ja-jp	第百八十八条　法第百三十九条の十第二項において準用する会社法第七百二十一条第一項の規定により交付すべき議決権行使書面に記載すべき事項又は法第百三十九条の十第二項において準用する会社法第七百二十二条第一項若しくは第二項の規定により電磁的方法により提供すべき議決権行使書面に記載すべき事項は、次に掲げる事項とする。
en-us	Article 188 (1) The information to be included in the voting forms which are to be delivered pursuant to the provisions of Article 721, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 139-10, paragraph (2) of the Act, or the information to be included in the voting forms which are to be provided by electronic or magnetic means pursuant to the provisions of Article 722, paragraph (1) or (2) of the Companies Act as applied mutatis mutandis pursuant to Article 139-10, paragraph (2) of the Act is the following information:

ja-jp	一　各議案についての賛否（棄権の欄を設ける場合にあっては、棄権を含む。）を記載する欄
en-us	(i) a column in which the agreement or dissent (in cases of providing a column for abstention, including abstention) for each proposal is to be stated;

ja-jp	二　第百八十六条第三号に掲げる事項を定めたときは、当該事項
en-us	(ii) if the particulars listed in Article 186, item (iii) are specified, such particulars;

ja-jp	三　第百八十六条第四号に掲げる事項を定めたときは、第一号の欄に記載がない議決権行使書面が招集者（法第百三十九条の十第二項において準用する会社法第七百十九条に規定する招集者をいう。次項において同じ。）に提出された場合における各議案についての賛成、反対又は棄権のいずれかの意思の表示があったものとする取扱いの内容
en-us	(iii) if the particulars listed in Article 186, item (iv) are specified, when a voting form lacking an entry in the column under item (i) has been submitted to the convener (meaning the convener defined in Article 719 of the Companies Act as applied mutatis mutandis pursuant to Article 139-10, paragraph (2) of the Act; the same applies in the following paragraph), the details of the handling of that voting form as to whether it is an indication of manifestation of agreement, dissent, or abstention, for each proposal;

ja-jp	四　議決権の行使の期限
en-us	(iv) the time limit for exercising the voting rights; and

ja-jp	五　議決権を行使すべき投資法人債権者の氏名又は名称及び行使することができる議決権の額
en-us	(v) the names of the investment corporation's bondholders that are to exercise voting rights as well as the amount of exercisable voting rights.

ja-jp	２　第百八十六条第五号ロに掲げる事項を定めた場合には、招集者は、法第百三十九条の十第二項において準用する会社法第七百二十条第二項の承諾をした投資法人債権者の請求があった時に、当該投資法人債権者に対して、法第百三十九条の十第二項において準用する会社法第七百二十一条第一項の規定による議決権行使書面の交付（当該交付に代えて行う同条第二項の規定による電磁的方法による提供を含む。）をしなければならない。
en-us	(2) If the particulars listed in Article 186, item (v), (b) are provided for, a convener must, when requested by the investment corporation's bondholders that have given the consent under Article 720, paragraph (2) of the Companies Act as applied mutatis mutandis pursuant to Article 139-10, paragraph (2) of the Act, deliver voting forms under Article 721, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 139-10, paragraph (2) of the Act (including the provision of voting forms by electronic or magnetic means under Article 721, paragraph (2) of the Companies Act made in lieu of the delivery thereof) to that investment corporation's bondholders.

ja-jp	３　同一の投資法人債権者集会に関して投資法人債権者に対して提供する議決権行使書面に記載すべき事項（第一項第二号から第四号までに掲げる事項に限る。）のうち、招集通知の内容としている事項がある場合には、当該事項は、投資法人債権者に対して提供する議決権行使書面に記載することを要しない。
en-us	(3) If some of the information (limited to the information listed in paragraph (1), items (ii) through (iv)) to be included in the voting forms which are to be provided to investment corporation's bondholders in relation to a single investment corporation bondholders meeting is included in the notice of calling, such information is not required to be stated in the voting form which is to be provided to investment corporation's bondholders.

ja-jp	４　同一の投資法人債権者集会に関して投資法人債権者に対して提供する招集通知の内容とすべき事項のうち、議決権行使書面に記載している事項がある場合には、当該事項は、投資法人債権者に対して提供する招集通知の内容とすることを要しない。
en-us	(4) If some of the information to be included in the notice of calling which is to be provided to investment corporation's bondholders in relation to a single investment corporation bondholders meeting is given in the voting form, that information is not required to be included in the notice of calling which is to be provided to the investment corporation's bondholders.

ja-jp	（書面による議決権行使の期限）
en-us	(Time Limit for Exercising Voting Rights in Writing)

ja-jp	第百八十九条　法第百三十九条の十第二項において準用する会社法第七百二十六条第二項に規定する内閣府令で定める時は、第百八十六条第二号の行使の期限とする。
en-us	Article 189 The time specified by Cabinet Office Order as referred to in Article 726, paragraph (2) of the Companies Act as applied mutatis mutandis pursuant to Article 139-10, paragraph (2) of the Act is the time limit for exercising voting rights provided in Article 186, item (ii).

ja-jp	（電磁的方法による議決権行使の期限）
en-us	(Time Limit for Exercising Voting Rights by Electronic or Magnetic Means)

ja-jp	第百九十条　法第百三十九条の十第二項において準用する会社法第七百二十七条第一項に規定する内閣府令で定める時は、第百八十六条第五号イの行使の期限とする。
en-us	Article 190 The time specified by Cabinet Office Order as referred to in Article 727, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 139-10, paragraph (2) of the Act is the time limit for exercising voting rights provided in Article 186, item (v), (a).

ja-jp	（投資法人債権者集会の議事録）
en-us	(Minutes of a Meeting of Investment Corporation's Bondholders)

ja-jp	第百九十一条　法第百三十九条の十第二項において準用する会社法第七百三十一条第一項の規定による投資法人債権者集会の議事録の作成については、この条の定めるところによる。
en-us	Article 191 (1) The preparation of minutes of a investment corporation bondholders meeting under Article 731, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 139-10, paragraph (2) of the Act is as provided in this Article.

ja-jp	２　投資法人債権者集会の議事録は、書面又は電磁的記録をもって作成しなければならない。
en-us	(2) The minutes of a investment corporation bondholders meeting must be prepared in writing or in the form of an electronic or magnetic record.

ja-jp	３　投資法人債権者集会の議事録は、次に掲げる事項を内容とするものでなければならない。
en-us	(3) The minutes of a investment corporation bondholders meeting must include the following information:

ja-jp	一　投資法人債権者集会が開催された日時及び場所
en-us	(i) the date and time on which and the place where the investment corporation bondholders meeting was held;

ja-jp	二　投資法人債権者集会の議事の経過の要領及びその結果
en-us	(ii) the outline and results of the proceedings of the investment corporation bondholders meeting;

ja-jp	三　法第百三十九条の十第二項において準用する会社法第七百二十九条第一項の規定により投資法人債権者集会において述べられた意見があるときは、その意見の内容の概要
en-us	(iii) when there are any opinions stated at the investment corporation bondholders meeting pursuant to Article 729, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 139-10, paragraph (2) of the Act, the summary of the contents of the opinions;

ja-jp	四　投資法人債権者集会に出席した投資法人債発行法人の代表者又は代理人の氏名
en-us	(iv) the name of the representative person or agent of the corporation issuing the investment corporation bonds that attended the investment corporation bondholders meeting;

ja-jp	五　投資法人債権者集会に出席した投資法人債管理者の代表者若しくは代理人の氏名又は投資法人債管理補助者若しくはその代表者若しくは代理人の氏名
en-us	(v) the name of the representative person or agent of the investment corporation bond administrator that attended the investment corporation bondholders meeting or the name of the assistant investment corporation bond administrator or the representative person or agent thereof that attended that meeting;

ja-jp	六　投資法人債権者集会の議長が存するときは、議長の氏名
en-us	(vi) when a chairperson of the investment corporation bondholders meeting is in place, the name of the chairperson; and

ja-jp	七　議事録の作成に係る職務を行った者の氏名又は名称
en-us	(vii) the name(s) of the person(s) that performed the duties related to the preparation of minutes.

ja-jp	４　法第百三十九条の十第二項において準用する会社法第七百三十五条の二第一項の規定により投資法人債権者集会の決議があったものとみなされた場合には、投資法人債権者集会の議事録は、次に掲げる事項を内容とするものとする。
en-us	(4) If a resolution is deemed to have been passed at a investment corporation bondholders meeting pursuant to the provisions of Article 735-2, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 139-10, paragraph (2) of the Act, the minutes of the investment corporation bondholders meeting are to include the following:

ja-jp	一　投資法人債権者集会の決議があったものとみなされた事項の内容
en-us	(i) the content of the particular for which a resolution at the investment corporation bondholders meeting is deemed to have been passed;

ja-jp	二　前号の事項の提案をした者の氏名又は名称
en-us	(ii) the name of the person who proposed the particular referred to in the preceding item;

ja-jp	三　投資法人債権者集会の決議があったものとみなされた日
en-us	(iii) the day on which a resolution at the investment corporation bondholders meeting is deemed to have been passed; and

ja-jp	四　議事録の作成に係る職務を行った者の氏名又は名称
en-us	(iv) the name of the person who performed the duty related to preparation of minutes.

ja-jp	（短期投資法人債の発行の要件）
en-us	(Requirements for Issuance of Short-Term Investment Corporation Bonds)

ja-jp	第百九十二条　法第百三十九条の十三第一号イに規定する内閣府令で定める目的は、次に掲げるものとする。
en-us	Article 192 (1) The purpose specified by Cabinet Office Order as referred to in Article 139-13, item (i), (a) of the Act is as follows:

ja-jp	一　特定資産（令第九十八条の二各号に掲げる資産に限る。次項第一号において同じ。）の取得に必要な資金の調達
en-us	(i) procurement of funds necessary for the acquisition of specified assets (limited to the assets listed in the items of Article 98-2 of the Order; the same applies in item (i) of the following paragraph);

ja-jp	二　次に掲げる不動産の修繕（事故、災害その他の事由により緊急に必要となったものに限る。）に必要な資金の調達
en-us	(ii) procurement of funds necessary for the repair of the following real property (limited to those with urgent necessity due to accidents, disasters or any other reasons):

ja-jp	イ　投資法人が有する不動産
en-us	(a) the real property held by an investment corporation;

ja-jp	ロ　投資法人が有する令第九十八条の二第二号に規定する信託の受益権に係る信託財産に属する不動産
en-us	(b) the real property belonging to the trust property pertaining to the beneficial interest of a trust prescribed in Article 98-2, item (ii) of the Order held by an investment corporation; and

ja-jp	ハ　令第百十六条の二に定める場合において、海外不動産保有法人の発行済株式を有する場合（当該発行済株式（当該海外不動産保有法人が有する自己の株式を除く。）の総数に第二百二十一条に規定する率を乗じて得た数を超えて当該発行済株式を有する場合に限る。）において当該海外不動産保有法人が有する不動産
en-us	(c) in the cases referred to in Article 116-2 of the Order, in cases of holding issued shares of a foreign real property holding corporation (limited to cases where the number of issued shares in the foreign real property holding corporation acquired exceeds the number obtained by multiplying the total number of the issued shares (excluding shares in the foreign real property holding corporation owned by that foreign real property holding corporation itself) by the rate specified in Article 221), the real property held by the foreign real property holding corporation;

ja-jp	三　前号イ又はロに掲げる不動産の賃借人に対する敷金又は保証金の返還に必要な資金の調達
en-us	(iii) procurement of funds necessary for refunding the security deposit or deposit to the lessee of the real property set forth in (a) or (b) of the preceding item; and

ja-jp	四　投資証券、新投資口予約権証券又は投資法人債の発行により資金の調達をしようとする場合における当該発行までの間に必要な資金の調達
en-us	(iv) in cases of procuring funds by issuing investment securities, certificates of the investment equity subscription rights, or investment corporation bonds, procurement of funds necessary by the time of the relevant issuance.

ja-jp	２　法第百三十九条の十三第一号ハに規定する内閣府令で定める要件は、次に掲げるものとする。
en-us	(2) The requirements specified by Cabinet Office Order as referred to in Article 139-13, item (i), (c) of the Act are as follows:

ja-jp	一　前項第一号の目的により短期投資法人債を発行する場合にあっては、同号の特定資産の取得に係る契約を締結し、又は当該契約の締結の見込みが確実であること。
en-us	(i) that, in cases of issuing short-term investment corporation bonds for the purpose set forth in item (i) of the preceding paragraph, a contract for the acquisition of specified assets set forth in that item is or is fully expected to be concluded;

ja-jp	二　前項第二号の目的により短期投資法人債を発行する場合にあっては、同号の不動産の修繕に係る契約を締結し、又は当該契約の締結の見込みが確実であること。
en-us	(ii) that, in cases of issuing short-term investment corporation bonds for the purpose set forth in item (ii) of the preceding paragraph, a contract for the repair of the real property set forth in that item is or is fully expected to be concluded;

ja-jp	三　前項第三号の目的により短期投資法人債を発行する場合にあっては、賃貸借契約の終了の見込みが確実であること。
en-us	(iii) that, in cases of issuing short-term investment corporation bonds for the purpose set forth in item (iii) of the preceding paragraph, the lease contract is fully expected to terminate; and

ja-jp	四　前項第四号の目的により短期投資法人債を発行する場合にあっては、元本の償還について、当該短期投資法人債の総額の払込みのあった日から六月未満の日とする確定期限の定めがあること。
en-us	(iv) that, in cases of issuing short-term investment corporation bonds for the purpose set forth in item (iv) of the preceding paragraph, with regard to the redemption of principal, a fixed due date that comes in less than six months from the day of payment of the total amount of the short-term investment corporation bonds is provided.

ja-jp	３　法第百三十九条の十三第二号に規定する内閣府令で定める場合は、次の各号に掲げる場合とする。
en-us	(3) The cases specified by Cabinet Office Order as referred to in Article 139-13, item (ii) of the Act are cases listed in the following items:

ja-jp	一　いずれかの特定短期投資法人債（発行を予定する短期投資法人債の発行により調達した資金をもって償還が行われる短期投資法人債をいう。以下本条において同じ。）が第一項第一号から第三号までに掲げる目的により発行された場合であって、発行を予定する短期投資法人債の元本の償還について、当該特定短期投資法人債の総額の払込みのあった日から一年未満の日とする確定期限の定めがあること。
en-us	(i) cases where any of the specified short-term investment corporation bonds (meaning short-term investment corporation bonds of which the redemption is made by the funds procured by the issuance of short-term investment corporation bonds planned to be issued; hereinafter the same applies in this Article) have been issued for the purposes set forth in paragraph (1), items (i) through (iii), and with regard to the redemption of principal of the short-term investment corporation bonds planned to be issued, a fixed due date that comes in less than one year from the day of payment of total amount of the relevant specified short-term investment corporation bonds is provided; or

ja-jp	二　いずれかの特定短期投資法人債が第一項第四号に掲げる目的により発行された場合であって、発行を予定する短期投資法人債の元本の償還について、当該特定短期投資法人債の総額の払込みのあった日から六月未満の日とする確定期限の定めがあること。
en-us	(ii) cases where any of the specified short-term investment corporation bonds have been issued for the purpose set forth in paragraph (1), item (iv), and with regard to the redemption of principal of the short-term investment corporation bonds planned to be issued, a fixed due date that comes in less than six months from the day of payment of the total amount of the relevant specified short-term investment corporation is provided.

ja-jp	４　前項において、特定短期投資法人債（この項の規定により特定短期投資法人債とみなされる短期投資法人債を含む。）の発行により調達した資金をもって償還が行われる短期投資法人債は、特定短期投資法人債とみなす。
en-us	(4) In the case referred to in the preceding paragraph, the short-term investment corporation bonds of which the redemption is made by the funds procured by the issuance of specified short-term investment corporation bonds (including short-term investment corporation bonds deemed to be specified short-term investment corporation bonds pursuant to this paragraph) are deemed to be specified short-term investment corporation bonds.

ja-jp	（吸収合併消滅法人の事前開示事項）
en-us	(Information Subject to Prior Disclosure by a Corporation Disappearing in an Absorption-Type Merger)

ja-jp	第百九十三条　法第百四十九条第一項に規定する内閣府令で定める事項は、次に掲げる事項とする。
en-us	Article 193 (1) The particulars specified by Cabinet Office Order as referred to in Article 149, paragraph (1) of the Act are the following particulars:

ja-jp	一　合併対価の相当性に関する事項
en-us	(i) particulars concerning the adequacy of consideration for merger;

ja-jp	二　合併対価について参考となるべき事項
en-us	(ii) particulars that will serve as a reference with regard to the consideration for merger;

ja-jp	二の二　吸収合併に係る新投資口予約権の定めの相当性に関する事項
en-us	(ii)-2 particulars concerning the adequacy of the provisions for investment equity subscription rights pertaining to absorption-type merger;

ja-jp	三　計算書類等に関する事項
en-us	(iii) particulars related to financial statements, etc.;

ja-jp	四　吸収合併が効力を生ずる日以後における吸収合併存続法人の債務（法第百四十九条の四第一項の規定により吸収合併について異議を述べることができる債権者に対して負担する債務に限る。）の履行の見込みに関する事項
en-us	(iv) particulars related to the prospective performance of obligations of the corporation surviving an absorption-type merger (limited to the obligations which the corporation surviving an absorption-type merger bears against creditors that may state their objections to the absorption-type merger pursuant to Article 149-4, paragraph (1) of the Act) on or after the day on which the absorption-type merger becomes effective; and

ja-jp	五　吸収合併契約等備置開始日（法第百四十九条第一項各号に掲げる日のいずれか早い日をいう。第五項において同じ。）後、前各号に掲げる事項に変更が生じたときは、変更後の当該事項
en-us	(v) when any changes to the particulars listed in the preceding items have occurred after the day of commencement of keeping an absorption-type merger agreement, etc. (meaning the earliest of the days listed in the items of Article 149, paragraph (1) of the Act; the same applies in paragraph (5)), the particulars after the change.

ja-jp	２　この条において「合併対価」とは、吸収合併存続法人が吸収合併に際して吸収合併消滅法人の投資主に対してその投資口に代えて交付する当該吸収合併存続法人の投資口又は金銭をいう。
en-us	(2) The term "consideration for merger" as used in this Article means investment equity of a corporation surviving an absorption-type merger or money to be delivered by the corporation surviving an absorption-type merger to the investors of a corporation disappearing in an absorption-type merger in lieu of the investment equity thereof.

ja-jp	３　第一項第一号に規定する「合併対価の相当性に関する事項」とは、次に掲げる事項その他法第百四十七条第一項第二号及び第三号に掲げる事項についての定め（当該定めがない場合にあっては、当該定めがないこと）の相当性に関する事項とする。
en-us	(3) The term "particulars concerning the adequacy of consideration for merger" as used in paragraph (1), item (i) means the particulars related to the adequacy of the provisions on the following particulars and the particulars set forth in Article 147, paragraph (1), items (ii) and (iii) of the Act (if there are no such provisions, the adequacy of the lack of the relevant provisions):

ja-jp	一　合併対価の総計（投資口の総数及び金銭の総額をいう。）の相当性に関する事項
en-us	(i) particulars related to the adequacy of the total (meaning the total number of units of investment equity and total amount of money) of the consideration for merger;

ja-jp	二　吸収合併存続法人と吸収合併消滅法人とが共通支配下関係（投資法人の計算に関する規則第二条第二項第四号に規定する共通支配下関係をいう。以下この号において同じ。）にあるときは、当該吸収合併消滅法人の投資主（当該吸収合併消滅法人と共通支配下関係にある投資主を除く。）の利益を害さないように留意した事項（当該事項がない場合にあっては、その旨）
en-us	(ii) when the corporation surviving an absorption-type merger and corporation disappearing in an absorption-type merger has an under common control relationship (meaning the under common control relationship as prescribed in Article 2, paragraph (2), item (iv) of the Regulation on Accountings of Investment Corporations; hereinafter the same applies in this item), particulars heeded not to harm the interests of the investors of the corporation disappearing in an absorption-type merger (excluding investors that have an under common control relationship with the corporation disappearing in an absorption-type merger) (or that those particulars do not exist, if this is the case);

ja-jp	三　合併対価として金銭を選択した場合にあっては、その理由
en-us	(iii) if money is chosen as the consideration for merger, the reason therefor.

ja-jp	４　第一項第二号に規定する「合併対価について参考となるべき事項」とは、次に掲げる事項その他これに準ずる事項（法第百四十九条第一項に規定する書面又は電磁的記録にこれらの事項の全部又は一部の記載又は記録をしないことにつき吸収合併消滅法人の総投資主の同意がある場合にあっては、当該同意があったものを除く。）とする。
en-us	(4) The term "particulars that will serve as a reference with regard to the consideration for merger" as used in paragraph (1), item (ii) means the following particulars and any other particulars equivalent thereto (if all the investors of the corporation disappearing in an absorption-type merger have given their consent not to state or record all or part of the such particulars in the documents or electronic or magnetic records provided in Article 149, paragraph (1) of the Act, excluding the particulars with the relevant consent):

ja-jp	一　当該吸収合併存続法人の規約の定め
en-us	(i) the provisions of the certificate of incorporation of the relevant corporation surviving an absorption-type merger;

ja-jp	二　次に掲げる事項その他の合併対価として交付される投資口の換価の方法に関する事項
en-us	(ii) the following particulars, and any other particulars related to the method of realization of investment equity to be delivered as the consideration for merger:

ja-jp	イ　当該投資口を取引する市場
en-us	(a) the market on which the relevant investment equity is to be traded;

ja-jp	ロ　当該投資口の取引の媒介、取次ぎ又は代理を行う者
en-us	(b) the person who provides the intermediary, brokerage, or agency service for the transactions of the relevant investment equity; and

ja-jp	三　合併対価として交付される投資口に市場価格があるときは、その価格に関する事項
en-us	(iii) when there are any market prices for the investment equity to be delivered as the consideration for merger, particulars related to such price.

ja-jp	５　第一項第二号の二に規定する「吸収合併に係る新投資口予約権の定めの相当性に関する事項」とは、法第百四十七条第一項第四号に掲げる事項についての定めの相当性に関する事項とする。
en-us	(5) The "particulars concerning the adequacy of the provisions for investment equity subscription rights pertaining to absorption-type merger" provided in paragraph (1), item (ii)-2 are the particulars concerning the adequacy of the provisions for the particulars listed in Article 147, paragraph (1), item (iv) of the Act.

ja-jp	６　第一項第三号に規定する「計算書類等に関する事項」とは、次に掲げる事項とする。
en-us	(6) The term "particulars related to financial statements, etc." as used in paragraph (1), item (iii) means the following particulars:

ja-jp	一　吸収合併存続法人についての次に掲げる事項
en-us	(i) the following particulars with regard to a corporation surviving an absorption-type merger:

ja-jp	イ　最終営業期間に係る計算書類、資産運用報告及び金銭の分配に係る計算書（最終営業期間がない場合にあっては、吸収合併存続法人の成立の日における貸借対照表）の内容
en-us	(a) the contents of the financial statements, asset investment reports, and statements related to the distribution of money pertaining to the latest business period (in cases where there is no latest business period, the balance sheet as of the day of establishment of the corporation surviving an absorption-type merger);

ja-jp	ロ　最終営業期間の末日（最終営業期間がない場合にあっては、吸収合併存続法人の成立の日）後に重要な財産の処分、重大な債務の負担その他の投資法人の財産の状況に重要な影響を与える事象が生じたときは、その内容（吸収合併契約等備置開始日後吸収合併の効力が生ずる日までの間に新たな最終営業期間が存することとなる場合にあっては、当該新たな最終営業期間の末日後に生じた事象の内容に限る。）
en-us	(b) when the disposition of important property or the assumption of a material obligation has been made, or any other event that may have a significant influence on the status of the property of the investment corporation has occurred after the last day of the latest business period (in cases where there is no latest business period, the day of establishment of the corporation surviving an absorption-type merger), the details thereof (if the latest business period is to be replaced with a new latest business period during the period from the day of commencement of keeping absorption-type merger agreement, etc. by the day on which the absorption-type merger becomes effective, limited to the details of events occurred after the last day of the New latest business period);

ja-jp	二　吸収合併消滅法人についての次に掲げる事項
en-us	(ii) the following particular us with regard to a corporation disappearing in an absorption-type merger:

ja-jp	イ　吸収合併消滅法人において最終営業期間の末日（最終営業期間がない場合にあっては、吸収合併消滅法人の成立の日）後に重要な財産の処分、重大な債務の負担その他の投資法人の財産の状況に重要な影響を与える事象が生じたときは、その内容（吸収合併契約等備置開始日後吸収合併の効力が生ずる日までの間に新たな最終営業期間が存することとなる場合にあっては、当該新たな最終営業期間の末日後に生じた事象の内容に限る。）
en-us	(a) when the disposition of important property or the assumption of a material obligation has been made, or any other event that may have a significant influence on the status of the property of the investment corporation has occurred to the corporation disappearing in an absorption-type merger after the last day of the latest business period (in cases where there is no latest business period, the day of establishment of the corporation disappearing in an absorption-type merger), the details thereof (if the latest business period is to be replaced with a new latest business period during the period from the day of commencement of keeping absorption-type merger agreement, etc. by the day on which the absorption-type merger becomes effective, limited to the details of events occurred after the last day of the new latest business period);

ja-jp	ロ　吸収合併消滅法人において最終営業期間がないときは、吸収合併消滅法人の成立の日における貸借対照表
en-us	(b) when there is no latest business period in regard to a corporation disappearing in an absorption-type merger, the balance sheet as of the day of establishment of the corporation disappearing in an absorption-type merger.

ja-jp	（吸収合併存続法人の事前開示事項）
en-us	(Information Subject to Prior Disclosure by a Corporation Surviving an Absorption-Type Merger)

ja-jp	第百九十四条　法第百四十九条の六第一項に規定する内閣府令で定める事項は、次に掲げる事項とする。
en-us	Article 194 The particulars specified by Cabinet Office Order as referred to in Article 149-6, paragraph (1) of the Act are the following particulars:

ja-jp	一　法第百四十七条第一項第二号及び第三号に掲げる事項についての定め（当該定めがない場合にあっては、当該定めがないこと。）の相当性に関する事項
en-us	(i) particulars related to the adequacy of the provisions (if there are no such provisions, the adequacy of lack of the relevant provisions) on the particulars listed in Article 147, paragraph (1), items (ii) and (iii) of the Act;

ja-jp	一の二　法第百四十七条第一項第四号に掲げる事項を定めたときは、当該事項についての定め（全部の新投資口予約権の新投資口予約権者に対して交付する金銭の額を零とする旨の定めを除く。）の相当性に関する事項
en-us	(i)-2 if the particulars listed in Article 147, paragraph (1), item (iv) of the Act are specified, particulars concerning the adequacy of the provisions for the particulars (excluding provisions to the effect that the amount of money to be delivered to the holder of investment equity subscription rights of all investment equity subscription rights is zero);

ja-jp	二　吸収合併消滅法人についての次に掲げる事項
en-us	(ii) the following particulars with regard to a corporation disappearing in an absorption-type merger:

ja-jp	イ　最終営業期間に係る計算書類、資産運用報告及び金銭の分配に係る計算書（最終営業期間がない場合にあっては、吸収合併消滅法人の成立の日における貸借対照表）の内容
en-us	(a) the details of the financial statements, asset investment reports and statements related to the distribution of money pertaining to the latest business period (if there is no latest business period, the balance sheet as of the day of establishment of the corporation disappearing in an absorption-type merger);

ja-jp	ロ　最終営業期間の末日（最終営業期間がない場合にあっては、吸収合併消滅法人の成立の日）後に重要な財産の処分、重大な債務の負担その他の投資法人の財産の状況に重要な影響を与える事象が生じたときは、その内容（吸収合併契約等備置開始日（法第百四十九条の六第一項各号に掲げる日のいずれか早い日をいう。次号イ及び第五号において同じ。）後吸収合併の効力が生ずる日までの間に新たな最終営業期間が存することとなる場合にあっては、当該新たな最終営業期間の末日後に生じた事象の内容に限る。）
en-us	(b) when the disposition of important property or the assumption of a material obligation has been made, or any other event that may have a significant influence on the status of the property of the investment corporation has occurred after the last day of the latest business period (if there is no latest business period, the day of establishment of the corporation disappearing in an absorption-type merger), the details thereof (if the latest business period is to be replaced with a new latest business period during the period from the day of commencement of keeping absorption-type merger agreement, etc. (meaning the earliest of the days listed in the items of Article 149-6, paragraph (1) of the Act; the same applies in (a) of the following item and item (v)) by the day on which the absorption-type merger becomes effective, limited to the details of events occurred after the last day of the new latest business period);

ja-jp	三　吸収合併存続法人についての次に掲げる事項
en-us	(iii) the following particulars with regard to a corporation surviving an absorption-type merger:

ja-jp	イ　吸収合併存続法人において最終営業期間の末日（最終営業期間がない場合にあっては、吸収合併存続法人の成立の日）後に重要な財産の処分、重大な債務の負担その他の投資法人の財産の状況に重要な影響を与える事象が生じたときは、その内容（吸収合併契約等備置開始日後吸収合併の効力が生ずる日までの間に新たな最終営業期間が存することとなる場合にあっては、当該新たな最終営業期間の末日後に生じた事象の内容に限る。）
en-us	(a) when the disposition of important property or the assumption of a material obligation has been made, or any other event that may have a significant influence on the status of the property of the investment corporation has occurred to the corporation surviving an absorption-type merger after the last day of the latest business period (if there is no latest business period, the day of establishment of the corporation surviving an absorption-type merger), the details thereof (if the latest business period is to be replaced with a new latest business period during the period from the day of commencement of keeping absorption-type merger agreement, etc. by the day on which the absorption-type merger becomes effective, limited to the details of events occurred after the last day of the new latest business period);

ja-jp	ロ　吸収合併存続法人において最終営業期間がないときは、吸収合併存続法人の成立の日における貸借対照表
en-us	(b) when there is no latest business period in regard to a corporation surviving an absorption-type merger, the balance sheet as of the day of establishment of the corporation surviving an absorption-type merger;

ja-jp	四　吸収合併が効力を生ずる日以後における吸収合併存続法人の債務（法第百四十九条の九において準用する法第百四十九条の四第一項の規定により吸収合併について異議を述べることができる債権者に対して負担する債務に限る。）の履行の見込みに関する事項
en-us	(iv) particulars related to the prospective performance of obligations of the corporation surviving an absorption-type merger (limited to the obligations which the corporation surviving an absorption-type merger bears against creditors that may state their objections to the absorption-type merger pursuant to Article 149-4, paragraph (1) of the Act as applied mutatis mutandis pursuant to Article 149-9 of the Act) on or after the day on which the absorption-type merger becomes effective; and

ja-jp	五　吸収合併契約等備置開始日後吸収合併が効力を生ずる日までの間に、前各号に掲げる事項に変更が生じたときは、変更後の当該事項
en-us	(v) when any changes to the particulars listed in the preceding items have occurred within the period from the day of commencement of keeping an absorption-type merger agreement, etc. by the day on which the absorption-type merger becomes effective, the particulars after the change.

ja-jp	（吸収合併存続法人の事後開示事項）
en-us	(Information Subject to Ex-Post Facto Disclosure by a Corporation Surviving an Absorption-Type Merger)

ja-jp	第百九十五条　法第百四十九条の十第一項に規定する内閣府令で定める事項は、次に掲げる事項とする。
en-us	Article 195 The information specified by Cabinet Office Order as referred to in Article 149-10, paragraph (1) of the Act is the following information:

ja-jp	一　吸収合併が効力を生じた日
en-us	(i) the day on which the absorption-type merger has become effective;

ja-jp	二　吸収合併消滅法人における次に掲げる事項
en-us	(ii) the following information in regard to the corporation disappearing in an absorption-type merger:

ja-jp	イ　法第百四十九条の三及び第百四十九条の三の二の規定並びに法第百四十九条の四の規定による手続の経過
en-us	(a) the progress of the procedures pursuant to the provisions of Article 149-3, Article 149-3-2, and Article 149-4 of the Act; and

ja-jp	ロ　法第百五十条において準用する会社法第七百八十四条の二の規定による請求に係る手続の経過
en-us	(b) the progress of the procedure in regard to the request provided in Article 784-2 of the Companies Act as applied mutatis mutandis pursuant to Article 150 of the Act;

ja-jp	三　吸収合併存続法人における次に掲げる事項
en-us	(iii) the following information in regard to the corporation surviving an absorption-type merger:

ja-jp	イ　法第百四十九条の八の規定及び法第百四十九条の九において準用する法第百四十九条の四の規定による手続の経過
en-us	(a) the progress of the procedures pursuant to the provisions of Article 149-8 of the Act and Article 149-4 of the Act as applied mutatis mutandis pursuant to Article 149-9 of the Act; and

ja-jp	ロ　法第百五十条において準用する会社法第七百九十六条の二の規定による請求に係る手続の経過
en-us	(b) the progress of the procedure in regard to the request provided in Article 796-2 of the Companies Act as applied mutatis mutandis pursuant to Article 150 of the Act;

ja-jp	四　吸収合併により吸収合併存続法人が吸収合併消滅法人から承継した重要な権利義務に関する事項
en-us	(iv) information related to the important rights and obligations which the corporation surviving an absorption-type merger has succeeded to from the corporation disappearing in an absorption-type merger as a result of the absorption-type merger;

ja-jp	五　法第百四十九条第一項の規定により吸収合併消滅法人が備え置いた書面又は電磁的記録に記載又は記録がされた事項（吸収合併契約の内容を除く。）
en-us	(v) information stated or recorded in the documents or electronic or magnetic record kept by the corporation disappearing in an absorption-type merger pursuant to the provisions of Article 149, paragraph (1) of the Act (excluding the contents of the absorption-type merger agreement);

ja-jp	六　法第百六十九条第一項の変更の登記をした日
en-us	(vi) the day on which the changes under Article 169, paragraph (1) of the Act was registered; and

ja-jp	七　前各号に掲げるもののほか、吸収合併に関する重要な事項
en-us	(vii) beyond what is listed in the preceding items, material information related to the absorption-type merger.

