一外国の法令に準拠して外国において銀行業を営む者（法第四条第五項に規定する銀行等を除く。以下「外国銀行」という。）の発行済株式の総数又は出資の総額（以下この条及び第十一条において「発行済株式等」という。）の百分の五十を超える数又は額の株式又は持分（以下この条、第十一条及び第十六条の二第一号において「株式等」という。）を保有している者

(i)a person holding shares or an equity interest (hereinafter referred to as "shares or equity" in this Article, Article 11, and Article 16-2, item (i)) accounting for over fifty percent of the total number of issued shares or the total amount of contribution (hereinafter referred to as "issued shares or contribution" in this Article and Article 11) of a person engaged in banking in a foreign state pursuant to foreign laws and regulations (excluding a bank, etc. as prescribed in Article 4, paragraph (5) of the Act; hereinafter referred to as a "foreign bank");

二前号に掲げる者の発行済株式等の百分の五十を超える株式等を保有している者

(ii)a person holding shares or equity accounting for over fifty percent of the issued shares or contribution of the person as set forth in the preceding item;

三第一号に掲げる者により発行済株式等の百分の五十を超える株式等を保有されている法人

(iii)a corporation in which the person as set forth in item (i) holds shares or equity accounting for over fifty percent of its issued shares or contribution;

四外国銀行により発行済株式等の百分の五十を超える株式等を保有されている法人

(iv)a corporation in which a foreign bank holds shares or equity accounting for over fifty percent of its issued shares or contribution;

五前号に掲げる法人により発行済株式等の百分の五十を超える株式等を保有されている法人

(v)a corporation in which the corporation as set forth in the preceding item holds shares or equity accounting for over fifty percent of its issued shares or contribution;

六主たる営業所の所在地を同一の国とする二以上の者により合計して外国銀行の発行済株式等の百分の五十を超える株式等が保有されている場合における当該二以上の者のいずれかに該当する者

(vi)any one of the two or more persons whose principal business offices are located in the same state and whose total shares or equity held account for over fifty percent of the issued shares or contribution of a foreign bank;

七前各号に掲げる者のいずれかに準ずるものとして内閣府令で定める者

(vii)a person prescribed by Cabinet Office Order as being equivalent to one of the persons set forth in the preceding items.

一同一人自身が会社である場合における次に掲げる者

(i)the following persons, if the single person itself is a company:

二同一人自身が会社以外の者である場合における次に掲げる者

(ii)if the single person itself is a person other than a company, the following persons:

一他の法人等の財務及び営業又は事業の方針を決定する機関（以下「意思決定機関」という。）を支配している法人等として内閣府令で定めるもの（連結してその計算書類その他の書類を作成するものとされる法人等として内閣府令で定めるもの（第三号及び次項において「受信者連結基準法人等」という。）に限る。以下この項において「実質親法人等」という。）がその意思決定機関を支配している他の法人等（以下この項において「実質子法人等」という。）。この場合において、実質親法人等及びその一若しくは二以上の実質子法人等又は当該実質親法人等の一若しくは二以上の実質子法人等がその意思決定機関を支配している他の法人等は、当該実質親法人等の実質子法人等とみなす。

(i)a second corporation, etc. that has a person specified by Cabinet Office Order as a first corporation, etc. that controls an organ which determines the financial and operational or business policies of a second corporation, etc. (hereinafter referred to as a "decision making organ") (limited to a person specified by Cabinet Office Order as a corporation, etc. that is required to prepare its financial statements and any other documents on a consolidated basis (referred to as a "corporation, etc. subject to debtor consolidation standards" in item (iii) and the following paragraph); hereinafter referred to as a "substantial parent corporation, etc." in this paragraph) in control of its decision making organ (hereinafter referred to as a "substantial subsidiary corporation, etc." in this paragraph). In such a case, a second corporation, etc. whose decision making organ is controlled either by a substantial parent corporation, etc. and one or more of its substantial subsidiary corporations, etc. or by just one or more of the substantial subsidiary corporations, etc. of a substantial parent corporation, etc., is deemed to be a substantial subsidiary corporation, etc. of that substantial parent corporation, etc.;

