ja-jp	第五十三条　指定紛争解決機関の紛争解決委員（第六十二条第二項の規定により選任された紛争解決委員をいう。次項、次条第二項並びに第五十六条第二項及び第四項において同じ。）若しくは役員若しくは職員又はこれらの職にあった者は、紛争解決等業務に関して知り得た秘密を漏らし、又は自己の利益のために使用してはならない。
en-us	Article 53 (1) A dispute resolution mediator (meaning a dispute resolution mediator appointed pursuant to the provisions of Article 62, paragraph (2); the same applies in the following paragraph, paragraph (2) of the following Article, and Article 56, paragraphs (2) and (4)), an officer or employee of a designated dispute resolution organization, or a person that has held any of these positions, must not divulge or use for personal benefit any confidential information obtained in the course of their dispute resolution services.

ja-jp	２　指定紛争解決機関の紛争解決委員又は役員若しくは職員で紛争解決等業務に従事する者は、刑法その他の罰則の適用については、法令により公務に従事する職員とみなす。
en-us	(2) With regard to the application of the Penal Code and other penal provisions, the dispute resolution mediator, or officer or employee of a designated dispute resolution organization is deemed to be an official engaged in public service pursuant to laws and regulations.

ja-jp	（指定紛争解決機関の業務）
en-us	(Business Operations of Designated Dispute Resolution Organizations)

ja-jp	第五十四条　指定紛争解決機関は、この法律及び業務規程の定めるところにより、紛争解決等業務を行うものとする。
en-us	Article 54 (1) A designated dispute resolution organization is to perform dispute resolution services pursuant to the provisions of this Act and the operational rules.

ja-jp	２　指定紛争解決機関（紛争解決委員を含む。）は、当事者である加入金融サービス仲介業者（手続実施基本契約を締結した相手方である金融サービス仲介業者をいう。以下この節において同じ。）若しくはその顧客等又はこれらの者以外の者との手続実施基本契約その他の契約で定めるところにより、紛争解決等業務を行うことに関し、負担金又は料金その他の報酬を受けることができる。
en-us	(2) Designated dispute resolution organizations (including dispute resolution mediators) may receive dues, fees, or any other reward for performing dispute resolution services pursuant to the basic contract for the implementation of dispute resolution procedures or any other contract concluded with a member financial service intermediary (meaning a financial service intermediary with which the organization has concluded a basic contract for the implementation of dispute resolution procedures; hereinafter the same applies in this Section) that is a counterparty, or its customer, etc. or with a person other than these persons.

ja-jp	（苦情処理手続又は紛争解決手続の業務の委託）
en-us	(Entrustment of Business Operations for Complaint Processing Procedures or Dispute Resolution Procedures)

ja-jp	第五十五条　指定紛争解決機関は、他の指定紛争解決機関又は他の法律の規定による指定であって紛争解決等業務に相当する業務に係るものとして政令で定めるものを受けた者（第六十二条第四項及び第五項において「受託紛争解決機関」という。）以外の者に対して、苦情処理手続又は紛争解決手続の業務を委託してはならない。
en-us	Article 55 Designated dispute resolution organizations must not entrust a person other than another designated dispute resolution organization or a person that has obtained designation under the provisions of other laws which is specified by Cabinet Order as being equivalent to dispute resolution services (the other designated dispute resolution organization or the person is referred to as an "entrusted dispute resolution organization" in Article 62, paragraphs (4) and (5)) with the business operations related to the complaint processing procedures and dispute resolution procedures.

ja-jp	第五十六条　指定紛争解決機関は、次に掲げる事項に関する業務規程を定めなければならない。
en-us	Article 56 (1) Designated dispute resolution organizations must establish operational rules in respect of the following matters:

ja-jp	一　手続実施基本契約の内容に関する事項
en-us	(i) matters relevant to the content of the basic contract for implementation of dispute resolution procedures;

ja-jp	二　手続実施基本契約の締結に関する事項
en-us	(ii) matters relevant to the conclusion of the basic contract for implementation of dispute resolution procedures;

ja-jp	三　紛争解決等業務の実施に関する事項
en-us	(iii) matters relevant to the implementation of dispute resolution services;

ja-jp	四　紛争解決等業務に要する費用について加入金融サービス仲介業者が負担する負担金に関する事項
en-us	(iv) matters relevant to the dues that a member financial service intermediary bears for the costs required for dispute resolution services;

ja-jp	五　当事者である加入金融サービス仲介業者又はその顧客等（以下この節において単に「当事者」という。）から紛争解決等業務の実施に関する料金を徴収する場合にあっては、当該料金に関する事項
en-us	(v) if a designated dispute resolution organization collects fees for implementing dispute resolution services from the member financial service intermediary which is a party or from its customer, etc. (hereinafter simply referred to as a "party" in this Section), matters relevant to the fees;

ja-jp	六　他の指定紛争解決機関その他相談、苦情の処理又は紛争の解決を実施する国の機関、地方公共団体、民間事業者その他の者との連携に関する事項
en-us	(vi) matters relevant to coordination with other designated dispute resolution organizations, or national government organs, local governments, private firms, or any other persons providing consultation, processing complaints, or implementing dispute resolution;

ja-jp	七　紛争解決等業務に関する苦情の処理に関する事項
en-us	(vii) matters relevant to the processing of complaints about dispute resolution services; and

ja-jp	八　前各号に掲げるもののほか、紛争解決等業務の実施に必要な事項として内閣府令で定めるもの
en-us	(viii) beyond what is set forth in the preceding items, matters specified by Cabinet Office Order as being necessary for the implementation of dispute resolution services.

ja-jp	２　前項第一号の手続実施基本契約は、次に掲げる事項を内容とするものでなければならない。
en-us	(2) The basic contract for implementation of dispute resolution procedures referred to in item (i) of the preceding paragraph must have the following matters as its content:

ja-jp	一　指定紛争解決機関は、加入金融サービス仲介業者の顧客等からの金融サービス仲介業務関連苦情の解決の申立て又は当事者からの紛争解決手続の申立てに基づき苦情処理手続又は紛争解決手続を開始すること。
en-us	(i) that a designated dispute resolution organization commences complaint processing procedures or dispute resolution procedures based on an application for the resolution of a complaint related to financial service intermediary business operations from the customer, etc. of a member financial service intermediary or based on an application for dispute resolution procedures from a party;

ja-jp	二　指定紛争解決機関又は紛争解決委員は、苦情処理手続を開始し、又は加入金融サービス仲介業者の顧客等からの申立てに基づき紛争解決手続を開始した場合において、加入金融サービス仲介業者にこれらの手続に応じるよう求めることができ、当該加入金融サービス仲介業者は、その求めがあったときは、正当な理由がないのに、これを拒んではならないこと。
en-us	(ii) that when a designated dispute resolution organization or dispute resolution mediator commences complaint processing procedures, or commences dispute resolution procedures based on an application from the customer, etc. of a member financial service intermediary, the designated dispute resolution organization or dispute resolution mediator may request that the member financial service intermediary respond to these procedures, and that the member financial service intermediary must not refuse the request without legitimate grounds;

ja-jp	三　指定紛争解決機関又は紛争解決委員は、苦情処理手続又は紛争解決手続において、加入金融サービス仲介業者に対し、報告又は帳簿書類その他の物件の提出を求めることができ、当該加入金融サービス仲介業者は、その求めがあったときは、正当な理由がないのに、これを拒んではならないこと。
en-us	(iii) that a designated dispute resolution organization or dispute resolution mediator may request that a member financial service intermediary make reports or submit books, documents, and any other articles in the course of complaint processing procedures or dispute resolution procedures, and that the member financial service intermediary must not refuse the request without legitimate grounds;

ja-jp	四　紛争解決委員は、紛争解決手続において、金融サービス仲介業務関連紛争の解決に必要な和解案を作成し、当事者に対し、その受諾を勧告することができること。
en-us	(iv) that a dispute resolution mediator may prepare a settlement proposal that is necessary for resolving the dispute related to financial service intermediary business operations in the course of dispute resolution procedures, and recommend that the parties accept the proposal;

ja-jp	五　紛争解決委員は、紛争解決手続において、前号の和解案の受諾の勧告によっては当事者間に和解が成立する見込みがない場合において、事案の性質、当事者の意向、当事者の手続追行の状況その他の事情に照らして相当であると認めるときは、金融サービス仲介業務関連紛争の解決のために必要な特別調停案を作成し、理由を付して当事者に提示することができること。
en-us	(v) that, if there is no prospect of reaching a settlement between the parties by recommending that they accept the settlement proposal referred to in the preceding item in dispute resolution procedures, and the dispute resolution mediator finds it to be reasonable in light of the nature of the case, the intentions of the parties, the parties' pursuance of the procedures, or any other circumstances, the dispute resolution mediator may prepare a special conciliation proposal that is necessary for resolving the dispute related to financial service intermediary business operations and present the proposal to the parties, while giving them the reason for this;

ja-jp	六　加入金融サービス仲介業者は、訴訟が係属している請求を目的とする紛争解決手続が開始された場合には、当該訴訟が係属している旨、当該訴訟における請求の理由及び当該訴訟の程度を指定紛争解決機関に報告しなければならないこと。
en-us	(vi) that, if dispute resolution procedures are commenced for a claim in pending litigation, a member financial service intermediary must report to the designated dispute resolution organization the fact that the litigation is pending, the grounds for the claim under litigation, and the progress of the litigation;

ja-jp	七　加入金融サービス仲介業者は、紛争解決手続の目的となった請求に係る訴訟が提起された場合には、当該訴訟が提起された旨及び当該訴訟における請求の理由を指定紛争解決機関に報告しなければならないこと。
en-us	(vii) that, if litigation is filed in connection with a claim that is subject to dispute resolution procedures, a member financial service intermediary must report to the designated dispute resolution organization the fact that the litigation has been filed and the grounds for the claim under litigation;

ja-jp	八　前二号に規定する場合のほか、加入金融サービス仲介業者は、紛争解決手続の目的となった請求に係る訴訟に関し、当該訴訟の程度その他の事項の報告を求められた場合には、当該事項を指定紛争解決機関に報告しなければならないこと。
en-us	(viii) that, beyond what is provided for in the preceding two items, if a member financial service intermediary is requested to report the progress of the litigation connected to a claim that is subject to dispute resolution procedures or any other matters, the member financial service intermediary must report those matters to the designated dispute resolution organization;

ja-jp	九　加入金融サービス仲介業者は、第六号若しくは第七号の訴訟が裁判所に係属しなくなった場合又はその訴訟について裁判が確定した場合には、その旨及びその内容を指定紛争解決機関に報告しなければならないこと。
en-us	(ix) that, if the litigation referred to in item (vi) or (vii) comes to be no longer pending before the court, or if the judicial decision on the litigation becomes final and binding, the member financial service intermediary must report the fact to the designated dispute resolution organization and give the details thereof;

ja-jp	十　加入金融サービス仲介業者は、その顧客等に対し指定紛争解決機関による紛争解決等業務の実施について周知するため、必要な情報の提供その他の措置を講じなければならないこと。
en-us	(x) that a member financial service intermediary must provide the necessary information or take other measures in order to fully inform its customer, etc. of the implementation of dispute resolution services by the designated dispute resolution organization; and

ja-jp	十一　前各号に掲げるもののほか、金融サービス仲介業務関連苦情の処理又は金融サービス仲介業務関連紛争の解決の促進のために必要であるものとして内閣府令で定める事項
en-us	(xi) beyond what is set forth in the preceding items, matters specified by Cabinet Office Order as being necessary for facilitating the processing of complaints related to financial service intermediary business operations or the resolution of disputes related to financial service intermediary business operations.

ja-jp	３　第一項第二号の手続実施基本契約の締結に関する事項に関する業務規程は、金融サービス仲介業者から手続実施基本契約の締結の申込みがあった場合には、当該金融サービス仲介業者が手続実施基本契約に係る債務その他の紛争解決等業務の実施に関する義務を履行することが確実でないと見込まれるときを除き、これを拒否してはならないことを内容とするものでなければならない。
en-us	(3) The operational rules with regard to the matters related to the conclusion of the basic contract for implementation of dispute resolution procedures referred to in paragraph (1), item (ii) must have as their content that, if the designated dispute resolution organization receives an offer to conclude a basic contract for implementation of dispute resolution procedures from a financial service intermediary, unless the financial service intermediary is expected to be unreliable in performing obligations connected with the basic contract for implementation of dispute resolution procedures or any other obligations connected with the implementation of dispute resolution services, the designated dispute resolution organization must not refuse the offer.

ja-jp	４　第一項第三号に掲げる事項に関する業務規程は、次に掲げる基準に適合するものでなければならない。
en-us	(4) The operational rules with regard to the matters set forth in paragraph (1), item (iii) must conform to the following criteria:

ja-jp	一　苦情処理手続と紛争解決手続との連携を確保するための措置が講じられていること。
en-us	(i) measures have been taken to ensure coordination between complaint processing procedures and dispute resolution procedures;

ja-jp	二　紛争解決委員の選任の方法及び紛争解決委員が金融サービス仲介業務関連紛争の当事者と利害関係を有することその他の紛争解決手続の公正な実施を妨げるおそれがある事由がある場合において、当該紛争解決委員を排除するための方法を定めていること。
en-us	(ii) the operational rules establish the method for appointing a dispute resolution mediator and for eliminating a dispute resolution mediator if the mediator has an interest in the party to a dispute related to financial service intermediary business operations or if there are any other circumstances that are likely to hinder the fair implementation of dispute resolution procedures;

ja-jp	三　指定紛争解決機関の実質的支配者等（指定紛争解決機関の株式の所有、指定紛争解決機関に対する融資その他の事由を通じて指定紛争解決機関の事業を実質的に支配し、又はその事業に重要な影響を与える関係にあるものとして内閣府令で定める者をいう。）又は指定紛争解決機関の子会社等（指定紛争解決機関が株式の所有その他の事由を通じてその事業を実質的に支配する関係にあるものとして内閣府令で定める者をいう。）を金融サービス仲介業務関連紛争の当事者とする金融サービス仲介業務関連紛争について紛争解決手続の業務を行うこととしている指定紛争解決機関にあっては、当該実質的支配者等若しくは当該子会社等又は指定紛争解決機関が紛争解決委員に対して不当な影響を及ぼすことを排除するための措置が講じられていること。
en-us	(iii) if the designated dispute resolution organization has decided to engage in operations for dispute resolution procedures in a dispute related to financial service intermediary business operations to which its substantial controller, etc. (meaning a person specified by Cabinet Office Order as one that is related to the designated dispute resolution organization in such a way as to substantially control the business of the designated dispute resolution organization or to have a material influence on the business due to their holding of shares in the designated dispute resolution organization, their financing of the designated dispute resolution organization, or any other circumstances) or the subsidiary company, etc. of the designated dispute resolution organization (meaning a person specified by Cabinet Office Order as one to which the designated dispute resolution organization is related in such a way as to substantially control the business due to the holding of their shares or any other circumstances) is a party, measures have been taken to prevent the substantial controller, etc., subsidiary company, etc., or designated dispute resolution organization from exercising undue influence on the dispute resolution mediator;

ja-jp	四　紛争解決委員が弁護士でない場合（司法書士法（昭和二十五年法律第百九十七号）第三条第一項第七号に規定する紛争について行う紛争解決手続において、紛争解決委員が同条第二項に規定する司法書士である場合を除く。）において、紛争解決手続の実施に当たり法令の解釈適用に関し専門的知識を必要とするときに、弁護士の助言を受けることができるようにするための措置を定めていること。
en-us	(iv) the operational rules establish measures for receiving the advice of an attorney-at-law when the dispute resolution mediator is not an attorney-at-law (unless the dispute resolution mediator is a judicial scrivener prescribed in Article 3, paragraph (2) of the Judicial Scriveners Act (Act No. 197 of 1950) in dispute resolution procedures that are carried out for a dispute prescribed in paragraph (1), item (vii) of that Article) and the implementation of dispute resolution procedures requires expert knowledge with regard to the interpretation and application of laws and regulations;

ja-jp	五　紛争解決手続の実施に際して行う通知について相当な方法を定めていること。
en-us	(v) the operational rules establish an appropriate means of giving notice upon implementing dispute resolution procedures;

ja-jp	六　紛争解決手続の開始から終了に至るまでの標準的な手続の進行について定めていること。
en-us	(vi) the operational rules establish a standard operation process from the commencement to the termination of dispute resolution procedures;

ja-jp	七　加入金融サービス仲介業者の顧客等が指定紛争解決機関に対し金融サービス仲介業務関連苦情の解決の申立てをする場合又は金融サービス仲介業務関連紛争の当事者が指定紛争解決機関に対し紛争解決手続の申立てをする場合の要件及び方式を定めていること。
en-us	(vii) the operational rules establish the requirements and formalities for the customer, etc. of a member financial service intermediary to file an application for the resolution of a complaint related to financial service intermediary business operations with the designated dispute resolution organization, or for a party to a dispute related to financial service intermediary business operations to file an application for dispute resolution procedures with the designated dispute resolution organization;

ja-jp	八　指定紛争解決機関が加入金融サービス仲介業者から紛争解決手続の申立てを受けた場合において、金融サービス仲介業務関連紛争の他方の当事者となる当該加入金融サービス仲介業者の顧客等に対し、速やかにその旨を通知するとともに、当該顧客等がこれに応じて紛争解決手続の実施を依頼するか否かを確認するための手続を定めていること。
en-us	(viii) the operational rules establish procedures for a designated dispute resolution organization to promptly notify the customer, etc. of a member financial service intermediary which is to be the other party to a dispute related to financial service intermediary business operations when it receives an application for dispute resolution procedures from a member financial service intermediary, as well as for confirming with the customer, etc. whether or not the customer will request the implementation of dispute resolution procedures in response to this;

ja-jp	九　指定紛争解決機関が加入金融サービス仲介業者の顧客等から第七号の紛争解決手続の申立てを受けた場合において、金融サービス仲介業務関連紛争の他方の当事者となる当該加入金融サービス仲介業者に対し、速やかにその旨を通知する手続を定めていること。
en-us	(ix) the operational rules establish procedures for the designated dispute resolution organization to promptly notify the member financial service intermediary which is to be the other party to a dispute related to financial service intermediary business operations of that fact, when it receives an application for dispute resolution procedures referred to in item (vii) from the customer, etc. of the member financial service intermediary;

ja-jp	十　紛争解決手続において提出された帳簿書類その他の物件の保管、返還その他の取扱いの方法を定めていること。
en-us	(x) the operational rules establish the method of retaining, returning, and otherwise handling books, documents, and any other articles submitted in the course of dispute resolution procedures;

ja-jp	十一　紛争解決手続において陳述される意見又は提出され、若しくは提示される帳簿書類その他の物件に含まれる金融サービス仲介業務関連紛争の当事者又は第三者の秘密について、当該秘密の性質に応じて適切に保持するための取扱いの方法を定めていること。第六十二条第九項に規定する手続実施記録に記載されているこれらの秘密についても、同様とする。
en-us	(xi) the operational rules establish means for properly keeping the confidential information of the parties to a dispute related to financial service intermediary business operations and of any third party, that is included in an opinion stated or books, documents, and any other articles submitted or presented in the course of dispute resolution procedures, in accordance with the nature of the confidential information; the same applies to confidential information stated in the dispute resolution procedures record prescribed in Article 62, paragraph (9);

ja-jp	十二　金融サービス仲介業務関連紛争の当事者が紛争解決手続を終了させるための要件及び方式を定めていること。
en-us	(xii) the operational rules establish the requirements and formalities for the parties to a dispute related to financial service intermediary business operations to terminate the dispute resolution procedures;

ja-jp	十三　紛争解決委員が紛争解決手続によっては金融サービス仲介業務関連紛争の当事者間に和解が成立する見込みがないと判断したときは、速やかに当該紛争解決手続を終了し、その旨を金融サービス仲介業務関連紛争の当事者に通知することを定めていること。
en-us	(xiii) the operational rules stipulate that if the dispute resolution mediator judges there to be no prospect of reaching a settlement between the parties to the dispute related to financial service intermediary business operations through dispute resolution procedures, the dispute resolution mediator will promptly terminate the dispute resolution procedures and notify the parties to the dispute related to financial service intermediary business operations of that fact; and

ja-jp	十四　指定紛争解決機関の紛争解決委員、役員及び職員について、これらの者が紛争解決等業務に関して知り得た秘密を確実に保持するための措置を定めていること。
en-us	(xiv) the operational rules establish measures for the dispute resolution mediators, officers, and employees of the designated dispute resolution organization to reliably retain any confidential information learned of in the course of dispute resolution services.

ja-jp	５　第一項第四号及び第五号に掲げる事項に関する業務規程は、次に掲げる基準に適合するものでなければならない。
en-us	(5) The operational rules on the matters set forth in paragraph (1), items (iv) and (v) must conform to the following criteria:

ja-jp	一　第一項第四号に規定する負担金及び同項第五号に規定する料金の額又は算定方法及び支払方法（次号において「負担金額等」という。）を定めていること。
en-us	(i) the operational rules establish the amount of the dues prescribed in paragraph (1), item (iv), the fees prescribed in item (v) of the paragraph, or the method of calculating them and the method of payment (referred to as the "amount of dues, etc." in the following item); and

ja-jp	二　負担金額等が著しく不当なものでないこと。
en-us	(ii) the amount of dues, etc. is not extremely unreasonable.

ja-jp	６　第二項第五号の「特別調停案」とは、和解案であって、次に掲げる場合を除き、加入金融サービス仲介業者が受諾しなければならないものをいう。
en-us	(6) The term "special conciliation proposal" as used in paragraph (2), item (v) means a settlement proposal that the member financial service intermediary must accept except in the following cases:

ja-jp	一　当事者である加入金融サービス仲介業者の顧客等（以下この項において「当事者顧客等」という。）が当該和解案を受諾しないとき。
en-us	(i) the customer, etc. of the member financial service intermediary that is a party (hereinafter referred to as the "party customer, etc." in this paragraph) does not accept the settlement proposal;

ja-jp	二　当該和解案の提示の時において当該紛争解決手続の目的となった請求に係る訴訟が提起されていない場合において、当事者顧客等が当該和解案を受諾したことを加入金融サービス仲介業者が知った日から一月を経過する日までに当該請求に係る訴訟が提起され、かつ、同日までに当該訴訟が取り下げられないとき。
en-us	(ii) at the time when the settlement proposal is presented, litigation has not been filed in connection with a claim subject to the dispute resolution procedures, but by one month after the day on which the member financial service intermediary learns that the party customer, etc. has accepted the settlement proposal, the litigation has been filed in connection with the relevant claim and has not been withdrawn;

ja-jp	三　当該和解案の提示の時において当該紛争解決手続の目的となった請求に係る訴訟が提起されている場合において、当事者顧客等が当該和解案を受諾したことを加入金融サービス仲介業者が知った日から一月を経過する日までに当該訴訟が取り下げられないとき。
en-us	(iii) at the time when the settlement proposal is presented, litigation has been filed in connection with a claim subject to the dispute resolution procedures, and by one month after the day on which the member financial service intermediary learns that the party customer, etc. has accepted the settlement proposal, the litigation has not been withdrawn; or

ja-jp	四　当事者顧客等が当該和解案を受諾したことを加入金融サービス仲介業者が知った日から一月を経過する日までに、当該紛争解決手続が行われている金融サービス仲介業務関連紛争について、当事者間において仲裁法（平成十五年法律第百三十八号）第二条第一項に規定する仲裁合意がされ、又は当該和解案によらずに和解若しくは調停が成立したとき。
en-us	(iv) by one month after the day on which the member financial service intermediary learns that the party customer, etc. has accepted the settlement proposal, an arbitration agreement provided for in Article 2, paragraph (1) of the Arbitration Act (Act No. 138 of 2003) is entered into or a settlement or conciliation other than through the relevant settlement proposal is reached between the parties with regard to the dispute related to financial service intermediary business operations for which the dispute resolution procedures have been implemented.

ja-jp	７　業務規程の変更は、内閣総理大臣の認可を受けなければ、その効力を生じない。
en-us	(7) Changes to the operational rules do not become effective without the authorization of the Prime Minister.

ja-jp	８　内閣総理大臣は、前項の規定による認可をしようとするときは、当該認可に係る業務規程が第四項各号及び第五項各号に掲げる基準（紛争解決手続の業務に係る部分に限る。）に適合していることについて、あらかじめ、法務大臣に協議しなければならない。
en-us	(8) When seeking to grant the authorization under the preceding paragraph, the Prime Minister must consult with the Minister of Justice in advance as to whether the operational rules subject to that authorization conform to the criteria set forth in the items of paragraph (4) and the items of paragraph (5) (limited to the parts related to the operation of dispute resolution procedures).

ja-jp	（手続実施基本契約の不履行の事実の公表等）
en-us	(Disclosure of a Breach of a Basic Contract for Implementation of Dispute Resolution Procedures)

ja-jp	第五十七条　指定紛争解決機関は、手続実施基本契約により加入金融サービス仲介業者が負担する義務の不履行が生じた場合において、当該加入金融サービス仲介業者の意見を聴取し、当該不履行について正当な理由がないと認めるときは、遅滞なく、当該加入金融サービス仲介業者の商号、名称又は氏名及び当該不履行の事実を公表するとともに、内閣総理大臣に報告しなければならない。
en-us	Article 57 (1) If the obligations that a member financial service intermediary bears pursuant to a basic contract for implementation of dispute resolution procedures are breached, and a designated dispute resolution organization hears the opinion of the member financial service intermediary and finds there to be no legitimate grounds for the breach, the designated dispute resolution organization must disclose the trade name or name of the member financial service intermediary and the fact of the breach to the public, as well as report the fact to the Prime Minister, without delay.