ja-jp	（新設合併消滅法人の事前開示事項）
en-us	(Particulars Subject to Prior Disclosure by Corporation Disappearing in a Consolidation-Type Merger)

ja-jp	第百九十六条　法第百四十九条の十一第一項に規定する内閣府令で定める事項は、次に掲げる事項とする。
en-us	Article 196 The particulars specified by Cabinet Office Order as referred to in Article 149-11, paragraph (1) of the Act are the following particulars:

ja-jp	一　法第百四十八条第一項第五号及び第六号に掲げる事項についての定めの相当性に関する事項
en-us	(i) particulars related to the adequacy of the provisions on the particulars listed in Article 148, paragraph (1), items (v) and (vi) of the Act;

ja-jp	一の二　新設合併消滅法人の全部又は一部が新投資口予約権を発行しているときは、法第百四十八条第一項第七号に掲げる事項についての定めの相当性に関する事項
en-us	(i)-2 if all or some of corporations disappearing in the consolidation-type merger have issued investment equity subscription rights, the particulars concerning the adequacy of the provisions for the particulars listed in Article 148, paragraph (1), item (vii) of the Act;

ja-jp	二　他の新設合併消滅法人についての次に掲げる事項
en-us	(ii) the following particulars with regard to another corporation disappearing in a consolidation-type merger:

ja-jp	イ　最終営業期間に係る計算書類、資産運用報告及び金銭の分配に係る計算書（最終営業期間がない場合にあっては、他の新設合併消滅法人の成立の日における貸借対照表）の内容
en-us	(a) the details of the financial statements, asset investment reports, and statements related to the distribution of money pertaining to the latest business period (if there is no latest business period, the balance sheet as of the day of establishment of another corporation disappearing in a consolidation-type merger);

ja-jp	ロ　他の新設合併消滅法人において最終営業期間の末日（最終営業期間がない場合にあっては、他の新設合併消滅法人の成立の日）後に重要な財産の処分、重大な債務の負担その他の投資法人の財産の状況に重要な影響を与える事象が生じたときは、その内容（新設合併契約等備置開始日（法第百四十九条の十一第一項各号に掲げる日のいずれか早い日をいう。次号イ及び第五号において同じ。）後新設合併の効力が生ずる日までの間に新たな最終営業期間が存することとなる場合にあっては、当該新たな最終営業期間の末日後に生じた事象の内容に限る。）
en-us	(b) when the disposition of important property or the assumption of a material obligation has been made, or any other event that may have a significant influence on the status of the property of the investment corporation has occurred to another corporation disappearing in a consolidation-type merger after the last day of the latest business period (if there is no latest business period, the day of establishment of the corporation disappearing in a consolidation-type merger), the details thereof (if the latest business period is to be replaced with a new latest business period during the period from the day of commencement of keeping consolidation-type merger agreement, etc. (meaning the latest of the days listed in the items of Article 149-11, paragraph (1) of the Act; the same applies in (a) of the following item and item (v)) by the day on which the consolidation-type merger becomes effective, limited to the details of events occurred after the last day of the new latest business period);

ja-jp	三　当該新設合併消滅法人についての次に掲げる事項
en-us	(iii) the following particulars with regard to the relevant corporation disappearing in a consolidation-type merger:

ja-jp	イ　当該新設合併消滅法人において最終営業期間の末日（当該最終営業期間がない場合にあっては、新設合併消滅法人の成立の日）後に重要な財産の処分、重大な債務の負担その他の投資法人の財産の状況に重要な影響を与える事象が生じたときは、その内容（新設合併契約等備置開始日後新設合併の効力が生ずる日までの間に新たな最終営業期間が存することとなる場合にあっては、当該新たな最終営業期間の末日後に生じた事象の内容に限る。）
en-us	(a) when the disposition of important property or the assumption of a material obligation has been made, or any other event that may have a significant influence on the status of the property of the investment corporation has occurred to the relevant corporation disappearing in a consolidation-type merger after the last day of the latest business period (if there is no latest business period, the day of establishment of the corporation disappearing in a consolidation-type merger), the details thereof (if the latest business period is to be replaced with a new latest business period during the period from the day of commencement of keeping consolidation-type merger agreement, etc. by the day on which the consolidation-type merger becomes effective, limited to the details of events occurred after the last day of the new latest business period);

ja-jp	ロ　当該新設合併消滅法人において最終営業期間がないときは、当該新設合併消滅法人の成立の日における貸借対照表
en-us	(b) when there is no latest business period in regard to the relevant corporation disappearing in a consolidation-type merger, the balance sheet as of the day of establishment of the corporation disappearing in a consolidation-type merger;

ja-jp	四　新設合併が効力を生ずる日以後における新設合併設立法人の債務（他の新設合併消滅法人から承継する債務を除く。）の履行の見込みに関する事項
en-us	(iv) particulars related to the prospective performance of obligations of the corporation incorporated in a consolidation-type merger (excluding obligations to be succeeded to from another corporation disappearing in a consolidation-type merger) on or after the day on which the consolidation-type merger becomes effective;

ja-jp	五　新設合併契約等備置開始日後、前各号に掲げる事項に変更が生じたときは、変更後の当該事項
en-us	(v) when any changes to the particulars listed in the preceding items have occurred after the day of commencement of keeping a consolidation-type merger agreement, etc., the particulars after the change.

ja-jp	（新設合併設立法人の作成事項）
en-us	(Particulars to Be Prepared by a Corporation Incorporated in a Consolidation-Type Merger)

ja-jp	第百九十七条　法第百四十九条の十六第一項に規定する内閣府令で定める事項は、次に掲げる事項とする。
en-us	Article 197 The information specified by Cabinet Office Order as referred to in Article 149-16, paragraph (1) of the Act is the following information:

ja-jp	一　新設合併が効力を生じた日
en-us	(i) the day on which the consolidation-type merger has become effective;

ja-jp	二　法第百四十九条の十三及び第百四十九条の十三の二の規定並びに法第百四十九条の十四において準用する法第百四十九条の四の規定による手続の経過
en-us	(ii) the progress of the procedures under the provisions of Article 149-13 of the Act, Article 149-13-2 of the Act, and Article 149-4 of the Act as applied mutatis mutandis pursuant to Article 149-14 of the Act;

ja-jp	三　法第百五十条において準用する会社法第八百五条の二の規定による請求に係る手続の経過
en-us	(iii) the progress of the procedure in regard to the request provided in Article 805-2 of the Companies Act as applied mutatis mutandis pursuant to Article 150 of the Act;

ja-jp	四　新設合併により新設合併設立法人が新設合併消滅法人から承継した重要な権利義務に関する事項
en-us	(iv) information related to the important rights and obligations which the corporation incorporated in a consolidation-type merger has succeeded to from the corporation disappearing in a consolidation-type merger as a result of the consolidation-type merger; and

ja-jp	五　前各号に掲げるもののほか、新設合併に関する重要な事項
en-us	(v) beyond what is listed in the preceding items, material information related to the consolidation-type merger.

ja-jp	（新設合併設立法人の事後開示事項）
en-us	(Information Subject to Ex-Post Facto Disclosure by a Corporation Incorporated in a Consolidation-Type Merger)

ja-jp	第百九十八条　法第百四十九条の十六第二項に規定する内閣府令で定める事項は、法第百四十九条の十一第一項の規定により新設合併消滅法人が備え置いた書面又は電磁的記録に記載又は記録がされた事項（新設合併契約の内容を除く。）とする。
en-us	Article 198 The information specified by Cabinet Office Order as referred to in Article 149-16, paragraph (2) of the Act is the information stated or recorded in the documents or electronic or magnetic record kept by a corporation disappearing in a consolidation-type merger pursuant to the provisions of Article 149-11, paragraph (1) of the Act (excluding the contents of the consolidation-type merger agreement).

ja-jp	（投資口の端数処理の方法）
en-us	(Method of Processing Fractions of Investment Equity)

ja-jp	第百九十九条　法第百四十九条の十七第一項に規定する内閣府令で定める方法は、次の各号に掲げる投資口の区分に応じ、当該各号に定める方法とする。
en-us	Article 199 The methods specified by Cabinet Office Order as referred to in Article 149-17, paragraph (1) of the Act are the methods specified in the following items according to the category of investment equity listed in the respective items:

ja-jp	一　その投資証券が金融商品取引所に上場されている有価証券である投資口　取引所金融商品市場において行う取引による売却
en-us	(i) investment equity of which the investment securities are securities listed on a financial instruments exchange: sales through the transactions conducted on a financial instruments exchange market;

ja-jp	二　その投資証券が店頭売買有価証券である投資口　店頭売買有価証券市場において行う取引による売却
en-us	(ii) investment equity of which the investment securities are over-the-counter traded securities: sales through the transactions conducted on an over-the-counter securities market; and

ja-jp	三　前二号に掲げる投資口以外の投資口　当該投資口を発行する投資法人の純資産の額に照らして公正妥当な金額による売却
en-us	(iii) investment equity other than those listed in the preceding two items: sales at a fair and reasonable price in light of the amount of net assets of the investment corporation which issues the relevant investment equity.

ja-jp	（清算監督人の職務遂行に支障を来すおそれのある者）
en-us	(Persons Likely to Hinder the Performance of Duties of a Liquidation Supervisor)

ja-jp	第二百条　法第百五十一条第六項において準用する法第百条第六号に規定する清算監督人の職務の遂行に支障を来すおそれがある者として内閣府令で定めるものは、次に掲げる者とする。
en-us	Article 200 The persons specified by Cabinet Office Order as being likely to hinder the performance of duties of a liquidation supervisor as referred to in Article 100, item (vi) of the Act as applied mutatis mutandis pursuant to Article 151, paragraph (6) of the Act are the following persons:

ja-jp	一　第百六十四条各号に掲げる者
en-us	(i) the persons listed in the items of Article 164;

ja-jp	二　当該清算投資法人の清算執行人の親族
en-us	(ii) the relatives of the operating liquidator(s) of the relevant investment corporation in liquidation;

ja-jp	三　当該清算投資法人の設立企画人、設立企画人たる法人の役員（過去二年以内に役員であった者を含む。）、執行役員及び清算執行人が総株主等の議決権の百分の五十を超える議決権を保有している法人の役員若しくは使用人又はこれらの者のうちの一若しくは二以上であったもの（法第百五十一条第六項において準用する法第百条第三号に該当する者を除く。）
en-us	(iii) an officer or employee of the corporation whose voting rights exceeding 50 percent of the voting rights held by all the shareholders are held by an organizer, officers of the corporation that is an organizer (including persons who were officers within the past two years), executive managing officers and operating liquidators of the relevant investment corporation in liquidation, or persons who have held one or more of the position (excluding persons falling under the category of person referred to in Article 100, item (iii) of the Act as applied mutatis mutandis pursuant to Article 151, paragraph (6) of the Act);

ja-jp	四　当該清算投資法人の清算執行人から継続的な報酬を受けている者
en-us	(iv) a person who is continuously receiving remuneration from an operating liquidator of the relevant investment corporation in liquidation;

ja-jp	五　当該清算投資法人の清算執行人から無償又は通常の取引価格より低い対価による事務所又は資金の提供その他の特別の経済的利益の供与を受けている者
en-us	(v) a person who receives the provision of office or funds without charge or for a consideration lower than the ordinary market price or any other special economic benefits from an operating liquidator of the relevant investment corporation in liquidation;

ja-jp	六　当該清算投資法人の設立企画人たる法人の役員又は過去二年以内に役員であった者、執行役員及び清算執行人が、その取締役、執行役若しくはその代表権を有する取締役若しくは執行役の過半数を占めている法人の役員若しくは使用人又はこれらの者のうちの一若しくは二以上であったもの
en-us	(vi) an officer or employee of the corporation whose majority of directors, executive officers, or directors or executive officers who have the right to represent, consists of officers or persons who were officers within the past two year of the corporation that is an organizer of the relevant investment corporation in liquidation, executive managing officers and operating liquidators thereof, or a person who has held one or more of the position;

ja-jp	七　当該清算投資法人の清算執行人が、その役員であり若しくは過去二年以内に役員であった法人若しくはその子会社の役員若しくは使用人又はこれらの者のうちの一若しくは二以上であったもの（前号又は法第百五十一条第六項において準用する法第百条第三号に該当する者を除く。）
en-us	(vii) an officer or employee of a corporation for which the operating liquidator of the relevant investment corporation in liquidation is an officer or was an officer within the past two years thereof, or of the subsidiary company of the corporation, or a person who has held one or more of such position (excluding persons falling under the category of persons referred to in the preceding item, and Article 100, item (iii) of the Act as applied mutatis mutandis pursuant to Article 151, paragraph (6) of the Act);

ja-jp	八　当該清算投資法人の発行する投資法人債を引き受ける者の募集の委託を受けた金融商品取引業者等、金融商品仲介業者若しくは金融サービス仲介業者若しくはこれらの子会社の役員若しくは使用人若しくは個人である金融商品仲介業者若しくは金融サービス仲介業者又はこれらの者のうちの一若しくは二以上であったもの
en-us	(viii) an officer or employee of the financial instruments business operator, etc., financial instruments intermediary service provider, financial service intermediary that has been entrusted with the solicitation of persons to subscribe for investment corporation bonds issued by the relevant investment corporation in liquidation, or of the subsidiary company thereof, a financial instruments intermediary service provider or financial service intermediary that is an individual, or a person who has held one or more of such position; and

ja-jp	九　第三号から前号までのいずれかに該当する者の配偶者
en-us	(ix) the spouse of the person who falls under any of the category of persons prescribed in item (iii) through the preceding item.

ja-jp	（清算執行人等の報酬の額の決定）
en-us	(Determination of the Amount of Remuneration for Operating Liquidators)

ja-jp	第二百一条　管轄財務局長等（投資法人の本店の所在地を管轄する財務局長（当該所在地が福岡財務支局の管轄区域内にある場合にあっては、福岡財務支局長）をいう。以下同じ。）は、清算執行人及び清算監督人の意見を聴いた上で、法第百五十四条第二項（法第百五十四条の二第二項において準用する場合を含む。）の規定による報酬の額を定めるものとする。
en-us	Article 201 The Competent Director-General of a Local Finance Bureau, etc. (meaning the Director-General of a Local Finance Bureau who has jurisdiction over the location of the head office of the investment corporation (in cases where the location is within the jurisdictional district of the Fukuoka Local Finance Branch Bureau, the Director-General of the Fukuoka Local Finance Branch Bureau); the same applies hereinafter) is to fix the amount of remuneration under the provisions of Article 154, paragraph (2) of the Act (including the cases where it is applied mutatis mutandis pursuant to Article 154-2, paragraph (2) of the Act), after hearing the opinions of the operating liquidator(s) and liquidation supervisor(s).

ja-jp	（清算監督人の調査の対象）
en-us	(Subject of the Investigation by Liquidation Supervisors)

ja-jp	第二百二条　法第百五十四条の二第二項において準用する会社法第三百八十四条に規定する内閣府令で定めるものは、電磁的記録その他の資料とする。
en-us	Article 202 The items specified by Cabinet Office Order as referred to in Article 384 of the Companies Act as applied mutatis mutandis pursuant to Article 154-2, paragraph (2) of the Act are electronic or magnetic records and any other materials.

ja-jp	（清算人会の議事録）
en-us	(Minutes of Board of Liquidators Meeting)

ja-jp	第二百三条　法第百五十四条の三第二項において準用する会社法第三百六十九条第三項の規定による清算人会の議事録の作成については、この条の定めるところによる。
en-us	Article 203 (1) The preparation of minutes of a board of liquidators meeting under Article 369, paragraph (3) of the Companies Act as applied mutatis mutandis pursuant to Article 154-3, paragraph (2) of the Act is as provided in this Article.

ja-jp	２　清算人会の議事録は、書面又は電磁的記録をもって作成しなければならない。
en-us	(2) The minutes of a board of liquidators meeting must be prepared in writing or in the form of an electronic or magnetic record.

ja-jp	３　清算人会の議事録は、次に掲げる事項を内容とするものでなければならない。
en-us	(3) The minutes of a board of liquidators meeting must include the following information:

ja-jp	一　清算人会が開催された日時及び場所（当該場所に存しない清算執行人、清算監督人又は会計監査人が清算人会に出席をした場合における当該出席の方法を含む。）
en-us	(i) the date and time on which and place where the board of liquidators meeting was held (if operating liquidators, liquidation supervisors, or financial auditors who were not present at the place have attended the board of liquidators meeting, the method of the relevant attendance is included);

ja-jp	二　清算人会が次に掲げるいずれかのものに該当するときは、その旨
en-us	(ii) that the board of liquidators meeting falls under any of the following category, if this is the case:

ja-jp	イ　法第百五十四条の三第二項において準用する法第百十三条第二項の規定による清算執行人の請求を受けて招集されたもの
en-us	(a) a board of liquidators meeting called upon the request of operating liquidators under Article 113, paragraph (2) of the Act as applied mutatis mutandis pursuant to Article 154-3, paragraph (2) of the Act;

ja-jp	ロ　法第百五十四条の三第二項において準用する法第百十三条第三項の規定による清算監督人の請求を受けて招集されたもの
en-us	(b) a board of liquidators meeting called upon the request of liquidation supervisors under Article 113, paragraph (3) of the Act as applied mutatis mutandis pursuant to Article 154-3, paragraph (2) of the Act;

ja-jp	ハ　法第百五十四条の三第二項において準用する法第百十三条第四項の規定により清算執行人又は清算監督人が招集したもの
en-us	(c) a board of liquidators meeting called by the operating liquidators or liquidation supervisors pursuant to the provisions of Article 113, paragraph (4) of the Act as applied mutatis mutandis pursuant to Article 154-3, paragraph (2) of the Act;

ja-jp	三　清算人会の議事の経過の要領及びその結果
en-us	(iii) the outline and results of the proceedings of the board of liquidators meeting;

ja-jp	四　決議を要する事項について特別の利害関係を有する清算執行人又は清算監督人があるときは、その氏名
en-us	(iv) when there are operating liquidators or liquidation supervisors with special interest with regard to the matters required to be resolved, the names thereof;

ja-jp	五　清算人会に出席した会計監査人の氏名又は名称
en-us	(v) the name of the financial auditor that attended the board of liquidators meeting; and

ja-jp	六　清算人会の議長が存するときは、議長の氏名
en-us	(vi) when a chairperson of the board of liquidators meeting is in place, the name of the chairperson.

ja-jp	（金銭分配請求権が行使される場合における残余財産の価格）
en-us	(Prices of the Residual Assets in Cases Where Right to Demand Distribution of Money Is to Be Exercised)

ja-jp	第二百四条　法第百五十八条第三項において準用する会社法第五百五条第三項第一号に規定する内閣府令で定める方法は、次に掲げる額のうちいずれか高い額をもって同号に規定する残余財産の価格とする方法とする。
en-us	Article 204 (1) The methods specified by Cabinet Office Order as referred to in Article 505, paragraph (3), item (i) of the Companies Act as applied mutatis mutandis pursuant to Article 158, paragraph (3) of the Act are the method whereby the higher of the following amounts is treated as the price of residual assets prescribed in that item:

ja-jp	一　法第百五十八条第三項において準用する会社法第五百五条第一項第一号の期間の末日（以下この項において「行使期限日」という。）における当該残余財産を取引する市場における最終の価格（当該行使期限日に売買取引がない場合又は当該行使期限日が当該市場の休業日に当たる場合にあっては、その後最初になされた売買取引の成立価格）
en-us	(i) the closing price of the relevant residual assets on the market in which the residual assets are traded, as of the last day of the period set forth in Article 505, paragraph (1), item (i) of the Companies Act as applied mutatis mutandis pursuant to Article 158, paragraph (3) of the Act (hereinafter referred to as the "expiration date" in this paragraph) (if no sale and purchase transaction has been made on the relevant expiration date, or the relevant expiration date falls on a non-business day of the relevant market, the concluded price of the first sale and purchase transaction conducted after the relevant expiration date); or

ja-jp	二　行使期限日において当該残余財産が公開買付け等の対象であるときは、当該行使期限日における当該公開買付け等に係る契約における当該残余財産の価格
en-us	(ii) when the relevant residual assets are subject to a tender offer, etc. as of the expiration date, the price of the relevant residual assets in the contract for tender offer, etc. as of the relevant expiration date.

ja-jp	２　法第百五十八条第三項において準用する会社法第五百六条の規定により法第百五十八条第三項において準用する会社法第五百五条第三項後段の規定の例によることとされる場合における前項第一号の規定の適用については、同号中「法第百五十八条第三項において準用する会社法第五百五条第一項第一号の期間の末日」とあるのは、「残余財産の分配をする日」とする。
en-us	(2) With regard to the application of the provisions of item (i) of the preceding paragraph in cases where the second sentence of Article 505, paragraph (3) of the Companies Act as applied mutatis mutandis pursuant to Article 158, paragraph (3) of the Act apply pursuant to the provisions of Article 506 of the Companies Act as applied mutatis mutandis pursuant to Article 158, paragraph (3) of the Act, the phrase "the last day of the period set forth in Article 505, paragraph (1), item (i) of the Companies Act as applied mutatis mutandis pursuant to Article 158, paragraph (3) of the Act" in item (i) of the preceding paragraph is deemed to be replaced with "the day on which the residual assets are distributed."

ja-jp	第二百五条　法第百六十四条第四項において準用する会社法第五百三十六条第一項第二号に規定する内閣府令で定める方法は、法第百五十五条第一項の規定により作成した貸借対照表の資産の部に計上した額を総資産額とする方法とする。
en-us	Article 205 The methods specified by Cabinet Office Order as referred to in Article 536, paragraph (1), item (ii) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act are the method whereby the amount recorded in the assets section in the balance sheet prepared pursuant to the provisions of Article 155, paragraph (1) of the Act is treated as the amount of total assets.

ja-jp	（債権者集会の招集の決定事項）
en-us	(Particulars Decided for Calling a Creditors Meeting)

ja-jp	第二百六条　法第百六十四条第四項において準用する会社法第五百四十八条第一項第四号に規定する内閣府令で定める事項は、次に掲げる事項とする。
en-us	Article 206 The particulars specified by Cabinet Office Order as referred to in Article 548, paragraph (1), item (iv) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act are the following particulars:

ja-jp	一　次条の規定により債権者集会参考書類（法第百六十四条第四項において準用する会社法第五百五十条第一項に規定する債権者集会参考書類をいう。以下同じ。）に記載すべき事項（次条第一項第一号に掲げる事項を除く。）
en-us	(i) information to be given in the reference documents for creditors' meeting (meaning the reference documents for creditors' meeting defined in Article 550, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act; the same applies hereinafter) pursuant to the following Article (excluding information listed in paragraph (1), item (i) of the following Article);

ja-jp	二　書面による議決権の行使の期限（債権者集会（法第百六十四条第四項において準用する会社法第二編第九章第二節第八款の規定の適用のある債権者の集会をいう。以下同じ。）の日時以前の時であって、同項において準用する会社法第五百四十九条第一項の規定による通知を発した日から二週間を経過した日以後の時に限る。）
en-us	(ii) the time limit for exercising voting rights in writing (limited to the time which is before the date of creditors' meeting (meaning the meeting of creditors to which the provisions of Part II, Chapter IX, Section 2, Subsection 8 of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act apply; the same applies hereinafter) but after the day on which two weeks have passed from the day when the notice under Article 549, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act was sent);

ja-jp	三　一の協定債権者（法第百六十四条第四項において準用する会社法第五百十七条第一項に規定する協定債権者をいう。以下同じ。）が同一の議案につき法第百六十四条第四項において準用する会社法第五百五十六条第一項（法第百六十四条第四項において準用する会社法第五百四十八条第一項第三号に掲げる事項を定めた場合にあっては、法第百六十四条第四項において準用する会社法第五百五十六条第一項又は第五百五十七条第一項）の規定により重複して議決権を行使した場合において、当該同一の議案に対する議決権の行使の内容が異なるものであるときにおける当該協定債権者の議決権の行使の取扱いに関する事項を定めるときは、その事項
en-us	(iii) if particulars are provided for the handling of the exercise of voting rights by agreement claim creditor (meaning the agreement claim creditor provided in Article 517, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act; the same applies hereinafter) in cases in which the creditor carries out the exercise of the voting rights under Article 556, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act (or exercise of voting rights under Article 556, paragraph (1) or Article 557, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act, if the particulars listed in Article 548, paragraph (1), item (iii) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act are provided), multiple times for the same proposal, and the contents of the exercise of voting rights differ, such particulars;

ja-jp	四　第二百八条第一項第三号の取扱いを定めるときは、その取扱いの内容
en-us	(iv) when the handling provided in Article 208, paragraph (1), item (iii) is to be specified, the details of the handling;

ja-jp	五　法第百六十四条第四項において準用する会社法第五百四十八条第一項第三号に掲げる事項を定めたときは、次に掲げる事項
en-us	(v) when the particulars listed in Article 548, paragraph (1), item (iii) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act are specified, the following particulars:

ja-jp	イ　電磁的方法による議決権の行使の期限（債権者集会の日時以前の時であって、法第百六十四条第四項において準用する会社法第五百四十九条第一項の規定による通知を発した日から二週間を経過した日以後の時に限る。）
en-us	(a) the time limit for exercising voting rights by electronic or magnetic means (limited to the time which is before the date of creditors' meeting but after the day on which two weeks have passed from the day when the notice under Article 549, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act was sent);

ja-jp	ロ　法第百六十四条第四項において準用する会社法第五百四十九条第二項の承諾をした協定債権者の請求があった時に当該協定債権者に対して法第百六十四条第四項において準用する会社法第五百五十条第一項の規定による議決権行使書面（同項に規定する議決権行使書面をいう。第二百八条において同じ。）の交付（当該交付に代えて行う法第百六十四条第四項において準用する会社法第五百五十条第二項の規定による電磁的方法による提供を含む。）をすることとするときは、その旨
en-us	(b) that voting forms (meaning the voting forms as prescribed in Article 550, paragraph (1) of the Companies Act; the same applies in Article 208) are to be delivered under that paragraph as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act (including the provision of voting forms by electronic or magnetic means under Article 550, paragraph (2) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act made in lieu of the delivery thereof) to the agreement claim creditor who has given the consent under Article 549, paragraph (2) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act when requested by the agreement claim creditor, if this is the case.

ja-jp	（債権者集会参考書類）
en-us	(Reference Documents for a Creditors' Meeting)

ja-jp	第二百七条　債権者集会参考書類には、次に掲げる事項を記載しなければならない。
en-us	Article 207 (1) The following information must be given in the reference documents for a creditors' meeting:

ja-jp	一　当該債権者集会参考書類の交付を受けるべき協定債権者が有する協定債権（法第百六十四条第四項において準用する会社法第五百十五条第三項に規定する協定債権をいう。）について法第百六十四条第四項において準用する会社法第五百四十八条第二項又は第三項の規定により定められた事項
en-us	(i) information specified pursuant to the provisions of Article 548, paragraph (2) or (3) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act with regard to the agreement claim (meaning the agreement claim defined in Article 515, paragraph (3) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act) held by the agreement claim creditor that is to receive the delivery of the relevant reference documents for a creditors' meeting; and

ja-jp	二　議案
en-us	(ii) the proposal.

ja-jp	２　債権者集会参考書類には、前項に定めるもののほか、協定債権者の議決権の行使について参考となると認める事項を記載することができる。
en-us	(2) Beyond what is provided for in the preceding paragraph, the information found to serve as a reference with regard to the exercise of voting rights by agreement claim creditors may be given in the reference documents for a creditors' meeting.

ja-jp	３　同一の債権者集会に関して協定債権者に対して提供する債権者集会参考書類に記載すべき事項（第一項第二号に掲げる事項に限る。）のうち、他の書面に記載している事項又は電磁的方法により提供している事項がある場合には、これらの事項は、債権者集会参考書類に記載することを要しない。
en-us	(3) If some of the information required to be given in the reference documents for a creditors' meeting (limited to the information set forth in paragraph (1), item (ii)) which are to be provided to agreement claim creditors in relation to a single creditors' meeting is given in other documents or is provided by electronic or magnetic means, that information is not required to be given in the reference document for a creditors' meeting.

ja-jp	４　同一の債権者集会に関して協定債権者に対して提供する招集通知（法第百六十四条第四項において準用する会社法第五百四十九条第一項又は第二項の規定による通知をいう。以下この項並びに次条第三項及び第四項において同じ。）の内容とすべき事項のうち、債権者集会参考書類に記載している事項がある場合には、当該事項は、招集通知の内容とすることを要しない。
en-us	(4) If some of the information required to be included in the notice of calling (meaning the notice under Article 549, paragraph (1) or (2) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act; hereinafter the same applies in this paragraph and paragraphs (3) and (4) of the following Article) which are to be provided to agreement claim creditors in relation to a single creditors' meeting is given in the reference documents for a creditors' meeting, the information is not required to be included in the notice of calling.

ja-jp	（議決権行使書面）
en-us	(Voting Forms)

ja-jp	第二百八条　法第百六十四条第四項において準用する会社法第五百五十条第一項の規定により交付すべき議決権行使書面に記載すべき事項又は法第百六十四条第四項において準用する会社法第五百五十一条第一項若しくは第二項の規定により電磁的方法により提供すべき議決権行使書面に記載すべき事項は、次に掲げる事項とする。
en-us	Article 208 (1) The information required to be included in the voting forms which are to be delivered pursuant to the provisions of Article 550, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act, or the information required to be included in the voting forms which are to be provided by electronic or magnetic means pursuant to the provisions of Article 551, paragraph (1) or (2) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act is the following information:

ja-jp	一　各議案についての同意の有無（棄権の欄を設ける場合にあっては、棄権を含む。）を記載する欄
en-us	(i) a column in which the approval or disapproval (in cases of providing a column for abstention, including abstention) to each proposal is to be stated;

ja-jp	二　第二百六条第三号に掲げる事項を定めたときは、当該事項
en-us	(ii) if the particulars listed in Article 206, item (iii) are specified, the relevant particulars;

ja-jp	三　第二百六条第四号に掲げる事項を定めたときは、第一号の欄に記載がない議決権行使書面が招集者（法第百六十四条第四項において準用する会社法第五百四十八条第一項に規定する招集者をいう。次項において同じ。）に提出された場合における各議案についての賛成、反対又は棄権のいずれかの意思の表示があったものとする取扱いの内容
en-us	(iii) if the particulars listed in Article 206, item (iv) are specified, when a voting form lacking an entry in the column under item (i) has been submitted to the convener (meaning the convener defined in Article 548, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act; the same applies in the following paragraph), the details of the handling of that voting form as to whether it is an indication of manifestation of agreement, dissent, or abstention, for each proposal;

ja-jp	四　議決権の行使の期限
en-us	(iv) the time limit for exercising the voting rights; and

ja-jp	五　議決権を行使すべき協定債権者の氏名又は名称及び当該協定債権者について法第百六十四条第四項において準用する会社法第五百四十八条第二項又は第三項の規定により定められた事項
en-us	(v) the name(s) of the agreement claim creditor(s) who is to exercise voting rights as well as the particulars specified pursuant to the provisions of Article 548, paragraph (2) or (3) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act with regard to the relevant agreement claim creditors.

ja-jp	２　第二百六条第五号ロに掲げる事項を定めた場合には、招集者は、法第百六十四条第四項において準用する会社法第五百四十九条第二項の承諾をした協定債権者の請求があった時に、当該協定債権者に対して、法第百六十四条第四項において準用する会社法第五百五十条第一項の規定による議決権行使書面の交付（当該交付に代えて行う同条第二項の規定による電磁的方法による提供を含む。）をしなければならない。
en-us	(2) If the particulars listed in Article 206, item (v), (b) are provided for, a convener must, when requested by the agreement claim creditor who has given the consent under Article 549, paragraph (2) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act, deliver voting forms under Article 550, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act (including the provision of voting forms by electronic or magnetic means under Article 550, paragraph (2) of the Companies Act made in lieu of the delivery thereof) to the agreement claim creditor.

ja-jp	３　同一の債権者集会に関して協定債権者に対して提供する招集通知の内容とすべき事項のうち、議決権行使書面に記載している事項がある場合には、当該事項は、招集通知の内容とすることを要しない。
en-us	(3) If some of the information required to be included in the notice of calling which is to be provided to agreement claim creditors in relation to a single creditors' meeting is included in the voting form, the relevant information is not required to be included in the notice of calling.

ja-jp	４　同一の債権者集会に関して協定債権者に対して提供する議決権行使書面に記載すべき事項（第一項第二号から第四号までに掲げる事項に限る。）のうち、招集通知の内容としている事項がある場合には、当該事項は、議決権行使書面に記載することを要しない。
en-us	(4) If some of the information (limited to the information listed in paragraph (1), items (ii) through (iv)) to be included in the voting forms which are to be provided to agreement claim creditors in relation to a single creditors' meeting is included in the notice of calling, the relevant information is not required to be included in the voting form.

ja-jp	（書面による議決権行使の期限）
en-us	(Time Limit for Exercising Voting Rights in Writing)

ja-jp	第二百九条　法第百六十四条第四項において準用する会社法第五百五十六条第二項に規定する内閣府令で定める時は、第二百六条第二号の行使の期限とする。
en-us	Article 209 The time specified by Cabinet Office Order as referred to in Article 556, paragraph (2) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act is the time limit for exercising voting rights provided in Article 206, item (ii).