二子会社（前号に掲げる法人等を除く。以下この号において「実質子法人等以外の子会社」という。）。この場合において、実質親法人等及びその一若しくは二以上の実質子法人等若しくは実質子法人等以外の子会社又は当該実質親法人等の一若しくは二以上の実質子法人等若しくは実質子法人等以外の子会社がその総株主等の議決権の百分の五十を超える議決権を保有する他の会社（前号に掲げる法人等を除く。）は、当該実質親法人等の実質子法人等以外の子会社とみなす。

(ii)a subsidiary company (excluding a corporation, etc. as set forth in the preceding item; hereinafter referred to as a "subsidiary company other than a substantial subsidiary corporation, etc." in this item). In such a case, any other company (excluding a corporation, etc. as set forth in the preceding item) in which either a substantial parent corporation, etc. and one or more of its substantial subsidiary corporations, etc., or a substantial parent corporation, etc. and one or more of its subsidiary companies other than substantial subsidiary corporations, etc., or, either just one or more of its substantial subsidiary corporations, etc. or just one or more of its subsidiary companies other than substantial subsidiary corporations, etc. hold voting rights accounting for over fifty percent of the total shareholder or investor voting rights is deemed to be a subsidiary company other than a substantial subsidiary corporation, etc. of that substantial parent corporation, etc.; and

三前号に掲げる会社（受信者連結基準法人等に限る。）の実質子法人等（前二号に掲げる法人等を除く。）

(iii)a substantial subsidiary corporation, etc. (excluding a corporation, etc. as set forth in one of the preceding two items) of a company (limited to a company that is a corporation, etc. subject to debtor consolidation standards) as set forth in the preceding item.

一貸出金として内閣府令で定めるもの

(i)case that Cabinet Office Order prescribes to be loans;

二債務の保証として内閣府令で定めるもの

(ii)case that Cabinet Office Order prescribes to be guaranteeing of debts;

三出資として内閣府令で定めるもの

(iii)case that Cabinet Office Order prescribes to be making of contribution;

四前三号に掲げるものに類するものとして内閣府令で定めるもの

(iv)case that Cabinet Office Order prescribes as being similar to the cases set forth in the preceding three items.

一法第十三条第一項本文に規定する同一人（第九号及び第十二項において「同一人」という。）に対する信用の供与等（第三号に掲げる信用の供与等を除く。）

(i)the granting of credit or the making of contribution (excluding the granting of credit or the making of contribution as set forth in item (iii)) to a single person (referred to as a "single person" in item (ix) and paragraph (12)) as prescribed in the main clause of Article 13, paragraph (1) of the Act;

二当該銀行の主要株主基準値（法第二条第九項に規定する主要株主基準値をいう。以下同じ。）以上の数の議決権を保有する銀行主要株主（同条第十項に規定する銀行主要株主をいう。以下同じ。）に対する信用の供与等

(ii)the granting of credit or the making of contribution to a bank's major shareholder (meaning a bank's major shareholder as prescribed in Article 2, paragraph (10) of the Act; the same applies hereinafter) that holds a number of voting rights in that bank which is equal to or greater than the major shareholder threshold (meaning the major shareholder threshold prescribed in paragraph (9) of that Article; the same applies hereinafter);

一前項第一号に掲げる信用の供与等百分の二十五

(i)the granting of credit or the making of contribution as set forth in item (i) of the preceding paragraph:twenty-five percent;

二前項第二号に掲げる信用の供与等百分の十五

(ii)the granting of credit or the making of contribution as set forth in item (ii) of the preceding paragraph:fifteen percent.

一信用の供与等を受けている者（以下この項及び第十二項において「債務者等」という。）の事業（次号に規定する事業を除く。以下この号において同じ。）の遂行上予見し難い緊急の資金の必要が生じた場合において、当該銀行が当該債務者等に対して法第十三条第一項本文に規定する信用供与等限度額（以下この項において「信用供与等限度額」という。）を超えて信用の供与等をしないこととすれば、当該債務者等の事業の継続に著しい支障を生ずるおそれがあること。

(i)unforeseeable and urgent funds have become necessary to carry out the business (excluding business as prescribed in the following item; the same applies hereinafter) of a person to which credit has been granted or a contribution has been made (hereinafter referred to as a "debtor, etc." in this paragraph and paragraph (12)), and it is likely that it would significantly hinder the debtor, etc. from continuing business if the bank does not grant credit or make contribution to the person in excess of the limit on credit and contribution prescribed in the main clause of Article 13, paragraph (1) of the Act (hereinafter referred to as "limit on credit and contribution" in this paragraph);