ja-jp	２　指定紛争解決機関は、金融サービス仲介業務関連苦情及び金融サービス仲介業務関連紛争を未然に防止し、並びに金融サービス仲介業務関連苦情の処理及び金融サービス仲介業務関連紛争の解決を促進するため、加入金融サービス仲介業者その他の者に対し、情報の提供、相談その他の援助を行うよう努めなければならない。
en-us	(2) A designated dispute resolution organization must endeavor to provide information, consultation, and other support to member financial service intermediary and to other persons, in order to preemptively prevent complaints related to financial service intermediary business operations and disputes related to financial service intermediary business operations, and to facilitate the processing of complaints related to financial service intermediary business operations and the resolution of disputes related to financial service intermediary business operations.

ja-jp	（暴力団員等の使用の禁止）
en-us	(Prohibition on the Employment of Organized Crime Group Members)

ja-jp	第五十八条　指定紛争解決機関は、暴力団員（暴力団員による不当な行為の防止等に関する法律第二条第六号に規定する暴力団員をいう。以下この条において同じ。）又は暴力団員でなくなった日から五年を経過しない者を紛争解決等業務に従事させ、又は紛争解決等業務の補助者として使用してはならない。
en-us	Article 58 Designated dispute resolution organizations must not allow an organized crime group member (meaning an organized crime group member as defined in Article 2, item (vi) of the Act on Prevention of Unjust Acts by Organized Crime Group Members; hereinafter the same applies in this Article) or a person for whom five years have not elapsed from the day on which that person ceased to be an organized crime group member to engage in dispute resolution services, nor may they use the person as an assistant in dispute resolution services.

ja-jp	（差別的取扱いの禁止）
en-us	(Prohibition on Discriminatory Treatment)

ja-jp	第五十九条　指定紛争解決機関は、特定の加入金融サービス仲介業者に対し不当な差別的取扱いをしてはならない。
en-us	Article 59 Designated dispute resolution organizations must not subject any particular member financial service intermediary to unfair discriminatory treatment.

ja-jp	（記録の保存）
en-us	(Keeping Records)

ja-jp	第六十条　指定紛争解決機関は、第六十二条第九項の規定によるもののほか、内閣府令で定めるところにより、紛争解決等業務に関する記録を作成し、保存しなければならない。
en-us	Article 60 Designated dispute resolution organizations must prepare and keep records of their dispute resolution services pursuant to the provisions of Cabinet Office Order, in addition to the records under the provisions of Article 62, paragraph (9).

ja-jp	（苦情処理手続）
en-us	(Complaint Processing Procedures)

ja-jp	第六十一条　指定紛争解決機関は、加入金融サービス仲介業者の顧客等から金融サービス仲介業務関連苦情について解決の申立てがあったときは、その相談に応じ、当該顧客等に必要な助言をし、当該金融サービス仲介業務関連苦情に係る事情を調査するとともに、当該加入金融サービス仲介業者に対し、当該金融サービス仲介業務関連苦情の内容を通知してその迅速な処理を求めなければならない。
en-us	Article 61 If a customer, etc. of a member financial service intermediary files an application for the resolution of a complaint related to financial service intermediary business operations, designated dispute resolution organizations must provide the customer, etc. with consultation and necessary advice, and investigate the circumstances to which the complaint related to financial service intermediary business operations pertains, as well as notify the member financial service intermediary of the content of the complaint related to financial service intermediary business operations, and request the member financial service intermediary to promptly process the complaint.

ja-jp	（紛争解決手続）
en-us	(Dispute Resolution Procedures)

ja-jp	第六十二条　加入金融サービス仲介業者に係る金融サービス仲介業務関連紛争の解決を図るため、当事者は、当該加入金融サービス仲介業者が手続実施基本契約を締結した指定紛争解決機関に対し、紛争解決手続の申立てをすることができる。
en-us	Article 62 (1) In order to resolve a dispute related to financial service intermediary business operations related to a member financial service intermediary, a party may file an application for dispute resolution procedures with a designated dispute resolution organization with which the member financial service intermediary has concluded a basic contract for implementation of dispute resolution procedures.

ja-jp	２　指定紛争解決機関は、前項の申立てを受けたときは、紛争解決委員を選任するものとする。
en-us	(2) If a designated dispute resolution organization receives the application referred to in the preceding paragraph, it is to appoint dispute resolution mediators.

ja-jp	３　紛争解決委員は、人格が高潔で識見の高い者であって、次の各号のいずれかに該当する者（第一項の申立てに係る当事者と利害関係を有する者を除く。）のうちから選任されるものとする。この場合において、紛争解決委員のうち少なくとも一人は、第一号又は第三号（当該申立てが司法書士法第三条第一項第七号に規定する紛争に係るものである場合にあっては、第一号、第三号又は第四号）のいずれかに該当する者でなければならない。
en-us	(3) Dispute resolution mediators are to be appointed from among persons of the highest moral character that fall under any of the following items (excluding any person that has an interest in a party connected with the application referred to in paragraph (1)). In this case, at least one of the dispute resolution mediators must be a person that falls under item (i) or (iii) (or under item (i), (iii) or (iv), if the application pertains to a dispute provided for in Article 3, paragraph (1), item (vii) of the Judicial Scriveners Act).

ja-jp	一　弁護士であってその職務に従事した期間が通算して五年以上である者
en-us	(i) an attorney-at-law who has been practicing for five years or more in total;

ja-jp	二　金融サービス仲介業務に従事した期間が通算して十年以上である者
en-us	(ii) a person that has engaged in financial service intermediary business operations for ten years or more in total;

ja-jp	三　消費生活に関する消費者と事業者との間に生じた苦情に係る相談その他の消費生活に関する事項について専門的な知識経験を有する者として内閣府令で定める者
en-us	(iii) a person specified by Cabinet Office Order as having specialized knowledge of and experience in consultation on complaints that arise between consumers and businesses with regard to consumer affairs or on any other consumer affairs matters;

ja-jp	四　当該申立てが司法書士法第三条第一項第七号に規定する紛争に係るものである場合にあっては、同条第二項に規定する司法書士であって同項に規定する簡裁訴訟代理等関係業務に従事した期間が通算して五年以上である者
en-us	(iv) if the application pertains to a dispute prescribed in Article 3, paragraph (1), item (vii) of the Judicial Scriveners Act, a judicial scrivener as defined in paragraph (2) of that Article who has engaged in summary court legal representation services, etc. as defined in that paragraph for five years or more in total; or

ja-jp	五　前各号に掲げる者に準ずる者として内閣府令で定める者
en-us	(v) a person specified by Cabinet Office Order as a person equivalent to one as set forth in any of the preceding items.

ja-jp	４　指定紛争解決機関は、第一項の申立てを第二項の規定により選任した紛争解決委員（以下この条及び次条第一項において単に「紛争解決委員」という。）による紛争解決手続に付するものとする。ただし、紛争解決委員は、当該申立てに係る当事者である加入金融サービス仲介業者の顧客等が当該金融サービス仲介業務関連紛争を適切に解決するに足りる能力を有する者と認められることその他の事由により紛争解決手続を行うのに適当でないと認めるとき、又は当事者が不当な目的でみだりに第一項の申立てをしたと認めるときは、紛争解決手続を実施しないものとし、紛争解決委員が当該申立てを受託紛争解決機関における紛争解決手続に相当する手続に付することが適当と認めるときは、指定紛争解決機関は、受託紛争解決機関に紛争解決手続の業務を委託するものとする。
en-us	(4) A designated dispute resolution organization is to send the application referred to in paragraph (1) into dispute resolution procedures by dispute resolution mediators appointed pursuant to the provisions of paragraph (2) (hereinafter simply referred to as "dispute resolution mediators" in this Article and paragraph (1) of the following Article); provided, however, that if the dispute resolution mediators find that it is not appropriate to carry out dispute resolution procedures due to it being found that the customer, etc. of the member financial service intermediary that is a party under that application has sufficient ability to properly resolve the dispute related to financial service intermediary business operations or due to any other grounds, or if the dispute resolution mediators find that a party has filed the application referred to in paragraph (1) for unjust purposes and without due cause, they are not to implement dispute resolution procedures, and if the dispute resolution mediators find it to be appropriate to send the application into procedures equivalent to dispute resolution procedures at an entrusted dispute resolution organization, the designated dispute resolution organization is to entrust the operation of dispute resolution procedures to an entrusted dispute resolution organization.

ja-jp	５　前項ただし書の規定により紛争解決委員が紛争解決手続を実施しないとき、又は受託紛争解決機関に業務を委託するときは、指定紛争解決機関は、第一項の申立てをした者に対し、その旨を理由を付して通知するものとする。
en-us	(5) If the dispute resolution mediators do not implement dispute resolution procedures pursuant to the provisions of the proviso to the preceding paragraph, or if they entrust the operations to an entrusted dispute resolution organization, the designated dispute resolution organization is to notify the person that filed the application referred to in paragraph (1) of that fact with the reasons attached thereto.

ja-jp	６　紛争解決委員は、当事者若しくは参考人から意見を聴取し、若しくは報告書の提出を求め、又は当事者から参考となるべき帳簿書類その他の物件の提出を求め、和解案を作成して、その受諾を勧告し、又は特別調停（第五十六条第六項に規定する特別調停案を提示することをいう。）をすることができる。
en-us	(6) Dispute resolution mediators may hear the opinions of the parties and witnesses, request that they submit written reports, request that the parties submit books, documents, and any other articles that will serve as reference, prepare a settlement proposal and recommend that the parties accept the proposal, or may implement a special conciliation (meaning presenting a special conciliation proposal prescribed in Article 56, paragraph (6)).

ja-jp	７　紛争解決手続は、公開しない。ただし、紛争解決委員は、当事者の同意を得て、相当と認める者の傍聴を許すことができる。
en-us	(7) Dispute resolution procedures are not open to the public; provided, however, that dispute resolution mediators may allow the attendance of a person that is considered to be appropriate, with the consent of the parties.

ja-jp	８　指定紛争解決機関は、紛争解決手続の開始に先立ち、当事者である加入金融サービス仲介業者の顧客等に対し、内閣府令で定めるところにより、次に掲げる事項について、これを記載した書面を交付し、又はこれを記録した電磁的記録（電子的方式、磁気的方式その他人の知覚によっては認識することができない方式で作られる記録であって、電子計算機による情報処理の用に供されるものとして内閣府令で定めるものをいう。第百二十五条第四項及び第五項において同じ。）を提供して説明をしなければならない。
en-us	(8) Prior to the commencement of dispute resolution procedures and pursuant to the provisions of Cabinet Office Order, a designated dispute resolution organization must deliver a document that states the following information or provide an electronic or magnetic record (meaning records that are created in an electronic form, magnetic form, or any other form that cannot be perceived through the human senses, which are specified by Cabinet Office Order as being used in computer data processing; the same applies in Article 125, paragraph (4) and paragraph (5)) in which the relevant information has been recorded to the customers, etc. of a member financial service intermediary that is a party to the dispute, and give an explanation of the relevant information:

ja-jp	一　当該顧客等が支払う料金に関する事項
en-us	(i) information of the fees to be paid by the customer, etc.;

ja-jp	二　第五十六条第四項第六号に規定する紛争解決手続の開始から終了に至るまでの標準的な手続の進行
en-us	(ii) the standard operation process from the commencement to the termination of dispute resolution procedures prescribed in Article 56, paragraph (4), item (vi); and

ja-jp	三　前二号に掲げるもののほか、内閣府令で定める事項
en-us	(iii) beyond what is set forth in the preceding two items, information specified by Cabinet Office Order.

ja-jp	９　指定紛争解決機関は、内閣府令で定めるところにより、その実施した紛争解決手続に関し、次に掲げる事項を記載した手続実施記録を作成し、保存しなければならない。
en-us	(9) A designated dispute resolution organization must prepare and keep a dispute resolution procedures record stating the following information with regard to the dispute resolution procedures it implemented, pursuant to the provisions of Cabinet Office Order:

ja-jp	一　金融サービス仲介業務関連紛争の当事者が紛争解決手続の申立てをした年月日
en-us	(i) the date on which the party to the dispute related to financial service intermediary business operations filed the application for dispute resolution procedures;

ja-jp	二　金融サービス仲介業務関連紛争の当事者及びその代理人の氏名、商号又は名称
en-us	(ii) the name or trade name of the parties to the dispute related to financial service intermediary business operations and the agents thereof;

ja-jp	三　紛争解決委員の氏名
en-us	(iii) the names of the dispute resolution mediators;

ja-jp	四　紛争解決手続の実施の経緯
en-us	(iv) the details of the implementation of the dispute resolution procedures;

ja-jp	五　紛争解決手続の結果（紛争解決手続の終了の理由及びその年月日を含む。）
en-us	(v) the results of the dispute resolution procedures (including the reasons for the termination of dispute resolution procedures and the date thereof); and

ja-jp	六　前各号に掲げるもののほか、実施した紛争解決手続の内容を明らかにするために必要な事項であって内閣府令で定めるもの
en-us	(vi) beyond what is set forth in the preceding items, information necessary for clarifying the content of the implemented dispute resolution procedures that are specified by Cabinet Office Order.

ja-jp	（時効の完成猶予）
en-us	(Postponement of Completion of Prescription)

ja-jp	第六十三条　紛争解決手続によっては金融サービス仲介業務関連紛争の当事者間に和解が成立する見込みがないことを理由に紛争解決委員が当該紛争解決手続を終了した場合において、当該紛争解決手続の申立てをした当該金融サービス仲介業務関連紛争の当事者がその旨の通知を受けた日から一月以内に当該紛争解決手続の目的となった請求について訴えを提起したときは、時効の完成猶予に関しては、当該紛争解決手続における請求の時に、訴えの提起があったものとみなす。
en-us	Article 63 (1) If dispute resolution mediators terminate dispute resolution procedures on the grounds that there is no prospect of reaching a settlement between the parties to a dispute related to financial service intermediary business operations through dispute resolution procedures, and the party to the dispute related to financial service intermediary business operations which filed the application for dispute resolution procedures files an action on a claim that was subject to the dispute resolution procedures within one month from the day on which that party receives notice of the termination, the action is deemed to have been filed at the time the claim was filed in dispute resolution procedures with regard to the postponement of completion of prescription.

ja-jp	２　指定紛争解決機関の紛争解決等業務の廃止が第七十二条第一項の規定により認可され、又は第五十一条第一項の規定による指定が第七十三条第一項の規定により取り消され、かつ、その認可又は取消しの日に紛争解決手続が実施されていた金融サービス仲介業務関連紛争がある場合において、当該紛争解決手続の申立てをした当該金融サービス仲介業務関連紛争の当事者が第七十二条第三項若しくは第七十三条第四項の規定による通知を受けた日又は当該認可若しくは取消しを知った日のいずれか早い日から一月以内に当該紛争解決手続の目的となった請求について訴えを提起したときも、前項と同様とする。
en-us	(2) The provisions of the preceding paragraph also apply if the discontinuation of dispute resolution services by a designated dispute resolution organization is authorized pursuant to the provisions of Article 72, paragraph (1) or if the designation under Article 51, paragraph (1) is rescinded pursuant to the provisions of Article 73, paragraph (1) and there is a dispute related to financial service intermediary business operations for which dispute resolution procedures have been implemented as of the day of authorization or rescission, and the party to the dispute related to financial service intermediary business operations which has filed the application for dispute resolution procedures files an action on a claim that was subject to those dispute resolution procedures within one month from the day on which the party receives the notice under Article 72, paragraph (3) or Article 73, paragraph (4), or within one month from the day on which the party comes to know of the authorization or rescission, whichever comes earlier.

ja-jp	（訴訟手続の中止）
en-us	(Suspension of Litigation Proceedings)

ja-jp	第六十四条　金融サービス仲介業務関連紛争について当該金融サービス仲介業務関連紛争の当事者間に訴訟が係属する場合において、次の各号のいずれかに掲げる事由があり、かつ、当該金融サービス仲介業務関連紛争の当事者の共同の申立てがあるときは、受訴裁判所は、四月以内の期間を定めて訴訟手続を中止する旨の決定をすることができる。
en-us	Article 64 (1) If litigation is pending with regard to a dispute related to financial service intermediary business operations between the parties to a dispute related to financial service intermediary business operations, and if any of the following grounds exist and the parties to the dispute related to financial service intermediary business operations file a joint petition, the court in charge of the case may decide to suspend the litigation proceedings for a fixed period of no longer than four months:

ja-jp	一　当該金融サービス仲介業務関連紛争について、当該金融サービス仲介業務関連紛争の当事者間において紛争解決手続が実施されていること。
en-us	(i) dispute resolution procedures have been implemented for a dispute related to financial service intermediary business operations between the parties to the relevant dispute related to financial service intermediary business operations; and

ja-jp	二　前号の場合のほか、当該金融サービス仲介業務関連紛争の当事者間に紛争解決手続によって当該金融サービス仲介業務関連紛争の解決を図る旨の合意があること。
en-us	(ii) in addition to the case referred to in the preceding item, the parties to the dispute related to financial service intermediary business operations have reached an agreement to resolve the dispute related to financial service intermediary business operations through dispute resolution procedures.

ja-jp	２　受訴裁判所は、いつでも前項の決定を取り消すことができる。
en-us	(2) The court in charge of the case may rescind the decision referred to in the preceding paragraph at any time.

ja-jp	３　第一項の申立てを却下する決定及び前項の規定により第一項の決定を取り消す決定に対しては、不服を申し立てることができない。
en-us	(3) No appeal may be entered against a decision dismissing the petition referred to in paragraph (1) or a decision rescinding the decision referred to in paragraph (1) pursuant to the preceding paragraph.

ja-jp	（加入金融サービス仲介業者の名簿の縦覧）
en-us	(Public Inspection of the Register of Member Financial Service Intermediaries)

ja-jp	第六十五条　指定紛争解決機関は、加入金融サービス仲介業者の名簿を公衆の縦覧に供しなければならない。
en-us	Article 65 A designated dispute resolution organization must make the register of member financial service intermediaries available for public inspection.

ja-jp	（名称等の使用制限）
en-us	(Restriction on the Use of Names)

ja-jp	第六十六条　指定紛争解決機関でない者（金融商品取引法第百五十六条の三十九第一項の規定による指定を受けた者その他これに類する者として政令で定めるものを除く。）は、その名称又は商号中に、指定紛争解決機関と誤認されるおそれのある文字を使用してはならない。
en-us	Article 66 A person that is not a designated dispute resolution organization (excluding a person that has obtained the designation under Article 156-39, paragraph (1) of the Financial Instruments and Exchange Act or any other person specified by Cabinet Order as being similar thereto) must not use a word in its name or trade name which could give rise to the misconception that it is a designated dispute resolution organization.

ja-jp	（変更の届出）
en-us	(Notification of Changes)

ja-jp	第六十七条　指定紛争解決機関は、第五十二条第一項第二号から第四号までのいずれかに掲げる事項に変更があったときは、その旨を内閣総理大臣に届け出なければならない。
en-us	Article 67 (1) If information set forth in Article 52, paragraph (1), items (ii) through (iv) changes, a designated dispute resolution organization must notify the Prime Minister of that fact.

ja-jp	２　内閣総理大臣は、前項の規定により指定紛争解決機関の名称若しくは商号又は主たる営業所若しくは事務所の所在地の変更の届出があったときは、その旨を官報で告示しなければならない。
en-us	(2) If the Prime Minister is notified of a change in the name or trade name, or the location of the principal business office or office of a designated dispute resolution organization pursuant to the provisions of the preceding paragraph, the Prime Minister must give public notice of this in the official gazette.

ja-jp	（手続実施基本契約の締結等の届出）
en-us	(Notification of the Conclusion of a Basic Contract for Implementation of Dispute Resolution Procedures)

ja-jp	第六十八条　指定紛争解決機関は、次の各号のいずれかに該当するときは、内閣府令で定めるところにより、その旨を内閣総理大臣に届け出なければならない。
en-us	Article 68 If a designated dispute resolution organization falls under any of the following items, the designated dispute resolution organization must notify the Prime Minister of that fact pursuant to the provisions of Cabinet Office Order:

ja-jp	一　金融サービス仲介業者と手続実施基本契約を締結したとき、又は当該手続実施基本契約を終了したとき。
en-us	(i) it concludes a basic contract for implementation of dispute resolution procedures with a financial service intermediary, or it terminates the basic contract for implementation of dispute resolution procedures; and

ja-jp	二　前号に掲げるもののほか、内閣府令で定めるとき。
en-us	(ii) beyond what is set forth in the preceding item, cases that are specified by Cabinet Office Order.

ja-jp	（業務に関する報告書の提出）
en-us	(Submission of Business Reports)

ja-jp	第六十九条　指定紛争解決機関は、事業年度ごとに、当該事業年度に係る紛争解決等業務に関する報告書を作成し、内閣総理大臣に提出しなければならない。
en-us	Article 69 (1) Each business year, a designated dispute resolution organization must prepare a report on the dispute resolution services for that business year and submit it to the Prime Minister.

ja-jp	２　前項の報告書に関する記載事項、提出期日その他必要な事項は、内閣府令で定める。
en-us	(2) Information to be stated in the report referred to in the preceding paragraph, the submission date, and other necessary matters are specified by Cabinet Office Order.

ja-jp	（報告徴収及び立入検査）
en-us	(Collection of Reports and On-Site Inspections)

ja-jp	第七十条　内閣総理大臣は、紛争解決等業務の公正かつ適確な遂行のため必要があると認めるときは、指定紛争解決機関に対し、その業務に関し報告若しくは資料の提出を命じ、又は当該職員に、指定紛争解決機関の営業所若しくは事務所その他の施設に立ち入らせ、当該指定紛争解決機関の業務の状況に関し質問させ、若しくは帳簿書類その他の物件を検査させることができる。
en-us	Article 70 (1) If the Prime Minister finds it to be necessary for the fair and appropriate execution of dispute resolution services, the Prime Minister may order a designated dispute resolution organization to make reports or submit materials relevant to its business operations, or have the relevant officials enter the business office, office, or any other facilities of the designated dispute resolution organization, have those officials ask questions about the business conditions of the designated dispute resolution organization, or have them inspect its books, documents, and any other articles.

ja-jp	２　内閣総理大臣は、紛争解決等業務の公正かつ適確な遂行のため特に必要があると認めるときは、その必要の限度において、指定紛争解決機関の加入金融サービス仲介業者若しくは当該指定紛争解決機関から業務の委託を受けた者に対し、当該指定紛争解決機関の業務に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に、これらの者の営業所若しくは事務所その他の施設に立ち入らせ、当該指定紛争解決機関の業務の状況に関し質問させ、若しくはこれらの者の帳簿書類その他の物件を検査させることができる。
en-us	(2) If the Prime Minister finds it to be particularly necessary for the fair and appropriate execution of dispute resolution services, the Prime Minister, to the extent necessary, may order a member financial service intermediary of a designated dispute resolution organization or the person that is entrusted with business operations by the designated dispute resolution organization, to make reports or submit materials that will serve as reference in relation to the business operations of the designated dispute resolution organization, or have the relevant officials enter the business office, office, or any other facilities of these persons, have those officials ask questions about the business conditions of the designated dispute resolution organization or have them inspect books, documents, and any other articles.

ja-jp	３　前二項の規定により立入検査をする職員は、その身分を示す証明書を携帯し、関係者の請求があったときは、これを提示しなければならない。
en-us	(3) The officials that conduct on-site inspections pursuant to the provisions of the preceding two paragraphs must carry their identification cards with them, and must present them if a relevant person requests them to do so.

ja-jp	４　第一項及び第二項の規定による立入検査の権限は、犯罪捜査のために認められたものと解してはならない。
en-us	(4) The authority for the on-site inspections under paragraphs (1) and (2) must not be construed as being granted for criminal investigation purposes.

ja-jp	（業務改善命令）
en-us	(Business Improvement Orders)

ja-jp	第七十一条　内閣総理大臣は、指定紛争解決機関の紛争解決等業務の運営に関し、紛争解決等業務の公正かつ適確な遂行を確保するため必要があると認めるときは、その必要の限度において、当該指定紛争解決機関に対して、その業務の運営の改善に必要な措置を命ずることができる。
en-us	Article 71 (1) If the Prime Minister finds it to be necessary for ensuring the fair and appropriate execution of dispute resolution services concerning the management of dispute resolution services of a designated dispute resolution organization, the Prime Minister, to the extent necessary, may order the designated dispute resolution organization to take necessary measures for improving the management of its business operations.

ja-jp	２　内閣総理大臣は、指定紛争解決機関が次の各号のいずれかに該当する場合において、前項の規定による命令をしようとするときは、あらかじめ、法務大臣に協議しなければならない。
en-us	(2) If a designated dispute resolution organization falls under any of the following items and the Prime Minister seeks to issue the order under the preceding paragraph, the Prime Minister must consult with the Minister of Justice in advance:

ja-jp	一　第五十一条第一項第五号から第七号までに掲げる要件（紛争解決手続の業務に係る部分に限り、同号に掲げる要件にあっては、第五十六条第四項各号及び第五項各号に掲げる基準に係るものに限る。以下この号において同じ。）に該当しないこととなった場合又は第五十一条第一項第五号から第七号までに掲げる要件に該当しないこととなるおそれがあると認められる場合
en-us	(i) the designated dispute resolution organization comes to no longer satisfy the requirements set forth in Article 51, paragraph (1), items (v) through (vii) (limited to the parts related to the operation of dispute resolution procedures; with regard to the requirement set forth in item (vii) of that paragraph, limited to the requirement related to the criteria set forth in the items of Article 56, paragraph (4) and the items of paragraph (5) of that Article; hereinafter the same applies in this item) or it is found likely that the designated dispute resolution organization will come to no longer satisfy the requirements set forth in Article 51, paragraph (1), items (v) through (vii); or

ja-jp	二　第五十四条、第五十五条、第五十八条又は第六十二条の規定に違反した場合（その違反行為が紛争解決手続の業務に係るものである場合に限る。）
en-us	(ii) the designated dispute resolution organization violates the provisions of Article 54, Article 55, Article 58, or Article 62 (limited to the case where the violation is related to the business operations of dispute resolution procedures).