ja-jp	（電磁的方法による議決権行使の期限）
en-us	(Time Limit for Exercising Voting Rights by Electronic or Magnetic Means)

ja-jp	第二百十条　法第百六十四条第四項において準用する会社法第五百五十七条第一項に規定する内閣府令で定める時は、第二百六条第五号イの行使の期限とする。
en-us	Article 210 The time specified by Cabinet Office Order as referred to in Article 557, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act is the time limit for exercising voting rights provided in Article 206, item (v), (a).

ja-jp	（債権者集会の議事録）
en-us	(Minutes of a Creditors' Meeting)

ja-jp	第二百十一条　法第百六十四条第四項において準用する会社法第五百六十一条の規定による債権者集会の議事録の作成については、この条の定めるところによる。
en-us	Article 211 (1) The preparation of minutes of a creditors' meeting under Article 561 of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act is as provided in this Article.

ja-jp	２　債権者集会の議事録は、書面又は電磁的記録をもって作成しなければならない。
en-us	(2) The minutes of a creditors' meeting must be prepared in writing or in the form of an electronic or magnetic record.

ja-jp	３　債権者集会の議事録は、次に掲げる事項を内容とするものでなければならない。
en-us	(3) The minutes of a creditors' meeting must include the following information:

ja-jp	一　債権者集会が開催された日時及び場所
en-us	(i) the date and time on which and the place where the creditors' meeting was held;

ja-jp	二　債権者集会の議事の経過の要領及びその結果
en-us	(ii) the outline and results of the proceedings at the creditors' meeting;

ja-jp	三　法第百六十四条第四項において準用する会社法第五百五十九条の規定により債権者集会において述べられた意見があるときは、その意見の内容の概要
en-us	(iii) when there are any opinions stated at the creditors' meeting pursuant to Article 559 of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act, the summary of the contents of such opinions;

ja-jp	四　法第百六十四条第四項において準用する会社法第五百六十二条の規定により債権者集会に対する報告及び意見の陳述がされたときは、その報告及び意見の内容の概要
en-us	(iv) when reports or statement of opinions against the creditors' meeting has been made pursuant to the provisions of Article 562 of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act, the summary of the contents of such reports or opinions;

ja-jp	五　債権者集会に出席した清算執行人の氏名
en-us	(v) the name(s) of the operating liquidator(s) that attended the creditors' meeting;

ja-jp	六　債権者集会の議長が存するときは、議長の氏名
en-us	(vi) when a chairperson of the creditors' meeting is in place, the name of the chairperson; and

ja-jp	七　議事録の作成に係る職務を行った者の氏名又は名称
en-us	(vii) the name(s) of the person(s) that performed the duties concerning the preparation of minutes.

ja-jp	（検査役等の報酬の額の算定手続）
en-us	(Procedures for the Calculation of the Amount of Remuneration for Inspectors)

ja-jp	第二百十二条　管轄財務局長等は、次の各号に掲げる者の区分に応じ、当該各号に定める者の意見を聴いた上で、法第百八十三条において準用する法第百五十四条第二項の規定による報酬の額を定めるものとする。
en-us	Article 212 The Competent Director-General of a Local Finance Bureau, etc. is to fix the amount of remuneration under Article 154, paragraph (2) of the Act as applied mutatis mutandis pursuant to Article 183 of the Act, after hearing the opinions of the persons specified in the following items according to the category of persons listed in the respective items:

ja-jp	一　検査役　執行役員及び監督役員（清算投資法人にあっては清算執行人及び清算監督人）
en-us	(i) inspector: executive managing officers and supervisory officers (in cases of an investment corporation in liquidation, operating liquidators and liquidation supervisors);

ja-jp	二　執行役員又は監督役員の職務を一時行うべき者　執行役員及び監督役員
en-us	(ii) persons who are to temporarily perform the duties of an executive managing officer or supervisory officer: executive managing officers and supervisory officers; and

ja-jp	三　清算執行人又は清算監督人の職務を一時行うべき者及び鑑定人　清算執行人及び清算監督人
en-us	(iii) persons who are to temporarily perform the duties of an operating liquidator or liquidation supervisor, and appraiser: operating liquidators and liquidation supervisors.

ja-jp	第二節　投資法人の登録等
en-us	Section 2 Registration of Investment Corporations

ja-jp	（投資法人の登録申請手続）
en-us	(Application Procedure for Registration of Investment Corporations)

ja-jp	第二百十三条　法第百八十七条の登録を受けようとする投資法人は、別紙様式第九号により作成した登録申請書に、当該登録申請書の写し二通及び法第百八十八条第二項に規定する書類一部を添付して、管轄財務局長等に提出しなければならない。
en-us	Article 213 An investment corporation that intends to obtain the registration under Article 187 of the Act must submit a written application prepared using appended form No. 9 to the Competent Director-General of the Local Finance Bureau, etc. with two copies of the written application and one copy of the documents set forth in Article 188, paragraph (2) of the Act attached thereto.

ja-jp	（投資法人の登録申請書の記載事項）
en-us	(Information Required to Be Given in the Written Application for Registration of Investment Corporations)

ja-jp	第二百十四条　法第百八十八条第一項第七号に規定する内閣府令で定める事項は、次に掲げる事項とする。
en-us	Article 214 The information specified by Cabinet Office Order as referred to in Article 188, paragraph (1), item (vii) of the Act is the following information:

ja-jp	一　投資法人の設立に係る届出受理年月日及び受理番号
en-us	(i) the date on which the notification for the incorporation of an investment corporation was accepted and the acceptance number;

ja-jp	二　投資法人の成立年月日
en-us	(ii) the date of establishment of the investment corporation;

ja-jp	三　投資法人の成立時の出資総額及び投資口の総口数並びに投資主数
en-us	(iii) the total amount of investments, total number of units of investment equity, and the number of investors at the time of establishment of the investment corporation;

ja-jp	四　主要な投資主の氏名又は名称及び住所
en-us	(iv) the names and addresses of major investors;

ja-jp	五　執行役員又は監督役員が他の法人の業務に従事し、又は事業を営んでいるときは、当該執行役員又は監督役員の氏名及び当該他の法人における役職名並びに当該他の法人の商号又は名称及び業務の種類又は当該事業の種類
en-us	(v) when the executive managing officer or supervisory officer is engaged in the service of another corporation, or is conducting business, the name of the relevant executive managing officer or supervisory officer, the title at the relevant other corporation, and the trade name or name and type of service of the relevant other corporation, or the type of the business;

ja-jp	六　払込取扱機関の名称及び住所
en-us	(vi) the name and address of the institution handling payments;

ja-jp	七　一般事務受託者の名称及び住所並びに沿革
en-us	(vii) the name, address, and history of the administrative agent;

ja-jp	八　一般事務受託者と締結した事務の委託契約の概要
en-us	(viii) the outline of the entrustment contract for administrative processes which has been concluded with the administrative agent; and

ja-jp	九　創立総会を開催した場合は、創立総会の開催日及びその理由
en-us	(ix) when an organizational meeting has been held, the date of the organizational meeting and the reasons for the holding;

ja-jp	十　令第百十六条の二に定める場合において、海外不動産保有法人の発行済株式又は出資（当該海外不動産保有法人が有する自己の株式又は出資を除く。）の総数又は総額に第二百二十一条に規定する率を乗じて得た数又は額を超えて当該発行済株式又は出資を取得する場合には、当該海外不動産保有法人に係る次に掲げる事項
en-us	(x) in the cases referred to in Article 116-2 of the Order, if the number or the amount of issued shares or equity in a foreign real property holding corporation to be acquired exceeds the number or the amount obtained by multiplying the total number or the total amount of the relevant issued shares or equity (excluding shares or equity in the foreign real property holding corporation owned by that foreign real property holding corporation itself) by the rate specified in Article 221, the following information pertaining to the foreign real property holding corporation:

ja-jp	イ　目的、商号及び住所
en-us	(a) its purpose, trade name, and address;

ja-jp	ロ　組織及び役員に関する事項
en-us	(b) information concerning its organization and officers;

ja-jp	ハ　資産の管理及び処分に関する事項（取得する資産の内容、取得の時期及び譲受人に関する事項を含む。）
en-us	(c) information concerning the management and investment of its assets (including the matters concerning the details of the assets to be acquired, the timing of the acquisition, and the transferee);

ja-jp	ニ　計算及び利益の分配に関する事項
en-us	(d) information concerning the accounting for and distribution of profits; and

ja-jp	ホ　株主又は出資者が有する権利に関する事項
en-us	(e) information concerning the rights of its shareholders or equity investors.

ja-jp	（投資法人の登録申請書の添付書類）
en-us	(Documents to Be Attached to Written Application for Registration of Investment Corporations)

ja-jp	第二百十五条　法第百八十八条第二項第四号に規定する内閣府令で定める書類は、次に掲げる書類（官公署が証明する書類の場合には、申請の日前三月以内に作成されたものに限る。）とする。
en-us	Article 215 The documents specified by Cabinet Office Order as referred to in Article 188, paragraph (2), item (iv) of the Act are the following documents (in cases of documents certified by public agencies, limited to those prepared within three months before the date of application):

ja-jp	一　規約
en-us	(i) the certificate of incorporation;

ja-jp	二　投資法人の登記事項証明書
en-us	(ii) a certificate of registered information of the investment corporation;

ja-jp	三　払込取扱機関による払込金の保管に関する証明書
en-us	(iii) a certificate for the custody of paid money by the institution handling payments;

ja-jp	四　執行役員及び監督役員の住民票の抄本（当該執行役員又は監督役員が外国人であり、かつ、国内に居住している場合には、在留カードの写し、特別永住者証明書の写し又は住民票の抄本）又はこれに代わる書面
en-us	(iv) extracts of residence certificates of the executive managing officers and supervisory officers (if the relevant executive managing officers or supervisory officers is a foreign national and has a residence in Japan, a copy of the residence card, a copy of the special permanent resident certificate, or an extract of the residence certificate), or substitute documents therefor;

ja-jp	四の二　執行役員及び監督役員の旧氏及び名を当該執行役員及び監督役員の氏名に併せて法第百八十八条第一項の登録申請書に記載した場合において、前号に掲げる書類が当該執行役員及び監督役員の旧氏及び名を証するものでないときは、当該旧氏及び名を証する書面
en-us	(iv)-2 when the former surname and given name of an executive managing officer or a supervisory officer are stated together with the current name of the executive managing officer or the supervisory officer in the written application for registration under Article 188, paragraph (1) of the Act, and the documents listed in the preceding item are not documents certifying the former surname and given name of the executive managing officer or the supervisory officer, a document certifying the relevant former surname and given name;

ja-jp	四の三　別紙様式第九号の二により作成した執行役員及び監督役員が法第九十八条第二号に該当しないことを誓約する書面
en-us	(iv)-3 a document pledging that the executive managing officer or supervisory officer does not fall under Article 98, item (ii) of the Act, which has been prepared using appended form No. 9-2;

ja-jp	五　執行役員及び監督役員が法第九十八条第三号に該当しない旨の官公署の証明書（当該執行役員又は監督役員が外国人である場合を除く。）
en-us	(v) certificates issued by a public agency providing to the effect that the executive managing officers and supervisory officers do not fall under the category of persons listed in Article 98, item (iii) of the Act (excluding cases where the relevant executive managing officers or supervisory officers is a foreign national);

ja-jp	六　別紙様式第十号により作成した執行役員が法第九十八条第二号、第四号及び第五号（当該執行役員が外国人である場合には、同条第二号から第五号まで）のいずれにも該当しないことを当該執行役員が誓約する書面
en-us	(vi) a document in which an executive managing officer pledges that the executive managing officer does not fall under any of Article 98, items (ii), (iv) and (v) of the Act (if the relevant executive managing officer is a foreign national, items (ii) through (v) of that Article) which has been prepared using appended form No. 10;

ja-jp	七　別紙様式第十一号により作成した監督役員が法第百条第一号（法第九十八条第二号、第四号及び第五号に係る部分に限る。）から第五号まで及びこの府令第百六十四条各号（当該監督役員が外国人である場合には、法第百条第一号（法第九十八条第二号から第五号までに係る部分に限る。）から第五号まで及びこの府令第百六十四条各号）のいずれにも該当しないことを当該監督役員が誓約する書面
en-us	(vii) a document in which a supervisory officer pledges that the supervisory officer does not fall under any of Article 100, item (i) of the Act (limited to the part pertaining to Article 98, items (ii), (iv) and (v) of the Act) through Article 100, item (v) of the Act, and the items of Article 164 of this Order of the Prime Minister's Office (if the relevant supervisory officer(s) is a foreign national, Article 100, item (i) of the Act (limited to the part pertaining to Article 98, items (ii) through (v) of the Act) through Article 100, item (v) of the Act and the items of Article 164 of this Order of the Prime Minister's Office) which has been prepared using appended form No. 11;

ja-jp	八　別紙様式第十二号又は第十三号により作成した執行役員及び監督役員並びに設立企画人（法人である場合には、その法人の役員及び設立企画人としての職務を行う使用人）の履歴書又は沿革
en-us	(viii) a resume or history of the executive managing officers, supervisory officers and organizer(s) (if the organizer is a corporation, the officer of that corporation, and employee who is to perform the duties as an organizer) which has been prepared using appended form No. 12 or No. 13;

ja-jp	九　資産運用会社との間で締結した資産の運用に係る委託契約書の写し
en-us	(ix) a copy of the written entrustment contract for assets investment concluded with an asset management company;

ja-jp	十　資産保管会社との間で締結した保管契約書の写し
en-us	(x) a copy of the custody contract concluded with the asset custody company;

ja-jp	十一　一般事務受託者との間で締結した事務の委託契約書の写し
en-us	(xi) a copy of the entrustment contract for administrative processes concluded with the administrative agent;

ja-jp	十二　資産運用会社が資産の運用に係る権限の一部を再委託した場合には、その再委託契約書の写し
en-us	(xii) if the asset management company re-entrusts part of the authority for assets investment, a copy of that re-entrustment contract; and

ja-jp	十三　創立総会を開催した場合には、創立総会の議事録
en-us	(xiii) when an organizational meeting is held, the minutes of the organizational meeting;

ja-jp	十四　令第百十六条の二に定める場合において、海外不動産保有法人の発行済株式又は出資（当該海外不動産保有法人が有する自己の株式又は出資を除く。）の総数又は総額に第二百二十一条に規定する率を乗じて得た数又は額を超えて当該発行済株式又は出資を取得する場合には、当該海外不動産保有法人に係る次に掲げるもの
en-us	(xiv) in the cases referred to in Article 116-2 of the Order, if the number or the amount of issued shares or equity in a foreign real property holding corporation to be acquired exceeds the number or the amount obtained by multiplying the total number or the total amount of the issued shares or equity (excluding shares or equity in the foreign real property holding corporation owned by that foreign real property holding corporation itself) by the rate specified in Article 221, the following documents pertaining to the relevant foreign real property holding corporation:

ja-jp	イ　定款又はこれに相当する書類
en-us	(a) the articles of incorporation or documents equivalent thereto;

ja-jp	ロ　当該海外不動産保有法人が所在する国の法令に基づき当該海外不動産保有法人の設立について承認、認可、許可若しくは届出又はこれらに相当するものが行われている場合には、その承認書、認可書、許可書若しくは届出書又はこれらに相当する書面の写し
en-us	(b) if an approval, authorization, permission, notification or the equivalent thereto has been made with regard to the incorporation of the foreign real property holding corporation based on laws and regulations of the state where the relevant foreign real property holding corporation is located, a copy of the written approval, written authorization, written permission, notification or documents equivalent thereto;

ja-jp	ハ　当該海外不動産保有法人について登記が行われている場合には、登記事項証明書又はこれに相当する書面の写し
en-us	(c) when any registration has been made with regard to the foreign real property holding corporation, a copy of the certificate of registered information or documents equivalent thereto;

ja-jp	ニ　株主名簿又はこれに相当する書類
en-us	(d) the shareholder register or documents equivalent thereto;

ja-jp	ホ　直近の事業年度に係る貸借対照表（当該事業年度がない場合には、当該海外不動産保有法人の設立の日における貸借対照表）
en-us	(e) the balance sheet for the latest business year (if there is no the relevant business year, the balance sheet as of the date of the incorporation of the foreign real property holding corporation); and

ja-jp	ヘ　当該海外不動産保有法人が所在する国における会社制度等の概要を説明する書面
en-us	(f) documents explaining the outline of the company system, etc. of the state where the foreign real property holding corporation is located.

ja-jp	（登録の実施）
en-us	(Implementation of Registration)

ja-jp	第二百十六条　財務局長等は、法第百八十九条第一項の規定により登録をするときは、別紙様式第九号の第二面から第八面までを投資法人登録簿につづることにより行うものとする。
en-us	Article 216 (1) When effecting the registration pursuant to the provisions of Article 189, paragraph (1) of the Act, the Director-General of a Local Finance Bureau, etc. is to effect the registration by placing the pages No. 2 through No. 8 of the appended table No. 9 in the investment corporation register.

ja-jp	２　財務局長等は、法第百八十九条第二項の規定による通知をするときは、別紙様式第十四号により作成した登録済通知書により行うものとする。
en-us	(2) When giving the notice under Article 189, paragraph (2) of the Act, the Director-General of a Local Finance Bureau, etc. is to give the notice by the written notice of completion of registration prepared using appended form No. 14.

ja-jp	（投資法人登録簿等の縦覧）
en-us	(Public Inspection of the Investment Corporation Register)

ja-jp	第二百十七条　投資法人の登録をした財務局長等は、その登録をした投資法人に係る投資法人登録簿及び投資法人登録簿に登録された事項を、当該投資法人の本店の所在地を管轄する財務局（当該所在地が福岡財務支局の管轄区域内にある場合にあっては、福岡財務支局）に備え置き、公衆の縦覧に供するものとする。
en-us	Article 217 The Director-General of a Local Finance Bureau, etc. who has registered an investment corporation is to keep and offer for public inspection the investment corporation register related to the registered investment corporation and information registered in the investment corporation register at the Local Finance Bureau that has jurisdiction over the location of the head office of the Investment Corporation (when the location is within the jurisdictional district of the Fukuoka Local Finance Branch Bureau, the Director-General of the Fukuoka Local Finance Branch Bureau).

ja-jp	（登録の拒否の通知）
en-us	(Notice of Refusal of Registration)

ja-jp	第二百十八条　財務局長等は、法第百九十条第二項の規定による通知をするときは、別紙様式第十五号により作成した登録拒否通知書により行うものとする。
en-us	Article 218 When giving the notice under Article 190, paragraph (2) of the Act, the Director-General of a Local Finance Bureau, etc. is to give the notice by the written notice of refusal of registration prepared using appended form No. 15.

ja-jp	（登録事項変更の届出）
en-us	(Notification of Changes to Registered Information)

ja-jp	第二百十九条　登録投資法人は、法第百九十一条第一項の規定による届出をしようとするときは、別紙様式第十六号により作成した変更届出書に、当該変更届出書の写し二通及び次の各号に掲げる場合に応じ当該各号に定める書類を添付して、管轄財務局長等に提出しなければならない。
en-us	Article 219 When a registered investment corporation intends to make the notification under Article 191, paragraph (1) of the Act, it must submit a notification of changes prepared using appended form No. 16 to the Competent Director-General of the Local Finance Bureau, etc. with two copies of the notification of changes and the documents specified in the following items according to the cases listed in the respective items attached thereto:

ja-jp	一　商号を変更した場合　当該変更に係る事項を記載した投資法人の登記事項証明書
en-us	(i) in cases of changing the trade name: the certificate of registered information of the investment corporation including the information related to the relevant changes;

ja-jp	二　本店の所在場所の変更をした場合　当該変更に係る事項を記載した投資法人の登記事項証明書
en-us	(ii) in cases of changing the location of the head office: the certificate of registered information of the investment corporation including the information related to the relevant changes;

ja-jp	三　執行役員又は監督役員に変更があった場合　当該変更に係る事項を記載した投資法人の登記事項証明書及び新たに執行役員又は監督役員となった者に係る次に掲げる書面
en-us	(iii) if there were any changes to the executive managing officer or supervisory officer(s): the certificate of registered information of the investment corporation including the information related to the relevant changes and the following documents related to the person who has newly become an executive managing officer or supervisory officer:

ja-jp	イ　第二百十五条第四号及び第四号の三から第八号までに掲げる書面
en-us	(a) the documents listed in Article 215, item (iv) and items (iv)-3 through (viii); and

ja-jp	ロ　旧氏及び名を、氏名に併せて別紙様式第十六号により作成した変更届出書に記載した場合において、イに掲げる書面（第二百十五条第四号に掲げる書面に限る。）が当該旧氏及び名を証するものでないときは、当該旧氏及び名を証する書面
en-us	(b) when the former surname and given name are stated together with the current name in a written application for registration prepared using appended form No. 16, and the documents listed in (a) (limited to the documents listed in Article 215, item (iv)) are not documents certifying the former surname and given name, a document certifying the former surname and given name;

ja-jp	四　資産運用会社、資産保管会社又は一般事務受託者に変更があった場合　新たに資産運用会社、資産保管会社又は一般事務受託者となった者に係る第二百十五条第九号から第十一号までに掲げる書面のうちそれぞれ該当する書面
en-us	(iv) if there were any changes to the asset management company, asset custody company, or administrative agent: among the documents listed in Article 215, items (ix) through (xi) related to the persons who have newly become an asset management company, asset custody company, or administrative agent, the respective documents therefor;

ja-jp	五　資産運用会社が資産の運用に係る権限の一部を再委託した場合の当該再委託を受けた者に変更があった場合　新たに再委託を受けることとなった者に係る第二百十五条第十二号に掲げる書面
en-us	(v) if the asset management company has re-entrusted part of the authority for assets investment, and there were any changes to the person who has accepted the re-entrustment: the documents listed in Article 215, item (xii) related to the person who has newly come to accept the re-entrustment;

ja-jp	六　執行役員又は監督役員が新たに他の法人の業務に従事し、又は事業を営むこととなった場合　当該執行役員又は監督役員の氏名並びに当該他の法人の商号又は名称及び業務の種類又は当該事業の種類を記載した書面
en-us	(vi) if the executive managing officer or supervisory officer(s) has newly come to engage in the service of another corporation, or to conduct business: the documents stating the name(s) of the relevant executive managing officer or supervisory officer(s) as well as the trade name or name, and type of service of the relevant other corporation, or the type of the business.

ja-jp	（解散の届出）
en-us	(Notification of Dissolution)

ja-jp	第二百二十条　法第百九十二条第一項の規定による届出をしようとする者は、別紙様式第十七号により作成した解散届出書の正本及び副本に、次に掲げる書類を添付して、管轄財務局長等に提出しなければならない。
en-us	Article 220 A person who intends to make the notification under Article 192, paragraph (1) of the Act must submit the original copy and duplicate copy of the notification of dissolution prepared using appended form No. 17 to the Competent Director-General of the Local Finance Bureau, etc. with the following documents attached thereto:

ja-jp	一　投資法人の資産の内容を明らかにした書面
en-us	(i) the documents clarifying the contents of the assets of the investment corporation; and

ja-jp	二　投資主総会が開催された場合は、投資主総会議事録
en-us	(ii) when an investors' meeting has been held, the minutes of the investors' meeting.

ja-jp	第三節　投資法人の業務等
en-us	Section 3 Business of Investment Corporations

ja-jp	（登録投資法人が行うことができる取引）
en-us	(Transactions Allowed for Registered Investment Corporations)

ja-jp	第二百二十条の二　令第百十六条第二号に規定する内閣府令で定める行為は、採鉱、採取、製錬、精製その他これらに類する行為とする。
en-us	Article 220-2 The acts specified by Cabinet Office Order as referred to in Article 116, item (ii) of the Order are mining, extracting, smelting, refining, and any other acts similar thereto.

ja-jp	（同一法人の発行する株式の投資法人による取得割合）
en-us	(Ratio of Acquisition by an Investment Corporation of Shares Issued by One and the Same Corporation)

ja-jp	第二百二十一条　法第百九十四条第一項第二号に規定する内閣府令で定める率は、百分の五十とする。
en-us	Article 221 The ratio specified by Cabinet Office Order as referred to in Article 194, paragraph (1), item (ii) of the Act is 50 percent.

ja-jp	（資産運用の制限の例外となる法人）
en-us	(Corporations That Are Exceptions to Restrictions on Investment in Assets)

ja-jp	第二百二十一条の二　令第百十六条の二に定める場合において、登録投資法人が、法第百九十四条第一項第二号に定める数を超えてその株式を取得することができる法人は、次に掲げる全ての要件を満たす法人とする。
en-us	Article 221-2 (1) In the cases referred to in Article 116-2 of the Order, corporations whose shares may be acquired by a registered investment corporation in a number exceeding the number specified in Article 194, paragraph (1), item (ii) of the Act are those corporations that satisfy all of the following requirements:

ja-jp	一　外国に所在する法人であって、所在する国において専ら法第百九十三条第一項第三号から第五号までに掲げる取引を行うことをその目的とすること。
en-us	(i) that they are corporations located in a foreign state and established solely for the purpose of carrying out the transactions listed in Article 193, paragraph (1), items (iii) through (v) of the Act in the state where it is located; and

ja-jp	二　各事業年度（一年を超えることができないものとする。）経過後六月以内に、その配当可能な額のうち、当該登録投資法人の有する株式の数又は出資の額に応じて按分した額その他の当該法人の所在する国における法令又は慣行により、割り当てることができる額の金銭（端数があるときは、その端数を切り捨てたもの）を当該登録投資法人に支払うこと。
en-us	(ii) that they pay to the registered investment corporation money in the amount prorated in accordance with the number of shares or the amount of equity held by the registered investment corporation and any other amount that can be allocated to the registered investment corporation in accordance with laws and regulations or practices of the state where they are located (any fraction is rounded off) out of their distributable amount within six months from the end of each business year (which may not exceed one year).

ja-jp	２　前項第二号に規定する配当可能な額は、各事業年度において直前の事業年度の末日における第一号に掲げる額から第二号から第六号までに掲げる額の合計額を減じて得た額をいう。
en-us	(2) The distributable amount provided in item (ii) of the preceding paragraph is the amount obtained for each business year by deducting the total of the amounts listed in items (ii) through (vi) from the amount listed in item (i) as of the last day of the latest business year:

ja-jp	一　資産の額
en-us	(i) the amount of assets;

ja-jp	二　負債の額
en-us	(ii) the amount of liabilities;

ja-jp	三　資本金の額
en-us	(iii) the amount of stated capital;

ja-jp	四　資本準備金、利益準備金その他の法定の準備金の額の合計額
en-us	(iv) the total of the amounts of capital reserves, retained earnings reserves, and other statutory reserves;

ja-jp	五　資産につき時価を付すものとした場合においてその付した時価の総額が当該資産の取得価額の総額を超えるときは、時価を付したことにより増加した貸借対照表上の純資産の額
en-us	(v) if assets are valued at market value, and the total of the market values exceeds the total of the acquisition values of the assets, the amount of increase in net assets stated on the balance sheet resulting from the valuation; and

ja-jp	六　前各号に掲げる額のほか、当該法人の所在する国の法令又は慣行により、配当することができない金額
en-us	(vi) beyond the amounts listed in the preceding items, the amount that cannot be distributed in accordance with laws and regulations or practices of the state where the relevant corporations are located.

ja-jp	３　前項の規定による配当可能な額は、他人の求めに応じ報酬を得て、財務書類の監査又は証明をすることを業とする者による監査又は証明を受けた当該法人の直近の貸借対照表に計上された資産の額、負債の額、資本金の額、準備金の額及び純資産の額に基づき算定されるものとする。
en-us	(3) The distributable amount provided in the preceding paragraph is to be calculated based on the amounts of assets, liabilities, stated capital, reserves, and net assets stated on the latest balance sheet of the corporations that have been audited or attested by a person who audits or attests financial documents in the course of trade for a fee at the request of others.

ja-jp	（投資主の保護に欠けるおそれのない場合）
en-us	(Cases Unlikely to Result in Insufficient Protection of Investors)

ja-jp	第二百二十二条　令第百十七条第十号に規定する内閣府令で定める場合は、次に掲げる場合とする。
en-us	Article 222 The cases specified by Cabinet Office Order as referred to in Article 117, item (x) of the Order are the following cases:

ja-jp	一　資産運用会社が賃借している不動産を登録投資法人の資産に組み入れる場合において、当該不動産の賃貸借を継続する場合
en-us	(i) in cases of incorporating the real property rented from an asset management company into the assets of a registered investment corporation, cases where continuing the lease of the relevant real property;

ja-jp	二　資産運用会社が登録投資法人の不動産について賃借人の募集を行ったにもかかわらず、当該不動産を賃貸するに至らない場合において、他の賃借人の賃借条件と著しく異ならない条件で当該不動産を賃借する場合
en-us	(ii) in cases where the lease of real property fails in spite of the solicitation of lessee for the real property of a registered investment corporation by an asset management company, cases where renting the relevant real property with conditions not so different from the conditions for lease for other lessees.

ja-jp	（広告類似行為）
en-us	(Acts Similar to Advertisement)

ja-jp	第二百二十三条　法第百九十七条において準用する金融商品取引法第三十七条各項に規定する内閣府令で定める行為は、郵便、信書便（民間事業者による信書の送達に関する法律（平成十四年法律第九十九号）第二条第六項に規定する一般信書便事業者又は同条第九項に規定する特定信書便事業者の提供する同条第二項に規定する信書便をいう。）、ファクシミリ装置を用いて送信する方法、電子メール（特定電子メールの送信の適正化等に関する法律（平成十四年法律第二十六号）第二条第一号に規定する電子メールをいう。）を送信する方法、ビラ又はパンフレットを配布する方法その他の方法（次に掲げるものを除く。）により多数の者に対して同様の内容で行う情報の提供とする。
en-us	Article 223 The acts specified by Cabinet Office Order e as referred to in the of Article 37 of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act are the provision of identical information to a large number of persons, by means of postal mail, correspondence delivery (meaning the correspondence delivery as prescribed in Article 2, paragraph (2) of the Act on Correspondence Delivery by Private Business Operators (Act No. 99 of 2002) that is provided by a general correspondence delivery operator as prescribed in paragraph (6) of that Article or by a specified correspondence delivery operator as prescribed in paragraph (9) of that Article), transmission by facsimile machine, transmission by electronic mails (meaning the electronic mail prescribed in Article 2, item (i) of the Act on Regulation of Transmission of Specified Electronic Mail (Act No. 26 of 2002)), distribution of leaflets or pamphlets or by any other means (excluding those listed in the following):

ja-jp	一　法令又は法令に基づく行政官庁の処分に基づき作成された書類を配布する方法
en-us	(i) distribution of documents prepared in accordance with laws and regulations, or in accordance with the dispositions rendered by a government agency under the laws and regulations;

ja-jp	二　個別の企業の分析及び評価に関する資料であって、投資証券募集等契約（法第百九十七条において読み替えて準用する金融商品取引法第三十七条の三第一項に規定する投資証券募集等契約をいう。以下同じ。）の締結の勧誘に使用しないものを配布する方法
en-us	(ii) distribution of materials on the analysis and appraisal of the respective companies not intended to be used for solicitation for the conclusion of a contract for public offering, etc. of investment securities (meaning the contract on public offering, etc. of investment securities as prescribed in Article 37-3, paragraph (1) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act following the deemed replacement of terms; the same applies hereinafter);

ja-jp	三　次に掲げるすべての事項のみが表示されている景品その他の物品（ロからニまでに掲げる事項について明瞭かつ正確に表示されているものに限る。）を提供する方法（当該事項のうち景品その他の物品に表示されていない事項がある場合にあっては、当該景品その他の物品と当該事項が表示されている他の物品とを一体のものとして提供する方法を含む。）
en-us	(iii) provision of premiums or any other goods only indicating all of the following information (limited to premiums or goods clearly and accurately indicating the matters listed in (b) through (d)) (if any of the following matters is not indicated on the premiums or other goods, the provision includes the case of provision of the premiums or other goods with other goods indicating the relevant matters as an integral part thereof):

ja-jp	イ　投資証券募集等契約に係る投資証券の名称、銘柄又は通称
en-us	(a) the name, issue or common name of the investment securities subject to the contract for public offering, etc. of investment securities;

ja-jp	ロ　この号に規定する方法により多数の者に対して同様の内容で行う情報の提供をする設立企画人の商号、名称若しくは氏名又はこれらの通称
en-us	(b) the trade name, name or common name of the organizer that provides identical information to a large number of persons by the means specified in this item;

ja-jp	ハ　令第百二十一条第四項第一号に掲げる事項（当該事項の文字又は数字が当該事項以外の事項の文字又は数字のうち最も大きなものと著しく異ならない大きさで表示されているものに限る。）
en-us	(c) the matters set forth in Article 121, paragraph (4), item (i) of the Order (limited to the case where the characters, letters or numbers representing the matter are indicated in a size which does not differ substantially from the size of the largest characters, letters or numbers representing matters other than the relevant matters);

ja-jp	ニ　次に掲げるいずれかの書面の内容を十分に読むべき旨
en-us	(d) a notice to the effect that the recipient thereof should read any of the following documents comprehensively:

ja-jp	（１）　法第百九十七条において準用する金融商品取引法第三十七条の三第一項に規定する書面（以下「契約締結前交付書面」という。）
en-us	1. the document prescribed in Article 37-3, paragraph (1) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act (hereinafter referred to as the "document for delivery prior to conclusion of contract"); and

ja-jp	（２）　第二百三十条に規定する目論見書（同条の規定により当該目論見書と一体のものとして交付される書面がある場合には、当該目論見書及び当該書面）
en-us	2. the prospectus prescribed in Article 230 (if there is any document to be delivered as an integral part of the prospectus pursuant to the provisions of that Article, the relevant prospectus and the relevant document).

