社をいう。)とする同条第二項第九号に規定する持株会社(以下「支店等」という。)に関するものについては、前項に規定する財務局長のほか、当該支店等の所在地(当該信託業務を営む金融機関と取引をする者が個人の場合にあっては、その住所又は居所)を管轄する財務局長も行うことができる。
(2) The authority prescribed in item (iv) of the preceding paragraph (excluding authority over the Financial Institution engaged in Trust Business that is designated by the Commissioner of the Financial Services Agency) over branch offices, other business offices, or offices other than the head office, etc. of the Financial Institution engaged in Trust Business; a person who maintains business transactions with the Financial Institution engaged in Trust Business; or a Holding Company prescribed in Article 5, paragraph (2), item (ix) of the Trust Business Act that has the Financial Institution engaged in Trust Business as its Subsidiary Company (meaning a Subsidiary Company as prescribed in Article 5, paragraph (6) of the Trust Business Act) (hereinafter referred to as "Branch Office, etc.") may, in addition to being exercised by the Director-General of the Local Finance Bureau referred to in the preceding paragraph, be exercised by the Director-General of the Local Finance Bureau that has jurisdiction over the area in which the Branch Office, etc. is located (or, where the person who maintains business transactions with the Financial Institution engaged in Trust Business is an individual, the domicile or residence of such individual).
3 第一項第四号に掲げる権限で同項に規定する金融庁長官の指定する信託業務を兼営する金融機関の支店等に関するものについては、当該支店等の所在地(当該信託業務を兼営する金融機関と取引する者が個人の場合にあっては、その住所又は居所)を管轄する財務局長に委任する。ただし、金融庁長官が自らその権限を行うことを妨げない。
(3) The authority prescribed in paragraph (1), item (iv) over the Branch Office, etc. of a Financial Institution engaging in Trust Business that is designated by the Commissioner of the Financial Services Agency, as prescribed in the paragraph (1), shall be delegated to the Director-General of the Local Finance Bureau that has jurisdiction over the area in which the Branch Office, etc. is located (or, where the person who maintains transactions with the Financial Institution engaged in Trust Business is an individual, the domicile or residence of such individual); provided that this shall not preclude the Commissioner of the Financial Services Agency from exercising that authority himself/herself.
4 前二項の規定により、支店等に対して報告若しくは資料の提出の命令又は質問若しくは立入検査(以下この項において「検査等」という。)を行った財務局長は、当該検査等の結果、当該信託業務を営む金融機関の本店等又は当該支店等以外の支店等に対して検査等の必要を認めたときは、本店等又は当該支店等以外の支店等に対し、検査等を行うことができる。
(4) The Director-General of a Local Finance Bureau who has issued an order for the submission of reports or materials, asked questions, or conducted on-site inspections (hereinafter referred to as "Inspection, etc." in this paragraph) at a Branch Office, etc. under the preceding two paragraphs may, when he/she finds it necessary to conduct an Inspection, etc. at the head office, etc. or at any Branch Office, etc. other than the first-mentioned Branch Office, etc. of the Financial Institution engaged in Trust Business, conduct such Inspection, etc. at the head office, etc. or at such other Branch Office, etc.
5 金融庁長官は、第一項の指定をした場合には、その旨を告示するものとする。これを取り消したときも、同様とする。
(5) When the Commissioner of the Financial Services Agency makes a designation under paragraph (1), he/she shall issue a public notice thereof. The same applies where he/she rescinds this designation.
(信託業務を営む金融機関の主要株主に関する権限の財務局長への委任)
(Delegation of Authority Over the Major Shareholders of a Financial Institution Engaged in Trust Business to the Director-General of the Local Finance Bureau)
第十九条 長官権限のうち、法第二条第一項において準用する信託業法第四十二条第二項の規定による報告及び資料の提出の命令並びに質問及び立入検査の権限は、居住者(外国為替及び外国貿易法(昭和二十四年法律第二百二十八号)第六条第一項第五号に規定する居住者をいう。以下この項及び第三項において同じ。)に関するものにあっては当該居住者の主たる営業所又は事務所の所在地(個人の場合にあっては、その住所又は居所)を管轄する財務局長に、非居住者(外国為替及び外国貿易法第六条第一項第六号に規定する非居住者をいう。)に関するものにあっては関東財務局長に委任する。ただし、金融庁長官が自らその権限を行うことを妨げない。
Article 19 (1) Among the Commissioner's Authority, the authority to order the submission of reports and materials and for questions and on-site inspections as prescribed in Article 42, paragraph (2) of the Trust Business Act as applied mutatis mutandis pursuant to Article 2, paragraph (1) of the Act shall be, where this authority is over a resident (meaning a resident as prescribed in Article 6, paragraph (1), item (v) of the Foreign Exchange and Foreign Trade Act (Act No. 228 of 1949); hereinafter the same applies in this paragraph and paragraph (3)), delegated to the Director-General of the Local Finance Bureau that has jurisdiction over the area in which the principal business office or office of the resident is located (or, where the resident is an individual, the domicile or residence of such individual), or, where this authority is over a non-resident (meaning a non-resident as prescribed in Article 6, paragraph (1), item (vi) of the Foreign Exchange and Foreign Trade Act), delegated to the Director-General of the Kanto Local Finance Bureau; provided that this shall not preclude the Commissioner of the Financial Services Agency from exercising this authority himself/herself.
2 前項に規定する権限は、同項に規定する財務局長のほか、信託業務を営む金融機関の本店等の所在地を管轄する財務局長も行うことができる。
(2) The authority prescribed in the preceding paragraph may, in addition to being exercised by the Director-General of the Local Finance Bureau prescribed in the preceding paragraph, be exercised by the Director-General of the Local Finance Bureau that has jurisdiction over the area in which the head office, etc. of the Financial Institution engaged in Trust Business is located.
3 第一項に規定する権限で法人である居住者の主たる営業所又は事務所以外の営業所又は事務所(以下この項において「従たる営業所等」という。)に関するものについては、第一項及び前項に規定する財務局長のほか、当該従たる営業所等の所在地を管轄する財務局長も行うことができる。
(3) The authority prescribed in paragraph (1) over business offices or offices other than the principal business office or principal office (referred to as "secondary business office, etc." in this paragraph) of a resident who is a juridical person, may, in addition to being exercised by the Director-Generals of the Local Finance Bureaus prescribed in paragraph (1) and the preceding paragraph, be exercised by the Director-General of the Local Finance Bureau that has jurisdiction over the area in which the secondary business office, etc. is located.