ja-jp	（紛争解決等業務の休廃止）
en-us	(Suspension or Discontinuation of Dispute Resolution Services)

ja-jp	第七十二条　指定紛争解決機関は、紛争解決等業務の全部若しくは一部の休止（次項に規定する理由によるものを除く。）をし、又は廃止をしようとするときは、内閣総理大臣の認可を受けなければならない。
en-us	Article 72 (1) A designated dispute resolution organization must obtain the authorization of the Prime Minister if it intends to suspend (excluding suspension on the grounds prescribed in the following paragraph) all or part of the dispute resolution services or discontinue the dispute resolution services.

ja-jp	２　指定紛争解決機関が、天災その他のやむを得ない理由により紛争解決等業務の全部又は一部の休止をした場合には、直ちにその旨を、理由を付して内閣総理大臣に届け出なければならない。指定紛争解決機関が当該休止をした当該紛争解決等業務の全部又は一部を再開するときも、同様とする。
en-us	(2) If a designated dispute resolution organization suspends all or part of its dispute resolution services due to a natural disaster or for any other compelling reason, it must immediately notify the Prime Minister of that fact together with the reason therefor. The same applies when the designated dispute resolution organization recommences all or part of the dispute resolution services thus suspended.

ja-jp	３　第一項の規定による休止若しくは廃止の認可を受け、又は前項の休止をした指定紛争解決機関は、当該休止又は廃止の日から二週間以内に、当該休止又は廃止の日に苦情処理手続又は紛争解決手続（他の指定紛争解決機関又は他の法律の規定による指定であって紛争解決等業務に相当する業務に係るものとして政令で定めるものを受けた者（以下この項において「委託紛争解決機関」という。）から業務の委託を受けている場合における当該委託に係る当該委託紛争解決機関の苦情を処理する手続又は紛争の解決を図る手続を含む。次条第四項において同じ。）が実施されていた当事者、当該当事者以外の加入金融サービス仲介業者及び他の指定紛争解決機関に当該休止又は廃止をした旨を通知しなければならない。指定紛争解決機関が当該休止をした当該紛争解決等業務の全部又は一部を再開するときも、同様とする。
en-us	(3) A designated dispute resolution organization that obtains authorization for suspension or discontinuation pursuant to the provisions of paragraph (1) or that implements the suspension referred to in the preceding paragraph must notify a party for which complaint processing procedures or dispute resolution procedures have been implemented as of the day of the suspension or discontinuation (if the designated dispute resolution organization has been entrusted with business operations by another designated dispute resolution organization or by a person that has obtained a designation under the provisions of other laws specified by Cabinet Order as pertaining to business operations equivalent to dispute resolution services (hereinafter referred to as an "entrusting dispute resolution organization" in this paragraph), including procedures for processing complaints or procedures for resolving disputes for the entrusting dispute resolution organization related to the entrustment; the same applies in paragraph (4) of the following Article), the member financial service intermediaries that are not the parties, and other designated dispute resolution organizations, of the suspension or discontinuation, within two weeks from the day of the suspension or discontinuation. The same applies if the designated dispute resolution organization recommences all or part of the dispute resolution services thus suspended.

ja-jp	（指定の取消し等）
en-us	(Rescission of Designation)

ja-jp	第七十三条　内閣総理大臣は、指定紛争解決機関が次の各号のいずれかに該当するときは、第五十一条第一項の規定による指定を取り消し、又は六月以内の期間を定めて、その業務の全部若しくは一部の停止を命ずることができる。
en-us	Article 73 (1) If a designated dispute resolution organization falls under any of the following items, the Prime Minister may rescind the designation under Article 51, paragraph (1) or order to suspend all or part of its business operations for a fixed period of no longer than six months:

ja-jp	一　第五十一条第一項第二号から第七号までに掲げる要件に該当しないこととなったとき、又は指定を受けた時点において同項各号のいずれかに該当していなかったことが判明したとき。
en-us	(i) the designated dispute resolution organization comes to no longer satisfy the requirements set forth in Article 51, paragraph (1), items (ii) through (vii), or it is discovered that the designated dispute resolution organization has not fallen under any of the items of that paragraph at the time of the designation;

ja-jp	二　不正の手段により第五十一条第一項の規定による指定を受けたことが判明したとき。
en-us	(ii) it is discovered that the designated dispute resolution organization has obtained the designation under Article 51, paragraph (1) by wrongful means; or

ja-jp	三　法令又は法令に基づく処分に違反したとき。
en-us	(iii) the designated dispute resolution organization violates a law or regulation or a disposition based on a law or regulation.

ja-jp	２　内閣総理大臣は、指定紛争解決機関が次の各号のいずれかに該当する場合において、前項の規定による処分又は命令をしようとするときは、あらかじめ、法務大臣に協議しなければならない。
en-us	(2) If a designated dispute resolution organization falls under any of the following items, and the Prime Minister seeks to issue the disposition or order under the preceding paragraph, the Prime Minister must consult with the Minister of Justice in advance:

ja-jp	一　第五十一条第一項第五号から第七号までに掲げる要件（紛争解決手続の業務に係る部分に限り、同号に掲げる要件にあっては、第五十六条第四項各号及び第五項各号に掲げる基準に係るものに限る。以下この号において同じ。）に該当しないこととなった場合又は第五十一条第一項の規定による指定を受けた時点において同項第五号から第七号までに掲げる要件に該当していなかったことが判明した場合
en-us	(i) the designated dispute resolution organization comes to no longer satisfy the requirements set forth in Article 51, paragraph (1), items (v) through (vii) (limited to the parts related to the business operation of dispute resolution procedures; with regard to the requirement set forth in item (vii) of the paragraph, limited to the requirement related to the criteria set forth in the items of Article 56, paragraph (4) and the items of paragraph (5) of that Article; hereinafter the same applies in this item), or it is discovered that the designated dispute resolution organization has not satisfied the requirements set forth in Article 51, paragraph (1), items (v) through (vii) at the time of the designation under that paragraph; or

ja-jp	二　第五十四条、第五十五条、第五十八条又は第六十二条の規定に違反した場合（その違反行為が紛争解決手続の業務に係るものである場合に限る。）
en-us	(ii) the designated dispute resolution organization violates the provisions of Article 54, Article 55, Article 58, or Article 62 (limited to the case where the violation is related to the business operations of dispute resolution procedures).

ja-jp	３　内閣総理大臣は、第一項の規定により第五十一条第一項の規定による指定を取り消したときは、その旨を官報で告示するものとする。
en-us	(3) If the Prime Minister rescinds a designation under Article 51, paragraph (1) pursuant to the provisions of paragraph (1), the Prime Minister is to give public notice of that fact in the official gazette.

ja-jp	４　第一項の規定により第五十一条第一項の規定による指定の取消しの処分を受け、又はその業務の全部若しくは一部の停止の命令を受けた者は、当該処分又は命令の日から二週間以内に、当該処分又は命令の日に苦情処理手続又は紛争解決手続が実施されていた当事者、当該当事者以外の加入金融サービス仲介業者及び他の指定紛争解決機関に当該処分又は命令を受けた旨を通知しなければならない。
en-us	(4) A person that is issued a disposition for the rescission of a designation under Article 51, paragraph (1) or an order to suspend all or part of its business operations pursuant to the provisions of paragraph (1) must notify a party for which complaint processing procedures or dispute resolution procedures have been implemented as of the day of the disposition or order, the member financial service intermediaries that are not the parties, and other designated dispute resolution organizations, that the disposition or order has been issued, within two weeks from the day of the disposition or order.

ja-jp	第七節　雑則
en-us	Section 7 Miscellaneous Provisions

ja-jp	（保険契約の締結の媒介を行う役員又は使用人の届出）
en-us	(Notification of Officers or Employees Engaging in Intermediation of the Conclusion of Insurance Contracts)

ja-jp	第七十四条　保険媒介業務を行う金融サービス仲介業者は、その役員又は使用人に保険契約の締結の媒介を行わせようとするときは、その者の氏名及び生年月日を内閣総理大臣に届け出なければならない。届け出た事項について変更を生じたとき、又は届出に係る役員若しくは使用人が保険契約の締結の媒介を行わないこととなったとき、若しくはこれらの者が死亡したときも、同様とする。
en-us	Article 74 If a financial service intermediary that engages in insurance intermediary business operations seeks to have its officer or employee engage in intermediation of the conclusion of insurance contracts, the financial service intermediary must notify the Prime Minister of the name and date of birth of the person. The same applies if there is a change in the matters notified, the officer or employee related to the notification no longer engages in intermediation of the conclusion of insurance contracts, or if these persons die.

ja-jp	（外務員の登録）
en-us	(Registration of Sales Representatives)

ja-jp	第七十五条　有価証券等仲介業務を行う金融サービス仲介業者は、その役員又は使用人のうち、当該金融サービス仲介業者のために次に掲げる行為を行う者（以下この節において「外務員」という。）の氏名、生年月日その他内閣府令で定める事項について、内閣府令で定める場所に備える外務員登録原簿に登録を受けなければならない。
en-us	Article 75 (1) A financial service intermediary that engages in securities, etc. intermediary business operations must have a registration made in a sales representatives register that is kept in a location specified by Cabinet Office Order concerning the name, date of birth, and any other matter specified by Cabinet Office Order, for a person engaging in the following acts for the financial service intermediary among its officers and employees (hereinafter referred to as a "sales representative" in this Section):

ja-jp	一　有価証券（金融商品取引法第二条第二項の規定により有価証券とみなされる権利にあっては、同項各号に掲げる権利を除く。）に係る次に掲げる行為
en-us	(i) the following acts related to securities (in cases of rights that are deemed to be securities pursuant to the provisions of Article 2, paragraph (2) of the Financial Instruments and Exchange Act, excluding the rights set forth in the items of that paragraph):

ja-jp	イ　第十一条第四項第一号から第三号までに掲げる行為
en-us	(a) acts set forth in Article 11, paragraph (4), items (i) through (iii); and

ja-jp	ロ　次に掲げる行為
en-us	(b) the following acts:

ja-jp	（１）　売買の媒介の申込みの勧誘
en-us	1. the solicitation of offers for intermediation of purchase and sale; and

ja-jp	（２）　市場デリバティブ取引又は外国市場デリバティブ取引の委託の勧誘
en-us	2. the solicitation of entrustment with market derivatives transactions or foreign market derivatives transactions;

ja-jp	二　前号に掲げるもののほか、政令で定める行為
en-us	(ii) beyond what is set forth in the preceding item, acts specified by Cabinet Order.

ja-jp	２　有価証券等仲介業務を行う金融サービス仲介業者は、前項の規定により当該金融サービス仲介業者が登録を受けた者以外の者に外務員の職務（同項各号に掲げる行為をいう。第百四十三条第七号において同じ。）を行わせてはならない。
en-us	(2) A financial service intermediary that engages in securities, etc. intermediary business operations must not allow a person other than one for whom the financial service intermediary obtained registration pursuant to the provisions of the preceding paragraph to engage in the duties of a sales representative (meaning acts set forth in the items of that paragraph; the same applies in Article 143, item (vii)).

ja-jp	（外務員の権限）
en-us	(Authority of Sales Representatives)

ja-jp	第七十六条　外務員は、金融サービス仲介業者に代わって、前条第一項各号に掲げる行為に関し、一切の裁判外の行為を行う権限を有するものとみなす。
en-us	Article 76 (1) Sales representatives are deemed to have the authority to perform any extra-judicial act in connection with the acts set forth in the items of paragraph (1) of the preceding Article on behalf of the financial service intermediary.

ja-jp	２　前項の規定は、相手方が悪意であった場合においては、適用しない。
en-us	(2) The provisions of the preceding paragraph do not apply if the other party has acted in bad faith.

ja-jp	（金融商品取引法の準用）
en-us	(Mutatis Mutandis Application of the Financial Instruments and Exchange Act)

ja-jp	第七十七条　金融商品取引法第六十四条第三項から第六項まで、第六十四条の二第一項、第六十四条の四、第六十四条の五第一項及び第六十四条の六の規定は、金融サービス仲介業者の外務員について準用する。この場合において、次の表の上欄に掲げる同法の規定中同表の中欄に掲げる字句は、それぞれ同表の下欄に掲げる字句に読み替えるものとするほか、必要な技術的読替えは、政令で定める。
en-us	Article 77 The provisions of Article 64, paragraphs (3) through (6), Article 64-2, paragraph (1), Article 64-4, Article 64-5, paragraph (1) and Article 64-6 of the Financial Instruments and Exchange Act apply mutatis mutandis to sales representatives of a financial service intermediary. In this case, the terms or phrases listed in the middle column of the following table that appear in the provisions of that Act as listed in the left-hand column of that table are deemed to be replaced with the corresponding terms or phrases listed in the right-hand column of that table, and any other necessary technical replacement of terms is specified by Cabinet Order.

ja-jp	（届出受理事務等の委任）
en-us	(Delegation of Notification Receipt Work)

ja-jp	第七十八条　内閣総理大臣は、内閣府令で定めるところにより、認定金融サービス仲介業協会等（認定金融サービス仲介業協会又はこれに類するものとして内閣府令で定めるものをいう。以下この節及び第百五十六条において同じ。）に、第七十四条に規定する届出の受理に係る事務（以下この条において「届出受理事務」という。）であって認定金融サービス仲介業協会等に所属する金融サービス仲介業者の役員又は使用人に係るもの並びに第七十五条並びに前条において読み替えて準用する金融商品取引法第六十四条第三項、前条において準用する同法第六十四条第四項並びに前条において読み替えて準用する同法第六十四条第五項及び第六項、第六十四条の二第一項、第六十四条の四、第六十四条の五第一項並びに第六十四条の六に規定する登録に関する事務（以下この条（第六項各号を除く。）及び第八十条において「登録事務」という。）であって認定金融サービス仲介業協会等に所属する金融サービス仲介業者の外務員に係るものを行わせることができる。
en-us	Article 78 (1) The Prime Minister may, pursuant to the provisions of Cabinet Office Order, have a certified financial service intermediary business association, etc. (meaning a certified financial service intermediary business association or what is specified by Cabinet Office Order as one similar thereto; hereinafter the same applies in this Section and Article 156) engage in the work related to the receipt of notification prescribed in Article 74 (hereinafter referred to as "notification receipt work" in this Article) that relates to officers or employees of a financial service intermediary affiliated with the certified financial service intermediary business association, etc. and the work related to the registration prescribed in Article 64, paragraph (3) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 75 and the preceding Article following the deemed replacement of terms, Article 64, paragraph (4) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to the preceding Article, Article 64, paragraphs (5) and (6), Article 64-2, paragraph (1), Article 64-4, Article 64-5, paragraph (1), and Article 64-6 of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to the preceding Article following the deemed replacement of terms (hereinafter referred to as "registration work" in this Article (excluding the items of paragraph (6)) and Article 80) that relates to sales representatives of a financial service intermediary affiliated with the certified financial service intermediary business association, etc.

ja-jp	２　内閣総理大臣は、内閣府令で定めるところにより、認定金融サービス仲介業協会等に所属しない金融サービス仲介業者の役員又は使用人に係る届出受理事務及び認定金融サービス仲介業協会等に所属しない金融サービス仲介業者の外務員に係る登録事務（前条において読み替えて準用する金融商品取引法第六十四条の五第一項に係るものを除く。）をそれぞれ一の認定金融サービス仲介業協会等を定めて行わせることができる。
en-us	(2) The Prime Minister may, pursuant to the provisions of Cabinet Office Order, designate one certified financial service intermediary business association, etc. to have it engage in notification receipt work related to officers or employees of a financial service intermediary that is not affiliated with a certified financial service intermediary business association, etc. and in registration work related to sales representatives of a financial service intermediary that is not affiliated with a certified financial service intermediary business association, etc. (excluding the work related to Article 64-5, paragraph (1) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to the preceding Article following the deemed replacement of terms), respectively.

ja-jp	３　内閣総理大臣は、前二項の規定により認定金融サービス仲介業協会等に届出受理事務又は登録事務を行わせるときは、当該届出受理事務又は登録事務を行わないものとする。
en-us	(3) If the Prime Minister has a certified financial service intermediary business association, etc. engage in notification receipt work or registration work pursuant to the provisions of the preceding two paragraphs, the Prime Minister is not to conduct the notification receipt work or registration work.

ja-jp	４　認定金融サービス仲介業協会等は、第一項又は第二項の規定により届出受理事務又は登録事務を行うときは、その定款において保険契約の締結の媒介を行う役員若しくは使用人の届出に関する事項又は外務員の登録に関する事項を定め、内閣総理大臣の認可を受けなければならない。
en-us	(4) If a certified financial service intermediary business association, etc. engages in notification receipt work or registration work pursuant to the provisions of paragraph (1) or (2), the certified financial service intermediary business association, etc. must specify the matters related to the notification of officers or employees engaging in intermediation of the conclusion of insurance contracts or the matters related to registration of sales representatives in its articles of incorporation and must obtain the authorization of the Prime Minister.

ja-jp	５　第一項又は第二項の規定により届出受理事務又は登録事務を行う認定金融サービス仲介業協会等は、第七十四条に規定する届出を受理した場合又は前条において読み替えて準用する金融商品取引法第六十四条第五項の規定による登録、前条において読み替えて準用する同法第六十四条の四の規定による届出に係る登録の変更、前条において読み替えて準用する同法第六十四条の五第一項の規定による処分（登録の取消しを除く。）若しくは前条において読み替えて準用する同法第六十四条の六の規定による登録の抹消をした場合には、内閣府令で定めるところにより、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
en-us	(5) If a certified financial service intermediary business association, etc. that engages in notification receipt work or registration work pursuant to the provisions of paragraph (1) or (2), receives a notification prescribed in Article 74, conducts a registration under Article 64, paragraph (5) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to the preceding Article following the deemed replacement of terms, makes a change to a registration related to the notification under Article 64-4 of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to the preceding Article following the deemed replacement of terms, issues a disposition under Article 64-5, paragraph (1) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to the preceding Article following the deemed replacement of terms (excluding rescission of registration), or makes a deletion of registration under Article 64-6 of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to the preceding Article following the deemed replacement of terms, the certified financial service intermediary business association, etc. must notify the Prime Minister of that fact without delay, pursuant to the provisions of Cabinet Office Order.

ja-jp	６　第一項又は第二項の規定による届出受理事務又は登録事務を行う認定金融サービス仲介業協会等（次に掲げるものを含む。以下この項において同じ。）が二以上ある場合（当該認定金融サービス仲介業協会等が次に掲げるもののみである場合を除く。）には、各認定金融サービス仲介業協会等は、当該届出受理事務又は登録事務の適正な実施を確保するため、認定金融サービス仲介業協会等相互間の情報交換を促進するとともに、他の認定金融サービス仲介業協会等に対し、必要な協力及び情報の提供をするよう努めるものとする。
en-us	(6) If there are two or more certified financial service intermediary business associations, etc. that engage in notification receipt work or registration work under the provisions of paragraph (1) or (2) (including an association set forth in the following items; hereinafter the same applies in this paragraph) (excluding cases where the certified financial service intermediary business associations, etc. are solely an association that is set forth in the following items), each certified financial service intermediary business association, etc. is to facilitate information exchange between certified financial service intermediary business associations, etc. and endeavor to provide necessary cooperation and information to other certified financial service intermediary business associations, etc. in order to ensure the appropriate implementation of the notification receipt work or registration work:

ja-jp	一　金融商品取引法第六十四条の七第一項又は第二項の規定による登録事務（同条第一項に規定する登録事務をいう。次号において同じ。）を行う協会（同条第一項に規定する協会をいう。同号において同じ。）
en-us	(i) an association (meaning an association prescribed in Article 64-7, paragraph (1) of the Financial Instruments and Exchange Act; the same applies in the following item) that engages in registration work (meaning the registration work prescribed in paragraph (1) of that Article; the same applies in the following item) pursuant to the provisions of paragraph (1) or (2) of that Article; and

ja-jp	二　金融商品取引法第六十六条の二十五において準用する同法第六十四条の七第一項の規定による登録事務を行う協会
en-us	(ii) an association that engages in registration work pursuant to the provisions of Article 64-7, paragraph (1) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 66-25 of that Act.

ja-jp	７　内閣総理大臣は、認定金融サービス仲介業協会等に所属する金融サービス仲介業者の外務員が前条において読み替えて準用する金融商品取引法第六十四条の五第一項第一号若しくは第二号又は前条において準用する同法第六十四条の五第一項第三号のいずれかに該当するにもかかわらず、第一項の規定により当該外務員の登録事務を行う認定金融サービス仲介業協会等が前条において読み替えて準用する同法第六十四条の五第一項の規定による処分をしない場合において、公益又は顧客の保護のため必要かつ適当であると認めるときは、同項の規定による処分をすることを命ずることができる。
en-us	(7) If a sales representative of a financial service intermediary that is affiliated with a certified financial service intermediary business association, etc. falls under any of Article 64-5, paragraph (1), item (i) or (ii) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to the preceding Article following the deemed replacement of terms, or Article 64-5, paragraph (1), item (iii) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to the preceding Article but the certified financial service intermediary business association, etc. that engages in the registration work of the sales representative pursuant to the provisions of paragraph (1) fails to conduct a disposition under Article 64-5, paragraph (1) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to the preceding Article following the deemed replacement of terms, and the Prime Minister finds it to be necessary and appropriate for the public interest or for the protection of customers, the Prime Minister may order the certified financial service intermediary business association, etc. to conduct the disposition under the provisions of that paragraph.

ja-jp	８　内閣総理大臣は、第一項若しくは第二項の規定により認定金融サービス仲介業協会等に届出受理事務若しくは登録事務を行わせることとするとき、又はこれらの規定により認定金融サービス仲介業協会等に行わせていた届出受理事務若しくは登録事務を行わせないこととするときは、その旨を公示しなければならない。
en-us	(8) If the Prime Minister determines to have a certified financial service intermediary business association, etc. engage in notification receipt work or registration work pursuant to the provisions of paragraph (1) or (2), or have a certified financial service intermediary business association, etc. no longer engage in notification receipt work or registration work pursuant to the relevant provisions, which it has engaged in, the Prime Minister must issue public notice of that fact.

ja-jp	（登録手数料）
en-us	(Registration Fees)

ja-jp	第七十九条　外務員の登録を受けようとする金融サービス仲介業者は、政令で定めるところにより、登録手数料を国（前条第一項又は第二項の規定により認定金融サービス仲介業協会等に登録する場合にあっては、認定金融サービス仲介業協会等）に納めなければならない。
en-us	Article 79 (1) A financial service intermediary seeking to have a sales representative registered must pay a registration fee to the government (if registering with a certified financial service intermediary business association, etc. pursuant to the provisions of paragraph (1) or (2) of the preceding Article, to the certified financial service intermediary business association, etc.) pursuant to the provisions of Cabinet Order.

ja-jp	２　前項の手数料で認定金融サービス仲介業協会等に納められたものは、当該認定金融サービス仲介業協会等の収入とする。
en-us	(2) The fee set forth in the preceding paragraph that is paid to a certified financial service intermediary business association, etc. is the revenue of the relevant certified financial service intermediary business association, etc.

ja-jp	（登録事務についての審査請求）
en-us	(Requests for Reviews of Registration Work)

ja-jp	第八十条　第七十八条第一項若しくは第二項の規定により登録事務を行う認定金融サービス仲介業協会等の第七十七条において読み替えて準用する金融商品取引法第六十四条第三項の規定による登録の申請に係る不作為若しくは第七十七条において読み替えて準用する同法第六十四条の二第一項の規定による登録の拒否又は第七十八条第一項の規定により登録事務を行う認定金融サービス仲介業協会等の第七十七条において読み替えて準用する同法第六十四条の五第一項の規定による処分について不服がある金融サービス仲介業者は、内閣総理大臣に対し、審査請求をすることができる。この場合において、内閣総理大臣は、行政不服審査法（平成二十六年法律第六十八号）第二十五条第二項及び第三項、第四十六条第一項及び第二項並びに第四十九条第三項の規定の適用については、認定金融サービス仲介業協会等の上級行政庁とみなす。
en-us	Article 80 A financial service intermediary that is dissatisfied with inaction related to an application for registration under Article 64, paragraph (3) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 77 following the deemed replacement of terms or the refusal of registration under Article 64-2, paragraph (1) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 77 following the deemed replacement of terms by a certified financial service intermediary business association, etc. that engages in registration work pursuant to the provisions of Article 78, paragraph (1) or (2), or a disposition under Article 64-5, paragraph (1) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 77 following the deemed replacement of terms by a certified financial service intermediary business association, etc. that engages in registration work pursuant to the provisions of Article 78, paragraph (1), may make a request for review to the Prime Minister. In this case, concerning the application of the provisions of Article 25, paragraphs (2) and (3), Article 46, paragraphs (1) and (2), and Article 49, paragraph (3) of the Administrative Complaint Review Act (Act No. 68 of 2014), the Prime Minister is deemed to be the higher administrative agency of a certified financial service intermediary business association, etc.

ja-jp	（内閣府令への委任）
en-us	(Delegation to Cabinet Office Orders)

ja-jp	第八十一条　この法律に定めるもののほか、この法律の規定による認可、承認、登録、認定又は指定に関する申請の手続、書類の提出の手続その他この法律を実施するため必要な事項は、内閣府令で定める。
en-us	Article 81 Beyond what is provided for in this Act, the procedures for application and procedures for submission of documents related to authorization, approval, registration, certification, or designation under the provisions of this Act, or other matters necessary for implementation of this Act are specified by Cabinet Office Order.