ja-jp	（投資証券の募集等の業務の内容についての広告等の表示方法）
en-us	(Methods of Indication of Advertisement on Contents of Business of Public Offering of Investment Securities)

ja-jp	第二百二十四条　特定設立企画人等（法第百九十七条に規定する特定設立企画人等をいう。以下同じ。）がその行う投資証券の募集等の業務の内容について広告又は前条に規定する行為（次項において「広告等」という。）をするときは、法第百九十七条において準用する金融商品取引法第三十七条第一項各号に掲げる事項について明瞭かつ正確に表示しなければならない。
en-us	Article 224 (1) When a specified organizer or its officers or employees (meaning the specified organizer or its officers or employees defined in Article 197 of the Act; the same applies hereinafter) make an advertisement on the contents of its business of public offering, etc. of invested securities or conducts the acts prescribed in the preceding Article (collectively referred to as the "advertisement, etc." in the following paragraph), the specified organizer or its officers or employees must clearly and accurately indicate the matters listed in the items of Article 37, paragraph (1) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act.

ja-jp	２　特定設立企画人等がその行う投資証券の募集等の業務の内容について広告等をするときは、令第百二十一条第三項第二号に掲げる事項の文字又は数字を当該事項以外の事項の文字又は数字のうち最も大きなものと著しく異ならない大きさで表示するものとする。
en-us	(2) When a specified organizer or its officers or employees make an advertisement, etc. on the contents of its business of public offering, etc. of investment securities, the characters, letters or numbers representing the matters listed in Article 121, paragraph (3), item (ii) of the Order are to be indicated in a size which does not differ substantially from the size of the largest characters, letters or numbers representing matters other than the relevant matters.

ja-jp	３　特定設立企画人等がその行う投資証券の募集等の業務の内容について基幹放送事業者（放送法（昭和二十五年法律第百三十二号）第二条第二十三号に規定する基幹放送事業者をいい、日本放送協会及び放送大学学園（放送大学学園法（平成十四年法律第百五十六号）第三条に規定する放送大学学園をいう。）を除く。第二百二十七条第一項第二号において同じ。）の放送設備により放送をさせる方法又は同項各号に掲げる方法（音声により放送をさせる方法を除く。）により広告をするときは、前項の規定にかかわらず、令第百二十一条第四項第一号に掲げる事項の文字又は数字を当該事項以外の事項の文字又は数字のうち最も大きなものと著しく異ならない大きさで表示するものとする。
en-us	(3) Notwithstanding the provisions of the preceding paragraph, when a specified organizer or its officers or employees make an advertisement on the contents of its business of public offering, etc. of investment securities by way of broadcasting, using the broadcast equipment of a key broadcaster (meaning the key broadcaster as prescribed in Article 2, item (xxiii) of the Broadcast Act (Act No. 132 of 1950), excluding NHK (Japan Broadcasting Corporation) and the Open University of Japan (meaning the Open University of Japan as prescribed in Article 3 of the Act on the Open University of Japan (Act No. 156 of 2002); the same applies in Article 227, paragraph (1), item (ii)), or the methods listed in the items of Article 227, paragraph (1), the characters, letters or numbers representing the information listed in Article 121, paragraph (4), item (i) of the Order are to be indicated in a size which does not differ substantially from the size of the largest characters, letters or number representing information other than the relevant information.

ja-jp	（顧客が支払うべき対価に関する事項）
en-us	(Matters Concerning Consideration Payable by Customers)

ja-jp	第二百二十五条　令第百二十一条第三項第一号に規定する内閣府令で定めるものは、手数料、報酬、費用その他いかなる名称によるかを問わず、投資証券募集等契約に関して顧客が支払うべき対価（当該投資証券募集等契約に係る投資証券の価格を除く。以下この条、第二百二十八条第七号、第二百三十一条及び第二百三十四条第四号において「手数料等」という。）の種類ごとの金額若しくはその上限額又はこれらの計算方法（当該投資証券募集等契約に係る投資証券の価格に対する割合を含む。以下この項において同じ。）の概要及び当該金額の合計額若しくはその上限額又はこれらの計算方法の概要とする。ただし、これらの表示をすることができない場合にあっては、その旨及びその理由とする。
en-us	Article 225 (1) The matters specified by Cabinet Office Order as referred to in Article 121, paragraph (3), item (i) of the Order are the amount of consideration payable by customers with regard to a contract for public offering, etc. of investment securities irrespective of its name such as fees, remunerations, expenses, or others (excluding the price of the investment securities subject to the relevant contract for public offering, etc. of investment securities; hereinafter collectively referred to as "fees, etc." in this Article, Article 228, item (vii), Article 231, and Article 234, item (iv)) for each type or the maximum amount thereof, or the outline of the method of calculation thereof (including the ratio to the price of investment securities subject to the relevant contract for public offering, etc. of investment securities; hereinafter the same applies in this paragraph), and the total of the amount or the maximum amount thereof, or the outline of the method of calculation thereof; provided, however, that if these details cannot be indicated, that fact and the reason therefor is indicated.

ja-jp	２　前項の投資証券募集等契約に係る投資法人の資産が金融商品取引法第二条第一項第十号若しくは第十一号に掲げる有価証券に表示されるべき権利又は同条第二項第五号若しくは第六号に掲げる権利（当該投資法人の発行する投資証券等（法第百十七条第三号に規定する投資証券等をいう。）を除く。以下この条において「投資信託受益権等」という。）に対して出資され、又は拠出されるものである場合には、前項の手数料等には、当該投資信託受益権等に係る信託報酬その他の手数料等を含むものとする。
en-us	(2) If the assets of an investment corporation subject to the contract for public offering, etc. of investment securities under the preceding paragraph are to be invested or contributed in rights to be indicated on the securities set forth in Article 2, paragraph (1), item (x) or (xi) of the Financial Instruments and Exchange Act or the rights set forth in paragraph (2), item (v) or (vi) of that Article (excluding investment securities and similar certificates (meaning the investment securities and similar certificates defined in Article 117, item (iii) of the Act) issued by the investment corporation; hereinafter collectively referred to as "beneficial interest of an investment trust, etc." in this Article), trust fees and other fees, etc. related to the relevant beneficial interest of an investment trust, etc. are to be included in the fees, etc. under the preceding paragraph.

ja-jp	３　前項の投資信託受益権等に係る財産が他の投資信託受益権等に対して出資され、又は拠出される場合には、当該他の投資信託受益権等を同項の投資信託受益権等とみなして、前二項の規定を適用する。
en-us	(3) If the property pertaining to the beneficial interest of an investment trust, etc. under the preceding paragraph is to be invested or contributed in another beneficial interest of an investment trust, etc., the relevant other beneficial interest of an investment trust is deemed to be the beneficial interest of an investment trust under that paragraph, and the provisions of the preceding two paragraphs apply.

ja-jp	４　前項の規定は、同項（この項において準用する場合を含む。）の規定により第二項の投資信託受益権等とみなされた投資信託受益権等に係る財産が他の投資信託受益権等に対して出資され、又は拠出される場合について準用する。
en-us	(4) The provisions of the preceding paragraph apply mutatis mutandis to the cases where the property pertaining to the beneficial interest of an investment trust, etc. deemed as the beneficial interest of an investment trust, etc. under paragraph (2) pursuant to the preceding paragraph (including the cases where it is applied mutatis mutandis pursuant to this paragraph) is to be invested or contributed in another beneficial interest of an investment trust, etc.

ja-jp	（顧客の判断に影響を及ぼす重要事項）
en-us	(Material Matters Which May Have Impact on Customers' Decision)

ja-jp	第二百二十六条　令第百二十一条第三項第三号に規定する内閣府令で定める事項は、当該投資証券募集等契約に関する重要な事項について顧客の不利益となる事実とする。
en-us	Article 226 The matters specified by Cabinet Office Order as referred to in Article 121, paragraph (3), item (iii) of the Order are facts that may be disadvantageous to customers with regard to material matters concerning the relevant contract for public offering, etc. of investment securities.

ja-jp	（基幹放送事業者の放送設備により放送をさせる方法に準ずる方法等）
en-us	(Methods Equivalent to Broadcasting by Using Broadcast Equipment of Key Broadcasters)

ja-jp	第二百二十七条　令第百二十一条第四項に規定する内閣府令で定める方法は、次に掲げるものとする。
en-us	Article 227 (1) The methods specified by Cabinet Office Order as referred to in Article 121, paragraph (4) of the Order are as follows:

ja-jp	一　一般放送事業者（放送法第二条第二十五号に規定する一般放送事業者をいう。）の放送設備により放送をさせる方法
en-us	(i) the method of broadcasting by using the broadcast equipment of private broadcasters (meaning private broadcasters as prescribed in Article 2, item (xxv) of the Broadcast Act);

ja-jp	二　特定設立企画人等又は当該特定設立企画人等が行う広告等に係る業務の委託を受けた者の使用に係る電子計算機に備えられたファイルに記録された情報の内容（基幹放送事業者の放送設備により放送をさせる方法又は前号に掲げる方法により提供される事項と同一のものに限る。）を電気通信回線を利用して顧客に閲覧させる方法
en-us	(ii) the method of offering the details of the information which are recorded in a file stored on the computer used by the specified organizer or its officers or employees or the person entrusted with the business pertaining to the advertisement, etc. to be made by the specified organizer or its officers or employees (limited to information identical to the information provided by the method of broadcasting using broadcast equipment of a key broadcaster or by the methods listed in the preceding item) to the customers for inspection via a telecommunications line;

ja-jp	三　常時又は一定の期間継続して屋内又は屋外で公衆に表示させる方法であって、看板、立看板、はり紙及びはり札並びに広告塔、広告板、建物その他の工作物等に掲出させ、又は表示させるもの並びにこれらに類するもの
en-us	(iii) the method of indicating information to the public either indoors or outdoors regularly or continuously for a certain period, by posting or indicating on signboards, standing signboards, bills, placards, advertising pillar, advertising boards, buildings or any other structures, or any other methods similar thereto.

ja-jp	２　令第百二十一条第四項第二号に規定する内閣府令で定める事項は、第二百二十三条第三号ニに掲げる事項とする。
en-us	(2) The matters specified by Cabinet Office Order as referred to in Article 121, paragraph (4), item (ii) of the Order are the matters listed in Article 223, item (iii), (d).

ja-jp	（誇大広告をしてはならない事項）
en-us	(Matters Prohibited from Misleading Advertisement)

ja-jp	第二百二十八条　法第百九十七条において準用する金融商品取引法第三十七条第二項に規定する内閣府令で定める事項は、次に掲げる事項とする。
en-us	Article 228 The matters specified by Cabinet Office Order as referred to in Article 37, paragraph (2) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act are the following matters:

ja-jp	一　投資証券募集等契約の解除に関する事項
en-us	(i) the matters related to the cancellation of the contract for public offering, etc. of investment securities;

ja-jp	二　投資証券募集等契約に係る損失の全部若しくは一部の負担又は利益の保証に関する事項
en-us	(ii) the matters related to the bearing of all or part of losses or guarantee of profits, in relation to the contract for public offering, etc. of investment securities;

ja-jp	三　投資証券募集等契約に係る損害賠償額の予定（違約金を含む。）に関する事項
en-us	(iii) the matters related to the agreement for liquidated damages (including penalties) in relation to the contract for public offering, etc. of investment securities;

ja-jp	四　投資証券募集等契約に係る金融商品市場（金融商品取引法第二条第十四項に規定する金融商品市場をいう。以下同じ。）又は金融商品市場に類似する市場で外国に所在するものに関する事項
en-us	(iv) the matters related to the financial instruments market (meaning the financial instruments market as prescribed in Article 2, paragraph (14) of the Financial Instruments and Exchange Act; the same applies hereinafter) or other markets similar to a financial instruments market located in a foreign state, in relation to the contract for public offering, etc. of investment securities;

ja-jp	五　設立企画人の資力又は信用に関する事項
en-us	(v) the matters concerning the financial resources or credit of the organizer;

ja-jp	六　設立企画人の投資証券の募集等の業務の実績に関する事項
en-us	(vi) the matters related to the performances of the business of public offering, etc. of investment securities by the organizer; and

ja-jp	七　投資証券募集等契約に関して顧客が支払うべき手数料等の額又はその計算方法、支払の方法及び時期並びに支払先に関する事項
en-us	(vii) the matters related to the amount of fees, etc. payable by customers with regard to the contract for public offering, etc. of investment securities or the method of calculation thereof, method and timing of payment thereof, and the payee.

ja-jp	（契約締結前交付書面の記載方法）
en-us	(Method of Statement of Documents for Delivery Prior to Conclusion of Contract)

ja-jp	第二百二十九条　契約締結前交付書面には、法第百九十七条において準用する金融商品取引法第三十七条の三第一項各号に掲げる事項を産業標準化法（昭和二十四年法律第百八十五号）に基づく日本産業規格（以下この条において「日本産業規格」という。）Ｚ八三〇五に規定する八ポイント以上の大きさの文字及び数字を用いて明瞭かつ正確に記載しなければならない。
en-us	Article 229 (1) The matters listed in the items of Article 37-3, paragraph (1) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act must be stated clearly and accurately by using characters, letters and numbers larger than 8-point as provided in JIS Z8305 of the Japanese Industrial Standards under the Industrial Standardization Act (Act No. 185 of 1949) (hereinafter referred to as "JIS" in this Article) in the document for delivery prior to conclusion of a contract.

ja-jp	２　前項の規定にかかわらず、契約締結前交付書面には、法第百九十七条において準用する金融商品取引法第三十七条の三第一項第四号に掲げる事項の概要並びに同項第五号並びに第二百三十二条第三号及び第四号に掲げる事項を枠の中に日本産業規格Ｚ八三〇五に規定する十二ポイント以上の大きさの文字及び数字を用いて明瞭かつ正確に記載し、かつ、次項に規定する事項の次に記載するものとする。
en-us	(2) Notwithstanding the provisions of the preceding paragraph, the summary of the matters listed in Article 37-3, paragraph (1), item (iv) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act and the matters listed in Article 37-3, paragraph (1), item (v) of the Financial Instruments and Exchange Act and Article 232, items (iii) and (iv) of this Order of the Prime Minister's Office are to be stated clearly and accurately in the frame by using character, letters, and numbers larger than 12-points as provided in JIS Z8305 following the matters prescribed in the following paragraph in the document for delivery prior to conclusion of a contract.

ja-jp	３　特定設立企画人等は、契約締結前交付書面には、第二百三十二条第一号に掲げる事項及び法第百九十七条において準用する金融商品取引法第三十七条の三第一項各号に掲げる事項のうち顧客の判断に影響を及ぼすこととなる特に重要なものを、日本産業規格Ｚ八三〇五に規定する十二ポイント以上の大きさの文字及び数字を用いて当該契約締結前交付書面の最初に平易に記載するものとする。
en-us	(3) A specified organizer or its officers or employees are to state plainly the matters listed in Article 232, item (i) of this Order of the Prime Minister's Office, and, among the matters listed in the items of Article 37-3, paragraph (1) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act, those which are especially important as having an impact on the customers' decision, by using characters, letters, and numbers larger than 12-points as provided in JIS Z8305 at the beginning of the document for delivery prior to conclusion of a contract.

ja-jp	（契約締結前交付書面の交付を要しない場合）
en-us	(Cases Where Delivery of Document for Deliver Prior to Conclusion of Contract Is Not Required)

ja-jp	第二百三十条　法第百九十七条において準用する金融商品取引法第三十七条の三第一項ただし書に規定する内閣府令で定める場合は、当該顧客に対し同法第二条第十項に規定する目論見書（前条に規定する方法に準ずる方法により当該契約締結前交付書面に記載すべき事項の全てが記載されているものに限る。）を交付している場合（目論見書に当該事項の全てが記載されていない場合にあっては、当該目論見書及び当該事項のうち当該目論見書に記載されていない事項の全てが記載されている書面を一体のものとして交付している場合を含む。）又は同法第十五条第二項第二号に掲げる場合とする。
en-us	Article 230 (1) The cases specified by Cabinet Office Order as referred to in the proviso to Article 37-3, paragraph (1) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act are the case where the organizer has delivered the prospectus prescribed in Article 2, paragraph (10) of the Financial Instruments and Exchange Act (limited to the prospectus in which all of the information required to be given in the relevant document for delivery prior to conclusion of a contract is given by the method equivalent to the methods prescribed in the preceding Article) to the relevant customer(s) (if all of that information is not given in the prospectus, including the cases where the prospectus is delivered with a document giving all of the information not contained therein as an integral part thereof), or the cases listed in Article 15, paragraph (2), item (ii) of that Act.

ja-jp	２　金融商品取引法第二十七条の三十の九第一項及び特定有価証券の内容等の開示に関する内閣府令（平成五年大蔵省令第二十二号）第三十二条の二の規定は、前項の規定による同項に規定する書面の交付について準用する。
en-us	(2) The provisions of Article 27-30-9, paragraph (1) of the Financial Instruments and Exchange Act and Article 32-2 of the Cabinet Office Order on Disclosure of Information on Regulated Securities (Ministry of Finance Order No. 22 of 1993) apply mutatis mutandis to the delivery of documents prescribed in the preceding paragraph under that paragraph.

ja-jp	（顧客が支払うべき対価に関する事項）
en-us	(Particulars Concerning Consideration Payable by Customers)

ja-jp	第二百三十一条　法第百九十七条において準用する金融商品取引法第三十七条の三第一項第四号に規定する内閣府令で定めるものは、手数料、報酬、費用その他いかなる名称によるかを問わず、投資証券募集等契約に関して顧客が支払うべき手数料等の種類ごとの金額若しくはその上限額又はこれらの計算方法（当該投資証券募集等契約に係る投資証券の価格に対する割合を含む。以下この項において同じ。）及び当該金額の合計額若しくはその上限額又はこれらの計算方法とする。ただし、これらの記載をすることができない場合にあっては、その旨及びその理由とする。
en-us	Article 231 (1) The matters specified by Cabinet Office Order as referred to in Article 37-3, paragraph (1), item (iv) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act are the amount of fees, etc. payable by customers with regard to a contract for public offering, etc. of investment securities, irrespective of its name such as fees, remunerations, expenses, or others, for each type or the maximum amount thereof, or the outline of the method of calculation thereof (including the ratio to the price of investment securities subject to the relevant contract for public offering, etc. of investment securities; hereinafter the same applies in this paragraph), and the total of the amount or the maximum amount thereof, or the outline of the method of calculation thereof; provided, however, that in cases these details cannot be indicated, that fact and the reason therefor are stated.

ja-jp	２　第二百二十五条第二項から第四項までの規定は、前項の手数料等について準用する。
en-us	(2) The provisions of Article 225, paragraphs (2) through (4) apply mutatis mutandis to the fees, etc. under the preceding paragraph.

ja-jp	（契約締結前交付書面の記載事項）
en-us	(Information Required to Be Given in the Document for Delivery Prior to Conclusion of a Contract)

ja-jp	第二百三十二条　法第百九十七条において準用する金融商品取引法第三十七条の三第一項第七号に規定する内閣府令で定める事項は、次に掲げる事項とする。
en-us	Article 232 The information specified by Cabinet Office Order as referred to in Article 37-3, paragraph (1), item (vii) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act is the following information:

ja-jp	一　当該契約締結前交付書面の内容を十分に読むべき旨
en-us	(i) a notice to the effect that the recipient thereof should read the contents of the relevant document for delivery prior to conclusion of a contract comprehensively;

ja-jp	二　当該投資証券募集等契約に係る投資証券の譲渡に制限がある場合にあっては、その旨及び当該制限の内容
en-us	(ii) when any restrictions are imposed on the transfer of investment securities subject to the relevant contract for public offering, etc. of investment securities, an indication of this and the details of the restriction;

ja-jp	三　顧客が行う投資証券の募集等に係る取引について金利、通貨の価格、金融商品市場における相場その他の指標に係る変動を直接の原因として損失が生ずることとなるおそれがある場合にあっては、次に掲げる事項
en-us	(iii) when the transaction conducted by the customer in relation to the public offering, etc. of investment securities involves the risk of incurring a loss due to fluctuations in the money rate, value of currencies, quotations on a financial instruments market, or any other indicator as the direct cause thereof, the following information:

ja-jp	イ　当該指標
en-us	(a) the relevant indicator; and

ja-jp	ロ　当該指標に係る変動により損失が生ずるおそれがある理由
en-us	(b) the reasons for the risk of causing a loss due to fluctuations in the relevant indicator;

ja-jp	四　顧客が行う投資証券の募集等に係る取引について当該設立企画人その他の者の業務又は財産の状況の変化を直接の原因として損失が生ずることとなるおそれがある場合にあっては、次に掲げる事項
en-us	(iv) when the transaction conducted by the customer in relation to the public offering, etc. of investment securities involves the risk of causing a loss due to changes in the status of business or property of the relevant organizer or any other person as the direct cause thereof, the following information:

ja-jp	イ　当該者
en-us	(a) the relevant person;

ja-jp	ロ　当該者の業務又は財産の状況の変化により損失が生ずるおそれがある旨及びその理由
en-us	(b) the fact that there is a risk of causing a loss due to changes to the status of business or property of the relevant person and the reason therefor;

ja-jp	五　当該投資証券募集等契約に関する租税の概要
en-us	(v) an outline of the taxation related to the relevant contract for public offering, etc. of investment securities;

ja-jp	六　当該投資証券募集等契約の終了の事由がある場合にあっては、その内容
en-us	(vi) if there are any grounds for the termination of the relevant contract for public offering, etc. of investment securities, the details thereof;

ja-jp	七　当該設立企画人の概要
en-us	(vii) an outline of the relevant organizer;

ja-jp	八　顧客が当該設立企画人に連絡する方法
en-us	(viii) the method for the customer to contact the relevant organizer; and

ja-jp	九　当該設立企画人が対象事業者（金融商品取引法第七十九条の十一第一項に規定する対象事業者をいう。以下この号において同じ。）となっている認定投資者保護団体（同法第七十九条の十第一項に規定する認定投資者保護団体をいい、当該投資証券募集等契約が当該認定投資者保護団体の認定業務（同項に規定する認定業務をいう。）の対象となるものである場合における当該認定投資者保護団体に限る。）の有無（対象事業者となっている場合にあっては、その名称）
en-us	(ix) information as to whether the relevant organizer is a target business operator (meaning the target business operator as prescribed in Article 79-11, paragraph (1) of the Financial Instruments and Exchange Act; hereinafter the same applies in this item) of any certified investor protection organization (meaning the certified investor protection organization defined in Article 79-10, paragraph (1) of that Act, and limited to the certified investor protection organization if the relevant contract for public offering, etc. of investment securities are subject to the certified business (meaning the certified business defined in that paragraph) of the relevant certified investor protection organization) (when the organizer is a target business operator of any organization, the name thereof).

ja-jp	（情報通信の技術を利用した提供）
en-us	(Provision of Information Using Information and Communications Technology)

ja-jp	第二百三十三条　金融商品取引業等に関する内閣府令第五十六条の規定は、法第百九十七条において準用する金融商品取引法第三十七条の三第二項及び第三十七条の四第二項において同法第三十四条の二第四項の規定を準用する場合について準用する。
en-us	Article 233 (1) The provisions of Article 56 of the Cabinet Office Order on Financial Instruments Business apply mutatis mutandis to the cases where the provisions of Article 34-2, paragraph (4) of the Financial Instruments and Exchange Act are applied mutatis mutandis pursuant to Article 37-3, paragraph (2) and Article 37-4, paragraph (2) of that Act as applied mutatis mutandis pursuant to Article 197 of the Act.

ja-jp	２　金融商品取引業等に関する内閣府令第五十七条の規定は、令第百二十一条第五項において金融商品取引法施行令第十五条の二十二の規定を準用する場合について準用する。
en-us	(2) The provisions of Article 57 of the Cabinet Office Order on Financial Instruments Business apply mutatis mutandis to the cases where the provisions of Article 15-22 of the Order for Enforcement of the Financial Instruments and Exchange Act are applied mutatis mutandis pursuant to Article 121, paragraph (5) of the Order.

ja-jp	（契約締結時交付書面の記載事項）
en-us	(Information Required to Be Given in Document for Delivery upon Conclusion of a Contract)

ja-jp	第二百三十四条　投資証券募集等契約が成立したときに作成する法第百九十七条において準用する金融商品取引法第三十七条の四第一項に規定する書面（次条において「契約締結時交付書面」という。）には、次に掲げる事項を記載して作成しなければならない。
en-us	Article 234 The documents prescribed in Article 37-4, paragraph (1) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act which are to be prepared when the contract for public offering, etc. of investment securities is effected (referred to as the "document for delivery upon conclusion of a contract" in the following Article) must be prepared by giving the following information:

ja-jp	一　当該設立企画人の商号、名称又は氏名
en-us	(i) the trade name or name of the relevant organizer;

ja-jp	二　当該投資証券募集等契約の概要（当該投資証券募集等契約に係る投資証券の銘柄、数及び価格を含む。）
en-us	(ii) an outline of the relevant contract for public offering, etc. of investment securities (including the issue, numbers, and price of the investment securities subject to the relevant contract for public offering, etc. of investment securities);

ja-jp	三　当該投資証券募集等契約の成立の年月日
en-us	(iii) the date on which the relevant contract for public offering, etc. of investment securities was effected;

ja-jp	四　当該投資証券募集等契約に係る手数料等に関する事項
en-us	(iv) information concerning the fees, etc. related to the relevant contract for public offering, etc. of investment securities;

ja-jp	五　顧客の氏名又は名称
en-us	(v) the names of the customers; and

ja-jp	六　顧客が当該設立企画人に連絡する方法
en-us	(vi) the method for the customers to contact the relevant organizer.

ja-jp	（投資者の保護に欠けるおそれが少ないと認められる信用格付）
en-us	(Credit Rating Found Unlikely to Result in Insufficient Protection of Investors)

ja-jp	第二百三十四条の二　法第百九十七条において準用する金融商品取引法第三十八条第三号に規定する内閣府令で定めるものは、投資証券募集等契約に係る投資証券以外の有価証券又は当該投資証券の発行者以外の者の信用状態に関する評価を主たる対象とする信用格付（金融商品取引法第二条第三十四項に規定する信用格付をいい、実質的に当該投資証券又はその発行者の信用状態に関する評価を対象とする信用格付と認められる信用格付を除く。）とする。
en-us	Article 234-2 The credit rating specified by Cabinet Office Order as referred to in Article 38, item (iii) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act is a credit rating (meaning the credit rating as prescribed in Article 2, paragraph (34) of the Financial Instruments and Exchange Act, and excluding credit ratings deemed to be substantially a credit rating for the assessment of the credit status of the investment securities related to the contract for public offering, etc. of investment securities or the issuer thereof) for the assessment mainly on the credit status of securities other than the investment securities or persons other than the issuer of the investment securities.

ja-jp	（信用格付業者の登録の意義その他の事項）
en-us	(Significance of Registration of Credit Rating Agency and Other Particulars)

ja-jp	第二百三十四条の三　法第百九十七条において準用する金融商品取引法第三十八条第三号に規定する内閣府令で定める事項は、次に掲げるものとする。
en-us	Article 234-3 The particulars specified by Cabinet Office Order as referred to in Article 38, item (iii) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act are as follows:

ja-jp	一　金融商品取引法第六十六条の二十七の登録の意義
en-us	(i) the significance of registration under Article 66-27 of the Financial Instruments and Exchange Act;

ja-jp	二　信用格付（金融商品取引法第二条第三十四項に規定する信用格付をいう。以下この条において同じ。）を付与した者に関する次に掲げる事項
en-us	(ii) the following particulars related to the person who has assigned the credit rating (meaning the credit rating as prescribed in Article 2, paragraph (34) of the Financial Instruments and Exchange Act; hereinafter the same applies in this Article):

ja-jp	イ　商号、名称又は氏名
en-us	(a) the trade name or name;

ja-jp	ロ　法人（法人でない団体で代表者又は管理人の定めのあるものを含む。）であるときは、役員（法人でない団体で代表者又は管理人の定めのあるものにあっては、その代表者又は管理人）の氏名又は名称
en-us	(b) when the person is a corporation (including an organization without legal personality for which a representative person or administrator has been designated), the name of the officers (in cases of an organization without legal personality for which a representative person or administrator has been designated, the representative person or administrator); and

ja-jp	ハ　本店その他の主たる営業所又は事務所の名称及び所在地
en-us	(c) the name and location of the head office and other principal business office or office;

ja-jp	三　信用格付を付与した者が当該信用格付を付与するために用いる方針及び方法の概要
en-us	(iii) an outline of the policies and methods used by the person who has assigned the credit rating in assigning the relevant credit rating; and

ja-jp	四　信用格付の前提、意義及び限界
en-us	(iv) the preconditions, significance and limits of credit rating.

ja-jp	２　前項の規定にかかわらず、特定関係法人（金融商品取引業等に関する内閣府令第百十六条の三第二項に規定する特定関係法人をいう。以下この項において同じ。）の付与した信用格付については、法第百九十七条において準用する金融商品取引法第三十八条第三号に規定する内閣府令で定める事項は、次に掲げるものとする。
en-us	(2) Notwithstanding the provisions of the preceding paragraph, for the purpose of the credit rating granted by the specified associated corporation (meaning the specified associated corporation as provided in Article 116-3, paragraph (2) of the Cabinet Office Order on Financial Instruments Business; hereinafter the same applies in this paragraph), the matters specified by Cabinet Office Order as prescribed in Article 38, item (iii) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act are the following matters:

ja-jp	一　金融商品取引法第六十六条の二十七の登録の意義
en-us	(i) significance of registration referred to in Article 66-27 of the Financial Instruments and Exchange Act;

ja-jp	二　金融庁長官が金融商品取引業等に関する内閣府令第百十六条の三第二項の規定に基づき、その関係法人（同令第二百九十五条第三項第十号に規定する関係法人をいう。）を当該特定関係法人として指定した信用格付業者の商号又は名称及び登録番号
en-us	(ii) the trade name or name and registration number of the credit rating agency, which is its associated corporation (meaning the associated corporation as provided in Article 295, paragraph (3), item (x) of the Cabinet Office Order on Financial Instruments Business) and designated by the Commissioner of the Financial Services Agency as the specified associated corporation, pursuant to the provisions of Article 116-3, paragraph (2) of that Order;

ja-jp	三　当該特定関係法人が信用格付業（金融商品取引法第二条第三十五項に規定する信用格付業をいう。）を示すものとして使用する呼称
en-us	(iii) the name used by the specified associated corporation as a representation of its credit rating services (meaning the credit rating services as provided in Article 2, paragraph (35) of the Financial Instruments and Exchange Act);

ja-jp	四　信用格付を付与した特定関係法人が当該信用格付を付与するために用いる方針及び方法の概要又は当該概要に関する情報を第二号に規定する信用格付業者から入手する方法
en-us	(iv) an outline of the policies and methods adopted by the specified associated corporation that granted a credit rating in granting the credit rating, or the means to obtain information pertaining to the outline from the credit rating agency as prescribed in item (ii); and

ja-jp	五　信用格付の前提、意義及び限界
en-us	(v) the assumption, significance and limitations of the credit rating.

ja-jp	第二百三十五条　法第百九十七条において準用する金融商品取引法第三十八条第九号に規定する内閣府令で定める行為は、次に掲げる行為とする。
en-us	Article 235 The acts specified by Cabinet Office Order as referred to in Article 38, item (ix) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act are the following acts:

ja-jp	一　次に掲げる書面の交付に関し、あらかじめ、顧客（特定投資家（金融商品取引法第二条第三十一項に規定する特定投資家をいう。）を除く。以下この号において同じ。）に対して、法第百九十七条において準用する金融商品取引法第三十七条の三第一項第三号から第五号まで及び第七号に掲げる事項について顧客の知識、経験、財産の状況及び投資証券募集等契約を締結する目的に照らして当該顧客に理解されるために必要な方法及び程度による説明をすることなく、投資証券募集等契約を締結する行為
en-us	(i) an act of concluding a contract for public offering, etc. of investment securities without explaining the particulars listed in Article 37-3, paragraph (1), items (iii) through (v) and (vii) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act to the customers (excluding professional investors (meaning the professional investors as prescribed in Article 2, paragraph (31) of the Financial Instruments and Exchange Act); hereinafter the same applies in this item) in advance in relation to the delivery of the following documents, in a manner and to the extent necessary for the particulars to be understood by the relevant customers in light of the customer's knowledge, experience, status of property and purpose of concluding a contract for public offering, etc. of investment securities:

ja-jp	イ　契約締結前交付書面
en-us	(a) a document for delivery prior to conclusion of contract;

ja-jp	ロ　第二百三十条に規定する場合にあっては、同条に規定する目論見書（同条の規定により当該目論見書と一体のものとして交付される書面がある場合には、当該目論見書及び当該書面）
en-us	(b) in the case prescribed in Article 230, the prospectus provided in that Article (if there are any documents to be delivered with the prospectus as an integral part thereof pursuant to that Article, the relevant prospectus and document);

ja-jp	二　投資証券募集等契約の締結又はその勧誘に関して、虚偽の表示をし、又は重要な事項につき誤解を生ぜしめるべき表示をする行為
en-us	(ii) an act of making a false indication, or an indication that may lead the material information to be misunderstood in relation to the conclusion of a contract for public offering, etc. of investment securities or the solicitation thereof;

ja-jp	三　投資証券募集等契約につき、顧客若しくはその指定した者に対し、特別の利益の提供を約し、又は顧客若しくは第三者に対し特別の利益を提供する行為（第三者をして特別の利益の提供を約させ、又はこれを提供させる行為を含む。）
en-us	(iii) an act of promising the customers or persons designated thereby to provide special benefits, or providing the customers or a third party with special benefits (including acts of having a third party promise to provide or provide special benefits), in relation to a contract for public offering, etc. of investment securities;

ja-jp	四　投資証券募集等契約の締結又は解約に関し、顧客（個人に限る。）に迷惑を覚えさせるような時間に電話又は訪問により勧誘する行為
en-us	(iv) an act of soliciting, in relation to the conclusion or cancellation of a contract for public offering, etc. of investment securities, customers (limited to individuals) by phone calls or visits at times in which the customer will be annoyed.

ja-jp	第二百三十六条　法第百九十七条において準用する金融商品取引法第三十九条第三項に規定する内閣府令で定めるものは、投資証券の募集等に係る取引につき、特定設立企画人等が、当該特定設立企画人等が行う投資証券の募集等の業務に関し、次に掲げる行為を行うことにより顧客に損失を及ぼしたものとする。
en-us	Article 236 The problematic conducts specified by Cabinet Office Order as referred to in Article 39, paragraph (3) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act are, with regard to transactions related to public offering, etc. of investment securities conducted by a specified organizer or its officers or employees, that the specified organizer or its officers or employees have caused a loss to a customer(s) by conducting the following acts in relation to its business of public offering, etc. of investment securities:

ja-jp	一　次に掲げるものについて顧客を誤認させるような勧誘をすること。
en-us	(i) an act of soliciting customers in a manner which would make the customers misunderstand the following matters:

ja-jp	イ　投資証券の商品内容
en-us	(a) the contents of the investment securities;

ja-jp	ロ　取引の条件
en-us	(b) the conditions for the transaction;

ja-jp	ハ　投資証券の価格の騰貴又は下落
en-us	(c) the rise or fall of the price of investment securities;

ja-jp	二　過失又は電子情報処理組織の異常により事務処理を誤ること。
en-us	(ii) to make errors in handling administrative processes due to negligence or disorders in the electronic data processing system;

ja-jp	三　その他法令に違反する行為を行うこと。
en-us	(iii) to conduct any other acts in violation of laws and regulations.

ja-jp	（事故の確認を要しない場合）
en-us	(Cases Where Confirmation of Problematic Conducts Is Not Required)

ja-jp	第二百三十七条　法第百九十七条において準用する金融商品取引法第三十九条第三項ただし書に規定する内閣府令で定める場合は、次に掲げる場合とする。
en-us	Article 237 (1) The cases specified by Cabinet Office Order as referred to in the proviso to Article 39, paragraph (3) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act are the following cases:

ja-jp	一　裁判所の確定判決を得ている場合
en-us	(i) cases where a final and binding judgment from the court has been obtained;

ja-jp	二　裁判上の和解（民事訴訟法（平成八年法律第百九号）第二百七十五条第一項に定めるものを除く。）が成立している場合
en-us	(ii) cases where a judicial settlement (excluding those specified in Article 275, paragraph (1) of the Code of Civil Procedure (Act No. 109 of 1996)) has been reached;

ja-jp	三　民事調停法（昭和二十六年法律第二百二十二号）第十六条に規定する調停が成立している場合又は同法第十七条の規定により裁判所の決定が行われ、かつ、同法第十八条第一項に規定する期間内に異議の申立てがない場合
en-us	(iii) cases where a conciliation as prescribed in Article 16 of the Civil Conciliation Act (Act No. 222 of 1951) has been concluded or where a court order has been made pursuant to Article 17 of that Act, and no objection has been made within the period prescribed in Article 18, paragraph (1) of that Act;

ja-jp	四　認定投資者保護団体（金融商品取引法第七十九条の十第一項に規定する認定投資者保護団体をいう。）のあっせん（同法第七十九条の十三において準用する同法第七十七条の二第一項に規定するあっせんをいう。）による和解が成立している場合
en-us	(iv) cases where a settlement has been reached through mediation (meaning the mediation as referred to in Article 77-2, paragraph (1) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 79-13 of that Act) by a certified investor protection organization (meaning the certified investor protection organization defined in Article 79-10, paragraph (1) of the Financial Instruments and Exchange Act);

ja-jp	五　弁護士法（昭和二十四年法律第二百五号）第三十三条第一項に規定する会則若しくは当該会則の規定により定められた規則に規定する機関におけるあっせんによる和解が成立している場合又は当該機関における仲裁手続による仲裁判断がされている場合
en-us	(v) cases where a settlement has been reached through mediation by an organization provided in the articles of association referred to in Article 33, paragraph (1) of the Attorney Act (Act No. 205 of 1949) or rules provided pursuant to the provisions of the articles of association, or where an arbitral award under arbitration procedure by the relevant organization has been issued;

ja-jp	六　消費者基本法（昭和四十三年法律第七十八号）第十九条第一項若しくは第二十五条に規定するあっせんによる和解が成立している場合又は同条に規定する合意による解決が行われている場合
en-us	(vi) cases where a settlement has been reached through the mediation provided in Article 19, paragraph (1) or Article 25 of the Consumer Basic Act (Act No. 78 of 1968), or where a settlement has been reached through agreement as prescribed in that Article;

ja-jp	七　認証紛争解決事業者（裁判外紛争解決手続の利用の促進に関する法律（平成十六年法律第百五十一号）第二条第四号に規定する認証紛争解決事業者をいい、投資証券の募集等に係る取引に係る紛争が同法第六条第一号に規定する紛争の範囲に含まれるものに限る。）が行う認証紛争解決手続（同法第二条第三号に規定する認証紛争解決手続をいう。）による和解が成立している場合
en-us	(vii) cases where a settlement has been reached through certified dispute resolution procedure (meaning the certified dispute resolution procedure as prescribed in Article 2, item (iii) of the Act on Promotion of Use of Alternative Dispute Resolution (Act No. 151 of 2004)) carried out by a certified dispute resolution business operator (meaning the certified dispute resolution business operator as prescribed in Article 2, item (iv) of that Act, and limited to cases where the dispute pertaining to the transaction related to the Contract on Public Offering, etc. of Investment Securities falls within the scope of dispute referred to in Article 6, item (i) of that Act);

ja-jp	八　和解が成立している場合であって、次に掲げる要件の全てを満たす場合
en-us	(viii) cases where a settlement has been reached, and in which all of the following requirements are satisfied:

ja-jp	イ　当該和解の手続について弁護士又は司法書士（司法書士法（昭和二十五年法律第百九十七号）第三条第一項第七号に掲げる事務を行う者に限る。）が顧客を代理していること。
en-us	(a) that an attorney or judicial scrivener (limited to those in charge of the administrative processes listed in Article 3, paragraph (1), item (vii) of the Judicial Scrivener Act (Act No. 197 of 1950)) is representing the customer with regard to the procedures for settlement;

ja-jp	ロ　当該和解の成立により特定設立企画人等が顧客に対して支払をすることとなる額が千万円（イの司法書士が代理する場合にあっては、司法書士法第三条第一項第七号に規定する額）を超えないこと。
en-us	(b) that the amount to be paid to customers by the specified organizer or its officers or employees as a result of effectuation of the relevant settlement does not exceed 10 million yen (in cases where the judicial scrivener set forth in sub-item (a) represents the customer, the amount provided in Article 3, paragraph (1), item (vii) of the Judicial Scrivener Act);

ja-jp	ハ　ロの支払が事故（法第百九十七条において準用する金融商品取引法第三十九条第三項に規定する事故をいう。以下この条から第二百三十九条までにおいて同じ。）による損失の全部又は一部を補填するために行われるものであることをイの弁護士又は司法書士が調査し、確認したことを証する書面又は電磁的記録（金融商品取引法第十三条第五項に規定する電磁的記録をいう。）が特定設立企画人等に交付され、又は提供されていること。
en-us	(c) that a document or electronic or magnetic record (meaning the electronic or magnetic record prescribed in Article 13, paragraph (5) of the Financial Instruments and Exchange Act) evidencing that the attorney or judicial scrivener set forth in (a) has examined and confirmed that the payment set forth in (b) has been made to compensate all or part of the losses caused by the problematic conduct (meaning the problematic conduct as prescribed in Article 39, paragraph (3) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act; hereinafter the same applies in this Article through Article 239) is delivered or provided to the specified organizer or its officers or employees;

ja-jp	九　特定設立企画人等が前条各号に掲げる行為により顧客に損失を及ぼした場合で、一日の取引において顧客に生じた損失について顧客に対して申し込み、約束し、又は提供する財産上の利益が十万円に相当する額を上回らないとき（前各号に掲げる場合を除く。）。
en-us	(ix) cases where the specified organizer or its officers or employees have caused any loss to a customer due to the acts listed in the items of the preceding Article, and where the amount of property benefit offered, promised, or provided to a customer for the loss suffered thereby does not exceed the amount equivalent to 100 thousand yen (excluding the cases set forth in the preceding items);

ja-jp	十　特定設立企画人等が前条第二号に掲げる行為により顧客に損失を及ぼした場合（顧客の注文の内容の記録により事故であることが明らかである場合に限り、第一号から第八号までに掲げる場合を除く。）
en-us	(x) cases where the specified organizer or its officers or employees have caused any loss to a customer due to the acts listed in item (ii) of the preceding Article (limited to cases where it is obvious from the record of the contents of the customer's order that the act falls under problematic conduct, and excluding the cases listed in items (i) through (viii)).

ja-jp	２　前項第九号の利益は、前条各号に掲げる行為の区分ごとに計算するものとする。この場合において、同条第二号に掲げる行為の区分に係る利益の額については、前項第十号に掲げる場合において申し込み、約束し、又は提供する財産上の利益の額を控除するものとする。
en-us	(2) The benefits under item (ix) of the preceding paragraph are to be calculated for each category of acts listed in the items of the preceding Article. In this case, in calculating the amount of benefits for the category of acts listed in item (ii) of that Article, the amount of property benefits offered, promised, or provided in the case set forth in item (x) of the preceding paragraph is to be deducted.

ja-jp	３　設立企画人は、第一項第九号又は第十号に掲げる場合において、法第百九十七条において準用する金融商品取引法第三十九条第三項ただし書の確認を受けないで、顧客に対し、財産上の利益を提供する旨を申し込み、若しくは約束し、又は財産上の利益を提供したときは、その申込み若しくは約束又は提供をした日の属する月の翌月末日までに、第二百三十九条各号に掲げる事項を、所管金融庁長官等に報告しなければならない。
en-us	(3) In the case referred to in paragraph (1), item (ix) or (x), when an organizer has offered or promised to provide property benefits, or provided property benefits to a customer without obtaining confirmation referred to in the proviso to Article 39, paragraph (3) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act, the organizer must report the particulars listed in the items of Article 239 to the Commissioner of the Financial Services Agency or other competent official by the last day of a month following the month which includes the day on which the offer, promise, or provision has been made.

ja-jp	（事故の確認の申請）
en-us	(Application for Confirmation of Problematic Conduct)

ja-jp	第二百三十八条　法第百九十七条において準用する金融商品取引法第三十九条第三項ただし書の確認を受けようとする者は、同条第七項の規定による申請書及びその添付書類の正本一通並びにこれらの写し一通を、所管金融庁長官等に提出しなければならない。
en-us	Article 238 A person who intends to obtain the confirmation referred to in the proviso to Article 39, paragraph (3) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act must submit the written application under Article 39, paragraph (7) of the Financial Instruments and Exchange Act and an original copy of the document attached thereto as well as the copies thereof to the Commissioner of the Financial Services Agency or other competent official.

ja-jp	（確認申請書の記載事項）
en-us	(Information Required to Be Given in the Written Application for Confirmation)

ja-jp	第二百三十九条　法第百九十七条において準用する金融商品取引法第三十九条第七項に規定する内閣府令で定める事項は、次に掲げる事項とする。
en-us	Article 239 The information specified by Cabinet Office Order as referred to in Article 39, paragraph (7) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act is the following information:

ja-jp	一　設立企画人の商号、名称又は氏名
en-us	(i) the trade name(s) or name(s) of the organizer(s);

ja-jp	二　事故の発生した本店その他の営業所又は事務所の名称及び所在地
en-us	(ii) the name and location of the head office or other business offices or offices at which the problematic conduct took place;

ja-jp	三　確認を受けようとする事実に関する次に掲げる事項
en-us	(iii) the following information related to the facts for which confirmation is sought:

ja-jp	イ　事故となる行為に関係した者の氏名又は部署の名称
en-us	(a) the name of the person who was involved in the acts falling under a problematic conduct, as well as the name of the section thereof;

ja-jp	ロ　顧客の氏名及び住所（法人にあっては、商号又は名称、主たる営業所又は事務所の所在地及び代表者の氏名）
en-us	(b) the name and address of the customer (in cases of a corporation, its trade name or name, location of the principal business office or office, and the name of the representative person thereof);

ja-jp	ハ　事故の概要
en-us	(c) the outline of the problematic conduct;

ja-jp	ニ　補填に係る顧客の損失が事故に起因するものである理由
en-us	(d) the grounds proving that the customer's loss which is to be compensated for results from the problematic conduct;

ja-jp	ホ　申込み若しくは約束又は提供をしようとする財産上の利益の額
en-us	(e) the amount of property benefits to be offered, promised, or provided; and

ja-jp	四　その他参考となるべき事項
en-us	(iv) any other information that will serve as a reference.

ja-jp	（確認申請書の添付書類）
en-us	(Documents to Be Attached to a Written Application for Confirmation)

ja-jp	第二百四十条　法第百九十七条において準用する金融商品取引法第三十九条第七項に規定する内閣府令で定めるものは、顧客が前条各号に掲げる事項の内容を確認したことを証明する書類その他参考となるべき資料とする。
en-us	Article 240 (1) The documents specified by Cabinet Office Order as referred to in Article 39, paragraph (7) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act are documents evidencing that the customer has confirmed the contents of the information listed in the items of the preceding Article and other materials that will serve as a reference.

ja-jp	２　前項の規定は、法第百九十七条において準用する金融商品取引法第三十九条第七項の規定による申請書が同条第一項第二号の申込みに係るものである場合には、適用しない。
en-us	(2) The provisions of the preceding paragraph do not apply in cases where the written application under Article 39, paragraph (7) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act is related to the offer under Article 39, paragraph (1), item (ii) of the Financial Instruments and Exchange Act.

ja-jp	（業務の運営の状況が公益に反し又は投資者の保護に支障を生ずるおそれがあるもの）
en-us	(Cases Where the State of Operation of Business Is Likely to Go Against Public Interest or Hinder Protection of Investors)

ja-jp	第二百四十一条　法第百九十七条において準用する金融商品取引法第四十条第二号に規定する内閣府令で定める状況は、次に掲げる状況とする。
en-us	Article 241 The circumstances specified by Cabinet Office Order as referred to in Article 40, item (ii) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act are the following circumstances:

ja-jp	一　その取り扱う個人である顧客に関する情報の安全管理、従業者の監督及び当該情報の取扱いを委託する場合にはその委託先の監督について、当該情報の漏えい、滅失又は毀損の防止を図るために必要かつ適切な措置を講じていないと認められる状況
en-us	(i) a circumstance where it is found that the specified organizer or its officers or employees, in relation to the security management and supervision of workers related to the information of individual customers handled thereby, and supervision of the entrusted party if the handling of information is entrusted, has not taken necessary and appropriate measures to prevent the leakage, loss, or damage of the information;

ja-jp	二　その取り扱う個人である顧客に関する情報（個人情報の保護に関する法律（平成十五年法律第五十七号）第十六条第三項に規定する個人データに該当するものに限る。）の漏えい、滅失若しくは毀損が発生し、又は発生したおそれがある事態が生じたときに、当該事態が生じた旨を所管金融庁長官等に速やかに報告することその他の適切な措置を講じていないと認められる状況
en-us	(ii) a circumstance where it is found that the specified organizer or its officers or employees have not taken necessary and appropriate measures when leakage, loss, or damage of individual customers handled thereby (limited to information that falls under the category of personal data prescribed in Article 16, paragraph (3) of the Act on the Protection of Personal Information (Act No. 57 of 2003)) occurs or is likely to occur, including a report to the Commissioner of the Financial Services Agency of the fact that such situation has arisen; and

ja-jp	三　その取り扱う個人である顧客に関する人種、信条、門地、本籍地、保健医療又は犯罪経歴についての情報その他業務上知り得た公表されていない特別の情報を、適切な業務の運営の確保その他必要と認められる目的以外の目的のために利用しないことを確保するための措置を講じていないと認められる状況
en-us	(iii) a circumstance where it is found that the specified organizer or its officers or employees has not taken measures to ensure the use of information on the individual customer's race, creed, family origin, registered domicile, health and medical care, or criminal records, or any other undisclosed and special information handled thereby which may come to its knowledge in the course of business for purposes other than the assurance of proper operation or any other purpose found to be necessary.

ja-jp	（投資証券の募集等に係る設立企画人の親法人等又は子法人等が関与する行為の制限）
en-us	(Restrictions on the Acts in Which the Parent Corporation, etc. or Subsidiary Corporation of Organizer Related to the Public Offering of Investment Securities Are Involved)

ja-jp	第二百四十二条　法第百九十七条において準用する金融商品取引法第四十四条の三第一項第四号に規定する内閣府令で定める行為は、次に掲げる行為とする。
en-us	Article 242 The acts specified by Cabinet Office Order as referred to in Article 44-3, paragraph (1), item (iv) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act are the following acts:

ja-jp	一　通常の取引の条件と著しく異なる条件で、当該設立企画人の親法人等（令第十七条第一号に規定する親法人等をいう。以下同じ。）又は子法人等（同条第二号に規定する子法人等をいう。以下同じ。）と資産の売買その他の取引を行うこと。
en-us	(i) an act to conduct sale and purchase or other transaction of assets with the parent corporation, etc. (meaning the parent corporation, etc. as prescribed in Article 17, item (i) of the Order; the same applies hereinafter) or subsidiary corporation, etc. (meaning the subsidiary corporation, etc. as prescribed in item (ii) of that Article; the same applies hereinafter) of the relevant organizer under conditions extremely different from those for ordinary transactions;

ja-jp	二　当該設立企画人との間で投資証券募集等契約を締結することを条件としてその親法人等又は子法人等がその顧客に対して通常の取引の条件よりも有利な条件で資産の売買その他の取引を行っていることを知りながら、当該顧客との間で当該投資証券募集等契約を締結すること。
en-us	(ii) an act of concluding a contract for public offering, etc. of investment securities with a customer, knowing that the parent corporation, etc. or subsidiary corporation, etc. of the relevant organizer has conducted sale and purchase or other transaction of assets with the customer thereof under conditions more favorable than those for ordinary transactions on the condition that the customer concludes the contract for public offering, etc. of investment securities with the organizer;

ja-jp	三　何らの名義によってするかを問わず、法第百九十七条において準用する金融商品取引法第四十四条の三第一項の規定による禁止を免れること。
en-us	(iii) an act of evading the prohibitions under Article 44-3, paragraph (1) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act, irrespective of the name under which the act is to be conducted.

ja-jp	（行為規制の適用除外の例外）
en-us	(Exceptions for Exclusion from Application of Conduct Control)

ja-jp	第二百四十三条　法第百九十七条において準用する金融商品取引法第四十五条ただし書に規定する内閣府令で定める場合は、同法第三十七条の四の規定の適用について顧客からの投資証券の募集等に係る取引に関する照会に対して速やかに回答できる体制が整備されていない場合とする。
en-us	Article 243 The cases specified by Cabinet Office Order as referred to in the proviso to Article 45 of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 197 of the Act are the case where a system which enables a prompt response to the customers' inquiries on the transaction related to the public offering, etc. of investment securities with regard to the application of the provisions of Article 37-4 of the Financial Instruments and Exchange Act has not been established.

ja-jp	（監督役員と利害関係を有する金融商品取引業者）
en-us	(Financial Instruments Business Operator Having Interests in a Supervisory Officer)

ja-jp	第二百四十四条　法第二百条第三号に規定する登録投資法人の監督役員と利害関係を有する金融商品取引業者として内閣府令で定めるものは、次に掲げるものとする。
en-us	Article 244 The financial instruments business operator specified by Cabinet Office Order as having interests in the supervisory officer of a registered investment corporation as referred to in Article 200, item (iii) of the Act is as follows:

ja-jp	一　当該登録投資法人の監督役員の親族を、その役員若しくは使用人（以下この号、第三号及び第四号において「役員等」という。）又は子会社の役員等としている金融商品取引業者（法第二条第十一項に規定する金融商品取引業者をいう。以下この条において同じ。）
en-us	(i) a financial instruments business operator (meaning the financial instruments business operator as prescribed in Article 2, paragraph (11) of the Act; the same applies in this Article) who has a relative(s) of the supervisory officer of the relevant registered investment corporation as its officer or employee (hereinafter collectively referred to as the "officer, etc." in this item, item (iii), and item (iv)), or officer, etc. of the subsidiary company;

ja-jp	二　当該登録投資法人の監督役員に無償又は通常の取引価格より低い対価による事務所又は資金の提供その他の特別の経済的利益の供与をしている金融商品取引業者
en-us	(ii) a financial instruments business operator that is providing an office or funds without charge or for a consideration lower than the ordinary market price or any other special economic benefits to the supervisory officer of the relevant registered investment corporation;

ja-jp	三　当該金融商品取引業者の親会社等（金融商品取引法施行令第十五条の十六第三項に規定する親会社等をいう。）に該当する法人が、次のいずれかに掲げる法人に該当する場合における当該金融商品取引業者
en-us	(iii) a financial instruments business operator if a corporation that falls under a parent company, etc. (meaning the parent company, etc. provided in Article 15-16, paragraph (3) of the Order for Enforcement of the Financial Instruments and Exchange Act) of the financial instruments business operator falls under any of the following corporations:

ja-jp	イ　当該登録投資法人の監督役員を、その役員等若しくは子会社の役員等としている法人又はその役員等としたことのある法人
en-us	(a) a corporation a supervisory officer of the relevant registered investment corporation is an officer, etc. of the corporation or its subsidiary company or was an officer, etc. of the corporation;

ja-jp	ロ　当該登録投資法人の監督役員に対して継続的な報酬を与えている法人
en-us	(b) a corporation that continuously gives remuneration to a supervisory officer of the relevant registered investment corporation;

ja-jp	ハ　当該登録投資法人の監督役員の親族を、その役員若しくは支配人その他の重要な使用人又は子会社（当該金融商品取引業者を除く。）の役員としている法人
en-us	(c) a corporation in cases where a relative of a supervisory officer of the relevant registered investment corporation is an officer, a manager, or any other important employee of the corporation or an officer of its subsidiary company (excluding the relevant financial instruments business operator); and

ja-jp	ニ　当該登録投資法人の監督役員に無償又は通常の取引価格より低い対価による事務所又は資金の提供その他の特別の経済的利益の供与をしている法人
en-us	(d) a corporation that is providing an office or funds without charge or for a consideration lower than the ordinary market price or any other special economic benefits to a supervisory officer of the relevant registered investment corporation;

ja-jp	四　当該金融商品取引業者の主要株主（金融商品取引法第二十九条の四第二項に規定する主要株主をいう。以下この号及び第二百四十四条の三において同じ。）に該当する者が、前号イからニまでのいずれかに掲げる法人又は次のいずれかに掲げる個人に該当する場合における当該金融商品取引業者
en-us	(iv) a financial instruments business operator in cases where a person who falls under a major shareholder (meaning the major shareholder provided in Article 29-4, paragraph (2) of the Financial Instruments and Exchange Act; hereinafter the same applies in this item and Article 244-3) of the financial instruments business operator falls under any of the corporations listed in (a) through (d) of the preceding item or any of the following individuals:

ja-jp	イ　当該登録投資法人の監督役員である者
en-us	(a) a person who is a supervisory officer of the relevant registered investment corporation;

ja-jp	ロ　当該登録投資法人の監督役員を、当該主要株主が総株主等の議決権の過半数を保有する株式会社の役員等としている者
en-us	(b) a person in cases where a supervisory officer of the relevant registered investment corporation is an officer, etc. of a stock company in which the major shareholder holds the majority of all shareholders', etc. voting rights;

ja-jp	ハ　当該登録投資法人の監督役員の親族である者
en-us	(c) a person who is a relative of a supervisory officer of the relevant registered investment corporation;

ja-jp	ニ　当該登録投資法人の監督役員の親族を、当該主要株主が総株主等の議決権の過半数を保有する株式会社の役員等としている者
en-us	(d) a person in cases where a relative of a supervisory officer of the relevant registered investment corporation is an officer, etc. of a stock company in which the major shareholder holds the majority of all shareholders', etc. voting rights;

ja-jp	ホ　当該登録投資法人の監督役員に対して継続的な報酬を与えている者
en-us	(e) a person that continuously gives remuneration to a supervisory officer of the relevant registered investment corporation; and

ja-jp	ヘ　当該登録投資法人の監督役員に無償又は通常の取引価格より低い対価による事務所又は資金の提供その他の特別の経済的利益の供与をしている者
en-us	(f) a person who is providing an office or funds without charge or for a consideration lower than the ordinary market price or any other special economic benefits to the supervisory officer of the relevant registered investment corporation.

ja-jp	（特定資産に係る不動産の鑑定評価）
en-us	(Appraisal of Real Property Pertaining to Specified Assets)

ja-jp	第二百四十四条の二　法第二百一条第一項の規定による不動産の鑑定評価は、不動産鑑定士であって次に掲げる者以外のものに行わせるものとする。
en-us	Article 244-2 An appraisal of real property under Article 201, paragraph (1) of the Act is to be assigned to a real estate appraiser who does not fall under any of the following:

ja-jp	一　当該投資法人の資産運用会社の利害関係人等（法第二百一条第一項に規定する利害関係人等をいう。第二百四十五条の二第一項において同じ。）
en-us	(i) an interested person or other close affiliate (meaning the interested person or other close affiliate as prescribed in Article 201, paragraph (1) of the Act; the same applies in Article 245-2, paragraph (1)) of the asset management company of the relevant investment corporation;

ja-jp	二　当該投資法人の資産保管会社の利害関係人等（令第百二十四条に規定する利害関係人等をいう。）
en-us	(ii) an interested person or other close affiliate (meaning the interested person or other close affiliate as prescribed in Article 124 of the Order) of the asset custody company of the relevant investment corporation;

ja-jp	三　当該投資法人又はその資産運用会社若しくは資産保管会社の役員又は使用人
en-us	(iii) an officer or employee of the relevant investment corporation or of the asset management company or asset custody company thereof; or

ja-jp	四　不動産の鑑定評価に関する法律の規定により、法第二百一条第一項の規定による不動産の鑑定評価に係る業務をすることができない者
en-us	(iv) a person who is, pursuant to the provisions of the Act on Real Estate Appraisal, unqualified to engage in the business concerning an appraisal of real property under Article 201 paragraph (1) of the Act.

ja-jp	（資産運用会社の利害関係人等の範囲）
en-us	(Scope of Interested Person or Other Close Affiliate of Asset Management Company)

ja-jp	第二百四十四条の三　令第百二十三条第四号に規定する内閣府令で定める者は、当該資産運用会社の主要株主とする。
en-us	Article 244-3 The persons specified by Cabinet Office Order as referred to in Article 123, item (iv) of the Order are the Major Shareholder of the relevant asset management company.

ja-jp	（特定資産の価格の調査等）
en-us	(Investigation of Value of Specified Assets)

ja-jp	第二百四十五条　法第二百一条第二項に規定する内閣府令で定める行為は、第二十二条第二項各号に掲げる行為とする。
en-us	Article 245 (1) The acts specified by Cabinet Office Order as referred to in Article 201, paragraph (2) of the Act are the acts listed in the items of Article 22, paragraph (2).

ja-jp	２　法第二百一条第二項に規定する内閣府令で定める事項は、第二十二条第三項各号に掲げる特定資産の区分に応じ、当該各号に定める事項とする。
en-us	(2) The matters specified by Cabinet Office Order as referred to in Article 201, paragraph (2) of the Act are the matters specified in the items of Article 22, paragraph (3) according to the category of specified assets listed in the respective items.

ja-jp	３　法第二百一条第一項の鑑定評価又は同条第二項の調査が行われたときは、資産運用会社は、当該鑑定評価又は調査の結果を当該鑑定評価又は調査に係る資産の運用を行う投資法人に通知しなければならない。
en-us	(3) When the appraisal under Article 201, paragraph (1) of the Act or the investigation under paragraph (2) of that Article has been made, the asset management company must notify the results of the relevant appraisal or investigation to the investment corporation investing assets subject to the appraisal or investigation.

ja-jp	（利害関係人等との取引の制限の例外）
en-us	(Exceptions to Restriction on Transactions with Interested Person or Other Close Affiliate)

ja-jp	第二百四十五条の二　法第二百一条の二第一項に規定する内閣府令で定める取引は、次の各号に掲げる取引とする。
en-us	Article 245-2 (1) The transactions specified by Cabinet Office Order as provided in Article 201-2, paragraph (1) of the Act are the transactions listed in the following items:

ja-jp	一　登録投資法人と資産運用会社の利害関係人等との法第百九十三条第一項第一号に掲げる取引のうち、有価証券の取得にあっては、当該有価証券の取得価額が、当該登録投資法人の最近営業期間の末日における固定資産の帳簿価額の百分の十に相当する額未満であると見込まれる取引
en-us	(i) transactions listed in Article 193, paragraph (1), item (i) of the Act that are carried out between a registered investment corporation and an interested person or other close affiliate of the asset management company, where the relevant transaction is the acquisition of securities and the acquisition value of the securities is expected to be less than an amount equivalent to 10 percent of the book value of the fixed assets of the relevant registered investment corporation as of the last day of its latest business period;

ja-jp	二　登録投資法人と資産運用会社の利害関係人等との法第百九十三条第一項第一号に掲げる取引のうち、有価証券の譲渡にあっては、当該有価証券の譲渡価額が、当該登録投資法人の最近営業期間の末日における固定資産の帳簿価額の百分の十に相当する額未満であると見込まれる取引
en-us	(ii) transactions listed in Article 193, paragraph (1), item (i) of the Act that are carried out between a registered investment corporation and an interested person or other close affiliate of the asset management company, where the relevant transaction is the transfer of securities and the transfer value of the securities is expected to be less than an amount equivalent to 10 percent of the book value of the fixed assets of the relevant registered investment corporation as of the last day of its latest business period;

ja-jp	三　登録投資法人と資産運用会社の利害関係人等との法第百九十三条第一項第二号に掲げる取引にあっては、当該有価証券の貸借が行われる予定日の属する当該登録投資法人の営業期間開始の日から三年以内に開始する当該登録投資法人の各営業期間においていずれも当該貸借が行われることによる当該登録投資法人の営業収益の増加額が当該登録投資法人の最近営業期間の営業収益の百分の十に相当する額未満であると見込まれる取引
en-us	(iii) transactions listed in Article 193, paragraph (1), item (ii) of the Act that are carried out between a registered investment corporation and an interested person or other close affiliate of the asset management company if the amount of increase in operating profit of the relevant registered investment corporation due to the lending and borrowing of securities for each business period commencing within three years from the day of the commencement of the business period of the relevant registered investment corporation that includes the scheduled date of the lending and borrowing is expected to be less than an amount equivalent to 10 percent of operating profit of the relevant registered investment corporation for the latest business period;

ja-jp	四　登録投資法人と資産運用会社の利害関係人等との法第百九十三条第一項第三号に掲げる取引のうち、不動産の取得にあっては、当該不動産の取得価額が、当該登録投資法人の最近営業期間の末日における固定資産の帳簿価額の百分の十に相当する額未満であると見込まれる取引
en-us	(iv) transactions listed in Article 193, paragraph (1), item (iii) of the Act that are carried out between a registered investment corporation and an interested person or other close affiliate of the asset management company in cases where the relevant transaction is the acquisition of real property and the acquisition value of the real property is expected to be less than an amount equivalent to 10 percent of the book value of the fixed assets of the relevant registered investment corporation as of the last day of its latest business period;

ja-jp	五　登録投資法人と資産運用会社の利害関係人等との法第百九十三条第一項第三号に掲げる取引のうち、不動産の譲渡にあっては、当該不動産の譲渡価額が、当該登録投資法人の最近営業期間の末日における固定資産の帳簿価額の百分の十に相当する額未満であると見込まれる取引
en-us	(v) transactions listed in Article 193, paragraph (1), item (iii) of the Act that are carried out between a registered investment corporation and an interested person or other close affiliate of the asset management company in cases where the relevant transaction is the transfer of real property and the transfer value of the real property is expected to be less than an amount equivalent to 10 percent of the book value of the fixed assets of the relevant registered investment corporation as of the last day of its latest business period; and

ja-jp	六　登録投資法人と資産運用会社の利害関係人等との法第百九十三条第一項第四号に掲げる取引にあっては、当該不動産の貸借が行われる予定日の属する当該登録投資法人の営業期間開始の日から三年以内に開始する当該登録投資法人の各営業期間においていずれも当該貸借が行われることによる当該登録投資法人の営業収益の増加額が当該登録投資法人の最近営業期間の営業収益の百分の十に相当する額未満であると見込まれる取引
en-us	(vi) transactions listed in Article 193, paragraph (1), item (iv) of the Act that are carried out between a registered investment corporation and an interested person or other close affiliate of the asset management company in cases where the amount of increase in operating profit of the relevant registered investment corporation due to the lending and borrowing of real property for each business period commencing within three years from the day of the commencement of the business period of the relevant registered investment corporation that includes the scheduled date of the lending and borrowing is expected to be less than an amount equivalent to 10 percent of operating profit of the relevant registered investment corporation for the latest business period.