ja-jp	第五章　金融サービスの利用環境の整備等
en-us	Chapter V Development of Environment for Using Financial Services

ja-jp	第一節　安定的な資産形成の支援等
en-us	Section 1 Support for Stable Asset Formation

ja-jp	第八十二条　政府は、国民の安定的な資産形成の支援に関する施策の総合的な推進に関する基本的な方針（以下「基本方針」という。）を定めなければならない。
en-us	Article 82 (1) The government must establish a basic policy for comprehensive promotion of measures related to support for the stable asset formation of the people (hereinafter referred to as the "basic policy").

ja-jp	２　基本方針は、次に掲げる事項について定めるものとする。
en-us	(2) The basic policy stipulates the following matters:

ja-jp	一　国民の安定的な資産形成の支援に関する基本的な方向
en-us	(i) basic direction related to support for the stable asset formation of the people; and

ja-jp	二　国民の安定的な資産形成の支援に関する次に掲げる事項
en-us	(ii) matters listed in the following related to support for the stable asset formation of the people:

ja-jp	イ　国民の安定的な資産形成に資する制度の整備に関する事項
en-us	(a) matters related to the development of a system contributing to the stable asset formation of the people;

ja-jp	ロ　国民の安定的な資産形成に資する制度の利用の促進に関する事項
en-us	(b) matters related to the promotion of use of the system contributing to the stable asset formation of the people;

ja-jp	ハ　国民の安定的な資産形成に関する教育及び広報の推進に関する事項
en-us	(c) matters related to the promotion of education and public relations related to the stable asset formation of the people; and

ja-jp	ニ　国民の安定的な資産形成の支援のために必要な調査及び研究に関する事項
en-us	(d) matters related to investigation and research necessary for support of the stable asset formation of the people.

ja-jp	三　国民の安定的な資産形成の支援に関する施策を総合的に実施するために必要な国の関係行政機関、地方公共団体及び民間の団体の連携及び協力に関する事項
en-us	(iii) matters related to collaboration and cooperation with relevant national administrative organs, local governments, and private-sector organizations necessary for comprehensively conducting measures related to support of the stable asset formation of the people; and

ja-jp	四　前三号に掲げるもののほか、国民の安定的な資産形成の支援に関する施策に関する重要事項
en-us	(iv) beyond what is set forth in the preceding three items, important matters related to measures for support of the stable asset formation of the people.

ja-jp	３　内閣総理大臣は、基本方針の案を作成し、閣議の決定を求めなければならない。
en-us	(3) The Prime Minister must prepare a draft basic policy and seek a cabinet decision.

ja-jp	４　内閣総理大臣は、基本方針の案を作成しようとするときは、金融審議会の意見を聴くものとする。
en-us	(4) If the Prime Minister intends to prepare a draft basic policy, the Prime Minister must seek the advice of the Financial System Council.

ja-jp	５　内閣総理大臣は、第三項の規定による閣議の決定があったときは、遅滞なく、これを公表しなければならない。
en-us	(5) If a cabinet decision is made pursuant to the provisions of paragraph (3), the Prime Minister must publish it without delay.

ja-jp	６　政府は、適時に、基本方針に基づく施策の実施の状況について、評価を行わなければならない。
en-us	(6) The government must appropriately evaluate the progress of measures based on the Basic Policy.

ja-jp	７　政府は、国民の安定的な資産形成の支援に関する状況の変化を勘案し、及び前項の評価を踏まえ、基本方針に検討を加え、必要があると認めるときには、これを変更しなければならない。
en-us	(7) The government must take into account changes in the state concerning support for the stable asset formation of the people and consider the evaluation set forth in the preceding paragraph, review the basic policy, and change the basic policy if it is found to be necessary.

ja-jp	８　第三項から第五項までの規定は、基本方針の変更について準用する。
en-us	(8) The provisions of paragraph (3) through paragraph (5) apply mutatis mutandis to changes to the Basic Policy.

ja-jp	（地方公共団体及び民間事業者に対する支援）
en-us	(Support for Local Governments and Private Businesses)

ja-jp	第八十三条　国は、国民の安定的な資産形成の支援に関する施策に関し、地方公共団体が実施する施策及び民間事業者が行う安定的な資産形成の支援に関する活動を支援するため、情報の提供その他の必要な措置を講ずるよう努めるものとする。
en-us	Article 83 The State is to endeavor to provide information or take other necessary measures to support measures conducted by local governments and activities related to supporting stable asset formation conducted by private businesses, in relation to measures for the support of the stable asset formation of the people.

ja-jp	（地方公共団体の施策）
en-us	(Measures of Local Governments)

ja-jp	第八十四条　地方公共団体は、国の施策に準じて、当該地域の社会的及び経済的状況に応じた安定的な資産形成の支援に関する施策を講ずるよう努めるものとする。
en-us	Article 84 Local governments are to endeavor to take measures related to the support of the stable asset formation based on social and economic conditions of relevant regions based on the national measures.

ja-jp	（事業主の責務）
en-us	(Employer Responsibilities)

ja-jp	第八十五条　事業主は、その事業に支障のない範囲内で、その従業員を対象とする国、地方公共団体又は次条の金融経済教育推進機構による安定的な資産形成に資する制度の利用の促進のための取組並びに安定的な資産形成に関する教育及び広報に協力するよう努めるものとする。
en-us	Article 85 Employers are to endeavor to cooperate with activities to promote the use of the system contributing to stable asset formation by the state, local government, or the Japan Financial Literacy and Education Corporation as described in the following Article and with education and publication related to stable asset formation for the employees of the employers to an extent that does not affect their businesses.

ja-jp	第二節　金融経済教育推進機構
en-us	Section 2 Japan Financial Literacy and Education Corporation

ja-jp	第一款　総則
en-us	Subsection 1 General Provisions

ja-jp	（機構の目的）
en-us	(Purpose of Corporation)

ja-jp	第八十六条　金融経済教育推進機構（以下「機構」という。）は、適切な金融サービスの利用等に資する金融又は経済に関する知識を習得し、これを活用する能力の育成を図るための教授及び指導（第百十九条及び第百三十四条において「金融経済教育」という。）を推進することを目的とする。
en-us	Article 86 The Japan Financial Literacy and Education Corporation (hereinafter referred to as the "Corporation") aims to promote teaching and guidance for people to acquire financial and economic knowledge contributing to the appropriate use of financial services and develop abilities to use such knowledge (hereinafter referred to as "financial and economic education" in Article 119 and Article 134).

ja-jp	第八十七条　機構は、法人とする。
en-us	Article 87 The Corporation has legal personality.

ja-jp	第八十八条　機構は、一を限り、設立されるものとする。
en-us	Article 88 Only one Corporation is to be established.

ja-jp	第八十九条　機構の資本金は、その設立に際し、政府及び政府以外の者が出資する額の合計額とする。
en-us	Article 89 (1) The Corporation's stated capital is the total amount of capital contributed by the government and other persons at the time of the establishment.

ja-jp	２　機構は、必要があるときは、内閣総理大臣の認可を受けて、その資本金を増加することができる。
en-us	(2) The Corporation may, when necessary, increase its stated capital with the authorization of the Prime Minister.

ja-jp	第九十条　機構は、その名称中に金融経済教育推進機構という文字を用いなければならない。
en-us	Article 90 (1) The Corporation must use the characters of "金融経済教育推進機構(Japan Financial Literacy and Education Corporation)" in its name.

ja-jp	２　機構でない者は、その名称中に金融経済教育推進機構という文字を用いてはならない。
en-us	(2) No person other than the Corporation may use the "金融経済教育推進機構 (Japan Financial Literacy and Education Corporation)" in its name.

ja-jp	第九十一条　機構は、政令で定めるところにより、登記しなければならない。
en-us	Article 91 (1) The Corporation must be registered pursuant to the provisions of Cabinet Order.

ja-jp	２　前項の規定により登記しなければならない事項は、登記の後でなければ、これをもって第三者に対抗することができない。
en-us	(2) The matters required to be registered pursuant to the provisions of the preceding paragraph may not be duly asserted against a third party until after they have been registered.

ja-jp	（一般社団法人及び一般財団法人に関する法律の準用）
en-us	(Mutatis Mutandis Application of the Act on General Incorporated Associations and General Incorporated Foundations)

ja-jp	第九十二条　一般社団法人及び一般財団法人に関する法律第四条及び第七十八条の規定は、機構について準用する。
en-us	Article 92 Provisions of Article 4 and Article 78 of the Act on General Incorporated Associations and General Incorporated Foundations apply mutatis mutandis to the Corporation.

ja-jp	第二款　設立
en-us	Subsection 2 Establishment

ja-jp	第九十三条　機構を設立するには、金融又は経済に関して専門的な知識と経験を有する者三人以上が発起人になることを必要とする。
en-us	Article 93 For the Corporation to be established, it is required that three or more persons with expert knowledge and experience in finance and economy become its founders.

ja-jp	（定款の作成等）
en-us	(Preparation of Articles of Incorporation)

ja-jp	第九十四条　発起人は、速やかに、機構の定款を作成し、政府以外の者に対し機構に対する出資を募集しなければならない。
en-us	Article 94 (1) The founders must promptly prepare articles of incorporation for the Corporation, and must solicit capital contributions in the Corporation from persons other than the government.

ja-jp	２　前項の定款には、次の事項を記載しなければならない。
en-us	(2) The articles of incorporation set forth in the preceding paragraph must include the following information:

ja-jp	一　目的
en-us	(i) purpose;

ja-jp	二　名称
en-us	(ii) name;

ja-jp	三　事務所の所在地
en-us	(iii) office locations;

ja-jp	四　資本金及び出資に関する事項
en-us	(iv) matters related to the stated capital and capital contributions;

ja-jp	五　運営委員会に関する事項
en-us	(v) matters related to the management committee;

ja-jp	六　役員に関する事項
en-us	(vi) matters related to the officers;

ja-jp	七　業務及びその執行に関する事項
en-us	(vii) matters related to business and its execution;

ja-jp	八　財務及び会計に関する事項
en-us	(viii) matters related to finance and accounting;

ja-jp	九　定款の変更に関する事項
en-us	(ix) matters related to changes to the articles of incorporation; and

ja-jp	十　公告の方法
en-us	(x) means of public notice.

ja-jp	（設立の認可等）
en-us	(Authorization of Establishment)

ja-jp	第九十五条　発起人は、前条第一項の募集が終わったときは、速やかに、定款を内閣総理大臣に提出して、設立の認可を申請しなければならない。
en-us	Article 95 (1) When the solicitation set forth in paragraph (1) of the preceding Article has ended, the founders must promptly submit articles of incorporation to the Prime Minister and apply for authorization for establishment.

ja-jp	２　内閣総理大臣は、機構の理事長となるべき者及び監事となるべき者を指名する。
en-us	(2) The Prime Minister nominates a person who is to be the president of the Corporation and a person who is to be an auditor.

ja-jp	３　前項の規定により指名された機構の理事長となるべき者及び監事となるべき者は、機構の成立の時において、第百九条第一項の規定により、それぞれ理事長及び監事に任命されたものとする。
en-us	(3) A person who is to be the president and a person who is to be an auditor of the Corporation nominated pursuant to the provisions of the preceding paragraph are deemed to be appointed as the president and the auditor pursuant to the provisions of Article 109, paragraph (1) at the establishment of the Corporation, respectively.

ja-jp	（事務の引継ぎ）
en-us	(Handover of Affairs)

ja-jp	第九十六条　発起人は、前条第一項の認可を受けたときは、遅滞なく、その事務を同条第二項の規定により指名された機構の理事長となるべき者に引き継がなければならない。
en-us	Article 96 (1) If the authorization set forth in paragraph (1) of the preceding Article is granted, the founders must hand over affairs thereof without delay to a person who is to be the president of the Corporation nominated pursuant to the provisions of paragraph (2) of the preceding Article.

ja-jp	２　前条第二項の規定により指名された機構の理事長となるべき者は、前項の規定による事務の引継ぎを受けたときは、遅滞なく、政府及び出資の募集に応じた政府以外の者に対し、出資金の払込みを求めなければならない。
en-us	(2) If affairs pursuant to the provisions of the preceding paragraph are handed over to the person who is to be the president of the Corporation nominated pursuant to the provisions of paragraph (2) of the preceding Article, the person must request that the government or the persons other than the government who responded to the solicitation of capital contributions pay the capital contributions, without delay.

ja-jp	（設立の登記）
en-us	(Registration of Establishment)

ja-jp	第九十七条　第九十五条第二項の規定により指名された機構の理事長となるべき者は、前条第二項の規定による出資金の払込みがあったときは、遅滞なく、政令で定めるところにより、設立の登記をしなければならない。
en-us	Article 97 (1) If the capital contributions are paid pursuant to the provisions of paragraph (2) of the preceding Article, the person to be the president of the Corporation nominated pursuant to the provisions of Article 95, paragraph (2) must register establishment pursuant to the provisions of Cabinet Order, without delay.

ja-jp	２　機構は、設立の登記をすることにより成立する。
en-us	(2) The Corporation is established by the registration of its establishment.

ja-jp	第三款　運営委員会
en-us	Subsection 3 Management Committee

ja-jp	第九十八条　機構に、運営委員会を置く。
en-us	Article 98 A Management Committee is established in the Corporation.

ja-jp	第九十九条　次に掲げる事項は、運営委員会の議決を経なければならない。
en-us	Article 99 The following matters require resolutions of the Management Committee:

ja-jp	一　定款の変更
en-us	(i) changes to the articles of incorporation;

ja-jp	二　業務方法書の作成又は変更
en-us	(ii) preparation of or changes to operational method statement;

ja-jp	三　予算及び事業計画の作成又は変更
en-us	(iii) preparation or changes to budget and business plan:

ja-jp	四　決算
en-us	(iv) settlement of accounts; and

ja-jp	五　その他運営委員会が特に必要と認める事項
en-us	(v) any other matters that are found to be particularly necessary by the Management Committee.

ja-jp	第百条　運営委員会は、委員八人以内並びに機構の理事長及び理事をもって組織する。
en-us	Article 100 (1) The Management Committee is organized by eight or fewer committee members, and the president and directors of the Corporation.

ja-jp	２　運営委員会に委員長を一人置き、委員のうちから、委員の互選によってこれを定める。
en-us	(2) The Management Committee has a chairperson, and the chairperson is decided through an election by and from among the committee members.

ja-jp	３　委員長は、運営委員会の会務を総理する。
en-us	(3) The chairperson presides over the business of the Management Committee.

ja-jp	４　運営委員会は、あらかじめ、委員のうちから、委員長に事故がある場合に委員長の職務を代理する者を定めておかなければならない。
en-us	(4) The Management Committee must designate in advance a committee member to undertake the duties of the chairperson if the chairperson is unable to perform the duties.

ja-jp	（委員の任命）
en-us	(Appointment of Committee Members)

ja-jp	第百一条　委員は、金融、経済、教育活動又は年金制度に関して専門的知識を有する者のうちから、機構の理事長が内閣総理大臣の認可を受けて任命する。
en-us	Article 101 Committee members are appointed by the president of the Corporation with the authorization of the Prime Minister, from among persons with expert knowledge of finance, economy, education activities, or the pension system.

ja-jp	（委員の任期）
en-us	(Term of Office of Committee Members)

ja-jp	第百二条　委員の任期は、二年とする。ただし、委員が欠けた場合における補欠の委員の任期は、前任者の残任期間とする。
en-us	Article 102 (1) The term of office of committee members is two years; provided, however, that term of office of a substitute committee member appointed in the event of a vacancy among the committee members is the remaining term of the predecessor.

ja-jp	２　委員は、再任されることができる。
en-us	(2) Committee members may be reappointed.

ja-jp	（委員の解任）
en-us	(Dismissal of Committee Members)

ja-jp	第百三条　機構の理事長は、委員が次の各号のいずれかに該当するに至ったときは、内閣総理大臣の認可を受けて、その委員を解任することができる。
en-us	Article 103 If a committee members fall under any of the following items, the president of the Corporation may dismiss the committee member with the authorization of the Prime Minister:

ja-jp	一　破産手続開始の決定を受けたとき。
en-us	(i) if a committee member has been issued an order to commence bankruptcy proceedings;

ja-jp	二　拘禁刑以上の刑に処せられたとき。
en-us	(ii) if a committee member has been sentenced to imprisonment or a heavier punishment;

ja-jp	三　心身の故障のため職務を執行することができないと認められるとき。
en-us	(iii) if a committee member is found incapable to perform duties due to a mental or physical disorder; or

ja-jp	四　職務上の義務違反があるとき。
en-us	(iv) if a committee member has breached obligations in the course of their duties.

ja-jp	（議決の方法）
en-us	(Resolution Method)

ja-jp	第百四条　運営委員会は、委員長又は第百条第四項に規定する委員長の職務を代理する者のほか、委員並びに機構の理事長及び理事の過半数が出席しなければ、会議を開き、議決をすることができない。
en-us	Article 104 (1) The Management Committee may not hold a meeting nor may any matter be brought before it for a resolution, unless, in addition to the chairperson or the person performing the duties of the chairperson who is provided for in Article 100, paragraph (4), the majority of the committee members, the president and directors of the Corporation are present.

ja-jp	２　運営委員会の議事は、出席した委員並びに機構の理事長及び理事の過半数をもって決する。可否同数のときは、委員長が決する。
en-us	(2) The Management Committee decisions are made by a majority of the committee members and the president and directors of the Corporation who are present. When the votes are equally split, the chairperson makes the final decision.

ja-jp	（委員の秘密保持義務）
en-us	(Committee Members' Duty of Confidentiality)

ja-jp	第百五条　委員は、その職務上知ることのできた秘密を漏らし、又は盗用してはならない。委員がその職を退いた後も、同様とする。
en-us	Article 105 A committee member may not divulge or misappropriate any secret learned in the course of their duties. The same applies even after a committee member has left that position.

ja-jp	（委員の地位）
en-us	(Status of Committee Members)

ja-jp	第百六条　委員は、刑法その他の罰則の適用については、法令により公務に従事する職員とみなす。
en-us	Article 106 With regard to the application of the Penal Code and any other penal provisions, a committee member is deemed to be an employee engaged in public service pursuant to laws and regulations.

ja-jp	第四款　役員等
en-us	Subsection 4 Officers

ja-jp	第百七条　機構に、役員として理事長一人、理事三人以内及び監事一人を置く。
en-us	Article 107 The Corporation has one president, three or fewer directors, and one auditor as its officers.

ja-jp	（役員の職務及び権限）
en-us	(Duties and Authority of Officers)

ja-jp	第百八条　理事長は、機構を代表し、その業務を総理する。
en-us	Article 108 (1) The president represents the Corporation and presides over its business.

ja-jp	２　理事は、理事長の定めるところにより、機構を代表し、理事長を補佐して機構の業務を掌理し、理事長に事故があるときはその職務を代理し、理事長が欠員のときはその職務を行う。
en-us	(2) As determined by the president of the Corporation, the directors represent the Corporation, assist the president in administering the business of the Corporation, act on behalf of the president when the president is unable to attend to their duties, and perform the duties of the president when the position is vacant.

ja-jp	３　監事は、機構の業務を監査する。
en-us	(3) The auditor audits the Corporation's business.

ja-jp	４　監事は、監査の結果に基づき、必要があると認めるときは、運営委員会、理事長又は内閣総理大臣に意見を提出することができる。
en-us	(4) If the auditor finds it to be necessary based on the results of an audit, the auditor may submit an opinion to the Management Committee, to the president, or to the Prime Minister.

ja-jp	（役員の任命）
en-us	(Appointment of Officers)

ja-jp	第百九条　理事長及び監事は、内閣総理大臣が任命する。
en-us	Article 109 (1) The president and the auditor are appointed by the Prime Minister.

ja-jp	２　理事は、理事長が内閣総理大臣の認可を受けて任命する。
en-us	(2) A director is appointed by the president with the authorization of the Prime Minister.

ja-jp	（役員の任期）
en-us	(Term of Office of Officers)

ja-jp	第百十条　役員の任期は、二年とする。ただし、補欠の役員の任期は、前任者の残任期間とする。
en-us	Article 110 (1) The term of office of an officer is three years; provided, however, that the term of office of a substitute officer appointed in the event of a vacancy among the officers is the remaining term of the predecessor.

ja-jp	２　役員は、再任されることができる。
en-us	(2) An officer may be reappointed.

ja-jp	（役員の欠格条項）
en-us	(Ineligibility as an Officer)

ja-jp	第百十一条　政府又は地方公共団体の職員（非常勤の者を除く。）は、役員となることができない。
en-us	Article 111 A national or local government official (excluding persons in part-time positions) may not become an officer.

ja-jp	（役員の解任）
en-us	(Dismissal of Officers)

ja-jp	第百十二条　内閣総理大臣又は理事長は、それぞれその任命に係る役員が前条の規定に該当するに至ったときは、その役員を解任しなければならない。
en-us	Article 112 (1) The Prime Minister or the president must dismiss the officer they have appointed respectively if such officer comes to fall under the provisions of the preceding Article.

ja-jp	２　内閣総理大臣又は理事長は、それぞれその任命に係る役員が第百三条各号のいずれかに該当するに至ったときその他役員たるに適しないと認めるときは、第百九条の規定の例により、その役員を解任することができる。
en-us	(2) The Prime Minister or the president may, in accordance with the rules under the provisions of Article 109, dismiss the officer they have appointed respectively if such officer comes to fall under any of the items of Article 103, or if the Prime Minister or the president otherwise finds it to be inappropriate for such officer to remain an officer.

ja-jp	（役員の兼職禁止）
en-us	(Prohibition of Concurrent Office-Holding by Officers)

ja-jp	第百十三条　役員（非常勤の者を除く。）は、営利を目的とする団体の役員となり、又は自ら営利事業に従事してはならない。ただし、内閣総理大臣の承認を受けたときは、この限りでない。
en-us	Article 113 An officer (excluding a person in a part-time position) may not become the officer of a for-profit body, nor may such officer engage in business for profit; provided, however, that this does not apply if the officer obtains the approval of the Prime Minister

ja-jp	（監事の兼職禁止）
en-us	(Prohibition of Concurrent Office-Holding by the Auditor)

ja-jp	第百十四条　監事は、理事長、理事、運営委員会の委員又は機構の職員を兼ねてはならない。
en-us	Article 114 The auditor may not concurrently hold the position of the president, director, Management committee member, or employee of the Corporation.

ja-jp	（代表権の制限）
en-us	(Restriction on Authority of Representation)

ja-jp	第百十五条　機構と理事長又は理事との利益が相反する事項については、これらの者は、代表権を有しない。この場合においては、監事が機構を代表する。
en-us	Article 115 The president and directors have no representative authority with regard to a matter that constitutes a conflict of interests between the president or any director and the Corporation. In such a case, the auditor represents the Corporation.

ja-jp	（代理人の選任）
en-us	(Appointment of Agents)

ja-jp	第百十六条　理事長は、機構の職員のうちから、機構の業務の一部に関する一切の裁判上又は裁判外の行為を行う権限を有する代理人を選任することができる。
en-us	Article 116 The president may appoint an agent with the authority to undertake all acts in or out of court involved in a portion of the business of the Corporation, from among the employees of the Corporation.

ja-jp	（職員の任命）
en-us	(Appointment of Employees)

ja-jp	第百十七条　機構の職員は、理事長が任命する。
en-us	Article 117 The Corporation's employees are appointed by the president.

ja-jp	（役員及び職員の秘密保持義務等）
en-us	(Duty of Confidentiality of the Officers and Employees)

ja-jp	第百十八条　第百五条及び第百六条の規定は、機構の役員及び職員について準用する。
en-us	Article 118 The provisions of Articles 105 and 106 apply mutatis mutandis to officers and employees of the Corporation.

ja-jp	第五款　業務
en-us	Subsection 5 Operations

ja-jp	（業務の範囲）
en-us	(Scope of Operations)

ja-jp	第百十九条　機構は、第八十六条の目的を達成するため、次に掲げる業務を行う。
en-us	Article 119 The Corporation conducts the following operations in order to achieve the purpose set forth in Article 86:

ja-jp	一　金融経済教育を行うこと。
en-us	(i) providing financial and economic education;

ja-jp	二　国民が金融経済教育を容易に受けられるよう、必要な情報の収集、整理及び提供、金融経済教育を担う人材の養成及び資質の向上その他の支援を行うこと。
en-us	(ii) collecting, sorting, and providing necessary information, training personnel responsible for financial and economic education, improving their capabilities, and providing other support so that the people may easily receive financial and economic education;

ja-jp	三　金融経済教育の推進に関する調査研究を行うこと。
en-us	(iii) implementing investigation and research related to the promotion of financial and economic education; and

ja-jp	四　前三号に掲げる業務に附帯する業務
en-us	(iv) operations incidental to operations listed in the preceding three items.

ja-jp	（業務の委託）
en-us	(Entrustment of Operations)

ja-jp	第百二十条　機構は、内閣総理大臣の認可を受けて、前条の業務の一部を委託することができる。
en-us	Article 120 (1) The Corporation may entrust part of operations set forth in the preceding Article with the authorization of the Prime Minister.

ja-jp	２　第百五条の規定は、前項の規定による委託を受けた者（その者が法人である場合にあっては、その役員）又はその職員で、当該委託を受けた業務に従事するものについて準用する。
en-us	(2) The provisions of Article 105 apply mutatis mutandis to a person who accepts the entrustment pursuant to the provisions of the preceding paragraph (if the person is a corporation, its officers) or employees engaging in the operations under such entrustment.

ja-jp	（業務方法書）
en-us	(Operational Method Statement)

ja-jp	第百二十一条　機構は、業務開始の際、業務方法書を作成し、内閣総理大臣の認可を受けなければならない。これを変更しようとするときも、同様とする。
en-us	Article 121 (1) The Corporation must prepare an operational method statement and obtain the authorization of the Prime Minister when starting the operation. The same applies to cases when the Corporation intends to change the operational method statement.

ja-jp	２　前項の業務方法書には、内閣府令で定める事項を記載しなければならない。
en-us	(2) The operational method statement set forth in the preceding paragraph must include matters provided for by Cabinet Office Order.

ja-jp	（資料の交付の要請等）
en-us	(Request for Delivery of Materials)

ja-jp	第百二十二条　国又は地方公共団体は、機構がその業務を行うため特に必要があると認めて要請をしたときは、機構に対し、必要な資料を交付し、又はこれを閲覧させることができる。
en-us	Article 122 (1) If the Corporation finds it particularly necessary in performing its operations and makes a request, the government or a local government may deliver the necessary materials or make them available for inspection for the Corporation.

ja-jp	２　機構は、その業務を行うため必要があると認めるときは、国の機関、地方公共団体、民間事業者その他の者に対して、資料の提供、意見の表明、説明その他必要な協力を求めることができる。
en-us	(2) If the Corporation finds it necessary in performing its operations, the Corporation may request that the national government organs, local governments, or private businesses provide materials, present opinions, give explanations, or provide other necessary cooperation.

ja-jp	第六款　財務及び会計
en-us	Subsection 6 Finance and Accounting

ja-jp	第百二十三条　機構の事業年度は、毎年四月一日に始まり、翌年三月三十一日に終わる。
en-us	Article 123 The business year of the Corporation commences on April 1 every year and ends on March 31 of the following year.

ja-jp	（予算等の認可）
en-us	(Authorization for Budget)

ja-jp	第百二十四条　機構は、毎事業年度、予算及び事業計画を作成し、当該事業年度の開始前に、内閣総理大臣の認可を受けなければならない。これを変更しようとするときも、同様とする。
en-us	Article 124 (1) The Corporation must prepare budget and business plans for each business year and obtain the authorization of the Prime Minister before the commencement of the business year. The same applies to cases where the Corporation intends to change the plans.

ja-jp	２　内閣総理大臣は、前項の認可をしようとするときは、あらかじめ、財務大臣に協議しなければならない。
en-us	(2) When the Prime Minister intends to give the authorization set forth in the preceding paragraph, the Prime Minister must consult with the Minister of Finance in advance.

ja-jp	（財務諸表等）
en-us	(Financial Statements)

ja-jp	第百二十五条　機構は、毎事業年度、貸借対照表、損益計算書その他内閣府令で定める書類及びこれらの附属明細書（以下この条において「財務諸表」という。）を作成し、当該事業年度の終了後三月以内に内閣総理大臣に提出し、その承認を受けなければならない。
en-us	Article 125 (1) The Corporation must prepare balance sheets, profit and loss statements, and other documents specified by Cabinet Office Order and their annexed detailed statements (hereinafter collectively referred to as "financial statements" in this Article) for each business year, submit them to the Prime Minister within three months from the end of the business year, and obtain the approval of the Prime Minister.

ja-jp	２　機構は、前項の規定により財務諸表を内閣総理大臣に提出するときは、これに当該事業年度の事業報告書及び予算の区分に従い作成した決算報告書並びに財務諸表及び決算報告書に関する監事の意見書を添付しなければならない。
en-us	(2) When the Corporation submits to the Prime Minister the financial statements pursuant to the provisions of the preceding paragraph, the Corporation must attach to the financial statements the business report of the business year, the statement of accounts prepared in accordance with the budget category, and the auditor's written opinion on financial statements and statements of accounts.

ja-jp	３　機構は、第一項の規定による内閣総理大臣の承認を受けたときは、遅滞なく、財務諸表を官報に公告し、かつ、財務諸表並びに前項の事業報告書、決算報告書及び監事の意見書（以下この条において「財務諸表等」という。）を、各事務所に備え置き、内閣府令で定める期間、公衆の縦覧に供しなければならない。
en-us	(3) When the Corporation obtains the approval of the Prime Minister pursuant to the provisions of paragraph (1), the Corporation must make public notice of the financial statements in the official gazette without delay, and keep the financial statements, the business reports, the statements of accounts, and the auditor's written opinion set forth in the preceding paragraph (hereinafter collectively referred to as "financial statements, etc." in this Article) at each office and make them available for public inspection for the period specified by Cabinet Office Order.

ja-jp	４　財務諸表等は、電磁的記録をもって作成することができる。
en-us	(4) Financial statements, etc. may be prepared by electronic or magnetic records.

ja-jp	５　財務諸表等が電磁的記録をもって作成されているときは、当該電磁的記録に記録された情報を電磁的方法（電子情報処理組織を使用する方法その他の情報通信の技術を利用する方法であって内閣府令で定めるものをいう。）により不特定多数の者が提供を受けることができる状態に置く措置として内閣府令で定めるものをとることができる。この場合においては、財務諸表等を、第三項の規定により備え置き、公衆の縦覧に供したものとみなす。
en-us	(5) When the financial statements, etc. are prepared in the form of electronic or magnetic records, the Corporation may take the measures specified by Cabinet Office Order as measures to ensure that the information recorded in the electronic or magnetic record is available to many and unspecified persons by electronic or magnetic means (meaning a method of using an electronic data processing system or any other information and communication technology that is specified by Cabinet Officer Order). In this case, financial statements, etc. are deemed to be kept at offices pursuant to the provisions of paragraph (3) and to be made available for public inspection.

ja-jp	（利益及び損失の処理）
en-us	(Treatment of Profits and Losses)

ja-jp	第百二十六条　機構は、毎事業年度、損益計算において利益を生じたときは、前事業年度から繰り越した損失を埋め、なお残余があるときは、その残余の額は、積立金として整理しなければならない。
en-us	Article 126 (1) If a profit is generated based on profit and loss calculation, the Corporation must offset any loss carried over from the previous business year, and if there is any surplus even after offsetting the loss, the Corporation must keep this surplus amount as a reserve fund for each business year.

ja-jp	２　機構は、毎事業年度、損益計算において損失を生じたときは、前項の規定による積立金を減額して整理し、なお不足があるときは、その不足額は、繰越欠損金として整理しなければならない。
en-us	(2) If a loss is incurred based on the calculation of profits and losses, the Corporation must account for the loss by reducing the amount of the reserve fund prescribed under the preceding paragraph, and if there is any deficit remaining thereafter, the Corporation must account for the amount of the deficit as a loss carried forward, for each business year.

ja-jp	３　機構は、予算をもって定める額に限り、第一項の規定による積立金を第百十九条の業務に要する費用に充てることができる。
en-us	(3) The Corporation may, within the limits of the amount prescribed by the budget, allocate the reserve funds under the provisions of paragraph (1) to expenses necessary for the operations set forth in Article 119.

ja-jp	第百二十七条　機構は、その業務に要する費用に充てるため必要な場合において、内閣総理大臣の認可を受けて、短期借入金をすることができる。
en-us	Article 127 (1) The Corporation may make short-term borrowings with the authorization of the Prime Minister if it is necessary to allocate funds to expenses required for its operations.

ja-jp	２　前項の規定による短期借入金は、当該事業年度内に償還しなければならない。ただし、資金の不足のため償還することができないときは、その償還することができない金額に限り、内閣総理大臣の認可を受けて、これを借り換えることができる。
en-us	(2) The short-term borrowings pursuant to the provisions of the preceding paragraph must be repaid within the relevant business year; provided, however, that if the short-term borrowings cannot be repaid due to a lack of funds, only the amount that cannot be repaid may be refinanced, after obtaining the authorization of the Prime Minister.

ja-jp	３　前項ただし書の規定により借り換えた短期借入金は、一年以内に償還しなければならない。
en-us	(3) The short-term borrowings that have been refinanced pursuant to the provisions of the proviso to the preceding paragraph must be repaid within one year.

ja-jp	４　内閣総理大臣は、第一項及び第二項の認可をしようとするときは、あらかじめ、財務大臣に協議しなければならない。
en-us	(4) When intending to give the authorization as set forth in paragraph (1) and paragraph (2), the Prime Minister must consult with the Minister of Finance in advance.

ja-jp	５　機構は、長期借入金及び債券発行をすることができない。
en-us	(5) The Corporation neither make long-term borrowings nor issue bonds.

ja-jp	（余裕金の運用）
en-us	(Investment of Surplus Funds)

ja-jp	第百二十八条　機構は、次の方法によるほか、業務上の余裕金を運用してはならない。
en-us	Article 128 The Corporation may not invest surplus funds from its operations other than by the following means:

ja-jp	一　国債その他内閣総理大臣の指定する有価証券の保有
en-us	(i) holding Japanese Government Bonds and securities designated by the Prime Minister;

ja-jp	二　内閣総理大臣の指定する金融機関への預金
en-us	(ii) depositing surplus funds in a financial institution designated by the Prime Minister; or

ja-jp	三　その他内閣府令で定める方法
en-us	(iii) any other means provided for by the Cabinet Office Order.

ja-jp	（内閣府令への委任）
en-us	(Delegation to the Cabinet Office Order)

ja-jp	第百二十九条　この法律に定めるもののほか、機構の財務及び会計に関し必要な事項は、内閣府令で定める。
en-us	Article 129 Beyond what is provided for in this Act, any necessary matters related to the Corporation's finances and accounting are prescribed by Cabinet Office Order.

ja-jp	第七款　監督
en-us	Subsection 7 Supervision

ja-jp	第百三十条　機構は、内閣総理大臣が監督する。
en-us	Article 130 (1) The Corporation is supervised by the Prime Minister.

ja-jp	２　内閣総理大臣は、この法律を施行するため必要があると認めるときは、機構に対し、その業務に関して監督上必要な命令をすることができる。
en-us	(2) When the Prime Minister finds it necessary for the enforcement of the Act, the Prime Minister may issue the Corporation any order that is necessary for the supervision of its operations.

ja-jp	（報告及び検査）
en-us	(Report and Inspections)

ja-jp	第百三十一条　内閣総理大臣は、この法律を施行するため必要があると認めるときは、機構に対しその業務に関し報告をさせ、又はその職員に機構の事務所に立ち入り、帳簿、書類その他の物件を検査させることができる。
en-us	Article 131 (1) If the Prime Minister finds it necessary for the enforcement of this Act, the Prime Minister may order the Corporation to submit a report on its operations, or may have officials of the Cabinet Office enter the Corporation's offices to inspect its books, documents, or any other objects.

ja-jp	２　前項の規定により職員が立入検査をする場合には、その身分を示す証明書を携帯し、関係人にこれを提示しなければならない。
en-us	(2) When an official carrying out an on-site inspection pursuant to the provisions of the preceding paragraph, the official must carry a certificate for identification, and present it to the relevant persons.

ja-jp	３　第一項の規定による立入検査の権限は、犯罪捜査のために認められたものと解してはならない。
en-us	(3) The authority for an on-site inspection pursuant to the provisions of paragraph (1) must not be construed as having been accorded for a criminal investigation.

ja-jp	第八款　雑則
en-us	Subsection 8 Miscellaneous Provisions

ja-jp	（定款の変更）
en-us	(Changes to the Articles of Incorporation)

ja-jp	第百三十二条　定款の変更は、内閣総理大臣の認可を受けなければ、その効力を生じない。
en-us	Article 132 Changes to the articles of incorporation do not become effective without the authorization of the Prime Minister.

ja-jp	第百三十三条　機構は、解散した場合において、その債務を弁済してなお残余財産があるときは、これを各出資者に対し、その出資額を限度として分配するものとする。
en-us	Article 133 (1) If the Corporation has dissolved and there are residual assets after it has performed its obligations, the Corporation is to distribute these assets to each of the capital contributors to the extent of the amounts of their capital contribution.

ja-jp	２　前項に規定するもののほか、機構の解散については、別に法律で定める。
en-us	(2) Beyond what is provided for in the preceding paragraph, matters concerning the dissolution of the Corporation are specified in a separate Act.

ja-jp	（資金の確保）
en-us	(Securing of Funds)

ja-jp	第百三十四条　国は、金融経済教育の推進を図るために必要な資金の確保に努めるものとする。
en-us	Article 134 The State is to endeavor to secure funds necessary for facilitating the promotion of financial and economic education.

ja-jp	（内閣府令への委任）
en-us	(Delegation to Cabinet Office Order)

ja-jp	第百三十五条　この法律に定めるもののほか、この節の規定の実施に関し必要な事項は、内閣府令で定める。
en-us	Article 135 Beyond what is provided for in this Act, Cabinet Order prescribes matters necessary for the implementation of provisions in this Section.

ja-jp	第六章　雑則
en-us	Chapter VI Miscellaneous Provisions

ja-jp	（関係者相互の連携及び協力）
en-us	(Collaboration and Cooperation Among Concerned Parties)

ja-jp	第百三十六条　国の関係行政機関は、金融サービスの提供及び利用環境の整備等に関する施策の円滑な実施が促進されるよう、相互に連携を図りながら協力しなければならない。
en-us	Article 136 (1) Relevant national administrative organs must collaborate and cooperate with one another so as to facilitate the smooth implementation of measures related to the provision and development of an environment for the use of financial services.

ja-jp	２　国、地方公共団体、機構その他の関係者は、金融サービスの提供及び利用環境の整備等に関する施策が全国において効果的かつ効率的に実施されるよう、適切に役割を分担するとともに、相互に連携を図りながら協力するよう努めなければならない。
en-us	(2) The State, local governments, the Corporation, and other relevant persons must endeavor to appropriately share roles and collaborate and cooperate with each other to ensure that measures related to the provision and development of an environment for the use of financial services are implemented in an effective and efficient manner throughout Japan.

ja-jp	（権限の委任）
en-us	(Delegation of Authority)

ja-jp	第百三十七条　内閣総理大臣は、この法律による権限（政令で定めるものを除く。）を金融庁長官に委任する。
en-us	Article 137 (1) The Prime Minister is to delegate their authority under this Act (excluding what is specified by Cabinet Order) to the Commissioner of the Financial Services Agency.

ja-jp	２　金融庁長官は、前項の規定により委任された権限のうち、次に掲げるものを証券取引等監視委員会（以下この条及び次条において「委員会」という。）に委任する。ただし、報告又は資料の提出を命ずる権限は、金融庁長官が自ら行うことを妨げない。
en-us	(2) Among the authority delegated to the Commissioner of the Financial Services Agency pursuant to the provisions of the preceding paragraph, the Commissioner is to delegate the authority set forth in the following items to the Securities and Exchange Surveillance Commission (hereinafter referred to as the "Commission" in this Article and the following Article); provided, however, that this does not preclude the Commissioner from personally exercising the authority to issue an order to report or submit materials:

ja-jp	一　第三十五条第一項及び第二項の規定による権限（第十一条第四項第一号から第三号までに掲げる行為の公正の確保に係る規定として政令で定める規定に関するものに限る。）
en-us	(i) the authority under the provisions of Article 35, paragraph (1) and (2) (limited to the authority related to the provisions specified by Cabinet Order as those related to ensuring the fairness of the acts set forth in Article 11, paragraph (4), items (i) through (iii));

ja-jp	二　第三十六条第一項及び第二項の規定による権限（第十一条第四項第一号から第三号までに掲げる行為の公正の確保に係る規定として政令で定める規定に関するものに限る。）
en-us	(ii) the authority under the provisions of Article 36, paragraph (1) and (2) (limited to authority related to the provisions specified by Cabinet Order as those related to ensuring the fairness of the acts set forth in Article 11, paragraph (4), items (i) through (iii));

ja-jp	三　第四十八条第一項及び第二項の規定による権限（金融サービス仲介業（有価証券等仲介業務に係るものに限る。）の適正の確保に係る認定金融サービス仲介業協会の業務として政令で定める業務に関するものに限る。次号において同じ。）
en-us	(iii) the authority under the provisions of Article 48, paragraph (1) and (2) (limited to authority related to the business operations specified by Cabinet Order as the business operations of a certified financial service intermediary business association related to ensuring the appropriateness of financial service intermediary business (limited to the business concerning securities, etc. intermediary business operations); the same applies in the following item); and

ja-jp	四　第四十九条第一項及び第二項の規定による権限
en-us	(iv) the authority under the provisions of Article 49, paragraph (1) and (2).

ja-jp	３　金融庁長官は、政令で定めるところにより、第一項の規定により委任された権限（前項の規定により委員会に委任されたものを除く。）のうち、第三十五条第一項及び第二項、第三十六条第一項及び第二項、第四十八条第一項及び第二項並びに第四十九条第一項及び第二項の規定によるものを委員会に委任することができる。
en-us	(3) The Commissioner of the Financial Service Agency may, pursuant to the provisions of Cabinet Order, delegate the authority under Article 35, paragraphs (1) and (2), Article 36, paragraphs (1) and (2), Article 48, paragraphs (1) and (2), and Article 49, paragraphs (1) and (2) to the Commission among the authority delegated to the Commissioner pursuant to the provisions of paragraph (1) (excluding authority delegated to the Commission pursuant to the provisions of the preceding paragraph).

ja-jp	４　委員会は、前項の規定により委任された権限を行使したときは、速やかに、その結果について金融庁長官に報告するものとする。
en-us	(4) If the Commission exercises the authority delegated to it pursuant to the provisions of the preceding paragraph, it is to promptly report the results to the Commissioner of the Financial Services Agency.

ja-jp	５　金融庁長官は、政令で定めるところにより、第一項の規定により委任された権限（第二項及び第三項の規定により委員会に委任されたものを除く。）の一部を財務局長又は財務支局長に委任することができる。
en-us	(5) The Commissioner of the Financial Services Agency may delegate part of the authority delegated to the Commissioner pursuant to the provisions of paragraph (1) (excluding authority delegated to the Commission pursuant to the provisions of paragraphs (2) and (3)) to the director-general of a local finance bureau or to the director-general of a local finance branch bureau, pursuant to the provisions of Cabinet Order.

ja-jp	６　委員会は、政令で定めるところにより、第二項及び第三項の規定により委任された権限の一部を財務局長又は財務支局長に委任することができる。
en-us	(6) The Commission may delegate part of the authority delegated to it pursuant to the provisions of paragraphs (2) and (3) to the Director-General of a Local Finance Bureau or to the Director-General of a Local Finance Branch Bureau, pursuant to the provisions of Cabinet Order.

ja-jp	７　前項の規定により財務局長又は財務支局長に委任された権限に係る事務に関しては、委員会が財務局長又は財務支局長を指揮監督する。
en-us	(7) The Commission directs and supervises the Director-General of a Local Finance Bureau or the Director-General of a Local Finance Branch Bureau concerning affairs related to the authority that is delegated to the Director-General of a Local Finance Bureau or to the Director-General of a Local Finance Branch Bureau pursuant to the provisions of the preceding paragraph.

ja-jp	（委員会に対する審査請求）
en-us	(Requests for Reviews Against the Commission)

ja-jp	第百三十八条　委員会が前条第二項又は第三項の規定により行う報告又は資料の提出の命令（同条第六項の規定により財務局長又は財務支局長が行う場合を含む。）についての審査請求は、委員会に対してのみ行うことができる。
en-us	Article 138 A request for review with regard to an order to report or submit materials issued by the Commission pursuant to the provisions of paragraph (2) or (3) of the preceding Article (including an order issued by the Director-General of a Local Finance Bureau or the Director-General of a Local Finance Branch Bureau pursuant to the provisions of paragraph (6) of that Article) may only be filed against the Commission.

ja-jp	第百三十九条　この法律の規定に基づき命令を制定し、又は改廃する場合においては、その命令で、その制定又は改廃に伴い合理的に必要と判断される範囲内において、所要の経過措置（罰則に関する経過措置を含む。）を定めることができる。
en-us	Article 139 If an order is established, amended, or repealed based on the provisions of this Act, any necessary transitional measures (including transitional measures for penal provisions) may be prescribed in that order, to the extent that is considered to be reasonably necessary for the establishment, amendment, or repeal of that order.

ja-jp	第七章　罰則
en-us	Chapter VII Penal Provisions

ja-jp	第百四十条　次の各号のいずれかに該当するときは、その違反行為をした者は、三年以下の拘禁刑若しくは三百万円以下の罰金に処し、又はこれを併科する。
en-us	Article 140 If a person falls under any of the following items, the person that commits the violation is subject to punishment for not more than three years, a fine of not more than three million yen, or both:

ja-jp	一　不正の手段により第十二条の登録又は第十六条第一項の変更登録を受けたとき。
en-us	(i) a person has obtained registration under Article 12 or registration of change under Article 16, paragraph (1) by wrongful means;

ja-jp	二　第二十一条の規定に違反して他人に金融サービス仲介業を行わせたとき。
en-us	(ii) a person has, in violation of Article 21, had another person engage in financial service intermediary business;

ja-jp	三　第三十条において準用する保険業法第三百条第一項の規定に違反して同項第一号に掲げる行為（運用実績連動型保険契約（同法第百条の五第一項に規定する運用実績連動型保険契約をいう。第百四十二条第三号において同じ。）に係るものに限る。）をしたとき。
en-us	(iii) a person has, in violation of the provisions of Article 300, paragraph (1) of the Insurance Business Act as applied mutatis mutandis pursuant to Article 30, conducted an act set forth in item (i) of that paragraph (limited to an act related to a performance-linked insurance contract (meaning a performance-linked insurance contract prescribed in Article 100-5, paragraph (1) of that Act; the same applies in Article 142, item (iii)));

ja-jp	四　第三十一条第一項において準用する金融商品取引法第三十八条の二又は第三十一条第二項において準用する同法第三十九条第一項の規定に違反したとき。
en-us	(iv) a person has violated the provisions of Article 38-2 of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 31, paragraph (1) or the provisions of Article 39, paragraph (1) of that Act as applied mutatis mutandis pursuant to Article 31, paragraph (2);

ja-jp	五　第三十一条第一項において準用する金融商品取引法第六十六条の十四第一号ハの規定に違反したとき。
en-us	(v) a person has violated the provisions of Article 66-14, item (i), (c) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 31, paragraph (1);

ja-jp	六　第三十一条第一項において準用する金融商品取引法第六十六条の十四の二の規定に違反したとき。
en-us	(vi) a person has violated the provisions of Article 66-14-2 of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 31, paragraph (1); or

ja-jp	七　第三十八条第二項の規定による電子決済等代行業の廃止の命令に違反したとき。
en-us	(vii) a person has violated an order to discontinue electronic payment services under Article 38, paragraph (2).

ja-jp	第百四十一条　次の各号のいずれかに該当するときは、その違反行為をした者は、二年以下の拘禁刑若しくは三百万円以下の罰金に処し、又はこれを併科する。
en-us	Article 141 If a person falls under any of the following items, the person that commits the violation is subject to punishment for not more than two years, a fine of not more than three million yen, or both:

ja-jp	一　第三十二条において準用する貸金業法第二十一条第一項の規定に違反したとき。
en-us	(i) a person has violated the provisions of Article 21, paragraph (1) of the Money Lending Business Act as applied mutatis mutandis pursuant to Article 32;

ja-jp	二　第三十八条第一項の規定による業務の全部又は一部の停止の命令に違反したとき。
en-us	(ii) a person has violated an order to suspend all or part of its services under Article 38, paragraph (1); or

ja-jp	三　第五十条の規定による命令に違反したとき。
en-us	(iii) a person has violated an order under Article 50.