ja-jp	２　前項第三号及び第六号において、登録投資法人の営業期間が六月であるときは、同項第三号中「各営業期間」とあるのは「各特定営業期間（連続する二営業期間をいう。以下この号及び第六号において同じ。）（一の特定営業期間の末日の翌日に開始するものに限る。第六号において同じ。）」と、「最近営業期間の営業収益」とあるのは「最近二営業期間の営業収益の合計額」と、同項第六号中「各営業期間」とあるのは「各特定営業期間」と、「最近営業期間の営業収益」とあるのは「最近二営業期間の営業収益の合計額」と読み替えて同項第三号及び第六号の規定を適用する。
en-us	(2) In applying the provisions of item (iii) and item (vi) of the preceding paragraph, if the business period of the registered investment corporation is a period of six months, the term "each business period" in item (iii) of that paragraph is deemed to be replaced with "each specific business period (meaning two consecutive business periods; hereinafter the same applies in this item and item (vi)) (limited to those commencing on the day immediately following the last day of a specific business period; the same applies in item (vi))," the term "operating profit for the latest business period" in that item is deemed to be replaced with "the total of the amounts of operating profit for the last two business periods," the term "each business period" in item (vi) of that paragraph is deemed to be replaced with "each specific business period," and the term "operating profit for the latest business period" in that item is deemed to be replaced with "the total of the amounts of operating profit for the last two business periods"

ja-jp	（書面の交付）
en-us	(Delivery of Documents)

ja-jp	第二百四十六条　法第二百三条第一項第二号に規定する内閣府令で定める事項は、次に掲げる事項とする。
en-us	Article 246 (1) The particulars specified by Cabinet Office Order as referred to in Article 203, paragraph (1), item (ii) of the Act are the following particulars:

ja-jp	一　売買の別、有価証券現実数値（金融商品取引法第二十八条第八項第三号ロに規定する有価証券現実数値をいう。）が有価証券約定数値（同号ロに規定する有価証券約定数値をいう。）を上回った場合に金銭を支払う立場の当事者となるか若しくは当該金銭を受領する立場の当事者となるかの別又はオプション（金融商品取引法第二条第一項第十九号に規定するオプションをいう。第二百七十一条第一項第八号において同じ。）を付与する立場の当事者となるか若しくは取得する立場の当事者となるかの別その他取引における当事者の立場を示すものであって、これらに準ずるもの
en-us	(i) information on as to whether it is a sale or purchase, as to whether the asset management company becomes the party to pay money or the party to receive the money, or the party to grant options (meaning the options as prescribed in Article 2, paragraph (1), item (xix) of the Financial Instruments and Exchange Act; the same applies in Article 271, paragraph (1), item (viii)) or the party to acquire options in cases where the actual figure for securities (meaning the actual figure for securities defined in Article 28, paragraph (8), item (iii), sub-item (b) of the Financial Instruments and Exchange Act) exceeds the agreed figure for securities (meaning the agreed figure for securities as defined in sub-item (b) of that item), or any other equivalent information which indicates the position of the party in the transaction;

ja-jp	二　法第二百三条第一項第一号の取引（有価証券又は通貨等を一定の期間後に売り戻すこと又は買い戻すことを条件とした当該有価証券又は当該通貨等の買付け又は売付け（以下この項において「現先売買」という。）を除く。）を行った事実があるときは、当該取引に係る次に掲げる事項
en-us	(ii) when there are any facts of transactions listed in Article 203, paragraph (1), item (i) of the Act (excluding purchase or sale of Securities or currencies, etc. on the condition that the securities or currencies, etc. are resold or repurchased after a certain period (hereinafter referred to as the "gen-saki sale and purchase" in this paragraph)), the following particulars related to the relevant transaction:

ja-jp	イ　銘柄、対象通貨その他取引に係る名称又は種類であってこれらに準ずるもの
en-us	(a) issues, subject currency, or any other names or types related to the transaction which are equivalent thereto;

ja-jp	ロ　件数その他取引に係る数量であってこれに準ずるもの
en-us	(b) the number of cases, or any other volumes related to the transaction which are equivalent thereto;

ja-jp	ハ　単価、対価の額、約定数値その他取引一単位当たりの金額又は数値であってこれらに準ずるもの
en-us	(c) the unit price, amount of consideration, agreed figure, or any other amount or figure per unit of transaction which are equivalent thereto;

ja-jp	三　現先売買を行った事実があるときは、その旨
en-us	(iii) that there are facts of gen-saki sale and purchase, if this is the case.

ja-jp	２　法第二百三条第一項第四号に規定する内閣府令で定める事項は、次の各号に掲げる取引の区分に応じ、当該各号に定める事項とする。
en-us	(2) The particulars specified by Cabinet Office Order as referred to in Article 203, paragraph (1), item (iv) of the Act are the particulars specified in the following items according to the category of transactions listed in the respective items:

ja-jp	一　不動産の取得及び譲渡　取得又は譲渡の別、価格、取得又は譲渡の相手方の名称、取得又は譲渡を行った年月日及び当該不動産の所在、地番その他の当該不動産を特定するために必要な事項
en-us	(i) acquisition or transfer of real property: information on as to whether it is an acquisition or transfer, price, the name of the counterparty to the acquisition or transfer, and the date on which the acquisition or transfer was made, as well as the location and parcel number of the relevant real property and any other particulars necessary to specify the relevant real property;

ja-jp	二　不動産の賃貸借　賃貸借の別、賃料、賃貸借の相手方の名称、賃貸借を行った年月日及び期間並びに当該不動産の所在、地番その他の当該不動産を特定するために必要な事項
en-us	(ii) lease of real property: information on as to whether it is rented or leased, rent, name of the other party to the lease, and the date on which the lease was made and the period thereof, as well as the location and parcel number of the relevant real property and any other particulars necessary to specify the relevant real property;

ja-jp	三　不動産の管理の委託及び受託　管理の委託又は受託の方法、報酬、管理の委託又は受託を行った相手方の名称、管理の委託又は受託を行った年月日及び期間並びに当該不動産の所在、地番その他の当該不動産を特定するために必要な事項
en-us	(iii) entrustment or acceptance of the entrustment of management of real property: the method of entrusting or accepting the entrustment of management, rewards, the name of the other party to whom the management was entrusted or who accepted the entrustment, the date on which the entrustment of management or acceptance of entrustment has been made and the period thereof, as well as the location and parcel number of the relevant real property and any other particulars necessary to specify the relevant real property.

ja-jp	３　令第百二十五条第三項第一号に規定する内閣府令で定める事項は、価格、取得又は譲渡の相手方の名称、取得又は譲渡を行った年月日及び当該不動産の所在、地番その他の当該不動産を特定するために必要な事項とする。
en-us	(3) The matters specified by Cabinet Office Order as referred to in Article 125, paragraph (3), item (i) of the Order are the price, the name of the other party to the acquisition or transfer, the date on which the acquisition or transfer was made, location and parcel number of the relevant real property, and any other matters necessary to specify the relevant real property.

ja-jp	４　令第百二十五条第三項第二号に規定する内閣府令で定める事項は、価格、取得又は譲渡の相手方の名称、取得又は譲渡を行った年月日及び当該地上権を特定するために必要な事項とする。
en-us	(4) The matters specified by Cabinet Office Order as referred to in Article 125, paragraph (3), item (ii) of the Order are the price, the name of the other party to the acquisition or transfer, the date on which the acquisition or transfer was made, and any other matters necessary to specify the relevant superficies right.

ja-jp	５　令第百二十五条第三項第三号に規定する内閣府令で定める事項は、同号の取得又は譲渡に係る種類、数量及び単価とする。
en-us	(5) The matters specified by Cabinet Office Order as referred to in Article 125, paragraph (3), item (iii) of the Order are the type, volume, and unit price related to the acquisition or transfer under that item.

ja-jp	６　令第百二十五条第三項第四号に規定する内閣府令で定める事項は、次に掲げる事項とする。
en-us	(6) The matters specified by Cabinet Office Order as referred to in Article 125, paragraph (3), item (iv) of the Order are the following matters:

ja-jp	一　将来の一定の時期における現実の商品の価格又は商品指数の数値が約定価格又は約定数値を上回った場合に、金銭を支払う立場の当事者となるか若しくは当該金銭を受領する立場の当事者となるかの別又はオプション（商品先物取引法第二条第三項第四号に規定するオプション又は同条第十四項第四号若しくは第五号に規定する権利をいう。）を付与する立場の当事者となるか若しくは取得する立場の当事者となるかの別その他取引における当事者の立場を示すものであって、これらに準ずるもの
en-us	(i) information on as to whether the asset management company becomes the party to pay money or the party to receive the money, or the party to grant options (meaning the options as prescribed in Article 2, paragraph (3), item (iv) of the Commodity Derivatives Act or the rights as prescribed in paragraph (14), item (iv) or (v) of that Article) or the party to acquire options in cases where the actual price of the commodity or actual figure of the commodity index exceeds the contract price or agreed figure at a fixed time in the future, or any other equivalent information which indicates the position of the party in the transaction;

ja-jp	二　銘柄その他取引に係る名称又は種類であってこれに準ずるもの
en-us	(ii) issues, or other names or types related to the transaction which are equivalent thereto;

ja-jp	三　件数その他取引に係る数量であってこれに準ずるもの
en-us	(iii) the number of transactions, or other volumes related to the transaction which are equivalent thereto;

ja-jp	四　対価の額、約定価格又は約定数値その他取引一単位当たりの金額又は数であってこれらに準ずるもの
en-us	(iv) the amount of consideration, contract price or agreed figure, or any other amounts or numbers per unit of transaction which are equivalent thereto.

ja-jp	７　令第百二十五条第三項第五号に規定する内閣府令で定める事項は、価格、取得又は譲渡の相手方の名称、取得又は譲渡を行った年月日、当該再生可能エネルギー発電設備の用に供する土地の所在及び地番、当該再生可能エネルギー発電設備の設備の区分等その他当該再生可能エネルギー発電設備を特定するために必要な事項とする。
en-us	(7) The matters specified by Cabinet Office Order as referred to in Article 125, paragraph (3), item (v) of the Order are the price, the name of the counterparty to the acquisition or transfer, and the date on which the acquisition or transfer was made, the location and parcel number of the land used for the renewable energy power generation facilities, the classification, etc., of the renewable energy power generation facilities, and other matters necessary to specify the renewable energy power generation facilities.

ja-jp	８　令第百二十五条第三項第六号に規定する内閣府令で定める事項は、賃料、賃貸借の相手方の名称、賃貸借を行った年月日及び期間、当該再生可能エネルギー発電設備の用に供する土地の所在及び地番、当該再生可能エネルギー発電設備の設備の区分等その他当該再生可能エネルギー発電設備を特定するために必要な事項とする。
en-us	(8) The matters specified by Cabinet Office Order as referred to in Article 125, paragraph (3), item (vi) of the Order are the rent, the name of the other party to the lease, the date on which the lease was made and the period thereof, the location and parcel number of the land used for the renewable energy power generation facilities, the classification, etc., of the renewable energy power generation facilities, and other matters necessary to specify the renewable energy power generation facilities.

ja-jp	９　令第百二十五条第三項第七号に規定する内閣府令で定める事項は、報酬、管理の委託又は受託を行った相手方の名称、管理の委託又は受託を行った年月日及び期間、当該再生可能エネルギー発電設備の用に供する土地の所在及び地番、当該再生可能エネルギー発電設備の設備の区分等その他当該再生可能エネルギー発電設備を特定するために必要な事項とする。
en-us	(9) The matters specified by Cabinet Office Order as referred to in Article 125, paragraph (3), item (vii) of the Order are the rewards, the name of the other party to whom the management was entrusted or who accepted the entrustment, the date on which the entrustment of management or acceptance of entrustment has been made and the period thereof, the location and parcel number of the land used for the renewable energy power generation facilities, the classification, etc., of the renewable energy power generation facilities, and other matters necessary to specify the renewable energy power generation facilities.

ja-jp	１０　令第百二十五条第三項第八号に規定する内閣府令で定める事項は、価格、取得又は譲渡の相手方の名称、取得又は譲渡を行った年月日及び当該公共施設等運営権に係る公共施設等の所在、地番、運営等の内容、公共施設等の管理者等その他当該公共施設等運営権を特定するために必要な事項とする。
en-us	(10) The matters specified by Cabinet Office Order as referred to in Article 125, paragraph (3), item (viii) of the Order are the price, the name of the other party to the acquisition or transfer, the date on which the acquisition or transfer was made, the location, parcel number, details of the operation, etc. of the public facility, etc. and the name of the administrator, etc. of public facility etc. covered by the right to operate public facility, etc., and other matters necessary to specify the right to operate public facility, etc.

ja-jp	（利益相反のおそれがある場合の書面の交付を要する顧客）
en-us	(Customers to Whom Documents Are Delivered When Conflict of Interest Is Likely to Occur)

ja-jp	第二百四十七条　令第百二十六条第一項第五号に規定する内閣府令で定めるものは、次に掲げるものとする。
en-us	Article 247 The customers specified by Cabinet Office Order as referred to in Article 126, paragraph (1), item (v) of the Order are as follows:

ja-jp	一　資産運用会社が投資法人の資産である宅地又は建物の売買又は貸借の代理又は媒介を行う場合における取引の相手方
en-us	(i) the counterparty to the transactions in cases where the asset management company conducts sale or purchase of housing lands or buildings which are assets of the investment corporation, or provides agency or intermediary service therefor;

ja-jp	二　資産運用会社が投資法人の資産である特定資産に係る投資に関し助言を行う場合において、当該助言に基づき行われる当該特定資産の取引の相手方
en-us	(ii) if the asset management company gives advice with regard to the investment related to the specified assets which are assets of the investment corporation, the counterparty to the transaction of the specified assets to be conducted based on the advice.

ja-jp	（利益相反のおそれがある場合の投資法人等への書面の交付）
en-us	(Delivery of Documents to Investment Corporations When Conflict of Interests Is Likely to Occur)

ja-jp	第二百四十八条　法第二百三条第二項に規定する取引に係る書面の交付は、次に掲げる事項について記載した書面により行わなければならない。
en-us	Article 248 (1) The delivery of documents in relation to the transactions listed in Article 203, paragraph (2) of the Act must be made by the documents containing the following information:

ja-jp	一　当該取引に係る投資法人の名称
en-us	(i) the name of the investment corporation pertaining to the relevant transaction;

ja-jp	二　書面の交付を行う理由（当該取引の相手方と当該資産運用会社の関係を含む。）
en-us	(ii) the reasons for delivering the document (including the relationship between the counterparty to the relevant transactions and the relevant asset management company);

ja-jp	三　取引を行った理由
en-us	(iii) the reasons for conducting the transaction;

ja-jp	四　取引の内容（取引を行った特定資産の種類、銘柄（その他の特定資産を特定するために必要な事項）、数及び取引価格、取引の方法並びに取引を行った年月日）
en-us	(iv) the details of the transaction (type, issue (other information necessary for specifying the specified assets), and number of the specified assets for which a transaction has been conducted, as well as the price and method of transaction, and the date on which the transaction was conducted);

ja-jp	五　法第二百一条第一項の鑑定評価又は同条第二項の調査の結果
en-us	(v) the results of the appraisal under Article 201, paragraph (1) of the Act or the investigation under paragraph (2) of that Article;

ja-jp	六　当該書面の交付年月日
en-us	(vi) the date of delivery of the document; and

ja-jp	七　その他参考になる事項
en-us	(vii) other information that will serve as a reference.

ja-jp	２　資産運用会社は、法第二百三条第二項に規定する取引が行われたときは、遅滞なく、前項各号に掲げる事項を記載した書面を交付しなければならない。
en-us	(2) When the transactions listed in Article 203, paragraph (2) of the Act have been conducted, an asset management company must deliver the documents containing the information listed in the items of the preceding paragraph without delay.

ja-jp	３　資産運用会社は、令第百二十六条第三項に規定する投資信託財産についてその受益証券の取得の申込みの勧誘が公募の方法により行われた場合にあっては、第一項各号に掲げる事項を記載した書面を作成し、これを同条第三項に規定する受益者に交付することに代えて、法第二百三条第二項に規定する取引が行われた後、遅滞なく、当該事項を公告し、かつ、当該事項を記載した当該取引が行われた後最初に到来する作成期日に係る法第十四条第一項に規定する運用報告書を令第百二十六条第三項に規定する受益者に対して交付することができる。
en-us	(3) If solicitation of applications to acquire beneficiary certificates pertaining to the Investment trust property provided in Article 126, paragraph (3) of the Order is done by public offering, an asset management company may, in lieu of preparing a document containing the matters listed in the items of paragraph (1) and delivering it to the beneficiaries provided in paragraph (3) of that Article, give public notice of the matters promptly after any of the transactions listed in Article 203, paragraph (2) of the Act has been carried out and deliver the investment report provided in Article 14, paragraph (1) of the Act containing the matters pertaining to the first preparation date arrived after the transaction is carried out to the beneficiaries provided in Article 126, paragraph (3) of the Order.

ja-jp	（投資主による責任追及の訴えの提起の請求方法）
en-us	(Method for Investors to Claim for Filing an Action Pursuing the Liability)

ja-jp	第二百四十九条　法第二百四条第三項において準用する会社法第八百四十七条第一項に規定する内閣府令で定める方法は、次に掲げる事項を記載した書面の提出又は当該事項の電磁的方法による提供とする。
en-us	Article 249 The methods specified by Cabinet Office Order as referred to in Article 847, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 204, paragraph (3) of the Act are the submission of documents containing the following information and the provision of the information by electronic or magnetic means:

ja-jp	一　被告となるべき者
en-us	(i) a person who is to become a defendant; and

ja-jp	二　請求の趣旨及び請求を特定するのに必要な事実
en-us	(ii) the object of the claim and facts necessary to specify the claim.

ja-jp	（投資法人が責任追及の訴えを提起しない理由の通知方法）
en-us	(Method for Investment Corporations to Notify the Reasons for Not Filing an Action Pursuing the Liability)

ja-jp	第二百五十条　法第二百四条第三項において準用する会社法第八百四十七条第四項に規定する内閣府令で定める方法は、次に掲げる事項を記載した書面の提出又は当該事項の電磁的方法による提供とする。
en-us	Article 250 The methods specified by Cabinet Office Order as referred to in Article 847, paragraph (4) of the Companies Act as applied mutatis mutandis pursuant to Article 204, paragraph (3) of the Act are the submission of the documents containing the following information or the provision of the information by electronic or magnetic means:

ja-jp	一　投資法人が行った調査の内容（次号の判断の基礎とした資料を含む。）
en-us	(i) the contents of the investigation that an investment corporation made (including materials on which the judgment set forth in the following item was based);

ja-jp	二　法第二百四条第三項において準用する会社法第八百四十七条第一項の規定による請求に係る訴えについての前条第一号に掲げる者の責任又は義務の有無についての判断及びその理由
en-us	(ii) judgment with regard to any liability or obligation of a person set forth in item (i) of the preceding Article related to the action pertaining to the claim under Article 847, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 204, paragraph (3) of the Act, and the reasons therefor;

ja-jp	三　前号の者に責任又は義務があると判断した場合において、当該者の責任を追及する訴えを提起しないときは、その理由
en-us	(iii) if the person referred to in the preceding item has been judged to have liability or obligation, and an action pursuing the liability of the relevant person is not to be filed, the reason therefor.

ja-jp	（資産の保管に係る業務を金融商品取引業者に委託することができる資産）
en-us	(Assets of Which the Business Pertaining to the Custody Thereof May Be Entrusted to Financial Instruments Business Operators)

ja-jp	第二百五十一条　法第二百八条第二項に規定する内閣府令で定める資産は、次に掲げるものとする。
en-us	Article 251 The assets specified by Cabinet Office Order as referred to in Article 208, paragraph (2) of the Act are as follows:

ja-jp	一　有価証券
en-us	(i) securities; and

ja-jp	二　デリバティブ取引に係る権利
en-us	(ii) rights pertaining to derivatives transaction.

ja-jp	（資産保管会社とすることが適当な法人）
en-us	(Corporations Appropriate for Asset Custody Companies)

ja-jp	第二百五十二条　法第二百八条第二項第三号に規定する内閣府令で定める法人は、当該登録投資法人の資産のうち次に掲げる資産の保管に係る業務を適正に遂行するに足りる一定の財産的基礎及び人的構成を有する法人（法第二百一条第一項に規定する利害関係人等を除く。）とする。
en-us	Article 252 (1) The corporations specified by Cabinet Office Order as referred to in Article 208, paragraph (2), item (iii) of the Act are the corporations (excluding the interested person or other close affiliate as prescribed in Article 201, paragraph (1) of the Act) with a certain financial basis and personnel structure sufficient for the sound performance of the business related to the custody of the following assets, among the assets of the relevant registered investment corporation:

ja-jp	一　不動産、不動産の賃借権又は地上権
en-us	(i) the real property, right of lease of real property or superficies right;

ja-jp	二　金銭債権（令第三条第七号に掲げるものをいう。）
en-us	(ii) monetary claims (meaning those listed in Article 3, item (vii) of the Order);

ja-jp	三　再生可能エネルギー発電設備
en-us	(iii) renewable energy power generation facilities;

ja-jp	四　公共施設等運営権
en-us	(iv) right to operate public facility, etc.;

ja-jp	五　匿名組合出資持分のうち、前各号に掲げる資産に対する投資運用を目的とするもの
en-us	(v) among the equity in investment in a silent partnership, those with the purpose of investing in the assets listed in the preceding items.

ja-jp	２　登録投資法人は、その資産の保管に係る業務を委託する者が前項に規定する法人（以下この項において「受託者」という。）である場合にあっては、当該業務の委託に関する契約には、当該受託者が次に掲げる義務を有する旨の条件を付さなければならない。
en-us	(2) If the person to whom the business related to custody of assets are to be entrusted is the corporation prescribed in the preceding paragraph (hereinafter referred to as the "entrusted person" in this paragraph), the registered investment corporation must impose a condition that the entrusted person bears the following obligations, to the contract on the entrustment of the business:

ja-jp	一　受託者は、当該受託した資産を、自己の固有財産と分別して保管すること。
en-us	(i) that the entrusted person retains the relevant entrusted assets separately from its own property;

ja-jp	二　受託者は、その資産の保管に係る業務を委託した投資法人（以下この項において「委託者」という。）の求めに応じ、当該受託した資産の保管に係る業務の状況について説明しなければならないこと。
en-us	(ii) that the entrusted person must explain the status of the relevant business related to the custody of assets entrusted therewith in response to the request from the investment corporation that entrusted the business related to the custody of assets (hereinafter referred to as the "entrustor" in this paragraph");

ja-jp	三　受託者は、当該受託した資産の保管に係る業務の状況を記載した書類を主たる事務所に備え置き、委託者の求めに応じ、これを閲覧させること。
en-us	(iii) that a trustee keeps the documents stating the status of the relevant business related to custody of assets at its principal office, offer them for inspection in response to the request of the entrustor;

ja-jp	四　受託者は、委託者の同意なく業務の再委託を行わないこと。
en-us	(iv) that the entrusted person may not re-entrust the business without the consent of the entrustor.

ja-jp	（投資法人の資産の分別保管方法）
en-us	(Method of Separate Custody of Investment Corporation's Assets)

ja-jp	第二百五十三条　法第二百九条の二に規定する内閣府令で定める方法は、次の各号に掲げる区分に応じ、当該各号に定める方法とする。
en-us	Article 253 (1) The methods specified by Cabinet Office Order as referred to in Article 209-2 of the Act are the methods specified in the following items according to the category listed in the respective items:

ja-jp	一　資産保管会社が自己で保管する投資法人の資産等（混合して保管される投資法人の資産等を除く。次号において同じ。）　法第二百九条の二の規定により資産保管会社が自己の固有財産と分別して保管しなければならない投資法人の資産等（以下この条において「投資法人資産等」という。）の保管場所について自己の固有財産である資産その他の投資法人資産等以外の資産（以下この条において「固有資産等」という。）の保管場所と明確に区分し、かつ、当該投資法人資産等についてどの投資法人の資産等であるかが直ちに判別できる状態で保管する方法
en-us	(i) assets, etc. of an investment corporation retained by the asset custody company itself (excluding assets, etc. of an investment corporation to be retained by way of commingled custody; the same applies in the following item): a method whereby the place of custody of the assets, etc. of an investment corporation which the asset custody company must retain separately from its own property pursuant to Article 209-2 of the Act (hereinafter referred to as the "investment corporation's assets, etc." in this Article) is clearly distinguished from the place of custody of the assets which are the asset custody company's own property and assets other than the investment corporation's assets, etc. (hereinafter collectively referred to as the "own property, etc." in this Article), and whereby the investment corporation to which the relevant investment corporation's assets, etc. belong is immediately identifiable;

ja-jp	二　資産保管会社が第三者をして保管させる投資法人の資産等　当該第三者において、投資法人資産等の保管場所について固有資産等の保管場所と明確に区分させ、かつ、当該投資法人資産等についてどの投資法人の資産等であるかが直ちに判別できる状態で保管させる方法
en-us	(ii) assets, etc. of an investment corporation retained by a third party caused by the asset custody company: a method whereby the asset custody company causes a third party to clearly distinguish the place of custody of the investment corporation's assets, etc. from the place of custody of its own property, etc., and whereby the investment corporation to which the relevant investment corporation's assets, etc. belongs is immediately identifiable;

ja-jp	三　資産保管会社が自己で保管する投資法人の資産等（混合して保管される投資法人の資産等に限る。次号において同じ。）　投資法人資産等の保管場所について固有資産等の保管場所と明確に区分し、かつ、当該投資法人資産等に係る各投資法人の持分その他の権利が自己の帳簿により直ちに判別できる状態で保管する方法
en-us	(iii) assets, etc. of an investment corporation retained by the asset custody company itself (limited to the assets, etc. of the investment corporation retained by way of commingle custody; the same applies in the following item): a method whereby the place of custody of the investment corporation's assets, etc. is clearly distinguished from the place of custody of the asset custody company's own property, etc., and whereby the equity and other rights of each investment corporation related to the relevant investment corporation's assets, etc. is immediately identifiable from the books and documents of the relevant asset custody company;

ja-jp	四　資産保管会社が第三者をして保管させる投資法人の資産等　当該第三者における自己の顧客である投資法人のための口座について自己の取引のための口座と区分する方法その他の方法により、投資法人資産等に係る持分その他の権利が直ちに判別でき、かつ、当該投資法人資産等に係る各投資法人の持分その他の権利が自己の帳簿により直ちに判別できる状態で保管させる方法（外国の第三者をして保管させる場合のうち、外国の法令上当該第三者をして投資法人資産等に係る持分その他の権利と固有資産等に係る持分その他の権利とを区分して管理させることができないときその他当該第三者において投資法人資産等に係る持分その他の権利が直ちに判別できる状態で保管させることができないことについて特にやむを得ない事由があると認められるときにあっては、当該投資法人資産等に係る各投資法人の持分その他の権利が自己の帳簿により直ちに判別できる状態で保管させる方法）
en-us	(iv) assets, etc. of an investment corporation retained by a third party caused by the asset custody company: a method whereby the asset custody company causes the relevant third party retain the investment corporation's assets, etc. by separating the account for the investment corporation which is a customer of the asset custody company from the account for the asset custody company's own transactions or by any other method, and whereby the equity or other rights pertaining to the relevant investment corporation's assets, etc. is immediately identifiable, and the equity and other rights of each investment corporation related to the investment corporation's assets, etc. is immediately identifiable based on books and documents of the asset custody company (among the cases where the asset custody company has a foreign third party to take custody thereof, when the laws and regulations of a foreign state hinders the asset custody company from having the third party to manage the equity or other rights related to the investment corporation's assets, etc. separately from the equity or other rights related to the asset custody company's own property, etc., or when there are especially unavoidable grounds preventing the asset custody company from having the third party retain the equity or other rights related to the investment corporation's assets, etc. by having them immediately identifiable, a method whereby the asset custody company has a foreign third party retain the equity or other rights of each investment corporation related to the relevant investment corporation's assets, etc. by having them immediately identifiable from the books and documents of the asset custody company).

ja-jp	２　資産保管会社と投資法人とが共有しており、前項第一号から第三号までの規定の定めるところにより保管場所の区分ができない投資法人の資産等については、これらの規定にかかわらず、各投資法人の持分その他の権利が自己の帳簿により直ちに判別できる状態で保管しなければならない。
en-us	(2) With regard to the assets, etc. of an investment corporation of which the place of custody cannot be distinguished from that of others pursuant to the provisions of items (i) through (iii) of the preceding paragraph, and which are jointly held by an asset custody company and an investment corporation, notwithstanding the provisions of those items, the equity and other rights of each investment corporation must be retained by having them immediately identifiable from books and documents of the asset custody company.

ja-jp	３　前二項に規定する投資法人の資産等とは、次の各号に掲げる資産に応じ、当該各号に定めるものとする。
en-us	(3) The "assets, etc. of an investment corporation" as provided in the preceding two paragraphs are as specified in the following items according to the assets listed in the respective items:

ja-jp	一　不動産、不動産の賃借権、地上権、再生可能エネルギー発電設備又は公共施設等運営権　当該資産に係る権利を行使する際において必要とする当該資産に係る権利を証する書類その他の書類
en-us	(i) real property, right of lease of real property, superficies right, renewable energy power generation facilities or right to operate public facility, etc.: documents evidencing the rights pertaining to the relevant assets which are necessary in exercising the rights pertaining to the assets, and any other documents;

ja-jp	二　その他資産　当該資産及び当該資産に係る権利を行使する際において必要とする当該資産に係る権利を証する書類その他の書類
en-us	(ii) other assets: the relevant assets and documents evidencing the rights pertaining to the relevant assets which are necessary in exercising the rights pertaining to the assets and any other documents.

ja-jp	第四節　投資法人の監督
en-us	Section 4 Supervision on Investment Corporations

ja-jp	（投資法人の帳簿書類）
en-us	(Books and Documents of an Investment Corporation)

ja-jp	第二百五十四条　法第二百十一条第一項の規定により投資法人が作成すべき帳簿書類は、次に掲げるものとする。
en-us	Article 254 (1) The books and documents which an investment corporation is to prepare pursuant to the provisions of Article 211, paragraph (1) of the Act are as follows:

ja-jp	一　総勘定元帳
en-us	(i) general ledger;

ja-jp	二　現金出納帳
en-us	(ii) cash book;

ja-jp	三　分配利益明細簿
en-us	(iii) a book on the description of distributed profits;

ja-jp	四　投資証券台帳
en-us	(iv) investment securities ledger;

ja-jp	五　新投資口予約権証券台帳
en-us	(v) certificates of the investment equity subscription rights ledger;

ja-jp	六　投資証券不発行管理簿
en-us	(vi) investment securities non-issuance management book;

ja-jp	七　投資証券発行金額帳
en-us	(vii) investment securities issuance amount ledger;

ja-jp	八　投資証券払戻金額帳
en-us	(viii) investment securities refund amount ledger;

ja-jp	九　自己投資口取得等金額帳
en-us	(ix) own investment equity acquisition, etc. amount ledger;

ja-jp	十　未払分配利益明細簿
en-us	(x) a book on description of undistributed profits;

ja-jp	十一　未払払戻金明細簿
en-us	(xi) a book on description of the unpaid refund;

ja-jp	十二　未払報酬明細簿
en-us	(xii) a book on description of the unpaid remunerations;

ja-jp	十三　投資法人債券台帳
en-us	(xiii) investment corporate bond certificates ledger;

ja-jp	十四　特定資産の価格等の調査結果等に関する書類
en-us	(xiv) documents concerning the results of the investigation, etc. of the value, etc. of specified assets.

ja-jp	２　前項の帳簿書類は、別表第二により作成し、当該投資法人の決算の承認後（商業帳簿については、その帳簿の閉鎖の時より）十年間これを保存しなければならない。
en-us	(2) The books and documents under the preceding paragraph must be prepared using Appended Table No. 2, and must be retained for ten years after the approval of the settlement of account of the relevant investment corporation (in cases of a commercial book, from the time of the closing of the commercial book).

ja-jp	（資産保管会社の帳簿書類）
en-us	(Books and Documents of an Asset Custody Company)

ja-jp	第二百五十五条　法第二百十一条第二項の規定により資産保管会社が作成すべき帳簿書類は、次に掲げるものとする。
en-us	Article 255 (1) The books and documents that an asset custody company should prepare pursuant to the provisions of Article 211, paragraph (2) of the Act are as follows:

ja-jp	一　有価証券保管明細簿
en-us	(i) a book on description of custody of securities;

ja-jp	二　不動産保管明細簿
en-us	(ii) a book on description of custody of real property;

ja-jp	三　再生可能エネルギー発電設備保管明細簿
en-us	(iii) a book on description of renewable energy power generation facilities;

ja-jp	四　公共施設等運営権保管明細簿
en-us	(iv) a book on description of right to operate public facility, etc.; and

ja-jp	五　その他資産保管明細簿
en-us	(v) a book on description of custody of other assets.

ja-jp	２　前項の帳簿書類は、別表第三により作成し、投資法人の決算の承認後十年間これを保存しなければならない。
en-us	(2) The books and documents under the preceding paragraph must be prepared using Appended Table No. 3, and must be retained for ten years after the approval of the settlement of account of an investment corporation.

ja-jp	（登録投資法人の営業報告書の様式）
en-us	(Forms for Business Reports of Registered Investment Corporations)

ja-jp	第二百五十六条　法第二百十二条に規定する営業報告書は、別紙様式第十八号により作成しなければならない。
en-us	Article 256 (1) The business reports as referred to in Article 212 of the Act must be prepared using appended form No. 18.

ja-jp	２　登録投資法人は、前項の営業報告書を提出しようとするときは、当該営業報告書の正本及び副本に計算書類、資産運用報告及び金銭の分配に係る計算書並びに附属明細書を添付して管轄財務局長等に提出しなければならない。
en-us	(2) When a registered investment corporation intends to submit the business reports under the preceding paragraph, it must submit an original copy and duplicate copy of the relevant business reports to the Competent Director-General of the Local Finance Bureau, etc. with financial statements, assets investment reports, statements related to the distribution of money, and annexed detailed documents attached thereto.