ja-jp	第百四十二条　次の各号のいずれかに該当するときは、その違反行為をした者は、一年以下の拘禁刑若しくは三百万円以下の罰金に処し、又はこれを併科する。
en-us	Article 142 If a person falls under any of the following items, the person that commits the violation is subject to punishment for not more than one year, a fine of not more than three million yen, or both:

ja-jp	一　第十三条又は第五十二条の規定による申請書又はこれに添付すべき書類に虚偽の記載をしてこれらを提出したとき。
en-us	(i) a person has made a false statement in an application form or a document to be attached to the application form pursuant to the provisions of Article 13 or Article 52 and submitted it;

ja-jp	二　第二十九条において準用する銀行法第五十二条の四十五（第一号に係る部分に限る。）の規定の違反があった場合において、顧客以外の者（第十一条第二項第一号イからヨまでに掲げる者又は金融サービス仲介業者を含む。）の利益を図り、又は顧客に損害を与える目的でその違反行為をしたとき。
en-us	(ii) a person has violated the provisions of Article 52-45 of the Banking Act (limited to the part related to item (i)) as applied mutatis mutandis pursuant to Article 29, and the person has committed the violation for the purpose of benefiting a person other than customers (including a person set forth in Article 11, paragraph (2), item (i), (a) through (o) or a financial service intermediary) or of damaging customers;

ja-jp	三　第三十条において準用する保険業法第三百条第一項の規定に違反して、同項第一号に掲げる行為（運用実績連動型保険契約に係るものを除く。）をしたとき、又は同項第二号若しくは第三号に掲げる行為をしたとき。
en-us	(iii) a person has, in violation of the provisions of Article 300, paragraph (1) of the Insurance Business Act as applied mutatis mutandis pursuant to Article 30, conducted an act set forth in item (i) of that paragraph (excluding an act related to a performance-linked insurance contract) or an act set forth in item (ii) or (iii) of that paragraph;

ja-jp	四　第三十一条第二項において準用する金融商品取引法第三十八条第一号の規定に違反して虚偽のことを告げたとき。
en-us	(iv) a person has, in violation of the provisions of Article 38, item (i) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 31, paragraph (2), made a false statement;

ja-jp	五　第三十二条において準用する貸金業法第十二条の五の規定に違反したとき。
en-us	(v) a person has violated the provisions of Article 12-5 of the Money Lending Business Act as applied mutatis mutandis pursuant to Article 32;

ja-jp	六　第三十二条において準用する貸金業法第十二条の六（第一号に係る部分に限る。）の規定に違反して虚偽のことを告げたとき。
en-us	(vi) a person has, in violation of the provisions of Article 12-6 of the Money Lending Business Act (limited to the part related to item (i)) as applied mutatis mutandis pursuant to Article 32, made a false statement;

ja-jp	七　第三十二条において準用する貸金業法第十二条の七の規定に違反したとき。
en-us	(vii) a person has violated the provisions of Article 12-7 of the Money Lending Business Act as applied mutatis mutandis pursuant to Article 32;

ja-jp	八　第三十二条において準用する貸金業法第十六条の三第一項の規定に違反して、書面を交付せず、又は同項に規定する事項を記載しない書面若しくは虚偽の記載をした書面を交付したとき。
en-us	(viii) a person has, in violation of the provisions of Article 16-3, paragraph (1) of the Money Lending Business Act as applied mutatis mutandis pursuant to Article 32, failed to deliver documents, or has delivered documents lacking the matters prescribed in the paragraph or documents containing false statements;

ja-jp	九　第三十二条において準用する貸金業法第十八条第一項の規定に違反して、書面を交付せず、又は同項に規定する事項を記載しない書面若しくは虚偽の記載をした書面を交付したとき。
en-us	(ix) a person has, in violation of the provisions of Article 18, paragraph (1) of the Money Lending Business Act as applied mutatis mutandis pursuant to Article 32, failed to deliver documents, or has delivered documents lacking the matters prescribed in the paragraph or documents containing false statements;

ja-jp	十　第三十二条において準用する貸金業法第二十条第一項又は第二項の規定に違反したとき。
en-us	(x) a person has violated the provisions of Article 20, paragraph (1) or (2) of the Money Lending Business Act as applied mutatis mutandis pursuant to Article 32;

ja-jp	十一　第三十二条において準用する貸金業法第二十条第三項の規定に違反して、書面を交付せず、又は同項に規定する事項を記載しない書面若しくは虚偽の記載をした書面を交付したとき。
en-us	(xi) a person has, in violation of the provisions of Article 20, paragraph (3) of the Money Lending Business Act as applied mutatis mutandis pursuant to Article 32, failed to deliver documents, or has delivered documents lacking the matters prescribed in the paragraph or documents containing false statements;

ja-jp	十二　第三十二条において準用する貸金業法第二十条の二（第一号に係る部分に限る。）の規定に違反して、同条に規定する預金通帳等の引渡し若しくは提供を求め、又はこれらを保管したとき。
en-us	(xii) a person has, in violation of the provisions of Article 20-2 of the Money Lending Business Act (limited to the part related to item (i)) as applied mutatis mutandis pursuant to Article 32, requested delivery or provision of a deposit passbook, etc. as prescribed in Article 20-2 of that Act, or has retained it;

ja-jp	十三　第三十二条において準用する貸金業法第二十条の二（第二号に係る部分に限る。）の規定に違反したとき。
en-us	(xiii) a person has violated the provisions of Article 20-2 of the Money Lending Business Act (limited to the part related to item (ii)) as applied mutatis mutandis pursuant to Article 32;

ja-jp	十四　第三十三条の規定による帳簿書類の作成若しくは保存をせず、又は虚偽の帳簿書類を作成したとき。
en-us	(xiv) a person has failed to prepare or keep books and documents under Article 33 or prepared false books and documents;

ja-jp	十五　第三十四条第一項又は第六十九条第一項の規定による報告書を提出せず、又は虚偽の記載をした報告書を提出したとき。
en-us	(xv) a person has failed to submit a report under Article 34, paragraph (1) or Article 69, paragraph (1) or has submitted a report containing false statements;

ja-jp	十六　第三十四条第二項の規定による書面を公衆の縦覧に供せず、若しくは同項の規定による公表をせず、又は虚偽の記載をした書面を公衆の縦覧に供し、若しくは虚偽の公表をしたとき。
en-us	(xvi) a person has failed to make documents under Article 34, paragraph (2) available for public inspection, failed to publicize the documents pursuant to the provisions of that paragraph, has made documents containing false statements available for public inspection, or has made a false publication;

ja-jp	十七　第三十五条第一項若しくは第二項又は第四十八条第一項若しくは第二項の規定による報告若しくは資料の提出をせず、又は虚偽の報告若しくは資料の提出をしたとき。
en-us	(xvii) a person has failed to make a report or submit materials under Article 35, paragraph (1) or (2) or Article 48, paragraph (1) or (2), has made a false report, or has submitted false materials;

ja-jp	十八　第三十六条第一項若しくは第二項又は第四十九条第一項若しくは第二項の規定による当該職員の質問に対して答弁をせず、若しくは虚偽の答弁をし、又はこれらの規定による検査を拒み、妨げ、若しくは忌避したとき。
en-us	(xviii) a person has failed to answer a question asked by officials pursuant to the provisions of Article 36, paragraph (1) or (2) or Article 49, paragraph (1) or (2), or has given a false answer, or refused, hindered, or evaded the inspection under these provisions;

ja-jp	十九　第五十八条の規定に違反したとき。
en-us	(xix) a person has violated the provisions of Article 58;

ja-jp	二十　第七十条第一項若しくは第二項の規定による報告若しくは資料の提出をせず、若しくは虚偽の報告若しくは資料の提出をし、又はこれらの規定による当該職員の質問に対して答弁をせず、若しくは虚偽の答弁をし、若しくはこれらの規定による検査を拒み、妨げ、若しくは忌避したとき。
en-us	(xx) a person has failed to make a report or submit materials under Article 70, paragraph (1) or (2), or has made a false report, or submitted false materials, or failed to answer a question asked by officials pursuant to these provisions, or given a false answer, or refused, hindered, or evaded the inspection under these provisions; or

ja-jp	二十一　第七十一条第一項の規定による命令に違反したとき。
en-us	(xxi) a person has violated an order under Article 71, paragraph (1).

ja-jp	第百四十三条　次の各号のいずれかに該当するときは、その違反行為をした者は、一年以下の拘禁刑若しくは百万円以下の罰金に処し、又はこれを併科する。
en-us	Article 143 If a person falls under any of the following items, the person that commits the violation is subject to punishment for not more than one year, a fine of not more than one million yen, or both:

ja-jp	一　第二十二条第五項の規定に違反したとき。
en-us	(i) a person has violated the provisions of Article 22, paragraph (5);

ja-jp	二　第二十七条の規定に違反したとき。
en-us	(ii) a person has violated the provisions of Article 27;

ja-jp	三　第三十一条第二項において準用する金融商品取引法第三十七条の三第一項の規定に違反して、同項の規定による情報（同項各号に掲げる事項に係るものに限る。以下この号において同じ。）の提供をせず、又は虚偽の情報の提供をしたとき。
en-us	(iii) a person has, in violation of the provisions of Article 37-3, paragraph (1) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 31, paragraph (2), failed to provide information pursuant to the provisions of Article 37-3, paragraph (1) of the Financial Instruments and Exchange Act (limited to those related to the matters listed in items of Article 37-3, paragraph (1) of that Act; the same applies in this item) or provided false information;

ja-jp	四　第三十一条第二項において準用する金融商品取引法第三十九条第二項の規定に違反したとき。
en-us	(iv) a person has violated the provisions of Article 39, paragraph (2) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 31, paragraph (2);

ja-jp	五　第三十一条第二項において準用する金融商品取引法第三十九条第七項の規定による申請書又は書類に虚偽の記載をして提出したとき。
en-us	(v) a person has made a false statement in an application form or a document under Article 39, paragraph (7) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 31, paragraph (2) and has submitted it;

ja-jp	五の二　第三十二条において準用する貸金業法第十六条の二第一項から第三項までの規定に違反して、書面を交付せず、若しくはこれらの規定に規定する事項を記載しない書面若しくは虚偽の記載をした書面を交付したとき、又は第三十二条において準用する同法第十六条の二第四項に規定する方法により当該事項を欠いた提供若しくは虚偽の事項の提供をしたとき。
en-us	(v)-2 a person has, in violation of the provisions of Article 16-2, paragraph (1) through paragraph (3) of the Money Lending Business Act as applied mutatis mutandis pursuant to Article 32, failed to deliver documents or delivered documents lacking the matters prescribed in these provisions or documents containing false statements; or has provided another person with something lacking the matters or with something containing false matters, by the method prescribed in Article 16-2, paragraph (4) of the Money Lending Business Act as applied mutatis mutandis pursuant to Article 32;

ja-jp	六　第五十三条第一項の規定に違反したとき。
en-us	(vi) a person has violated the provisions of Article 53, paragraph (1); or

ja-jp	七　第七十五条第二項の規定に違反して外務員の職務を行わせたとき。
en-us	(vii) a person has, in violation of the provisions of Article 75, paragraph (2), allowed another person to engage in the duties of a sales representative.

ja-jp	第百四十四条　前条第四号の場合において、犯人又は情を知った第三者が受けた財産上の利益は、没収する。その全部又は一部を没収することができないときは、その価額を追徴する。
en-us	Article 144 (1) In a case referred to in item (iv) of the preceding Article, the economic benefit received by the offender or a third party with knowledge is confiscated. If it is not possible to confiscate all or part of the benefit, its value is to be collected.

ja-jp	２　金融商品取引法第二百九条の二及び第二百九条の三第二項の規定は、前項の規定による没収について準用する。この場合において、同法第二百九条の二第一項中「第百九十八条の二第一項又は第二百条の二」とあるのは「金融サービスの提供及び利用環境の整備等に関する法律第百四十四条第一項」と、同条第二項中「混和財産（第二百条の二の規定に係る不法財産が混和したものに限る。）」とあるのは「混和財産」と、同法第二百九条の三第二項中「第百九十八条の二第一項又は第二百条の二」とあるのは「金融サービスの提供及び利用環境の整備等に関する法律第百四十四条第一項」と読み替えるものとする。
en-us	(2) The provisions of Article 209-2 and Article 209-3, paragraph (2) of the Financial Instruments and Exchange Act apply mutatis mutandis to the confiscation under the preceding paragraph. In this case, the term "Article 198-2, paragraph (1) or Article 200-2" in Article 209-2, paragraph (1) of the Financial Instruments and Exchange Act is deemed to be replaced with "Article 144, paragraph (1) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto," the term "mixed property (limited to mixed property in which illegal property pertaining to the provisions of Article 200-2 is mixed)" in paragraph (2) of that Article is deemed to be replaced with "mixed property," and the term "Article 198-2, paragraph (1) or Article 200-2" in Article 209-3, paragraph (2) of the Financial Instruments and Exchange Act is deemed to be replaced with "Article 144, paragraph (1) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto."

ja-jp	第百四十五条　第四十五条の規定に違反したときは、その違反行為をした者は、一年以下の拘禁刑若しくは五十万円以下の罰金に処し、又はこれを併科する。
en-us	Article 145 If a person had violated the provisions of Article 45, the person that commits the violation is subject to punishment by imprisonment for not more than one year, a fine of not more than 500 thousand yen, or both.

ja-jp	第百四十六条　第百五条（第百十八条及び第百二十条第二項において準用する場合を含む。）の規定に違反したときは、その違反行為をした者は、一年以下の拘禁刑又は五十万円以下の罰金に処する。
en-us	Article 146 If a person violates the provisions of Article 105 (including cases as applied mutatis mutandis pursuant to Article 118 and Article 120, paragraph (2)), the person that commits the violation is subject to punishment by imprisonment for not more than one year or a fine of not more than 500 thousand yen.

ja-jp	第百四十七条　次の各号のいずれかに該当するときは、その違反行為をした者は、六月以下の拘禁刑若しくは五十万円以下の罰金に処し、又はこれを併科する。
en-us	Article 147 If a person falls under any of the following items, the person that commits the violation is subject to punishment for not more than six months, a fine of not more than 500 thousand yen, or both:

ja-jp	一　第二十二条第八項の規定に違反して同項の不足額について保証金の供託を行わなかったとき。
en-us	(i) a person has, in violation of the provisions of Article 22, paragraph (8), failed to deposit a security deposit for the shortfall referred to in that paragraph;

ja-jp	二　第三十一条第二項において準用する金融商品取引法第三十七条第一項又は第三十二条において準用する貸金業法第十五条第一項に規定する事項を表示せず、若しくは説明せず、又は虚偽の表示若しくは説明をしたとき。
en-us	(ii) a person has failed to indicate or explain the matters prescribed in Article 37, paragraph (1) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 31, paragraph (2) or in Article 15, paragraph (1) of the Money Lending Business Act as applied mutatis mutandis pursuant to Article 32, or has made false indications or explanations;

ja-jp	三　第三十一条第二項において準用する金融商品取引法第三十七条第二項又は第三十二条において準用する貸金業法第十六条第一項の規定に違反して、著しく事実に相違する表示若しくは説明をし、又は人を誤認させるような表示若しくは説明をしたとき。
en-us	(iii) a person has, in violation of the provisions of Article 37, paragraph (2) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 31, paragraph (2) or the provisions of Article 16, paragraph (1) of the Money Lending Business Act as applied mutatis mutandis pursuant to Article 32, made indications or explanations that significantly contradict the facts or are likely to mislead people;

ja-jp	四　第三十一条第二項において準用する金融商品取引法第三十七条の四の規定に違反して、同条の規定による情報の提供をせず、又は虚偽の情報の提供をしたとき。
en-us	(iv) a person has, in violation of the provisions of Article 37-4 of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 31, paragraph (2), failed to provide information pursuant to the provisions of Article 37-4 of the Financial Instruments and Exchange Act or provided false information;

ja-jp	五　第三十二条において準用する貸金業法第十五条第二項の規定に違反して、第十三条第一項第五号に掲げる事項又は同法第四条第一項第七号に掲げる事項に係るもの以外のものを表示し、又は記録したとき。
en-us	(v) a person has, in violation of the provisions of Article 15, paragraph (2) of the Money Lending Business Act as applied mutatis mutandis pursuant to Article 32, indicated or recorded mattersother than those set forth in Article 13, paragraph (1), item (v) or matters other than those set forth in Article 4, paragraph (1), item (vii) of that Act;

ja-jp	五の二　第三十二条において準用する貸金業法第十七条（第六項及び第七項を除く。）の規定に違反して、書面を交付せず、若しくはこれらの規定に規定する事項を記載しない書面若しくは虚偽の記載をした書面を交付したとき、又は第三十二条において準用する同法第十七条第六項若しくは第七項に規定する方法によりこれらの規定に規定する事項を記載しない書面若しくは虚偽の記載をした書面を交付し、若しくは当該事項を欠いた提供若しくは虚偽の事項の提供をしたとき。
en-us	(v)-2 a person has, in violation of the provisions of Article 17 of the Money Lending Business Act (excluding paragraphs (6) and (7)) as applied mutatis mutandis pursuant to Article 32, failed to deliver documents or delivered documents lacking the matters prescribed in these provisions or documents containing false statements; or a person has delivered documents lacking the matters or documents containing false statements provided for by Article 17, paragraph (6) or paragraph (7) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 32, or has provided another person with something lacking these matters or with something containing false matters by the method prescribed in these provisions; or

ja-jp	六　第七十七条において準用する金融商品取引法第六十四条第三項又は第四項の規定による申請書又は添付書類に虚偽の記載をしてこれらを提出したとき。
en-us	(vi) a person has made a false statement in an application form or a document to be attached under Article 64, paragraph (3) or (4) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 77 and submitted it.

ja-jp	第百四十八条　次の各号のいずれかに該当するときは、その違反行為をした者は、百万円以下の罰金に処する。
en-us	Article 148 If a person falls under any of the following items, the person that commits the violation is subject to punishment by a fine of not more than one million yen:

ja-jp	一　第十八条第三項の規定による届出をせず、若しくは虚偽の届出をし、又は同条第四項の規定により当該届出に添付すべき書類に虚偽の記載をしてこれを提出したとき。
en-us	(i) a person has failed to give a notification under Article 18, paragraph (3) or has given a false notification, or has submitted a document to be attached to the notification pursuant to the provisions of paragraph (4) of the Article by making false statements;

ja-jp	二　第三十二条において準用する貸金業法第十二条の四第一項の規定に違反したとき。
en-us	(ii) a person has violated the provisions of Article 12-4, paragraph (1) of the Money Lending Business Act as applied mutatis mutandis pursuant to Article 32;

ja-jp	三　第三十二条において準用する貸金業法第十四条第一項（第四号を除く。）に規定する事項を掲示せず、又は虚偽の掲示をしたとき。
en-us	(iii) a person has failed to post the matters prescribed in Article 14, paragraph (1) of the Money Lending Business Act (excluding item (iv)) as applied mutatis mutandis pursuant to Article 32 or has posted false matters;

ja-jp	三の二　第三十二条において準用する貸金業法第十四条第二項の規定に違反して、同項に規定する事項を公衆の閲覧に供せず、又は虚偽の事項を公衆の閲覧に供したとき。
en-us	(iii)-2 a person has, in violation of the provisions of Article 14, paragraph (2) of the Money Lending Business Act as applied mutatis mutandis pursuant to Article 32, failed to make the matters provided available for public inspection or made false matters available for public inspection;

ja-jp	四　第三十二条において準用する貸金業法第十九条の二後段の規定に違反して、相当の理由がないのに、帳簿書類の閲覧又は謄写の請求を拒んだとき。
en-us	(iv) a person has, in violation of the provisions of the second sentence of Article 19-2 of the Money Lending Business Act as applied mutatis mutandis pursuant to Article 32, refused the request to inspect or copy books and documents without reasonable grounds;

ja-jp	五　第三十二条において準用する貸金業法第二十一条第二項又は第三項の規定に違反して、同条第二項各号（第五号を除く。）に掲げる事項を記載せず、若しくは虚偽の記載をし、若しくは記録をせず、若しくは虚偽の記録をし、又は相手方から請求があった場合に取立てを行う者の氏名その他の事項を明らかにしなかったとき。
en-us	(v) a person has, in violation of the provisions of Article 21, paragraph (2) or (3) of the Money Lending Business Act as applied mutatis mutandis pursuant to Article 32, failed to state the matters set forth in the items of paragraph (2) of that Article (excluding item (v)), or made a false statement, or failed to record the matters or made a false record, or failed to disclose the name of the person conducting the collection or other matters in response to a request from the counterparty;

ja-jp	六　第四十二条第三項の規定に違反してその名称又は商号中に認定金融サービス仲介業協会の会員と誤認されるおそれのある文字を使用したとき。
en-us	(vi) a person has, in violation of the provisions of Article 42, paragraph (3), used a word in its name or trade name which could give rise to the misconception that it is an association member of the certified financial service intermediary business association; or

ja-jp	七　第六十条又は第六十二条第九項の規定による記録の作成若しくは保存をせず、又は虚偽の記録を作成したとき。
en-us	(vii) a person has failed to prepare or keep records under Article 60 or Article 62, paragraph (9) or prepared false records.

ja-jp	第百四十九条　次の各号のいずれかに該当するときは、その違反行為をした者は、五十万円以下の罰金に処する。
en-us	Article 149 If a person falls under any of the following items, the person that commits the violation is subject to punishment by a fine of not more than 500 thousand yen:

ja-jp	一　第十六条第三項の規定による届出をせず、又は虚偽の届出をしたとき。
en-us	(i) a person has failed to give a notification pursuant to the provisions of Article 16, paragraph (3) or has given a false notification;

ja-jp	二　第三十二条において準用する貸金業法第十二条の四第二項の規定に違反して、従業者名簿を備え付けず、これに同項に規定する事項を記載せず、若しくは虚偽の記載をし、又はこれを保存しなかったとき。
en-us	(ii) a person has, in violation of Article 12-4, paragraph (2) of the Money Lending Business Act as applied mutatis mutandis pursuant to Article 32, failed to prepare a roster of employees, failed to state the matters prescribed in that paragraph or made a false statement in the roster, or failed to keep the roster; or

ja-jp	三　第七十二条第一項の認可を受けないで、紛争解決等業務の全部若しくは一部の休止又は廃止をしたとき。
en-us	(iii) a person suspends or discontinues all or part of dispute resolution services without obtaining the authorization referred to in Article 72, paragraph (1).

ja-jp	第百五十条　第百三十一条第一項の規定による報告をせず、若しくは虚偽の報告をし、又は同項の規定による検査を拒み、妨げ、若しくは忌避したときは、その違反行為をした機構の役員又は職員は、五十万円以下の罰金に処する。
en-us	Article 150 If a person fails to make a report pursuant to the provisions of Article 131, paragraph (1) or makes a false report pursuant to the provisions of Article 131, paragraph (1), or refuses, hinders, or evades inspection pursuant to the provisions of Article 131, paragraph (1), an officer or employee of the Corporation who committed the violation is subject to punishment by a fine of not more than 500 thousand yen.

ja-jp	第百五十一条　次の各号のいずれかに該当するときは、その違反行為をした者は、三十万円以下の罰金に処する。
en-us	Article 151 If a person falls under any of the following items, the person that commits the violation is subject to punishment by a fine of not more than 300 thousand yen:

ja-jp	一　第十九条の規定に違反したとき。
en-us	(i) a person has violated the provisions of Article 19;

ja-jp	二　第二十条第一項又は第二項の規定に違反したとき。
en-us	(ii) a person has violated the provisions of Article 20, paragraph (1) or (2);

ja-jp	三　第二十条第三項の規定に違反して同条第一項の規定による標識又はこれに類似する標識を掲示したとき。
en-us	(iii) a person has, in violation of the provisions of Article 20, paragraph (3), posted signs under paragraph (1) of the Article or signs similar to them;

ja-jp	四　第四十七条後段の規定に違反したとき。
en-us	(iv) a person has violated the provisions of the second sentence of Article 47;

ja-jp	五　第五十七条第一項に規定する報告をせず、又は虚偽の報告をしたとき。
en-us	(v) a person has failed to make a report under Article 57, paragraph (1) or made a false report;

ja-jp	六　第六十七条第一項、第六十八条又は第七十二条第二項の規定による届出をせず、又は虚偽の届出をしたとき。
en-us	(vi) a person has failed to give a notification under Article 67, paragraph (1), Article 68, or Article 72, paragraph (2) or has given a false notification;

ja-jp	七　第七十二条第三項又は第七十三条第四項の規定に違反して通知をせず、又は虚偽の通知をしたとき。
en-us	(vii) a person has, in violation of the provisions of Article 72, paragraph (3) or Article 73, paragraph (4), failed to give a notification, or has given a false notification;

ja-jp	八　第七十七条において準用する金融商品取引法第六十四条の四の規定による届出をせず、又は虚偽の届出をしたとき。
en-us	(viii) a person has failed to give a notification under Article 64-4 of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 77 or has given a false notification; or

ja-jp	九　第七十八条第四項の規定に違反したとき。
en-us	(ix) a person has violated the provisions of Article 78, paragraph (4).

ja-jp	第百五十二条　法人（法人でない団体で代表者又は管理人の定めのあるものを含む。以下この項において同じ。）の代表者又は法人若しくは人の代理人、使用人その他の従業者が、その法人又は人の業務又は財産に関し、次の各号に掲げる規定の違反行為をしたときは、その行為者を罰するほか、その法人に対して当該各号に定める罰金刑を、その人に対して各本条の罰金刑を科する。
en-us	Article 152 (1) If a representative of a corporation (including an organization that is not a corporation and for which a representative or an administrator has been designated; hereinafter the same applies in this paragraph) or an agent, employee, or other worker of a corporation or individual violates the provisions set forth in the following items in relation to the business operations or property of the corporation or individual, in addition to the offender being subject to punishment, the corporation is subject to punishment by fine prescribed in the relevant item, and the individual is subject to punishment by fine referred to in the relevant Article:

ja-jp	一　第百四十条（第七号を除く。）又は第百四十一条（第一号を除く。）　三億円以下の罰金刑
en-us	(i) Article 140 (excluding item (vii)) or Article 141 (excluding item (i)): a fine of not more than 300 million yen;

ja-jp	二　第百四十二条（第五号、第七号から第十三号まで及び第十九号を除く。）　二億円以下の罰金刑
en-us	(ii) Article 142 (excluding item (v), items (vii) through (xiii), and item (xix)): a fine of not more than 200 million yen;

ja-jp	三　第百四十三条第二号、第四号又は第五号　一億円以下の罰金刑
en-us	(iii) Article 143, item (ii), (iv), or (v): a fine of not more than 100 million yen; and

ja-jp	四　第百四十条第七号、第百四十一条第一号、第百四十二条第五号、第七号から第十三号まで若しくは第十九号、第百四十三条（第二号、第四号及び第五号を除く。）、第百四十七条から第百四十九条まで又は前条　各本条の罰金刑
en-us	(iv) Article 140, item (vii), Article 141, item (i), Article 142, item (v), items (vii) through (xiii), or item (xix), Article 143 (excluding items (ii), (iv) and (v)), or Article 147 through Article 149 or the preceding Article: the fine prescribed in the relevant Article.

ja-jp	２　前項の規定により法人でない団体を処罰する場合には、その代表者又は管理人がその訴訟行為につきその団体を代表するほか、法人を被告人又は被疑者とする場合の刑事訴訟に関する法律の規定を準用する。
en-us	(2) If an organization that is not a corporation is punished pursuant to the provisions of the preceding paragraph, the representative or administrator of the organization represents the corporation with regard to procedural acts, and the provisions of laws on criminal proceedings that have a corporation as the defendant or suspect apply mutatis mutandis.

ja-jp	第百五十三条　次の各号のいずれかに該当する者は、五十万円以下の過料に処する。
en-us	Article 153 A person that falls under any of the following items is subject to punishment by a civil fine of not more than 500 thousand yen:

ja-jp	一　第二十二条第四項又は第二十三条第二項の規定による命令に違反して供託しなかった者
en-us	(i) a person has, in violation of the order under Article 22, paragraph (4) or Article 23, paragraph (2), failed to make a deposit; or

ja-jp	二　第七十四条の規定による届出をせず、又は虚偽の届出をした者
en-us	(ii) a person has failed to give a notification under Article 74 or has given a false notification.