ja-jp	（投資法人の臨時報告書の様式）
en-us	(Forms for Extraordinary Reports of Investment Corporations)

ja-jp	第二百五十七条　登録投資法人は、法第二百十五条第一項に規定する臨時報告書を、別紙様式第十九号により作成し、その正本及び副本を管轄財務局長等に提出しなければならない。
en-us	Article 257 A registered investment corporation must prepare the extraordinary reports under Article 215, paragraph (1) of the Act using appended form No. 19, and submit the original copy and duplicate copy thereof to the Competent Director-General of the Local Finance Bureau, etc.

ja-jp	（投資法人に係る処分の公告の方法）
en-us	(Method of Public Notice of the Disposition Rendered to an Investment Corporation)

ja-jp	第二百五十八条　法第二百十八条の規定による監督処分の公告は、官報によるものとする。
en-us	Article 258 The public notice of supervisory disposition under Article 218 of the Act is to be given in the official gazette.

ja-jp	第六章　外国投資法人
en-us	Chapter VI Foreign Investment Corporations

ja-jp	（外国投資法人の届出を要しない外国投資証券の範囲）
en-us	(Scope of Foreign Investment Securities for Which a Notification of a Foreign Investment Corporation Is Not Required)

ja-jp	第二百五十九条　令第百二十八条第二号に規定する内閣府令で定めるものは、資産を主として有価証券（金融商品取引法第二条第二項の規定により有価証券とみなされる同項各号に掲げる権利を除く。）に対する投資として運用する外国投資法人であって、次に掲げる事項のすべてを規約又はこれに相当する書類に定めたものの発行する外国投資証券（投資証券に類するものに限る。以下この条において同じ。）とする。
en-us	Article 259 The foreign investment securities specified by Cabinet Office Order as referred to in Article 128, item (ii) of the Order are the foreign investment securities (limited to those similar to investment securities; hereinafter the same applies in this Article) issued by a foreign investment corporation which invests assets mainly into securities (excluding rights listed in the items of Article 2, paragraph (2) of the Financial Instruments and Exchange Act which are deemed as securities under that paragraph), and which has specified all of the following particulars in its certificate of incorporation or documents equivalent thereto:

ja-jp	一　当該外国投資法人の資産を令第十二条第二号イの規定（連動対象指標の構成銘柄の株式に対する投資として運用する場合に限る。）に準じて運用する旨
en-us	(i) a statement to the effect that the assets of the relevant foreign investment corporation is invested in accordance with the provisions of Article 12, item (ii), (a) of the Order (limited to cases where investment is made in shares included in the constituents of the underlying indicator);

ja-jp	二　当該外国投資証券の募集に応じる者は、令第十二条第二号ロの規定に準じて当該外国投資証券を取得しなければならない旨
en-us	(ii) a statement to the effect that a person who responses to the solicitation of the relevant foreign investment securities must acquire the foreign investment securities in accordance with the provisions of Article 12, item (ii), (b) of the Order;

ja-jp	三　当該外国投資証券と当該外国投資法人が有する株式との交換を行う場合には、令第十二条第二号ハの規定に準じて交換を行う旨
en-us	(iii) a statement to the effect that, when the relevant foreign investment securities are to be exchanged with shares held by the relevant foreign investment corporation, the exchange is made in accordance with the provisions of Article 12, item (ii), (c) of the Order; and

ja-jp	四　当該外国投資証券が外国金融商品市場に上場される旨
en-us	(iv) a statement to the effect that the relevant foreign investment securities are listed on a foreign financial instruments market.

ja-jp	（外国投資法人の届出を要しない行為）
en-us	(Acts for Which a Notification of a Foreign Investment Corporation Is Not Required)

ja-jp	第二百五十九条の二　令第百二十八条第三号に規定する内閣府令で定める行為は、第一種金融商品取引業を行う者が適格機関投資家を相手方とし、又は適格機関投資家のために行う外国金融商品市場に上場されている外国投資証券（法第二百二十条第一項に規定する外国投資証券をいい、前条に規定するものを除く。以下この条において同じ。）に係る次に掲げる行為とする。
en-us	Article 259-2 The acts specified by Cabinet Office Order as referred to in Article 128, item (iii) of the Order are the following acts related to foreign investment securities (meaning the foreign investment securities as prescribed in Article 220, paragraph (1) of the Act, and excluding those prescribed in the preceding Article; hereinafter the same applies in this Article) conducted by a person engaged in type I financial instruments business with a qualified institutional investor as the other party thereof, or on behalf of the qualified institutional investors:

ja-jp	一　外国金融商品市場における売買の媒介、取次ぎ又は代理（外国金融商品市場における買付けの媒介、取次ぎ又は代理にあっては、外国金融商品市場において売付けをし、又は当該第一種金融商品取引業を行う者に売却する場合以外の場合には当該外国投資証券の売却を行わないことを当該適格機関投資家が約することを条件として行うものに限る。）
en-us	(i) intermediary, brokerage or agency service for the sale and purchase on a foreign financial instruments market (in cases of intermediary, brokerage or agency service for purchase on a foreign financial instruments market, limited to the intermediary, brokerage or agency service provided on the condition that the qualified institutional investor promises not to make sales of the foreign investment securities in cases other than the case where selling them on a foreign financial instruments market or to the relevant person engaged in type I financial instruments business);

ja-jp	二　外国金融商品市場における売買の委託の媒介、取次ぎ又は代理（外国金融商品市場における買付けの委託の媒介、取次ぎ又は代理にあっては、外国金融商品市場において売付けをし、又は当該第一種金融商品取引業を行う者に売却する場合以外の場合には当該外国投資証券の売却を行わないことを当該適格機関投資家が約することを条件として行うものに限る。）
en-us	(ii) intermediary, brokerage or agency service for the entrustment of sale and purchase on a foreign financial instruments market (in cases of intermediary, brokerage or agency service for the entrustment of purchase on a foreign financial instruments market, limited to the intermediary, brokerage or agency service provided on the condition that the qualified institutional investor promises not to make sales of the beneficiary certificate of the foreign investment trust in cases other than the case where selling them on a foreign financial instruments market or to the relevant person engaged in type I financial instruments business);

ja-jp	三　売付け又は買付けの媒介、取次ぎ若しくは代理（第一号に掲げるものを除き、外国金融商品市場において売付けをし、又は当該第一種金融商品取引業を行う者に売却する場合以外の場合には当該外国投資証券の売却を行わないことを当該適格機関投資家が約することを条件として行うものに限る。）
en-us	(iii) intermediary, brokerage or agency service for sales or purchases (except for those listed in item (i), limited to the intermediary, brokerage or agency service provided on the condition that the qualified institutional investor promises not to make sales of the foreign investment securities in cases other than the case where selling on a foreign financial instruments market or to the relevant person engaged in type I financial instruments business);

ja-jp	四　その行う前三号に掲げる行為により当該外国投資証券を取得した者からの買付け
en-us	(iv) purchase from the person who has acquired the foreign investment securities through the acts listed in the preceding three items conducted by the person engaged in type I financial instruments business.

ja-jp	（外国投資法人等の代理人）
en-us	(Agent of a Foreign Investment Corporation)

ja-jp	第二百六十条　外国投資法人若しくはその設立企画人に相当する者又は破産管財人若しくは清算人若しくはこれらに相当する義務を負う者（以下この条において「外国投資法人等」という。）は、法第二百二十条第一項、第二百二十一条第一項又は第二百二十二条第一項若しくは第二項の規定による届出を行う場合には、国内に住所を有する者であって当該届出に関する一切の行為につき当該外国投資法人等を代理する権限を有するものを定めなければならない。
en-us	Article 260 If a foreign investment corporation, person who is equivalent to the organizer thereof, bankruptcy trustee, liquidator or persons who assume the obligations equivalent thereto (hereinafter collectively referred to as the "foreign investment corporation, etc." in this Article) makes the notification under Article 220, paragraph (1), Article 221, paragraph (1) or Article 222, paragraph (1) or (2) of the Act, the foreign investment corporation, etc. must specify a person who has an address in Japan and who has the authority to represent the foreign investment corporation, etc. for any acts concerning the notification.

ja-jp	（外国投資法人の届出等）
en-us	(Notification of Foreign Investment Corporations)

ja-jp	第二百六十一条　外国投資法人又はその設立企画人に相当する者は、法第二百二十条第一項の規定による外国投資法人の届出をするときは、別紙様式第二十号により作成した外国投資法人に関する届出書を、金融庁長官に提出しなければならない。
en-us	Article 261 (1) When a foreign investment corporation or a person equivalent to the organizer thereof makes the notification of foreign investment corporation under Article 220, paragraph (1) of the Act, the foreign investment corporation or person equivalent to the organizer thereof must submit a written notification of a foreign investment corporation prepared using appended form No. 20 to the Commissioner of the Financial Services Agency.

ja-jp	２　法第二百二十条第一項第七号に規定する内閣府令で定める事項は、次に掲げる事項とする。
en-us	(2) The information specified by Cabinet Office Order as referred to in Article 220, paragraph (1), item (vii) of the Act is the following information:

ja-jp	一　資産運用会社に相当する者の分割による事業の全部若しくは一部の承継又は事業の全部若しくは一部の譲渡に関する事項
en-us	(i) information related to the succession of whole or part of business as a result of the split of the person equivalent to an asset management company, or the transfer of whole or part of business;

ja-jp	二　資産保管会社に相当する者の辞任及び新たな資産保管会社に相当する者の選任に関する事項
en-us	(ii) information related to the resignation of the person equivalent to an asset management company or the appointment of a new person equivalent to an asset management company; and

ja-jp	三　資産運用会社に相当する者が資産の運用に係る権限を他の者に再委託する場合におけるその再委託の内容
en-us	(iii) if the person equivalent to an asset management company re-entrusts the authority for assets investment to another person, the contents of the re-entrustment.

ja-jp	３　法第二百二十条第二項に規定する内閣府令で定める書類は、次に掲げる書類とする。
en-us	(3) The documents specified by Cabinet Office Order as referred to in Article 220, paragraph (2) of the Act are the following documents:

ja-jp	一　外国投資法人に関する届出書に記載された代表者が当該外国投資法人に係る法第二百二十条第一項の規定による届出に関し正当な権限を有する者であることを証する書面
en-us	(i) a document proving that the representative person stated in the notification of a foreign investment corporation is a person who has legitimate authority with regard to the notification under Article 220, paragraph (1) of the Act related to the relevant foreign investment corporation;

ja-jp	二　外国投資法人又はその設立企画人に相当する者が、国内に住所を有する者に、当該外国投資法人に係る法第二百二十条第一項に規定する届出に関する一切の行為につき当該外国投資法人又はその設立企画人に相当する者を代理する権限を付与したことを証する書面
en-us	(ii) a document proving that the foreign investment corporation or a person equivalent to the organizer thereof has granted a person who has an address in Japan the authority to represent the foreign investment corporation or person equivalent to the organizer thereof for any acts concerning the notification under Article 220, paragraph (1) of the Act related to the foreign investment corporation;

ja-jp	三　当該外国投資法人が設立された国の法令に基づき、当該外国投資法人の設立について承認、認可、許可、届出又はこれらに相当するものが行われている場合には、その承認書、認可書、許可書、届出書又はこれらに相当する書面の写し
en-us	(iii) if an approval, authorization, permission, notification or the equivalent thereto has been made with regard to the incorporation of the relevant foreign investment corporation based on the laws and regulations of the state in which the foreign investment corporation was incorporated, a copy of the written approval, written authorization, written permission, written notification or documents equivalent thereto;

ja-jp	四　当該外国投資法人の設立が適法であることについての法律専門家の法律意見書及び当該意見書に掲げられた関係法令の関係条文
en-us	(iv) a legal opinion letter by legal experts stating that the incorporation of the relevant foreign investment corporation is legal as well as relevant provisions of the relevant laws and regulations set forth in the legal opinion letter; and

ja-jp	五　当該外国投資法人の資産の運用に係る権限を有する者が、当該権限を他の者に委託して当該外国投資法人の資産の運用を行わせている場合は、その委託に関する内容を明らかにした書類
en-us	(v) if a person who has the authority for investment of assets of the relevant foreign investment corporation has entrusted the authority to another person and is having this person invest the assets of the foreign investment corporation, a document disclosing the contents of the entrustment.

ja-jp	（外国投資法人の変更の届出）
en-us	(Notification of Changes to Foreign Investment Corporations)

ja-jp	第二百六十二条　法第二百二十一条第一項の規定による届出は、次に掲げる事項を記載した届出書を金融庁長官に提出して行わなければならない。
en-us	Article 262 (1) The notification under Article 221, paragraph (1) of the Act must be made by submitting the notification containing the following information to the Commissioner of the Financial Services Agency:

ja-jp	一　当該外国投資法人の名称
en-us	(i) the name of the relevant foreign investment corporation;

ja-jp	二　当該変更の内容及び理由
en-us	(ii) the contents of the relevant changes and the reasons therefor;

ja-jp	三　当該変更がその効力を生ずる日
en-us	(iii) the day on which the changes become effective;

ja-jp	四　当該変更の中止に関する条件を定めたときは、その条件
en-us	(iv) when conditions for suspension of the relevant changes have been provided, such conditions.

ja-jp	２　法第二百二十一条第二項において準用する法第二百二十条第二項に規定する内閣府令で定める書類は、次に掲げる書類とする。
en-us	(2) The documents specified by Cabinet Office Order as referred to in Article 220, paragraph (2) of the Act as applied mutatis mutandis pursuant to Article 221, paragraph (2) of the Act are the following documents:

ja-jp	一　当該外国投資法人の規約又はこれに相当する書類の変更の案
en-us	(i) a draft of the changes to the certificate of incorporation of the relevant foreign investment corporation, or documents equivalent thereto; and

ja-jp	二　当該変更に関する前条第三項第一号から第四号までに掲げる書類に準ずる書類
en-us	(ii) documents equivalent to the documents set forth in paragraph (3), items (i) through (iv) of the preceding Article related to the relevant changes.

ja-jp	（外国投資法人の解散事由）
en-us	(Grounds for Dissolution of a Foreign Investment Corporation)

ja-jp	第二百六十三条　法第二百二十二条第一項に規定する内閣府令で定める事由は、次に掲げるものとする。
en-us	Article 263 The grounds specified by Cabinet Office Order as referred to in Article 222, paragraph (1) of the Act are as follows:

ja-jp	一　合併
en-us	(i) merger;

ja-jp	二　規約で定めた解散事由
en-us	(ii) grounds for dissolution specified in the certificate of incorporation;

ja-jp	三　投資主総会に相当する総会における解散決議
en-us	(iii) resolution of dissolution adopted at a general meeting equivalent to an investors' meeting;

ja-jp	四　解散を命ずる裁判
en-us	(iv) a judicial decision ordering dissolution;

ja-jp	五　当該外国投資法人が当該外国において受けている法第百八十七条の登録と同種類の登録（当該登録に類する許可その他行政処分を含む。）の取消し
en-us	(v) revocation of a registration (including permission and any other administrative disposition similar to the registration) of the same type as the registration under Article 187 of the Act which the relevant foreign investment corporation has obtained in the relevant foreign state.

ja-jp	（外国投資法人の解散の届出）
en-us	(Notification of Dissolution of a Foreign Investment Corporation)

ja-jp	第二百六十四条　法第二百二十二条の規定による届出は、次に掲げる事項を記載した届出書を金融庁長官に提出して行わなければならない。
en-us	Article 264 (1) The notification under Article 222 of the Act must be made by submitting a written notification containing the following information to the Commissioner of the Financial Services Agency:

ja-jp	一　当該外国投資法人の名称
en-us	(i) the name of the relevant foreign investment corporation;

ja-jp	二　当該解散の理由
en-us	(ii) reasons for the relevant dissolution;

ja-jp	三　当該解散がその効力を生ずる日
en-us	(iii) the day on which the relevant dissolution becomes effective; and

ja-jp	四　当該解散の中止に関する条件を定めたときは、その条件
en-us	(iv) when conditions for suspension of the relevant dissolution has been provided, such conditions.

ja-jp	２　前項の届出書には、当該解散に関する第二百六十一条第三項第一号から第四号までに掲げる書類に準ずる書類を添付しなければならない。
en-us	(2) The documents equivalent to the documents set forth in Article 261, paragraph (3), items (i) through (iv) related to the relevant dissolution must be attached to the written notification under the preceding paragraph.

ja-jp	第七章　雑則
en-us	Chapter VII Miscellaneous Provisions

ja-jp	（委託者指図型投資信託における自己取引禁止の適用除外等）
en-us	(Exclusion from Application of Prohibition on Self-Dealing in an Investment Trust Managed under Instructions from the Settlor)

ja-jp	第二百六十五条　法第二百二十三条の三第二項及び第三項の規定により適用する金融商品取引法第四十二条の二ただし書に規定する内閣府令で定める同条第一号に掲げる行為は、金融商品取引業等に関する内閣府令第百二十八条各号に掲げる行為及び次に掲げる行為（法第二百二十三条の三第三項の規定により適用する金融商品取引法第四十二条の二ただし書に規定する内閣府令で定める同条第一号に掲げる行為にあっては、第六号に掲げる行為を除く。）とする。
en-us	Article 265 The acts set forth in Article 42-2, item (i) of the Financial Instruments and Exchange Act which are specified by Cabinet Office Order as referred to in the proviso to that Article as applied pursuant to Article 223-3, paragraphs (2) and (3) of the Act are the acts listed in the items of Article 128 of the Cabinet Office Order on Financial Instruments Business and the following acts (in cases of the acts listed in Article 42-2, item (i) of the Financial Instruments and Exchange Act which are specified by Cabinet Office Order as referred to in the proviso to that Article as applied pursuant to Article 223-3, paragraph (3) of the Act, the acts listed in item (vi) are excluded):

ja-jp	一　運用財産の宅地又は建物の売買又は貸借の代理又は媒介を行うことを内容とした運用を行うこと。
en-us	(i) to make an investment intended to provide agency or intermediary service for sale and purchase, or lease of housing land or buildings included in the investment property;

ja-jp	二　不動産の管理業務を行う場合において、運用財産の不動産の管理を受託することを内容とした運用を行うこと。
en-us	(ii) to make an investment, in cases of carrying out management business of real property, intended to accept the management of the real property included in the investment property;

ja-jp	三　不動産特定共同事業（不動産特定共同事業法（平成六年法律第七十七号）第二条第四項に規定する不動産特定共同事業をいう。以下同じ。）を営む場合において、次に掲げるすべての場合に該当する場合に運用財産の不動産を取得することを内容とした運用を行うこと。
en-us	(iii) to make an investment, in cases of engaging in real property specified joint enterprise (meaning the real property specified joint enterprise defined in Article 2, paragraph (4) of the Real Property Specified Joint Enterprise Act (Act No. 77 of 1994); the same applies hereinafter), intended to acquire real property included in the investment property when falling under all of the following cases:

ja-jp	イ　一の運用財産の運用を終了させるために行うものである場合
en-us	(a) cases where the investment is made for terminating an investment of a single investment property; and

ja-jp	ロ　不動産が不動産特定共同事業契約（不動産特定共同事業法第二条第三項第二号に掲げる不動産特定共同事業契約をいう。以下同じ。）に係る不動産取引の目的である場合
en-us	(b) cases where the real property is the subject of real property transaction related to the contract on real property specified joint enterprise (meaning the contract on real property specified joint enterprise as prescribed in Article 2, paragraph (3), item (ii) of the Real Property Specified Joint Enterprise Act; the same applies hereinafter);

ja-jp	四　次に掲げる場合において運用財産の不動産を賃借することを内容とした運用を行うこと。
en-us	(iv) to make an investment intended to lease the real property included in the investment property in the following cases:

ja-jp	イ　自己が賃借している不動産を運用財産に組み入れる場合において、当該不動産の賃貸借を継続する場合
en-us	(a) in cases of incorporating the real property rented by itself to the investment property, cases where the lease of the real property is to be continued;

ja-jp	ロ　運用財産の不動産について賃借人の募集を行ったにもかかわらず、当該不動産を賃貸するに至らない場合において、他の賃借人の賃借条件と著しく異ならない条件で当該不動産を賃借する場合
en-us	(b) if the lease of real property fails in spite of the solicitation of lessee for the real property included in the investment property, cases where renting the relevant real property with conditions not so different from the conditions for lease for other lessees;

ja-jp	五　運用財産の商品の売買の委託を受けることを内容とした運用を行うこと（次号に掲げる行為を除く。）。
en-us	(v) to make an investment intended to receive the entrustment of sale and purchase of a commodity included in the investment property (excluding the acts set forth in the following item);

ja-jp	六　商品先物取引業（商品先物取引法第二条第二十二項に規定する商品先物取引業をいう。第二百六十九条第七号において同じ。）として、運用財産に係る同項各号に掲げる行為（同項第二号若しくは第四号に掲げる行為又は商品投資等取引を除く。）を行うことを内容とした運用を行うこと。
en-us	(vi) to make an investment intended to perform, as commodity derivatives transactions business (meaning commodity derivatives transactions business as defined in Article 2, paragraph (22) of the Commodity Derivatives Act; hereinafter the same applies in Article 269, item (vii)), acts listed in the items of that paragraph (excluding the acts listed in item (ii) or (iv) of that paragraph or transactions related to commodities investment, etc.) in relation to the investment property;

ja-jp	七　個別の取引ごとにすべての権利者に当該取引の内容及び当該取引を行おうとする理由を説明し、当該権利者の同意を得て、次のいずれかに掲げる取引を行うことを内容とした運用を行うこと。
en-us	(vii) to make an investment intended to conduct any of the following transactions by explaining the contents of the relevant transaction and reasons for conducting the transaction to all the right holders for each transaction, and obtaining the consent from the right holders:

ja-jp	イ　不動産鑑定士による鑑定評価を踏まえて調査した価格により行う不動産の売買
en-us	(a) sale and purchase of real property under the price examined based on the appraisal by the real estate appraiser;

ja-jp	ロ　商品（商品市場又は外国商品市場において上場されているものに限る。）の売買（前日の公表されている最終価格に基づき算出した価額又はこれに準ずるものとして合理的な方法により算出した価額により行うものに限る。）
en-us	(b) sale and purchase of commodities (limited to those listed on a commodity market or foreign commodity market) (limited to the sale and purchase made at the value calculated based on the closing price publicized on the immediately preceding day, or at the value calculated by a reasonable method equivalent thereto); or

ja-jp	ハ　商品投資取引
en-us	(c) transaction of commodities investments.

ja-jp	（委託者指図型投資信託における投資信託財産相互間取引禁止の適用除外等）
en-us	(Exclusion from Application of Transactions between Investment Trust Properties Regarding an Investment Trust Managed under Instructions from the Settlor)

ja-jp	第二百六十六条　法第二百二十三条の三第二項及び第三項の規定により適用する金融商品取引法第四十二条の二ただし書に規定する内閣府令で定める同条第二号に掲げる行為は、金融商品取引業等に関する内閣府令第百二十九条第一項各号に掲げる行為及び同項第一号イに掲げる要件を満たす次に掲げる行為とする。
en-us	Article 266 The acts set forth in Article 42-2, item (ii) of the Financial Instruments and Exchange Act which are specified by Cabinet Office Order as referred to in the proviso to that Article as applied pursuant to Article 223-3, paragraphs (2) and (3) of the Act are the acts listed in the items of Article 129, paragraph (1) of the Cabinet Office Order on Financial Instruments Business, and the following acts which satisfy the requirements set forth in item (i), (a) of that paragraph:

ja-jp	一　不動産の売買（不動産鑑定士による鑑定評価を踏まえて調査した価格により行うものに限る。）を行うことを内容とした運用を行うこと。
en-us	(i) to make an investment intended to carry out sale and purchase of real property (limited to those carried out under the price examined based on the appraisal by a real estate appraiser);

ja-jp	二　商品（商品市場又は外国商品市場において上場されているものに限る。）の売買（前日の公表されている最終価格に基づき算出した価額又はこれに準ずるものとして合理的な方法により算出した価額により行うものに限る。）を行うことを内容とした運用を行うこと。
en-us	(ii) to make an investment intended to carry out sale and purchase of commodities (limited to those listed on a commodity market or foreign commodity market) (limited to the sale and purchase carried out at the value calculated based on the closing price publicized on the immediately preceding pay or at the value calculated by a reasonable method equivalent thereto); and

ja-jp	三　商品投資取引を行うことを内容とした運用を行うこと。
en-us	(iii) to make an investment intended to conduct transactions of commodities investment.

ja-jp	（委託者指図型投資信託の信託財産の運用に関する禁止行為等）
en-us	(Prohibited Acts Regarding Investment of Trust Property of an Investment Trust Managed under Instructions from the Settlor)

ja-jp	第二百六十六条の二　法第二百二十三条の三第二項及び第三項に規定する場合における金融商品取引業等に関する内閣府令第百三十条の規定の適用については、同条第一項第八号中「を含む。）」とあるのは、「を含む。）又は商品投資等取引（投資信託及び投資法人に関する法律施行令（平成十二年政令第四百八十号）第三条第十号に規定する商品投資等取引をいう。）」とする。
en-us	Article 266-2 With regard to the application of the provisions of Article 130 of the Cabinet Office Order on Financial Instruments Business in the case prescribed in Article 223-3, paragraphs (2) and (3) of the Act, the phrase "(including transactions of share option certificates, or securities or certificates indicating options, and the trading of bonds with options)" in Article 130, paragraph (1), item (viii) of that Cabinet Office Order is deemed to be replaced with "(including transactions of share option certificates, or securities or certificates indicating options, and the trading of bonds with options), or transactions related to commodities investment, etc. (meaning the transactions related to commodities investment, etc. as prescribed in Article 3, item (x) of the Order for Enforcement of the Act on Investment Trusts and Investment Corporations (Cabinet Order No. 480 of 2000))."

ja-jp	（金融商品取引業者の親法人等又は子法人等が関与する行為の制限）
en-us	(Restriction on the Acts in Which the Parent Corporation or Subsidiary Corporation of Financial Instruments Business Operator Is Involved)

ja-jp	第二百六十七条　法第二百二十三条の三第二項及び第三項の規定により適用する金融商品取引法第四十四条の三第一項第四号に規定する内閣府令で定める行為は、金融商品取引業等に関する内閣府令第百五十三条第一項各号に掲げる行為及び次に掲げる行為とする。
en-us	Article 267 The acts specified by Cabinet Office Order as referred to in Article 44-3, paragraph (1), item (iv) of the Financial Instruments and Exchange Act as applied pursuant to Article 223-3, paragraphs (2) and (3) of the Act are the acts listed in the items of Article 153, paragraph (1) of the Cabinet Office Order on Financial Instruments Business and the following acts:

ja-jp	一　当該金融商品取引業者の親法人等又は子法人等が不動産特定共同事業契約の締結に係る勧誘をする場合において、当該不動産特定共同事業契約の締結額が当該親法人等又は子法人等が予定していた額に達しないと見込まれる状況の下で、当該親法人等又は子法人等の要請を受けて、その行う投資運用業（金融商品取引法第二十八条第四項の投資運用業をいう。次号において同じ。）に関して当該不動産特定共同事業契約に係る出資の持分を取得することを内容とした運用を行うこと。
en-us	(i) if the parent corporation, etc. or subsidiary corporation, etc. of the relevant financial instruments business operator solicits to conclude a contract on real property specified joint enterprise, and where the conclusion amount of the contract on real property specified joint enterprise is likely to be less than the amount scheduled by the parent corporation, etc. or subsidiary corporation, etc., to make an investment intended to acquire the equity in investment pertaining to the contract on real property specified joint enterprise with regard to its investment management business (meaning the investment management business as defined in Article 28, paragraph (4) of the Financial Instruments and Exchange Act; the same applies in the following item) in response to the request by the parent corporation, etc. or subsidiary corporation, etc.; and

ja-jp	二　当該金融商品取引業者の親法人等又は子法人等が商品投資契約（商品投資に係る事業の規制に関する法律（平成三年法律第六十六号）第二条第五項に規定する商品投資契約をいう。以下同じ。）の締結に係る勧誘をする場合において、当該商品投資契約の締結額が当該親法人等又は子法人等が予定していた額に達しないと見込まれる状況の下で、当該親法人等又は子法人等の要請を受けて、その行う投資運用業に関して当該商品投資契約に係る出資の持分を取得することを内容とした運用を行うこと。
en-us	(ii) if the parent corporation, etc. or subsidiary corporation, etc. of the relevant financial instruments business operator solicits to conclude a commodities investment contract (meaning the commodities investment contract as prescribed in Article 2, paragraph (5) of the Act on the Regulation of Commodities Investment Business (Act No. 66 of 1991); the same applies hereinafter), and the conclusion amount of the commodities investment contract is likely to be less than the amount scheduled by the parent corporation, etc. or subsidiary corporation, etc., to make an investment intended to acquire the equity in investment pertaining to the commodities investment contract with regard to its investment management business in response to the request by the parent corporation, etc. or subsidiary corporation, etc.

ja-jp	（運用明細書）
en-us	(Investment Descriptions)

ja-jp	第二百六十八条　法第二百二十三条の三第三項に規定する場合における金融商品取引業等に関する内閣府令第百七十条第一項の規定の適用については、次の表の上欄に掲げる同項の規定中同表の中欄に掲げる字句は、それぞれ同表の下欄に掲げる字句とする。
en-us	Article 268 With regard to the application of the provisions of Article 170, paragraph (1) of the Cabinet Office Order on Financial Instruments Business in the case prescribed in Article 223-3, paragraph (3) of the Act, the terms set forth in the middle column of the following table provided in Article 170, paragraph (1) of that Cabinet Office Order set forth in the left column in that table are deemed to be replaced with the terms set forth in the right column of that table, respectively:

ja-jp	（委託者非指図型投資信託における自己取引禁止の適用除外）
en-us	(Exclusion from Application of Prohibition of Self-Dealing in an Investment Trust Managed without Instructions from the Settlor)

ja-jp	第二百六十九条　法第二百二十三条の三第五項及び第六項の規定により読み替えて適用する信託業法（平成十六年法律第百五十四号）第二十四条の二及び金融機関の信託業務の兼営等に関する法律第二条の二において準用する金融商品取引法第四十二条の二に規定する内閣府令に定める同条第一号に掲げる行為は、次に掲げる行為とする。
en-us	Article 269 The acts set forth in Article 42-2, item (i) of the Financial Instruments and Exchange Act which are specified by Cabinet Office Order as referred to in that Article as applied mutatis mutandis pursuant to the provisions of Article 24-2 of the Trust Business Act (Act No. 154 of 2004) and Article 2-2 of the Act on Engagement in Trust Business by a Financial Institution which are applied by replacing certain terms pursuant to Article 223-3, paragraphs (5) and (6) of the Act, are the following acts:

ja-jp	一　信託財産の宅地又は建物の売買又は貸借の代理又は媒介を行うことを内容とした運用を行うこと。
en-us	(i) to make an investment intended to provide agency or intermediary service for sale and purchase, or lease of housing land or buildings included in the trust property;

ja-jp	二　不動産の管理業務を行う場合において、信託財産の不動産の管理を受託することを内容とした運用を行うこと。
en-us	(ii) to make an investment, in cases of carrying out management business of real property, intended to accept the management of the real property included in the investment property;

ja-jp	三　不動産特定共同事業を営む場合において、次に掲げるすべての場合に該当する場合に信託財産の不動産を取得すること。
en-us	(iii) to make an investment, in cases of engaging in real property specified joint enterprise, intended to acquire real property included in the trust property when falling under all of the following cases:

ja-jp	イ　一の信託財産の運用を終了させるために行うものである場合
en-us	(a) cases where the investment is made for terminating an investment of a single trust property; and

ja-jp	ロ　不動産が不動産特定共同事業契約に係る不動産取引の目的である場合
en-us	(b) cases where the real property is the subject of real property transaction related to the contract on real property specified joint enterprise;

ja-jp	四　次に掲げる場合において信託財産の不動産を賃借することを内容とした運用を行うこと。
en-us	(iv) to make an investment intended to lease the real property included in the trust property in the following cases:

ja-jp	イ　自己が賃借している不動産を信託財産に組み入れる場合において、当該不動産の賃貸借を継続する場合
en-us	(a) in cases of incorporating the real property rent by itself to its trust property, cases where the lease of the real property is to be continued;

ja-jp	ロ　信託財産の不動産について賃借人の募集を行ったにもかかわらず、当該不動産を賃貸するに至らない場合において、他の賃借人の賃借条件と著しく異ならない条件で当該不動産を賃借する場合
en-us	(b) if the lease of real property fails in spite of the solicitation of lessee for the real property of a trust property, cases where renting the relevant real property with conditions not so different from the conditions for lease for other lessees;

ja-jp	五　登録金融機関業務（金融商品取引業等に関する内閣府令第一条第三項第二十一号に規定する登録金融機関業務をいう。以下同じ。）として、信託財産に係る次に掲げる取引の取次ぎを行うことを内容とした運用を行うこと。
en-us	(v) to make an investment intended to provide brokerage for the following transactions related to the trust property, as a registered financial institution business (meaning the registered financial institution business as prescribed in Article 1, paragraph (3), item (xxi) of the Cabinet Office Order on Financial Instruments Business; the same applies hereinafter):

ja-jp	イ　有価証券の売買
en-us	(a) sale and purchase of securities; and

ja-jp	ロ　デリバティブ取引
en-us	(b) derivatives transactions;

ja-jp	六　信託財産の商品の売買の委託を受けることを内容とした運用を行うこと。
en-us	(vi) to make an investment intended to receive the entrustment of sale and purchase of a commodity included in the trust property;

ja-jp	七　商品先物取引業として、信託財産に係る商品先物取引法第二条第二十二項各号に掲げる行為（同項第二号若しくは第四号に掲げる行為又は商品投資等取引を除く。）を行うことを内容とした運用を行うこと。
en-us	(vii) to make an investment intended to perform, as commodity derivatives transactions business, acts listed in the items of Article 2, paragraph (22) of the Commodity Derivatives Act (excluding the acts listed in item (ii) or (iv) of that paragraph or transactions related to commodities investment, etc.) in relation to the trust property;

ja-jp	八　次に掲げる要件のすべてを満たす取引を行うことを内容とした運用を行うこと。
en-us	(viii) to make an investment intended to conduct transactions satisfying all of the following requirements:

ja-jp	イ　個別の取引ごとにすべての受益者に当該取引の内容及び当該取引を行おうとする理由を説明し、当該受益者の同意を得たものであること。
en-us	(a) that the relevant transaction is one in which the contents thereof and reasons for conducting the relevant transaction have been explained to all the beneficiaries for each transaction, and consent from the relevant beneficiaries has been obtained;

ja-jp	ロ　次のいずれかに該当するものであること。
en-us	(b) that the relevant transaction falls under any of the following:

ja-jp	（１）　取引所金融商品市場又は店頭売買有価証券市場における有価証券の売買
en-us	1. sale and purchase of securities on a financial instruments exchange market or over-the-counter securities market;

ja-jp	（２）　市場デリバティブ取引又は外国市場デリバティブ取引
en-us	2. market transactions of derivatives or foreign market derivatives transaction;

ja-jp	（３）　不動産鑑定士による鑑定評価を踏まえて調査した価格により行う不動産の取引
en-us	3. transactions of real property carried out under the price examined based on the appraisal by a real estate appraiser;

ja-jp	（４）　商品（商品市場又は外国商品市場において上場されているものに限る。）の売買（前日の公表されている最終価格に基づき算出した価額又はこれに準ずるものとして合理的な方法により算出した価額により行うものに限る。）
en-us	4. sale and purchase of commodities (limited to those listed on a commodity market or foreign commodity market) (limited to the sale and purchase made at the value calculated based on the closing price publicized on the immediately preceding day, or value calculated by a reasonable method equivalent thereof);

ja-jp	（５）　商品投資取引
en-us	5. transaction of commodities investments; or

ja-jp	（６）　前日の公表されている最終の価格に基づき算出した価額又はこれに準ずるものとして合理的な方法により算出した価額により行う取引（（４）に掲げる取引を除く。）
en-us	6. transactions conducted at the value calculated based on the closing price publicized on the immediately preceding day or at the value calculated by a reasonable method equivalent thereto (excluding the transactions set forth in 4. above);

ja-jp	九　その他投資者の保護に欠け、若しくは取引の公正を害し、又は委託者非指図型投資信託の信託財産の運用を行う業務の信用を失墜させるおそれのないものとして所管金融庁長官等の承認を受けた取引を行うことを内容とした運用を行うこと。
en-us	(ix) to make an investment intended to conduct transactions for which the approval of the Commissioner of the Financial Services Agency or other competent official is obtained as being unlikely to result in insufficient protection of Investors, harm the fairness of the transaction, or cause a loss in confidence in the business of carrying out investment of trust property of an investment trust managed without instructions from the settlor.