ja-jp	第百五十四条　第十条第一項の規定に違反して勧誘方針を定めず、又は同条第三項の規定に違反してこれを公表しなかった金融商品販売業者等は、五十万円以下の過料に処する。
en-us	Article 154 A financial instruments provider, etc. that has failed to establish a solicitation policy in violation of the provisions of Article 10, paragraph (1) or that has failed to make the policy public in violation of the provisions of paragraph (3) of that Article is subject to punishment by a civil fine of not more than 500 thousand yen.

ja-jp	第百五十五条　第四十二条第二項の規定に違反してその名称又は商号中に認定金融サービス仲介業協会と誤認されるおそれのある文字を使用した者は、三十万円以下の過料に処する。
en-us	Article 155 A person that has used a word in its name or trade name which could give rise to the misconception that it is a certified financial service intermediary business association in violation of the provisions of Article 42, paragraph (2) is subject to punishment by a civil fine of not more than 300 thousand yen.

ja-jp	第百五十六条　次の各号のいずれかに該当するときは、その違反行為をした金融サービス仲介業者（金融サービス仲介業者が法人であるときは、その役員（取締役、会計参与、監査役、執行役、業務を執行する社員、理事又は監事に準ずる者を含む。以下この条及び第百六十条において同じ。））、認定金融サービス仲介業協会等の役員又は指定紛争解決機関の役員（法人でない団体で代表者又は管理人の定めのあるものの代表者又は管理人を含む。）は、三十万円以下の過料に処する。
en-us	Article 156 If a financial service intermediary falls under any of the following items, the financial service intermediary (if the financial service intermediary is a corporation, its officer (including persons equivalent to directors, accounting advisors, company auditors, executive officers, members who execute the operations, board members or inspectors; hereinafter the same applies in this Article and Article 160)), officer of a certified financial service intermediary business association, etc. or officer of a designated dispute resolution organization (including a representative or administrator of an organization that is not a corporation and for which a representative or administrator has been designated) that commits the violation is subject to punishment by a civil fine of not more than 300 thousand yen:

ja-jp	一　第三十七条の規定による命令に違反したとき。
en-us	(i) it has violated the order under Article 37;

ja-jp	二　第四十二条第一項又は第六十五条の規定による名簿を公衆の縦覧に供することを怠ったとき。
en-us	(ii) it has failed to make the registry under Article 42, paragraph (1) or Article 65 available for public inspection; or

ja-jp	三　第七十八条第五項の規定に違反して届出を怠ったとき。
en-us	(iii) it has, in violation of the provisions of Article 78, paragraph (5), failed to give a notification.

ja-jp	第百五十七条　第九十条第二項の規定に違反した者は、二十万円以下の過料に処する。
en-us	Article 157 A person who violated the provisions of Article 90, paragraph (2) is subject to punishment of a fine of not more than 200 thousand yen.

ja-jp	第百五十八条　次の各号のいずれかに該当するときは、その違反行為をした機構の役員は、二十万円以下の過料に処する。
en-us	Article 158 If any the following items applies, an officer of the Corporation who committed the act is subject to a fine of not more than 200 thousand yen:

ja-jp	一　第五章第二節の規定により内閣総理大臣の認可又は承認を受けなければならない場合において、その認可又は承認を受けなかったとき。
en-us	(i) if the Corporation is required to obtain the authorization or approval of the Prime Minister pursuant to the provisions of Chapter V, Section 2 but fails to obtain the authorization or approval;

ja-jp	二　第九十一条第一項の規定による政令に違反して登記することを怠ったとき。
en-us	(ii) if the Corporation fails to register in violation of Cabinet Order under the provisions of Article 91, paragraph (1);

ja-jp	三　第百十九条に規定する業務以外の業務を行ったとき。
en-us	(iii) if the Corporation conducts operations other than those provided for by Article 119;

ja-jp	四　第百二十五条第三項の規定に違反して、書類を備え置かず、又は縦覧に供しなかったとき。
en-us	(iv) if the Corporation fails to keep documents or fails to make documents available for public inspection in violation of the provisions of Article 125, paragraph (3);

ja-jp	五　第百二十八条の規定に違反して業務上の余裕金を運用したとき。
en-us	(v) if the Corporation invests surplus funds in the course of business in violation of the provisions of Article 128; or

ja-jp	六　第百三十条第二項の規定による内閣総理大臣の命令に違反したとき。
en-us	(vi) if the Corporation violates the order of the Prime Minister pursuant to the provisions of Article 130, paragraph (2).

ja-jp	第百五十九条　第六十六条の規定に違反してその名称又は商号中に指定紛争解決機関と誤認されるおそれのある文字を使用した者は、十万円以下の過料に処する。
en-us	Article 159 A person that has used a word in its name or trade name which could give rise to the misconception that it is a designated dispute resolution organization in violation of the provisions of Article 66 is subject to punishment by a civil fine of not more than 100 thousand yen.

ja-jp	第百六十条　第三十二条において準用する貸金業法第二十二条の規定に違反したときは、その違反行為をした金融サービス仲介業者（金融サービス仲介業者が法人であるときは、その役員）又はその代理人、使用人その他の従業者は、十万円以下の過料に処する。
en-us	Article 160 If the provisions of Article 22 of the Money Lending Business Act as applied mutatis mutandis pursuant to Article 32 has been violated, a financial service intermediary (if the financial service intermediary is a corporation, its officer) or its agent, employee or other worker that has committed the violation is subject to punishment by a civil fine of not more than 100 thousand yen.

ja-jp	第百六十一条　金融商品取引法第九章の規定は、この章の罪のうち、有価証券の売買その他の取引又は同法第三十三条第三項に規定するデリバティブ取引等の公正を害するものとして政令で定めるものに係る事件について準用する。
en-us	Article 161 The provisions of Chapter 9 of the Financial Instruments and Exchange Act apply mutatis mutandis to cases related to a crime set forth in this Chapter which is specified by Cabinet Order as a crime that is detrimental to the fairness of purchase and sale or other transactions of securities or derivatives transactions, etc. prescribed in Article 33, paragraph (3) of the Financial Instruments and Exchange Act.

ja-jp	第八章　没収に関する手続等の特例
en-us	Chapter VIII Special Provisions on Confiscation Procedures

ja-jp	（第三者の財産の没収手続等）
en-us	(Procedure for Confiscation of the Property of a Third Party)

ja-jp	第百六十二条　第百四十四条第一項の規定により没収すべき財産である債権等（不動産及び動産以外の財産をいう。次条及び第百六十四条において同じ。）が被告人以外の者（以下この条において「第三者」という。）に帰属する場合において、当該第三者が被告事件の手続への参加を許されていないときは、没収の裁判をすることができない。
en-us	Article 162 (1) If a claim, etc. (meaning property other than real property and movables; the same applies in the following Article and Article 164) which is property to be confiscated pursuant to the provisions of Article 144, paragraph (1), belongs to a person other than the defendant (hereinafter referred to as a "third party" in this Article), and the third party is not allowed to participate in the proceedings of a case under public prosecution, a judicial decision for confiscation may not be made.

ja-jp	２　第百四十四条第一項の規定により、地上権、抵当権その他の第三者の権利がその上に存在する財産を没収しようとする場合において、当該第三者が被告事件の手続への参加を許されていないときも、前項と同様とする。
en-us	(2) The preceding paragraph also applies to the case that seeks to confiscate property on which a superficies, a mortgage or any other right of a third party exists pursuant to the provisions of Article 144, paragraph (1), and the third party is not allowed to participate in the proceedings of the case under public prosecution.

ja-jp	３　金融商品取引法第二百九条の四第三項から第五項までの規定は、地上権、抵当権その他の第三者の権利がその上に存在する財産を没収する場合において、第百四十四条第二項において準用する同法第二百九条の三第二項の規定により当該権利を存続させるべきときについて準用する。この場合において、同法第二百九条の四第三項及び第四項中「前条第二項」とあるのは、「金融サービスの提供及び利用環境の整備等に関する法律第百四十四条第二項において準用する前条第二項」と読み替えるものとする。
en-us	(3) The provisions of Article 209-4, paragraphs (3) through (5) of the Financial Instruments and Exchange Act apply mutatis mutandis when confiscating property on which a superficies, a mortgage or any other right of a third party exists, and the relevant right should be kept in existence pursuant to the provisions of Article 209-3, paragraph (2) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 144, paragraph (2). In this case, the term "paragraph (2) of the preceding Article" in Article 209-4, paragraphs (3) and (4) of the Financial Instruments and Exchange Act is deemed to be replaced with "paragraph (2) of the preceding Article as applied mutatis mutandis pursuant to Article 144, paragraph (2) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto."

ja-jp	４　第一項及び第二項に規定する財産の没収に関する手続については、この法律に特別の定めがあるもののほか、刑事事件における第三者所有物の没収手続に関する応急措置法（昭和三十八年法律第百三十八号）の規定を準用する。
en-us	(4) With regard to the procedures concerning confiscation of property as prescribed in paragraphs (1) and (2), in addition to what is specially provided for in this Act, the provisions of the Act on Emergency Measures on Criminal Procedure to Confiscate Items Owned by Third Parties (Act No. 138 of 1963) apply mutatis mutandis.

ja-jp	（没収された債権等の処分等）
en-us	(Disposition of Confiscated Claims)

ja-jp	第百六十三条　金融商品取引法第二百九条の五第一項の規定は第百四十三条第四号の罪に関し没収された債権等について、同法第二百九条の五第二項の規定は同号の罪に関し没収すべき債権の没収の裁判が確定したときについて、同法第二百九条の六の規定は権利の移転について登記又は登録を要する財産を同号の罪に関し没収する裁判に基づき権利の移転の登記又は登録を関係機関に嘱託する場合について、それぞれ準用する。
en-us	Article 163 The provisions of Article 209-5, paragraph (1) of the Financial Instruments and Exchange Act apply mutatis mutandis to claims, etc. confiscated in relation to the crimes under Article 143, item (iv), the provisions of Article 209-5, paragraph (2) of the Financial Instruments and Exchange Act apply mutatis mutandis when a judicial decision for confiscation of a claim to be confiscated with regard to the crime set forth in the item becomes final and binding, and the provisions of Article 209-6 of the Financial Instruments and Exchange Act apply mutatis mutandis when commissioning a relevant organization to make a registration of transfer of right based on a judicial decision for confiscation of property for which the transfer of right requires registration with regard to the crime set forth in the item, respectively.

ja-jp	（刑事補償の特例）
en-us	(Special Provisions on Criminal Compensation)

ja-jp	第百六十四条　第百四十三条第四号の罪に関し没収すべき債権等の没収の執行に対する刑事補償法（昭和二十五年法律第一号）による補償の内容については、同法第四条第六項の規定を準用する。
en-us	Article 164 The provisions of Article 4, paragraph (6) of the Criminal Compensation Act (Act No. 1 of 1950) apply mutatis mutandis to the content of compensation under that Act concerning the execution of confiscation of claims, etc. to be confiscated in relation to the crimes set forth in Article 143, item (iv).

ja-jp	第五十二条の四十四第二項
en-us	Article 52-44, paragraph (2)

ja-jp	第二条第十四項第一号
en-us	Article 2, paragraph (14), item (i)

ja-jp	金融サービスの提供及び利用環境の整備等に関する法律第十一条第二項第一号（定義）
en-us	Article 11, paragraph (2), item (i) (Definitions) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto

ja-jp	特定預金等契約
en-us	a contract for specified deposit, etc.

ja-jp	金利、通貨の価格、金融商品取引法第二条第十四項（定義）に規定する金融商品市場における相場その他の指標に係る変動によりその元本について損失が生ずるおそれがある預金等（金融サービスの提供及び利用環境の整備等に関する法律第二条第一条の二第一項（定義）に規定する預金等をいう。以下この項及び次条第四号において同じ。）として内閣府令で定めるものの受入れを内容とする契約（次条において「特定預金等契約」という。）
en-us	a contract on the acceptance of what is specified by Cabinet Office Order as a deposit, etc. (meaning a deposit, etc. as defined in Article 2Article 1-2, paragraph (1) (Definitions) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto; hereinafter the same applies in this paragraph and item (iv) of the following Article) that has the risk of incurring loss of the principal due to fluctuations in the money percentage, value of currencies, quotations on a financial instruments market as defined in Article 2, paragraph (14) (Definitions) of the Financial Instruments and Exchange Act, or any other index (the contract is referred to as "a contract for specified deposit, etc." in the following Article)

ja-jp	代理及び媒介
en-us	agent or intermediary

ja-jp	媒介
en-us	intermediary

ja-jp	預金者等の
en-us	of depositor, etc.

ja-jp	預金者等（預金者、貯金者及び定期積金の積金者（第二条第四項に規定する掛金の掛金者を含む。）をいう。以下この項において同じ。）の
en-us	of depositor, etc. (meaning a depositor, savings depositor, installment savings depositor (including a person that makes the installments as defined in Article 2, paragraph (4)); hereinafter the same applies in this paragraph)

ja-jp	預金又は定期積金等
en-us	deposits or installment savings, etc.

ja-jp	預金等
en-us	deposits, etc.

ja-jp	第五十二条の四十五各号列記以外の部分及び同条第三号
en-us	Parts other than those listed in the items of Article 52-45, and item (iii) of that Article

ja-jp	代理又は媒介
en-us	agent or intermediary

ja-jp	第五十二条の四十五第四号
en-us	Article 52-45, item (iv)

ja-jp	が所属銀行
en-us	with the principal bank

ja-jp	が相手方金融機関（金融サービスの提供及び利用環境の整備等に関する法律第十一条第六項（定義）に規定する金融サービス仲介業者が行う同条第二項に規定する預金等媒介業務により顧客が締結する預金等の受入れ、資金の貸付け若しくは手形の割引又は為替取引を内容とする契約の相手方をいう。以下この条において同じ。）
en-us	with the counterparty financial institution (meaning a counterparty to a contract for the acceptance of deposit, etc., the lending of funds or the discounting of bills and notes, or funds transfer transactions that a customer concludes through deposit, etc. intermediary business as defined in Article 11, paragraph (2) (Definitions) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto conducted by a financial service intermediary as defined in paragraph (6) of the Article; hereinafter the same applies in this Article)

ja-jp	当該所属銀行
en-us	the principal bank

ja-jp	当該相手方金融機関
en-us	the counterparty financial institution

ja-jp	（所属銀行
en-us	the principal bank)

ja-jp	（相手方金融機関
en-us	the counterparty financial institution)

ja-jp	第五十二条の四十五第五号
en-us	Article 52-45, item (v)

ja-jp	所属銀行
en-us	the principal bank

ja-jp	相手方金融機関
en-us	the counterparty financial institution

ja-jp	第二百九十三条
en-us	Article 293

ja-jp	保険仲立人が行う保険契約
en-us	by an insurance broker in concluding an insurance contract

ja-jp	金融サービス仲介業者が顧客のために行う保険契約（金融サービスの提供に関する法律及び利用環境の整備等に関する法律第二条第一条の二第二項（定義）に規定する保険契約をいう。以下同じ。）
en-us	by a financial service intermediary in concluding an insurance contract (meaning an insurance contract as defined in Article 2Article 1-2, paragraph (2) (Definitions) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto; the same applies hereinafter) on behalf of a customer

ja-jp	第二百九十四条第一項
en-us	Article 294, paragraph (1)

ja-jp	使用人はは、保険契約の締結、保険募集又は自らが締結した若しくは保険募集
en-us	employee the conclusion of an insurance contract; insurance solicitation; or an act of encouraging a customer to subscribe to an insurance contract for

ja-jp	使用人（金融サービスの提供及び利用環境の整備等に関する法律第七十四条（保険契約の締結の媒介を行う役員又は使用人の届出）の規定による届出が行われているものに限る。次条及び第三百条第一項において同じ。）は、保険契約の締結の媒介又は自らが締結の媒介
en-us	employee thereof (limited to an employee for which notification pursuant to Article 74 (Notification of Officers and Employees Conducting Intermediation of Conclusion of Insurance Policy) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto has been given; the same applies in the following Article and Article 300, paragraph (1)) an intermediary for the conclusion of an insurance contract; or an intermediary for an act of encouraging a customer to subscribe to an insurance contract

ja-jp	保険契約の締結、保険募集又は自らが締結した若しくは保険募集
en-us	the conclusion of an insurance contract; insurance solicitation; or an act of encouraging a customer to subscribe to an insurance contract for

ja-jp	保険契約の締結の媒介又は自らが締結の媒介
en-us	an intermediary for the conclusion of an insurance contract; or an intermediary for an act of encouraging a customer to subscribe to an insurance contract

ja-jp	の保険募集
en-us	solicitation of insurance for

ja-jp	の締結の媒介
en-us	an intermediary for the conclusion of

ja-jp	第二百九十四条第二項
en-us	Article 294, paragraph (2)

ja-jp	又はその代理若しくは媒介
en-us	or [any related acts performed as] an  agent or intermediary

ja-jp	の媒介
en-us	or [any related acts performed as] an intermediary

ja-jp	第二百九十四条の二
en-us	Article 294-2

ja-jp	、保険募集又は自らが締結した若しくは保険募集
en-us	[the conclusion of an insurance contract,] solicitation of insurance, [or an act of urging a customer to subscribe to an insurance contract for group insurance] which has been concluded or solicited by the relevant company, officer, agent, broker or employee

ja-jp	の媒介又は自らが締結の媒介
en-us	an intermediary for the conclusion of an insurance contract, or an act of urging a customer to subscribe to an insurance contract for group insurance of which the relevant financial services intermediary, or its officer or employee has acted as intermediary for the conclusion

ja-jp	第二百九十五条第一項
en-us	Article 295, paragraph (1)

ja-jp	保険仲立人にあっては、内閣府令
en-us	for an insurance broker, limited to those contracts specified by Cabinet Office Order

ja-jp	内閣府令
en-us	[limited to those contracts specified by] Cabinet Office Order

ja-jp	第三百条第一項
en-us	Article 300, paragraph (1)

ja-jp	、保険募集又は自らが締結した若しくは保険募集
en-us	[the conclusion of an insurance contract,] solicitation of insurance [or an act of urging a customer to subscribe to an insurance contract for group insurance] which has been concluded or solicited by the relevant company, officer, agent, broker or employee

ja-jp	の媒介又は自らが締結の媒介
en-us	an intermediary for the conclusion of an insurance contract, or an act of urging a customer to subscribe to an insurance contract for group insurance of which the relevant financial  services intermediary, or its officer or employee has acted as an intermediary for the conclusion

ja-jp	締結した又は保険募集
en-us	[in case of an act of urging a customer to subscribe to an insurance contract for group insurance] which has been concluded or solicited by the relevant company, officer, agent, broker or employee

ja-jp	締結の媒介
en-us	[in case of an act of urging a customer to subscribe to an insurance contract for group insurance] of which the relevant financial services intermediary, or its officer or employee has acted as intermediary for the conclusion

ja-jp	又はその代理若しくは媒介
en-us	[in case of conclusion of a specified insurance contract prescribed in the following Article] or agency or intermediary therefor

ja-jp	の媒介
en-us	[in case of] an intermediary for [conclusion of a specified insurance contract prescribed in the following Article]

ja-jp	第三百条第一項第八号
en-us	Article 300, paragraph (1), item (viii)

ja-jp	当該保険会社等又は外国保険会社等の
en-us	of the insurance company, etc. or foreign insurance company, etc.

ja-jp	金融サービス仲介業者が行う保険契約の締結の媒介により当該保険契約者が締結する保険契約の相手方となる保険会社等又は外国保険会社等（以下この号において「相手方金融機関」という。）の
en-us	of the insurance company, etc. or the foreign insurance company, etc. that is a counterparty to an insurance contract of which the insurance policyholder concludes through intermediation for the conclusion performed by a financial service intermediary (hereinafter referred to as a "counterparty financial institution" in this item)

ja-jp	保険会社等又は外国保険会社等を
en-us	include the insurance company, etc. or foreign insurance company, etc.

ja-jp	相手方金融機関を
en-us	include the counterparty financial institution

ja-jp	第三十八条の二
en-us	Article 38-2

ja-jp	投資助言・代理業又は投資運用業
en-us	the investment advisory and agency business or investment management business

ja-jp	有価証券等仲介業務（金融サービスの提供及び利用環境の整備等に関する法律第十一条第四項第四号に掲げる行為を行う業務に限る。第六十六条の十四において同じ。）
en-us	securities, etc. intermediary business operations (limited to business operations to conclude the act set forth in Article 11, paragraph (4), item (iv) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto; the same applies in Article 66-14)

ja-jp	第三十八条の二第一号
en-us	Article 38-2, item (i)

ja-jp	、投資一任契約若しくは第二条第八項第十二号イに掲げる
en-us	, discretionary investment contract, or contract specified in Article 2, paragraph (8), item (xii), (a)

ja-jp	若しくは投資一任契約又はこれらの媒介に係る
en-us	or discretionary investment contract, or contract related to an intermediary thereof

ja-jp	第六十六条の十四第一号及び第二号
en-us	Article 66-14, items (i) and (ii)

ja-jp	金融商品仲介業
en-us	financial instruments intermediary services

ja-jp	有価証券等仲介業務
en-us	securities, etc. intermediary business

ja-jp	第六十六条の十四の二
en-us	Article 66-14-2

ja-jp	として、
en-us	as the other party

ja-jp	とし、又は一般投資家のために、
en-us	as the other party or for a general investor

ja-jp	場合、一般投資家に対する勧誘に基づかないで所属金融商品取引業者等のために買付けの媒介を行う場合
en-us	, a case in which the financial instruments intermediary service provider intermediates a purchase for an entrusting financial instruments business operator, etc. which is not based on a solicitation of general investors, or any other case

ja-jp	場合
en-us	or any other case

ja-jp	第三十四条
en-us	Article 34

ja-jp	顧客を相手方とし、又は顧客のために金融商品取引行為（第二条第八項各号に掲げる行為をいう。以下同じ。）を行うことを内容とする契約（以下「金融商品取引契約」という
en-us	a contract for the financial instruments business operator, etc. to perform an act that constitutes a financial instruments transaction (meaning an act as set forth in the items of Article 2, paragraph (8); the same applies hereinafter) with the customer as the other party or on behalf of the customer (hereinafter such contract is referred to as a "financial instruments transaction contract"

ja-jp	特定金融サービス契約（金融サービスの提供及び利用環境の整備等に関する法律第三十一条第二項に規定する特定金融サービス契約をいう。以下同じ
en-us	a specified financial service contract (meaning a specified financial service contract as defined in Article 31, paragraph (2) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto; the same applies hereinafter

ja-jp	同条第三十一項第四号
en-us	Article 2, paragraph (31), item (iv)

ja-jp	第二条第三十一項第四号
en-us	Article 2, paragraph (31), item (iv)

ja-jp	金融商品取引契約と同じ金融商品取引契約
en-us	a financial instruments transaction contract [with that professional investor of a type specified by Cabinet Office Order] as constituting the same type of contract as the financial instruments transaction contract

ja-jp	特定金融サービス契約と同じ特定金融サービス契約
en-us	a specified financial service contract [with that professional investor of a type specified by Cabinet Office Order] as constituting] the same type of contract as the specified financial service contract

ja-jp	を過去に当該特定投資家との間で締結した
en-us	has never in the past concluded

ja-jp	の締結の媒介を過去に当該特定投資家との間で行つた
en-us	has never in the past conducted intermediation of the conclusion of [...] with that professional investor

ja-jp	締結した
en-us	concluded

ja-jp	行つた
en-us	conducted

ja-jp	を締結する
en-us	concluding

ja-jp	の締結の媒介を行う
en-us	conducting intermediation of the conclusion of

ja-jp	第三十四条の二第二項
en-us	Article 34-2, paragraph (2)

ja-jp	又は締結
en-us	or by the time it concludes

ja-jp	又は媒介
en-us	or by the time it conducts intermediation of the conclusion of

ja-jp	第三十四条の二第三項第三号
en-us	Article 34-2, paragraph (3), item (iii)

ja-jp	締結をする
en-us	or concludes

ja-jp	媒介を行う
en-us	or conducts intermediation of the conclusion of

ja-jp	第三十四条の二第五項第二号
en-us	Article 34-2, paragraph (5), item (ii)

ja-jp	締結する
en-us	[with which the financial instruments business operator, etc.] concludes

ja-jp	締結の媒介を行う
en-us	[to a subject contract of which the financial service intermediary] conducts intermediation of the conclusion

ja-jp	第三十四条の三第二項第二号
en-us	Article 34-3, paragraph (2), item (ii)

ja-jp	締結をする
en-us	in concluding

ja-jp	媒介を行う
en-us	in conducting intermediation of the conclusion of

ja-jp	第三十四条の三第二項第四号イ
en-us	Article 34-3, paragraph (2), item (iv) (a)

ja-jp	と対象契約
en-us	a subject contract with

ja-jp	の媒介により対象契約
en-us	a subject contract through intermediation of

ja-jp	第三十四条の三第二項第五号及び第六号
en-us	Article 34-3, paragraph (2), items (v) and (vi)

ja-jp	締結をする
en-us	in concluding a subject contract with

ja-jp	媒介を行う
en-us	in conducting intermediation of the conclusion of a subject contract for

ja-jp	第三十四条の三第四項第二号
en-us	Article 34-3, paragraph (4), item (ii)

ja-jp	締結する
en-us	concludes

ja-jp	締結の媒介を行う
en-us	conducts intermediation of the conclusion of

ja-jp	第三十四条の三第十項及び第三十四条の四第五項
en-us	Article 34-3, paragraph (10) and Article 34-4, paragraph (5)

ja-jp	又は締結
en-us	[by the time it first] concludes

ja-jp	又は媒介
en-us	[by the time it first] conducts intermediation of the conclusion of

ja-jp	第三十七条第二項
en-us	Article 37, paragraph (2)

ja-jp	金融商品取引行為を行う
en-us	the performance of an act that constitutes a financial instruments transaction

ja-jp	特定金融サービス契約を締結する
en-us	the conclusion of a specified financial service contract

ja-jp	第三十七条の三第一項
en-us	Article 37-3, paragraph (1)

ja-jp	を締結しようとする
en-us	seeks to conclude

ja-jp	の締結の媒介を行う
en-us	conducts intermediation of the conclusion of

ja-jp	交付しなければ掲げる事項
en-us	it must deliver a document stating the following particulars

ja-jp	交付するほか、掲げる事項及び特定預金等契約（金融サービスの提供及び利用環境の整備等に関する法律第二十九条において読み替えて準用する銀行法第五十二条の四十四第二項に規定する特定預金等契約をいう。第三十八条第一号並びに第三十九条第一項及び第三項において同じ。）については預金者等（金融サービスの提供及び利用環境の整備等に関する法律第二十九条において読み替えて準用する銀行法第五十二条の四十四第二項に規定する預金者等をいう。以下この項において同じ。）の、特定保険契約（保険業法第三百条の二に規定する特定保険契約をいう。以下同じ。）については保険契約者等（金融サービスの提供及び利用環境の整備等に関する法律第十七条第一項に規定する保険契約者等をいう。以下この項において同じ。）の保護に資するため、内閣府令で定めるところにより、の当該特定金融サービス契約の内容その他預金者等又は保険契約者等に参考となるべき情報の提供を行わなければ事項（次項において「参考事項等」という。）
en-us	must deliver [a document stating the following particulars and [to the customer in advance], pursuant to the provisions of Cabinet Office Order and, in order to contribute to protecting depositors, etc. (meaning depositors, etc. as defined in Article 52-44, paragraph (2) of the Banking Act as applied mutatis mutandis pursuant to Article 29 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto following the deemed replacement of terms; hereinafter the same applies in this paragraph) concerning a contract for specified deposit, etc. (meaning a contract for specified deposit, etc. as defined in Article 52-44, paragraph (2) of the Banking Act as applied mutatis mutandis pursuant to Article 29 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto following the deemed replacement of terms; the same applies in Article 38, item (i) and Article 39, paragraphs (1) and (3)), and to protecting insurance policyholders, etc. (meaning insurance policyholders, etc. as defined in Article 17, paragraph (1) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto; hereinafter the same applies in this paragraph) concerning a specified insurance contract (meaning specified insurance contract as defined in Article 300-2 of the Insurance Business Act; the same applies hereinafter), it must provide information on the details of the specified financial service contract or other information that will serve as reference to depositor, etc. or policyholders, etc. pursuant to the provisions of Cabinet Office Order (the matters are referred to as "reference matters, etc." in the following paragraph)

ja-jp	第三十七条の三第一項第一号
en-us	Article 37-3, paragraph (1), item (i)

ja-jp	の商号、名称又は氏名及び住所
en-us	the trade name or name, and address [of the financial instruments business operator, etc.]

ja-jp	及び当該特定金融サービス契約に係る相手方金融機関（金融サービスの提供及び利用環境の整備等に関する法律第十一条第六項に規定する金融サービス仲介業者が行う同条第八項に規定する金融サービス仲介業務により顧客が締結する特定金融サービス契約の相手方をいう。以下同じ。）の商号、名称又は氏名及び住所（相手方金融機関が同条第三項第二号に規定する外国保険会社等である場合にあつては、支店等（保険業法第百八十五条第一項に規定する支店等をいう。）の所在地）
en-us	the trade name or name, and address (in cases where a counterparty financial institution (meaning a counterparty to a specified financial service contract that a customer concludes through financial service intermediary business operations as defined in Article 11, paragraph (8) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto conducted by a financial service intermediary as defined in paragraph (6) of that Article; the same applies hereinafter) is a foreign insurance company, etc. as defined in paragraph (3), item (ii) of that Article, location of a branch, etc. in Japan (meaning a branch, etc. in Japan as defined in Article 185, paragraph (1) of the Insurance Business Act)) of the financial service intermediary and the counterparty financial institution related to the specified financial service contract

ja-jp	住所
en-us	address

ja-jp	住所（相手方金融機関が同条第三項第二号に規定する外国保険会社等である場合にあつては、支店等（保険業法第百八十五条第一項に規定する支店等をいう。）の所在地）
en-us	address (in cases where a counterparty financial institution is a foreign insurance company, etc. as set forth in paragraph (3), item (ii) of that Article, location of branches, etc. (meaning branches, etc. provided for by Article 185, paragraph (1) of the Insurance Business Act))

ja-jp	第三十七条の三第一項第五号
en-us	Article 37-3, paragraph (1), item (v)

ja-jp	行う金融商品取引行為
en-us	an act that constitutes a financial instruments transaction carried out

ja-jp	締結する特定金融サービス契約
en-us	a specified financial service contract concluded

ja-jp	第三十七条の三第二項
en-us	Article 37-3, paragraph (2)

ja-jp	除く。）
en-us	(excluding ...)

ja-jp	除く。）及び参考事項等
en-us	(excluding ...) and reference matters, etc.

ja-jp	当該事項
en-us	those particulars

ja-jp	これらの事項
en-us	those particulars

ja-jp	第三十七条の六第三項
en-us	Article 37-6, paragraph (3)

ja-jp	第一項の規定による金融商品取引契約の解除があつた場合には
en-us	If a financial instruments transaction contract becomes subject to a cancelation under paragraph (1),

ja-jp	顧客からの申出により特定金融サービス契約（特定保険契約を除く。次項において同じ。）の解除に伴い相手方金融機関に損害賠償その他の金銭の支払をした場合において
en-us	If a financial service intermediary paid compensation for damages and other money to the counterparty financial institution in association with cancellation of a specified financial service contract (excluding a specified insurance contract; the same applies in the following paragraph) at the request of a customer,

ja-jp	金融商品取引契約の解除までの期間に相当する手数料、報酬その他の当該金融商品取引契約に関して顧客が支払うべき対価（次項において「対価」という。）の額として内閣府令で定める金額を超えて当該金融商品取引契約の解除に伴う損害賠償又は違約金の支払を
en-us	[the customer] to pay damages or a penalty for the cancellation of that financial instruments transaction contract that exceeds the amount specified by Cabinet Office Order as the amount of fees, reward, or other consideration payable by the customer with regard to that financial instruments transaction contract (referred to as a "consideration" in the following paragraph) for the period until the cancellation of that financial instruments transaction contract

ja-jp	支払いに伴う損害賠償その他の金銭の支払を、解除をした者に対し、
en-us	the customer that has cancelled the contract to pay that compensation for damages or other money that the financial service intermediary paid

ja-jp	又は違約金の支払を
en-us	pay [damages] or a penalty

ja-jp	その他の金銭の支払を、解除をした者に対し、
en-us	pay [damages] or other money to a person who cancelled

ja-jp	第三十七条の六第四項
en-us	Article 37-6, paragraph (4)

ja-jp	第一項の規定による
en-us	under paragraph (1)

ja-jp	顧客からの申出により
en-us	at the request of the customer

ja-jp	金融商品取引契約
en-us	financial instruments transaction contract

ja-jp	特定金融サービス契約
en-us	specified financial service contract

ja-jp	第三十八条第一号
en-us	Article 38, item (i)

ja-jp	金融商品取引契約の締結又はその勧誘
en-us	the conclusion of a financial instruments transaction contract or in connection with the solicitation thereof

ja-jp	特定金融サービス契約の締結の勧誘又は媒介（特定預金等契約及び特定保険契約に係るものを除く。次号において同じ。）
en-us	the solicitation or intermediation of the conclusion of a specified financial service contract (excluding a contract for specified deposit, etc. and a specified insurance policy; the same applies in the following item)

ja-jp	第三十八条第二号
en-us	Article 38, item (ii)

ja-jp	金融商品取引契約の締結の勧誘をする
en-us	soliciting the customer to conclude a financial instruments transaction contract

ja-jp	特定金融サービス契約の締結の勧誘又は媒介を行う
en-us	soliciting the customer to conclude a financial instrument transaction contract or conducting intermediation of the conclusion thereof

ja-jp	第三十九条第一項第一号
en-us	Article 39, paragraph (1), item (i)

ja-jp	有価証券の売買その他の取引（買戻価格があらかじめ定められている買戻条件付売買その他の政令で定める取引を除く。）又はデリバティブ取引（以下この条において「有価証券売買取引等」という。）
en-us	purchase and sale or other transaction of securities (excluding purchase and sale with a repurchase requirement and a predetermined repurchase price, and other transactions specified by Cabinet Order) or a derivatives transaction (hereinafter collectively referred to as "purchase and sale or other transaction of securities, etc." in this Article)

ja-jp	特定金融サービス契約の締結
en-us	the conclusion of a specified financial service contract

ja-jp	有価証券又はデリバティブ取引（以下この条において「有価証券等」という。）
en-us	the securities or derivatives transaction (hereinafter collectively referred to as "securities, etc." in this Article)

ja-jp	特定金融サービス契約
en-us	the specified financial service contract

ja-jp	損失
en-us	a loss

ja-jp	損失（特定保険契約にあつては、当該特定保険契約が締結されることにより顧客の支払う保険料の合計額が当該特定保険契約が締結されることにより当該顧客の取得する保険金、返戻金その他の給付金の合計額を上回る場合における当該保険料の合計額から当該保険金、返戻金その他の給付金の合計額を控除した金額をいう。以下この項、第三項及び第五項において同じ。）
en-us	a loss (in cases of a specified insurance contract, meaning the amount obtained by deducting the total amount of insurance proceeds, rewards and other benefits from the total amount of the insurance premiums, in the case where the total amount of the insurance premiums to be paid by the customer following the conclusion of the specified insurance contract exceeds the total amount of insurance proceeds, rewards and other benefits to be paid out to the customer following the conclusion of the specified insurance contract; hereinafter the same applies in this paragraph, and paragraphs (3) and (5))

ja-jp	ため
en-us	to supplement its profits

ja-jp	ため、特定預金等契約又は特定保険契約にあつては当該特定預金等契約又は特定保険契約によらないで、
en-us	to supplement its profits, in cases of a contract for specified deposit, etc. or a specified insurance contract, without concluding those contracts

ja-jp	第三十九条第一項第二号
en-us	Article 39, paragraph (1), item (ii)

ja-jp	有価証券売買取引等
en-us	purchase and sale or other transaction of securities, etc.

ja-jp	有価証券等
en-us	those securities, etc.

ja-jp	特定金融サービス契約
en-us	that specified financial service contract

ja-jp	ため
en-us	will add [to the profits that the customer has accrued in connection with those securities, etc.]

ja-jp	ため、特定預金等契約又は特定保険契約にあつては当該特定預金等契約又は特定保険契約によらないで、
en-us	will add to the profits that the customer has accrued in connection with those securities, etc., in cases of a contract for specified deposit, etc. or a specified insurance contract, without concluding those contracts

ja-jp	第三十九条第一項第三号
en-us	Article 39, paragraph (1), item (iii)

ja-jp	ため、
en-us	in order to add [to the profits that the customer has accrued in connection with those securities, etc.]

ja-jp	ため、特定預金等契約又は特定保険契約にあつては当該特定預金等契約又は特定保険契約によらないで、
en-us	in order to add to the profit that the customer has accrued in connection with those securities, etc., in cases of a contract for specified deposit, etc. or a specified insurance contract, without concluding those contracts

ja-jp	第三十九条第二項各号
en-us	each item of Article 39, paragraph (2)

ja-jp	第三十九条第三項
en-us	Article 39, paragraph (3)

ja-jp	として内閣府令で定めるもの
en-us	[, which is] specified by Cabinet Office Order as [a potential cause of a dispute between a financial instruments business operator, etc. and its customer]

ja-jp	（特定預金等契約及び特定保険契約を除く特定金融サービス契約にあつては、内閣府令で定めるものに限る。）
en-us	[, which is a potential cause of a dispute between a financial instruments business operator, etc. and its customer] (in cases of a specified financial service contract excluding a contract for specified deposit, etc. and a specified insurance contract; limited to what is provided for by Cabinet Office Order)

ja-jp	の提供
en-us	the provision of [an economic benefit as referred to in item (iii) of that paragraph]

ja-jp	の提供（これらの行為のうち特定預金等契約及び特定保険契約に係るものを除く。）
en-us	the provision of an economic benefit as referred to in item (iii) of that paragraph (excluding the acts related to a contract for specified deposit, etc. and a specified insurance contract out of these acts)

ja-jp	第三十九条第四項
en-us	Article 39, paragraph (4)

ja-jp	と金融商品取引業者等
en-us	and a financial instruments business operator, etc.

ja-jp	と相手方金融機関
en-us	and a counterparty financial institution

ja-jp	第二条第八項第九号
en-us	Article 2, paragraph (8), item (ix)

ja-jp	金融サービスの提供及び利用環境の整備等に関する法律第十一条第四項第三号
en-us	Article 11, paragraph (4), item (iii) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto

ja-jp	第四十条第一号
en-us	Article 40, item (i)

ja-jp	金融商品取引行為
en-us	an act that constitutes a financial instruments transaction

ja-jp	第四十五条第二号
en-us	Article 45, item (ii)

ja-jp	締結した
en-us	has concluded

ja-jp	締結の媒介を行つた
en-us	has conducted intermediation of the conclusion thereof

ja-jp	第十二条の六第一号
en-us	Article 12-6, item (i)

ja-jp	貸付けの契約
en-us	a contract for a loan

ja-jp	貸付けの契約（貸金業貸付媒介業務（金融サービスの提供及び利用環境の整備等に関する法律第十一条第五項に規定する貸金業貸付媒介業務をいう。以下同じ。）に係るものに限る。以下同じ。）
en-us	a contract for a loan (limited to a contract related to loan intermediary business operations (meaning loan intermediary business operations as defined in Article 11, paragraph (5) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto); the same applies hereinafter)

ja-jp	第十二条の八第五項
en-us	Article 12-8, paragraph (5)

ja-jp	、貸付け
en-us	a loan contract,

ja-jp	、貸付け（貸金業貸付媒介業務に係るものに限る。以下同じ。）
en-us	a loan (limited to a loan related to loan intermediary business operations; the same applies hereinafter) contract,

ja-jp	第十五条第一項第一号
en-us	Article 15, paragraph (1), item (i)

ja-jp	の商号
en-us	the trade name, [name, and registration number] of the money lender

ja-jp	及び貸主（金融サービス仲介業者（金融サービスの提供及び利用環境の整備等に関する法律第十一条第六項に規定する金融サービス仲介業者をいう。以下同じ。）が行う貸金業貸付媒介業務により顧客が締結する貸付けに係る契約の相手方をいう。以下同じ。）の商号
en-us	the trade name, [name, and registration number of] the financial service intermediary and the money lender (meaning a counterparty of a loan contract concluded by a customer through loan intermediary business operations conducted by a financial service intermediary (meaning a financial service intermediary as defined in Article 11, paragraph (6) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto; the same applies hereinafter); the same applies hereinafter)

ja-jp	第十五条第二項
en-us	Article 15, paragraph (2)

ja-jp	電磁的記録
en-us	electronic or magnetic records

ja-jp	電磁的記録（金融サービスの提供及び利用環境の整備等に関する法律第六十二条第八項に規定する電磁的記録をいう。第二十一条第二項において同じ。）
en-us	electronic or magnetic records (meaning electronic or magnetic records as defined in Article 62, paragraph (8) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto; the same applies in Article 21, paragraph (2))

ja-jp	、これに
en-us	[other than][those listed in Article 4, paragraph (1), item (vii) and registered in] the money lender's registry.

ja-jp	、これに同法第十四条第一項に規定する金融サービス仲介業者登録簿に登録された同法第十三条第一項第五号に掲げる事項及び貸主の
en-us	[other than] those listed in Article 13, paragraph (1), item (v) of the Act on the Provision of Financial Services and registered in the register of financial service intermediaries as prescribed in Article 14, paragraph (1) of that Act, and [those listed in Article 4, paragraph (1), item (vii) and registered in] the register of money lenders.

ja-jp	第十六条第二項第二号
en-us	Article 16, paragraph (2), item (ii)

ja-jp	貸金業者
en-us	[other] money lenders

ja-jp	金融サービス仲介業者が行う貸金業貸付媒介業務の顧客若しくは貸主以外の貸金業者
en-us	customers of loan intermediary business operations conducted by other financial service intermediaries or money lenders other than the money lender,

ja-jp	第十六条の二第一項
en-us	Article 16-2, paragraph (1)

ja-jp	を締結しよう
en-us	In concluding

ja-jp	の締結又はその媒介をしよう
en-us	In concluding or conducting intermediation of the conclusion of

ja-jp	締結する
en-us	[by the time of] conclusion thereof

ja-jp	締結し、又は当該契約が成立する
en-us	[by the time of] conclusion or formation of the contract

ja-jp	第十六条の二第一項第一号
en-us	Article 16-2, paragraph (1), item (i)

ja-jp	及び貸主の商号
en-us	the trade name, [name, and registration number] of the financial service intermediary and the money lender

ja-jp	第十六条の二第二項
en-us	Article 16-2, paragraph (2)

ja-jp	を締結しよう
en-us	In concluding [a basic contract for a revolving credit loan]

ja-jp	（貸金業貸付媒介業務に係るものに限る。以下同じ。）の締結又はその媒介をしよう
en-us	In concluding or conducting intermediation of the conclusion of a basic contract for a revolving credit loan (limited to a loan related to loan intermediary business operations; the same applies hereinafter)

ja-jp	締結し、又は当該極度方式基本契約が成立する
en-us	[by the time of] conclusion or formation of the basic contract for a revolving credit loan

ja-jp	第十六条の二第二項第一号
en-us	Article 16-2, paragraph (2), item (i)

ja-jp	第十六条の二第二項第二号
en-us	Article 16-2, paragraph (2), item (ii)

ja-jp	貸金業者
en-us	money lender

ja-jp	貸主
en-us	money lender

ja-jp	第十六条の三第一項第一号
en-us	Article 16-3, paragraph (1), item (i)

ja-jp	貸金業貸付媒介業務を行う金融サービス仲介業者又は貸主
en-us	financial service intermediary that engages in loan intermediary business operations or the money lender

ja-jp	第十七条第一項
en-us	Article 17, paragraph (1)

ja-jp	を締結した
en-us	has concluded

ja-jp	の締結又はその媒介をした
en-us	has concluded or conducted intermediation of the conclusion of

ja-jp	第十七条第一項第一号
en-us	Article 17, paragraph (1), item (i)

ja-jp	第十七条第二項
en-us	Article 17, paragraph (2)

ja-jp	第十七条第二項第一号
en-us	Article 17, paragraph (2), item (i)

ja-jp	の商号
en-us	the trade name, [name, and registration number of] the money lender

ja-jp	第十七条第二項第三号
en-us	Article 17, paragraph (2), item (iii)

ja-jp	第十七条第五項
en-us	Article 17, paragraph (5)

ja-jp	を締結した
en-us	has concluded [a contract for a revolving guarantee]

ja-jp	（貸金業貸付媒介業務に係るものに限る。以下同じ。）の締結又はその媒介をした
en-us	has concluded or conducted intermediation of the conclusion of a contract for a revolving guarantee (limited to a contract related to loan intermediary business operations; the same applies hereinafter)

ja-jp	第十七条第六項
en-us	Article 17, paragraph (6)

ja-jp	に係る契約を締結した
en-us	has concluded [a contract for a revolving credit loan]

ja-jp	（貸金業貸付媒介業務に係るものに限る。次条第三項において同じ。）に係る契約の締結又はその媒介をした
en-us	has concluded or conducted an intermediary for the conclusion of a contract for a revolving credit loan (limited to a contract related to loan intermediary business operations; the same applies in paragraph (3) of the following Article)

ja-jp	第十九条の二
en-us	Article 19-2

ja-jp	前条の帳簿
en-us	the books provided in the preceding Article

ja-jp	金融サービスの提供及び利用環境の整備等に関する法律第三十三条に規定する帳簿書類
en-us	the books and documents prescribed in Article 33 of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto

ja-jp	第六十四条第三項
en-us	Article 64, paragraph (3)

ja-jp	第一項
en-us	paragraph (1)

ja-jp	金融サービスの提供及び利用環境の整備等に関する法律第七十五条第一項
en-us	Article 75, paragraph (1) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto

ja-jp	第六十四条第三項第三号ハ
en-us	Article 64, paragraph (3), item (iii) ©

ja-jp	第六十六条の二十五
en-us	Article 66-25

ja-jp	前項（第六十六条の二十五
en-us	preceding paragraph (Article 66-25

ja-jp	第六十六条の二十五において準用する前項に規定する外務員の職務及び金融サービスの提供及び利用環境の整備等に関する法律第七十五条第二項に規定する外務員の職務を含む
en-us	including the duties of a sales representative prescribed in the preceding paragraph as applied mutatis mutandis pursuant to Article 66-25 and the duties of a sales representative prescribed in Article 75, paragraph (2) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto

ja-jp	前項（第六十六条の二十五において準用する場合を含む。）に規定する外務員の職務を含む
en-us	including the duties of a sales representative prescribed in the preceding paragraph (including cases as applied mutatis mutandis pursuant to Article 66-25)

ja-jp	若しくは金融商品仲介業者又は金融サービス仲介業者
en-us	or financial instruments intermediary service provider, or financial service intermediary

ja-jp	又は金融商品取引業者等若しくは金融商品仲介業者
en-us	, or financial instruments business operator, etc. or financial instruments intermediary

ja-jp	第六十四条第五項
en-us	Article 64, paragraph (5)

ja-jp	第一項に
en-us	in paragraph (1)

ja-jp	金融サービスの提供及び利用環境の整備等に関する法律第七十五条第一項に
en-us	in Article 75, paragraph (1) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto

ja-jp	登録原簿
en-us	the register

ja-jp	外務員登録原簿（同項に規定する外務員登録原簿をいう。第六十四条の六において同じ。）
en-us	the sales representatives register (meaning the sales representatives register prescribed in that paragraph; the same applies in Article 64-6)

ja-jp	第六十四条第六項
en-us	Article 64, paragraph (6)

ja-jp	第六十四条の二第一項第一号
en-us	Article 64-2, paragraph (1), item (i)

ja-jp	第二十九条の四第一項第二号イからリまで
en-us	Article 29-4, paragraph (1), item (ii), (a) through (i)

ja-jp	金融サービスの提供及び利用環境の整備等に関する法律第十五条第二号イからヘまで
en-us	Article 15, item (ii), (a) through (f) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto

ja-jp	第六十四条の二第一項第二号
en-us	Article 64-2, paragraph (1), item (ii)

ja-jp	外務員（
en-us	sales representatives (

ja-jp	前条第一項に規定する外務員（
en-us	sales representatives prescribed in paragraph (1) of the preceding Article (

ja-jp	第六十四条の二第一項第三号
en-us	Article 64-2, paragraph (1), item (iii)

ja-jp	外務員
en-us	sales representatives

ja-jp	前条第一項に規定する外務員
en-us	sales representatives prescribed in paragraph (1) of the preceding Article

ja-jp	又は金融商品取引業者等若しくは金融商品仲介業者
en-us	or financial instruments business operator, etc. or financial instruments intermediary

ja-jp	第六十四条の四
en-us	Article 64-4

ja-jp	第六十四条第一項
en-us	Article 64, paragraph (1)

ja-jp	第六十四条の四第二号
en-us	Article 64-4, item (ii)

ja-jp	第二十九条の四第一項第二号イ
en-us	Article 29-4, paragraph (1), item (ii), (a)

ja-jp	金融サービスの提供及び利用環境の整備等に関する法律第十五条第二号イ
en-us	Article 15, item (ii), (a) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto

ja-jp	第六十四条の四第三号
en-us	Article 64-4, item (iii)

ja-jp	第二十九条の四第一項第二号ロからリまで
en-us	Article 29-4, paragraph (1), item (ii), (b) through (i)

ja-jp	金融サービスの提供及び利用環境の整備等に関する法律第十五条第二号ロからヘまで
en-us	Article 15, item (ii), (b) through (f) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto

ja-jp	第六十四条の五第一項第一号
en-us	Article 64-5, paragraph (1), item (i)

ja-jp	第六十四条の五第一項第二号
en-us	Article 64-5, paragraph (1), item (ii)

ja-jp	金融商品取引業（登録金融機関にあつては、登録金融機関業務）のうち第六十四条第一項各号
en-us	the items of Article 64, paragraph (1) (or in connection with the services of a registered financial institution, if it is a registered financial institution) or services incidental thereto within the financial instruments business

ja-jp	金融サービス仲介業（金融サービスの提供及び利用環境の整備等に関する法律第十一条第一項に規定する金融サービス仲介業をいう。次条第二号において同じ。）のうち同法第七十五条第一項各号
en-us	the items of Article 75, paragraph (1) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto or services incidental thereto within the financial service intermediary business (meaning the financial service intermediary business as prescribed in Article 11, paragraph (1) of the Act on the Provision of Financial Services; the same applies in item (ii) of the following Article)

ja-jp	第六十四条の六
en-us	Article 64-6

ja-jp	外務員登録原簿
en-us	the sales representatives register

ja-jp	第六十四条の六第二号
en-us	Article 64-6, item (ii)

ja-jp	解散し
en-us	is dissolved

ja-jp	死亡し、解散し
en-us	dies, is dissolved

ja-jp	金融商品取引業（登録金融機関にあつては、登録金融機関業務）のうち第六十四条第一項各号
en-us	the items of Article 64, paragraph (1) (or discontinues the services of a registered financial institution, if it is a registered financial institution) within the financial instruments business

ja-jp	金融サービス仲介業のうち金融サービスの提供及び利用環境の整備等に関する法律第七十五条第一項各号
en-us	the items of Article 75, paragraph (1) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto within the financial service intermediary business