ja-jp	（委託者非指図型投資信託における投資信託財産相互間取引禁止の適用除外）
en-us	(Exclusion from Application of Prohibition on Transactions between Investment Trust Properties in an Investment Trust Managed without Instructions from the Settlor)

ja-jp	第二百七十条　法第二百二十三条の三第五項及び第六項の規定により読み替えて適用する信託業法第二十四条の二及び金融機関の信託業務の兼営等に関する法律第二条の二において準用する金融商品取引法第四十二条の二に規定する内閣府令で定める同条第二号に掲げる行為は、次に掲げる行為とする。
en-us	Article 270 (1) The acts set forth in Article 42-2, item (ii) of the Financial Instruments and Exchange Market which are specified by Cabinet Office Order as referred to in that Article as applied mutatis mutandis pursuant to the provisions of Article 24-2 of the Trust Business Act and Article 2-2 of the Act on Engagement in Trust Business by a Financial Institution which are applied by replacing certain terms pursuant to Article 223-3, paragraphs (5) and (6) of the Act, are the following acts:

ja-jp	一　次に掲げる要件の全てを満たす取引を行うことを内容とした運用を行うこと。
en-us	(i) to make an investment intended to conduct transactions that satisfy all of the following requirements:

ja-jp	イ　次のいずれかの場合に該当するものであること。
en-us	(a) that the relevant transaction falls under any of the following cases:

ja-jp	（１）　一の信託財産の運用を終了させるために行うものである場合
en-us	1. cases where the transaction is conducted for terminating an investment of a single investment property; and

ja-jp	（２）　投資信託契約（法第四十七条に規定する投資信託契約をいう。以下同じ。）の解約に伴う解約金の支払に応ずるために行うものである場合
en-us	2. cases where the transaction is conducted for the payment of cancellation money upon the cancellation of an investment trust agreement (meaning the investment trust agreement as prescribed in Article 47 of the Act: the same applies hereinafter);

ja-jp	（３）　その資産について、法令の規定又は法第四十九条第一項に規定する投資信託約款に定められている投資の割合を超えるおそれがある場合において、その割合を超えることを避けるために行うものである場合
en-us	3. With regard to the assets of the trust company or financial institution, if the ratio of investment is likely to exceed that specified in the provisions of laws and regulations or the basic terms and conditions for an investment trust as prescribed in Article 49, paragraph (1) of the Act, the transaction is conducted to avoid the relevant ratio from exceeding such ratio;

ja-jp	（４）　双方の信託財産について、運用の方針、運用財産の額及び市場の状況に照らして当該取引を行うことが必要かつ合理的と認められる場合
en-us	4. in cases where, with regard to both of the trust property, it is found that the implementation of the relevant transaction is necessary and reasonable in light of the investment policy, amount of investment property, and market conditions;

ja-jp	ロ　対象特定資産取引であって、第三項で定めるところにより公正な価額により行うものであること。
en-us	(b) that the transaction falls under the category of subject specified assets transactions which are conducted at a fair value pursuant to the provisions of paragraph (3);

ja-jp	二　次に掲げる要件の全てを満たす取引を行うことを内容とした運用を行うこと。
en-us	(ii) to make an investment intended to conduct the transactions that satisfy all of the following requirements:

ja-jp	イ　個別の取引ごとに全ての受益者に当該取引の内容及び当該取引を行おうとする理由を説明し、当該受益者の同意を得たものであること。
en-us	(a) that the relevant transaction is one in which the contents thereof and reasons for conducting the transaction have been explained to all the beneficiaries for each transaction, and consent from the relevant beneficiaries has been obtained;

ja-jp	ロ　前条第八号ロ（１）から（６）までのいずれかに該当するものであること。
en-us	(b) that the relevant transaction falls under any of the category listed in item (viii), (b) 1. through 6. of the preceding Article;

ja-jp	三　その他投資者の保護に欠け、若しくは取引の公正を害し、又は委託者非指図型投資信託の信託財産の運用を行う業務の信用を失墜させるおそれのないものとして金融庁長官の承認を受けた取引を行うことを内容とした運用を行うこと。
en-us	(iii) to make an investment intended to conduct transactions for which the approval of the Commissioner of the Financial Services Agency is obtained as being unlikely to result in insufficient protection of investors, harm the fairness of the transaction, or cause a loss in confidence in the business of carrying out investment of trust property of an investment trust managed without instructions from the settlor.

ja-jp	２　前項第一号ロの「対象特定資産取引」とは、次に掲げる取引をいう。
en-us	(2) The "subject specified assets transactions" as used in item (i), (b) of the preceding paragraph are the following transactions:

ja-jp	一　次に掲げる有価証券及び金融商品取引法第二条第一項第二十号に掲げる有価証券（次に掲げる有価証券に該当するものを除く。）であって次に掲げる有価証券に係る権利を表示するものの売買
en-us	(i) sale and purchase of the following securities, and the securities set forth in Article 2, paragraph (1), item (xx) of the Financial Instruments and Exchange Act (excluding those falling under the following category of securities) which indicate rights pertaining to the following securities:

ja-jp	イ　金融商品取引所に上場されている有価証券
en-us	(a) securities listed on a financial instruments exchange;

ja-jp	ロ　店頭売買有価証券
en-us	(b) over-the-counter traded securities;

ja-jp	ハ　指定外国金融商品取引所（金融商品取引法施行令第二条の十二の三第四号ロに規定する指定外国金融商品取引所をいう。次項第二号の二において同じ。）に上場されている有価証券
en-us	(c) securities listed on a designated foreign financial instruments exchange (meaning the designated foreign financial instruments exchange provided in Article 2-12-3, item (iv), (b) of the Order for Enforcement of the Financial Instruments and Exchange Act; the same applies in item (ii)-2 of the following paragraph); and

ja-jp	ニ　イからハまでに掲げる有価証券以外の有価証券で、次に掲げるもの
en-us	(d) securities other than those set forth in (a) through (c), which are as follows:

ja-jp	（１）　金融商品取引法第二条第一項第一号から第五号までに掲げる有価証券（同項第十七号に掲げる有価証券でこれらの有価証券の性質を有するものを含む。）
en-us	1. securities set forth in Article 2, paragraph (1), items (i) through (v) of the Financial Instruments and Exchange Act (including the securities set forth in item (xvii) of that paragraph which have the nature of these securities);

ja-jp	（２）　金融商品取引法第二条第一項第九号に掲げる有価証券（同項第十七号に掲げる有価証券で当該有価証券の性質を有するものを含む。）のうち、その価格が認可金融商品取引業協会又は外国において設立されているこれと類似の性質を有する団体の定める規則に基づいて公表されるもの
en-us	2. among the securities set forth in Article 2, paragraph (1), item (ix) of the Financial Instruments and Exchange Act (including the securities set forth in item (xvii) of that paragraph which have the nature of those securities), those of which the price is publicized based on the rules of an authorized financial instruments firms association or an organization incorporated in a foreign state which has a nature similar thereto;

ja-jp	（３）　金融商品取引法第二条第一項第十号及び第十一号に掲げる有価証券
en-us	3. securities set forth in Article 2, paragraph (1), items (x) and (xi) of the Financial Instruments and Exchange Act;

ja-jp	二　市場デリバティブ取引
en-us	(ii) market transactions of derivatives;

ja-jp	三　外国市場デリバティブ取引
en-us	(iii) foreign market derivatives transactions;

ja-jp	四　不動産の売買
en-us	(iv) sale and purchase of real property;

ja-jp	五　商品（商品市場又は外国商品市場において上場されているものに限る。）の売買
en-us	(v) sale and purchase of commodities (limited to those listed on a commodity market or a foreign commodity market); and

ja-jp	六　商品投資取引
en-us	(vi) transactions of commodity investment.

ja-jp	３　第一項第一号ロの対象特定資産取引は、次の各号に掲げる取引の区分に応じ、当該各号に定める方法によるものとする。
en-us	(3) The subject specified assets transactions as referred to in paragraph (1), item (i), (b) are made by the method specified in the following items according to the category of transactions listed in the respective items:

ja-jp	一　前項第一号イに掲げる有価証券の売買　取引所金融商品市場において行うもの又は前日の公表されている最終価格に基づき算出した価額若しくはこれに準ずるものとして合理的な方法により算出した価額により行うもの
en-us	(i) sale and purchase of the securities set forth in item (i), (a) of the preceding paragraph: a transaction conducted in a financial instruments exchange market or that made at a value calculated based on the closing price publicized on the immediately preceding day or at a value calculated by a reasonable method equivalent thereto;

ja-jp	二　前項第一号ロに掲げる有価証券の売買　店頭売買有価証券市場において行うもの又は前日の公表されている最終価格に基づき算出した価額若しくはこれに準ずるものとして合理的な方法により算出した価額により行うもの
en-us	(ii) sale and purchase of the securities set forth in item (i), (b) of the preceding paragraph: a transaction conducted in an over-the-counter securities market or that made at a value calculated based on the closing price publicized on the immediately preceding day or at a value calculated by a reasonable method equivalent thereto;

ja-jp	二の二　前項第一号ハに掲げる有価証券の売買　指定外国金融商品取引所において行うもの又は前日の公表されている最終価格に基づき算出した価額若しくはこれに準ずるものとして合理的な方法により算出した価額により行うもの
en-us	(ii)-2 the sale and purchase of the securities set forth in item (i), (c) of the preceding paragraph: a transaction conducted in a designated foreign financial instruments exchange or that made at a value calculated based on the closing price publicized on the immediately preceding day or at a value calculated by a reasonable method equivalent thereto;

ja-jp	三　前項第一号ニに掲げる有価証券の売買　前日の公表されている最終価格に基づき算出した価額又はこれに準ずるものとして合理的な方法により算出した価額により行うもの
en-us	(iii) sale and purchase of the securities set forth in item (i), (d) of the preceding paragraph: a transaction made at a value calculated based on the closing price publicized on the immediately preceding day or at a value calculated by a reasonable method equivalent thereto;

ja-jp	四　前項第二号に掲げる取引　金融商品市場において行うもの
en-us	(iv) the transactions set forth in item (ii) of the preceding paragraph: a transaction conducted in a financial instruments market;

ja-jp	五　前項第三号に掲げる取引　外国金融商品市場において行うもの
en-us	(v) the transactions set forth in item (iii) of the preceding paragraph: a transaction conducted in a foreign financial instruments market;

ja-jp	六　前項第四号に掲げる取引　不動産鑑定士による鑑定評価を踏まえて調査した価格により行うもの
en-us	(vi) the transactions set forth in item (iv) of the preceding paragraph: a transaction conducted at the price examined based on the appraisal by a real estate appraiser;

ja-jp	七　前項第五号に掲げる取引　前日の公表されている最終価格に基づき算出した価額又はこれに準ずるものとして合理的な方法により算出した価額により行うもの
en-us	(vii) the transactions set forth in item (v) of the preceding paragraph: a transaction conducted at a value calculated based on the closing price publicized on the immediately preceding day or at a value calculated by a reasonable method equivalent thereto;

ja-jp	八　前項第六号に掲げる取引　商品市場又は外国商品市場において行うもの
en-us	(viii) the transactions set forth in item (vi) of the preceding paragraph: a transaction conducted in a commodity market or foreign commodity market.

ja-jp	（委託者非指図型投資信託の信託財産の運用に関する禁止行為）
en-us	(Prohibited Acts Regarding Investment of Trust Property of an Investment Trust Managed without Instructions from the Settlor)

ja-jp	第二百七十一条　法第二百二十三条の三第五項及び第六項の規定により読み替えて適用する信託業法第二十四条の二及び金融機関の信託業務の兼営等に関する法律第二条の二において準用する金融商品取引法第四十二条の二第七号に規定する内閣府令で定める行為は、次に掲げる行為とする。
en-us	Article 271 (1) The acts specified by Cabinet Office Order as referred to in Article 42-2, item (vii) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to the provisions of Article 24-2 of the Trust Business Act and Article 2-2 of the Act on Engagement in Trust Business by a Financial Institution which are applied by replacing certain terms pursuant to Article 223-3, paragraphs (5) and (6) of the Act, are the following acts:

ja-jp	一　自己の監査役、役員に類する役職にある者又は使用人との間における取引を行うことを内容とした運用を行うこと（第二百六十九条各号に掲げる行為を除く。）。
en-us	(i) to make an investment intended to conduct a transaction with its auditor, persons in position similar to officer, or employees (excluding the acts listed in the items of Article 269);

ja-jp	二　自己又は第三者の利益を図るため、受益者の利益を害することとなる取引を行うことを内容とした運用を行うこと。
en-us	(ii) to make an investment intended to conduct transactions that will impair the interest of the beneficiary for its own interest or in the interest of a third party;

ja-jp	三　第三者の利益を図るため、その行う信託財産の運用に関して運用の方針、運用財産の額又は市場の状況に照らして不必要な取引を行うことを内容とした運用を行うこと（法第二百二十三条の三第五項の規定により読み替えて適用する信託業法第二十四条の二において準用する金融商品取引法第四十四条の三第一項第三号及び法第二百二十三条の三第六項の規定により読み替えて適用する金融機関の信託業務の兼営等に関する法律第二条の二において準用する金融商品取引法第四十四条の三第二項第三号に掲げる行為を除く。）。
en-us	(iii) to make an investment intended to conduct a transaction unnecessary in light of the investment policy, amount of investment property, or market conditions with regard to its investment of trust property, for the interest of a third party (excluding the acts listed in Article 44-3, paragraph (1), item (iii) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 24-2 of the Trust Business Act as applied by replacing certain terms pursuant to Article 223-3, paragraph (5) of the Act, and the acts listed in Article 44-3, paragraph (2), item (iii) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 2-2 of the Act on Engagement in Trust Business by Financial Institutions as applied by replacing certain terms pursuant to Article 223-3, paragraph (6) of the Act);

ja-jp	四　他人から不当な取引の制限その他の拘束を受けて運用財産の運用を行うこと。
en-us	(iv) to make an investment of investment property with unreasonable limitations or other restrictions imposed by a third party;

ja-jp	五　有価証券の売買その他の取引等について、不当に取引高を増加させ、又は作為的な値付けをすることを目的とした取引を行うことを内容とした運用を行うこと。
en-us	(v) with regard to the sale and purchase or other transactions, etc. of securities, to make an investment intended to conduct transactions for unjustly increasing the transaction volume or for manipulative pricing;

ja-jp	六　第三者の代理人となって当該第三者との間における取引を行うことを内容とした運用を行うこと（登録金融機関業務又は宅地建物取引業法第二条第二号に規定する宅地建物取引業として当該第三者を代理して行うもの並びにあらかじめ個別の取引ごとに全ての受益者に当該取引の内容及び当該取引を行おうとする理由を説明し、当該受益者の同意を得て行うものを除く。）。
en-us	(vi) to make an investment intended to conduct a transaction with a third party acting as an agency of the relevant third party (excluding those conducted on behalf of the third party as a registered financial institution business or real estate brokerage as prescribed in Article 2, item (ii) of the Real Estate Brokerage Act; and those conducted by explaining in advance the contents of and reasons for conducting the transaction to all of the beneficiaries for each transaction and obtaining the consent from the relevant beneficiaries);

ja-jp	七　信託財産の運用に関し、取引の申込みを行った後で信託財産を特定すること。
en-us	(vii) with regard to the investment of a trust property, to specify the trust property after the application for the transaction; or

ja-jp	八　信託財産に関し、金利、通貨の価格、金融商品市場における相場その他の指標に係る変動その他の理由により発生し得る危険に対応する額としてあらかじめ信託会社等が定めた合理的な方法により算出した額が当該信託財産の純資産額を超えることとなる場合において、デリバティブ取引（新株予約権証券、新投資口予約権証券又はオプションを表示する証券若しくは証書に係る取引及び選択権付債券売買（当事者の一方が受渡日を指定できる権利を有する債券売買であって、一定の期間内に当該権利が行使されない場合にあっては、当該選択権付債券売買の契約が解除される取引をいう。以下同じ。）を含む。）又は商品投資等取引を行い、又は継続することを内容とした運用を行うこと。
en-us	(viii) with regard to a trust property, if the amount calculated by a reasonable method specified by a trust company or similar institution in advance as an amount covering the possible risks which may arise due to fluctuations in money rate, value of currencies, quotations on a financial instruments market or any other indicator, or any other reason is to exceed the amount of net assets of the trust property, to make an investment intended to conduct or continue derivatives transactions (including transactions related to share option certificates, certificate of the investment equity subscription rights, or securities or certificates indicating options, or sale and purchase of bond certificates with options (meaning the sale and purchase of bond certificates in which one of the parties has the right to designate the delivery date, and if the relevant right is not exercised within a certain period, the contract for sale and purchase of bond certificates with options is cancelled; the same applies hereinafter)), or the transactions related to commodities investment, etc.;

ja-jp	九　信託財産に関し、信用リスク（保有する有価証券その他の資産について取引の相手方の債務不履行その他の理由により発生し得る危険をいう。）を適正に管理する方法としてあらかじめ信託会社等が定めた合理的な方法に反することとなる取引を行うことを内容とした運用を行うこと。
en-us	(ix) with regard to a trust property, to make an investment intended to conduct a transaction that violates a reasonable method specified by a trust company or similar institution in advance as a method of appropriately managing credit risk (meaning the risk that may arise from the default of the counterparty to the transaction or for other reasons with regard to securities and other assets held); and

ja-jp	十　信託財産の運用に関し、保有する有価証券その他の資産の流動性に係る管理について受益者の解約の申入れに応ずることができなくなることを防止するための合理的な措置を講ずることなく、当該運用を行うこと。
en-us	(x) with regard to the investment of the trust property, to make an investment without taking reasonable measures to prevent the situation in which it is no longer possible to respond to a beneficiary's offer to terminate the management related to liquidity of securities held or other assets.

ja-jp	２　前項（第八号から第十号までに係る部分に限る。）の規定は、信託財産に係る受益証券について、その取得の申込みの勧誘が有価証券の私募により行われている場合（当該受益証券を取得することを目的とする他の信託財産に係る受益証券について、その取得の申込みの勧誘が有価証券の募集により行われている場合を除く。）には、適用しない。
en-us	(2) With regard to the beneficiary certificate pertaining to a trust property, the provisions of the preceding paragraph (limited to the part related to items (viii) through (x)) do not apply to cases where the solicitation for application of the acquisition of the beneficiary certificates is made through the private placement of securities (with regard to beneficiary certificates pertaining to another trust property which have the purpose of acquiring the first-mentioned beneficiary certificate, excluding the cases where the solicitation for application of acquisition thereof is made through the public offering of securities).

ja-jp	（信託会社の親法人等又は子法人等が関与する行為の制限）
en-us	(Restriction on the Acts in Which the Parent Corporation or Subsidiary Corporation of a Trust Company Is Involved)

ja-jp	第二百七十二条　法第二百二十三条の三第五項の規定により読み替えて適用する信託業法第二十四条の二において準用する金融商品取引法第四十四条の三第一項第四号に規定する内閣府令で定める行為は、次に掲げる行為とする。
en-us	Article 272 The acts specified by Cabinet Office Order as referred to in Article 44-3, paragraph (1), item (iv) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 24-2 of the Trust Business Act as applied by replacing certain terms pursuant to Article 223-3, paragraph (5) of the Act are the following acts:

ja-jp	一　通常の取引の条件と著しく異なる条件で、当該信託会社の親法人等又は子法人等と資産の売買その他の取引を行うこと。
en-us	(i) an act to conduct sale and purchase or other transaction of assets with the parent corporation, etc. or subsidiary corporation, etc. of the relevant trust company under conditions extremely different from those for ordinary transactions;

ja-jp	二　当該信託会社の親法人等又は子法人等が有価証券の引受けに係る主幹事会社である場合において、当該有価証券の募集若しくは売出し又は特定投資家向け取得勧誘（金融商品取引法第四条第三項第一号に規定する特定投資家向け取得勧誘をいう。次条第一号において同じ。）若しくは特定投資家向け売付け勧誘等（同法第二条第六項に規定する特定投資家向け売付け勧誘等をいう。同号において同じ。）の条件に影響を及ぼすために、その行う委託者非指図型投資信託の信託財産の運用を行う業務に関して実勢を反映しない作為的な相場を形成することを目的とした取引を行うことを内容とした運用を行うこと。
en-us	(ii) in cases where the parent corporation, etc. or subsidiary corporation, etc. of the relevant trust company is a lead managing underwriter related to the underwriting of securities, to make an investment intended to conduct transactions for the purpose of creating a manipulative quotation which does not reflect the actual market status in relation to its business of investment of trust property of an investment trust managed without instructions from the settlor in order to have an impact on the conditions for the public offering or secondary distribution of the securities, solicitation for acquisition only for professional securities, etc. (meaning the solicitation for acquisition only for professional securities, etc. as prescribed in Article 4, paragraph (3), item (i) of the Financial Instruments and Exchange Act; the same applies in item (i) of the following Article), or solicitation for selling only for professional investors (meaning the solicitation for selling only for professional investors as prescribed in Article 2, paragraph (6) of that Act; the same applies in item (i) of the following Article);

ja-jp	三　当該信託会社の親法人等又は子法人等が有価証券の引受け等（金融商品取引法第二条第八項第六号から第九号までに掲げる行為をいう。次条第二号において同じ。）を行っている場合において、当該親法人等又は子法人等に対する当該有価証券の取得又は買付けの申込み（当該親法人等又は子法人等が金融商品取引法第二条第六項第三号に掲げるものを行っている場合にあっては、同号に規定する新株予約権を取得した者による当該新株予約権の行使）の額が当該親法人等又は子法人等が予定していた額に達しないと見込まれる状況の下で、当該親法人等又は子法人等の要請を受けて、その行う委託者非指図型投資信託の信託財産の運用を行う業務に関して当該有価証券（当該親法人等又は子法人等が同号に掲げるものを行っている場合にあっては、当該新株予約権の行使により取得される有価証券）を取得し、又は買い付けることを内容とした運用を行うこと。
en-us	(iii) in cases where the parent corporation, etc. or subsidiary corporation, etc. of the relevant trust company is engaged in the underwriting, etc. of securities (meaning the acts listed in Article 2, paragraph (8), items (vi) through (ix) of the Financial Instruments and Exchange Act; the same applies in item (ii) of the following Article), and where the amount of application for acquisition or purchase of the securities presented to the parent corporation, etc. or subsidiary corporation, etc. (if the parent corporation, etc. or subsidiary corporation, etc. is engaged only in the act set forth in Article 2, paragraph (6), item (iii) of the Financial Instruments and Exchange Act, the amount of share options exercised by the person who has acquired the share options provided in that item) is likely to be less than the amount scheduled by the parent corporation, etc. or subsidiary corporation, etc., to make an investment intended to acquire or purchase the securities (if the parent corporation, etc. or subsidiary corporation, etc. is engaged in the act set forth in that item, the securities to be acquired through the exercise of the share options) with regard to its business of investment of trust property of an investment trust managed without instructions from the settlor, in response to the request by the parent corporation, etc. or subsidiary corporation, etc.;

ja-jp	四　当該信託会社の親法人等又は子法人等が不動産特定共同事業契約の締結に係る勧誘をする場合において、当該不動産特定共同事業契約の締結額が当該親法人等又は子法人等が予定していた額に達しないと見込まれる状況の下で、当該親法人等又は子法人等の要請を受けて、その行う委託者非指図型投資信託の信託財産の運用を行う業務に関して当該不動産特定共同事業契約に係る出資の持分を取得することを内容とした運用を行うこと。
en-us	(iv) if the parent corporation, etc. or subsidiary corporation, etc. of the relevant trust company makes solicitation for the conclusion of a contract on real property joint enterprise, and the conclusion amount of the contract on real property joint enterprise is likely to be less than the amount scheduled by the parent corporation, etc. or subsidiary corporation, etc., to make an investment intended to acquire the equity in investment pertaining to the contract on real property joint enterprise with regard to its business of investment of trust property of an investment trust managed without instructions from the settlor, in response to the request by the parent corporation, etc. or subsidiary corporation, etc.;

ja-jp	五　当該信託会社の親法人等又は子法人等が商品投資契約の締結に係る勧誘をする場合において、当該商品投資契約の締結額が当該親法人等又は子法人等が予定していた額に達しないと見込まれる状況の下で、当該親法人等又は子法人等の要請を受けて、その行う委託者非指図型投資信託の信託財産の運用を行う業務に関して当該商品投資契約に係る出資の持分を取得することを内容とした運用を行うこと。
en-us	(v) if the parent corporation, etc. or subsidiary corporation, etc. of the relevant trust company makes solicitation for the conclusion of a commodities investment contract, and the conclusion amount of the commodities investment contract is likely to be less than the amount scheduled by the parent corporation, etc. or subsidiary corporation, etc., to make an investment intended to acquire the equity in investment pertaining to the commodities investment contract with regard its business of investment of trust property of an investment trust managed without instructions from the settlor, in response to the request by the parent corporation, etc. or subsidiary corporation, etc.; and

ja-jp	六　何らの名義によってするかを問わず、法第二百二十三条の三第五項の規定により読み替えて適用する信託業法第二十四条の二において準用する金融商品取引法第四十四条の三第一項の規定による禁止を免れること。
en-us	(vi) an act of evading the prohibitions under Article 44-3, paragraph (1) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 24-2 of the Trust Business Act as applied by replacing certain terms pursuant to Article 223-3, paragraph (5) of the Act, irrespective of the name under which the act is to be conducted.

ja-jp	（金融機関の親法人等又は子法人等が関与する行為の制限）
en-us	(Restriction on the Acts in Which the Parent Corporation or Subsidiary Corporation of a Financial Institution Is Involved)

ja-jp	第二百七十三条　法第二百二十三条の三第六項の規定により読み替えて適用する金融機関の信託業務の兼営等に関する法律第二条の二において準用する金融商品取引法第四十四条の三第二項第四号に規定する内閣府令で定める行為は、次に掲げる行為とする。
en-us	Article 273 The acts specified by Cabinet Office Order as referred to in Article 44-3, paragraph (2), item (iv) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 2-2 of the Act on Engagement in Trust Business of a Financial Institution as applied by replacing certain terms pursuant to Article 223-3, paragraph (6) of the Act are the following acts:

ja-jp	一　当該金融機関の親法人等又は子法人等が有価証券の引受けに係る主幹事会社である場合において、当該有価証券の募集若しくは売出し又は特定投資家向け取得勧誘若しくは特定投資家向け売付け勧誘等の条件に影響を及ぼすために、その行う委託者非指図型投資信託の信託財産の運用を行う業務に関して実勢を反映しない作為的な相場を形成することを目的とした取引を行うことを内容とした運用を行うこと。
en-us	(i) if the parent corporation, etc. or subsidiary corporation, etc. of the relevant financial institution is a lead managing underwriter related to the underwriting of securities, to make an investment intended to conduct transactions for the purpose of creating a manipulative quotation which does not reflect the actual market status in relation to its business of investment of trust property of an investment trust managed without instructions from the settlor in order to have an impact on the conditions for the public offering or secondary distribution of the securities, solicitation for acquisition only for professional securities, etc., or solicitation for selling only for professional investors;

ja-jp	二　当該金融機関の親法人等又は子法人等が有価証券の引受け等を行っている場合において、当該親法人等又は子法人等に対する当該有価証券の取得又は買付けの申込み（当該親法人等又は子法人等が金融商品取引法第二条第六項第三号に掲げるものを行っている場合にあっては、同号に規定する新株予約権を取得した者による当該新株予約権の行使）の額が当該親法人等又は子法人等が予定していた額に達しないと見込まれる状況の下で、当該親法人等又は子法人等の要請を受けて、その行う委託者非指図型投資信託の信託財産の運用を行う業務に関して当該有価証券（当該親法人等又は子法人等が同号に掲げるものを行っている場合にあっては、当該新株予約権の行使により取得される有価証券）を取得し、又は買い付けることを内容とした運用を行うこと。
en-us	(ii) if the parent corporation, etc. or subsidiary corporation, etc. of the relevant financial institution is engaged in the underwriting, etc. of securities, and the amount of application for acquisition or purchase of the securities presented to the parent corporation, etc. or subsidiary corporation, etc., (if the parent corporation, etc. or subsidiary corporation, etc. is engaged only in the act set forth in Article 2, paragraph (6), item (iii) of the Financial Instruments and Exchange Act, the amount of share options exercised by the person who has acquired the share options provided in that item) is likely to be less than the amount scheduled by the parent corporation, etc. or subsidiary corporation, etc., to make an investment intended to acquire or purchase the securities (if the parent corporation, etc. or subsidiary corporation, etc. is engaged in the act set forth in that item, the securities to be acquired through the exercise of the share options) with regard to its business of investment of trust property of an investment trust managed without instructions from the settlor in response to the request by the parent corporation, etc. or subsidiary corporation, etc.;

ja-jp	三　当該金融機関の親法人等又は子法人等が不動産特定共同事業契約の締結に係る勧誘をする場合において、当該不動産特定共同事業契約の締結額が当該親法人等又は子法人等が予定していた額に達しないと見込まれる状況の下で、当該親法人等又は子法人等の要請を受けて、その行う委託者非指図型投資信託の信託財産の運用を行う業務に関して当該不動産特定共同事業契約に係る出資の持分を取得することを内容とした運用を行うこと。
en-us	(iii) if the parent corporation, etc. or subsidiary corporation, etc. of the relevant financial institution makes solicitation for the conclusion of a contract on real property joint enterprise, and the conclusion amount of the contract on real property joint enterprise is likely to be less than the amount scheduled by the parent corporation, etc. or subsidiary corporation, etc., to make an investment intended to acquire the equity in investment pertaining to the contract on real property joint enterprise with regard to its business of investment of trust property of an investment trust managed without instructions from the settlor in response to the request by the parent corporation, etc. or subsidiary corporation, etc.;

ja-jp	四　当該金融機関の親法人等又は子法人等が商品投資契約の締結に係る勧誘をする場合において、当該商品投資契約の締結額が当該親法人等又は子法人等が予定していた額に達しないと見込まれる状況の下で、当該親法人等又は子法人等の要請を受けて、その行う委託者非指図型投資信託の信託財産の運用を行う業務に関して当該商品投資契約に係る出資の持分を取得することを内容とした運用を行うこと。
en-us	(iv) if the parent corporation, etc. or subsidiary corporation, etc. of the relevant financial institution makes solicitation for the conclusion of a commodities investment contract, and the conclusion amount of the commodities investment contract is likely to be less than the amount scheduled by the parent corporation, etc. or subsidiary corporation, etc., to make an investment intended to acquire the equity in investment pertaining to the commodities investment contract with regard to its business of investment of trust property of an investment trust managed without instructions from the settlor in response to the request by the parent corporation, etc. or subsidiary corporation, etc.; and