二電気事業法（昭和三十九年法律第百七十号）第二条第一項第八号に規定する一般送配電事業その他の内閣府令で定める国民経済上特に緊要な事業を行つている債務者等に対して、当該銀行が信用供与等限度額を超えて信用の供与等をしないこととすれば、当該債務者等の事業の安定的な遂行に困難を生ずるおそれがあること。

(ii)the debtor, etc. is in the general electricity transmission and distribution business as prescribed in Article 2, paragraph (1), item (viii) of the Electricity Business Act (Act No. 170 of 1964) or in any other business of vital importance to the national economy as specified by Cabinet Office Order, and it is likely that a significant impediment would arise to hinder the debtor, etc. in the stable performance of business if the bank does not grant credit or make contribution to the debtor, etc. in excess of the limit on credit and contribution;

三債務者等に係る受信合算対象者が新たに加わることにより、当該銀行の同一人に対する信用の供与等の額が信用供与等限度額を超えることとなること。

(iii)the addition of a new person subject to consolidated calculation of credit received for a debtor, etc. causes the amount in which the relevant bank has granted credit or has made contribution to a single person to exceed the limit on credit or contribution; and

四前三号に掲げるもののほか、当該銀行が信用供与等限度額を超えて信用の供与等をしないこととすれば当該銀行又は債務者等の業務の遂行に困難を生ずるおそれがあるものとして内閣府令で定める理由

(iv)a reason specified by Cabinet Office Order as something that would make it likely that a significant impediment would arise to hinder the bank or the debtor, etc. in the performance of business if the bank does not extend credit or make contribution to the debtor, etc. in excess of the limit on credit and contribution, beyond what is set forth in the preceding three items.

一前項において準用する第七項第一号に掲げる信用の供与等百分の二十五

(i)the granting of credit or the making of contribution as set forth in paragraph (7), item (i), as applied mutatis mutandis pursuant to the preceding paragraph:twenty-five percent;

二前項において準用する第七項第二号に掲げる信用の供与等百分の十五

(ii)the granting of credit or the making of contribution as set forth in paragraph (7), item (ii), as applied mutatis mutandis pursuant to the preceding paragraph:fifteen percent.

一第九項第一号に規定する場合において、当該銀行及びその子会社等（法第十三条第二項前段に規定する子会社等をいう。以下この項及び第十四項において同じ。）又はその子会社等が同号の債務者等に対して合算して法第十三条第二項前段に規定する合算信用供与等限度額（以下この項において「合算信用供与等限度額」という。）を超えて信用の供与等をしないこととすれば、当該債務者等の事業（第九項第二号に規定する事業を除く。次号において同じ。）の継続に著しい支障を生ずるおそれがあること。

(i)in a case as prescribed in paragraph (9), item (i), it is likely that a significant impediment would arise to hinder the debtor, etc. prescribed in that item from continuing business (excluding the business prescribed in paragraph (9), item (ii); hereinafter the same applies in the following paragraph) if either the bank and its subsidiary companies, etc. (meaning subsidiary companies, etc. as prescribed in the first sentence of Article 13, paragraph (2) of the Act; hereinafter the same applies in this paragraph and paragraph (14)), or just its subsidiary companies, etc. do not grant credit or make contribution to the debtor, etc. in a total amount that exceeds the consolidated limit on credit and contribution prescribed in the first sentence of Article 13, paragraph (2) of the Act (hereinafter referred to as the "consolidated limit on credit and contribution" in this paragraph);

二当該銀行が新たに子会社等を有することとなることにより、当該銀行及びその子会社等又はその子会社等の同一人に対する信用の供与等の合計額が合算信用供与等限度額を超えることとなる場合において、当該合計額を合算信用供与等限度額以下に減額することとすれば、当該同一人の事業の継続に著しい支障を生ずるおそれがあること。

(ii)the total amount in which credit has been granted or contribution has been made to a single person either by the bank and its subsidiary companies, etc., or by just its subsidiary companies, etc. has come to exceed the consolidated limit on credit and contribution due to the bank having come to have a new subsidiary company, etc., and it is likely that a significant impediment would arise to hinder the single person from continuing business if the total amount in which credit has been granted or contribution has been made is decreased to fall at or below the consolidated limit on credit and contribution;

三第九項第二号に規定する債務者等に対して、当該銀行及びその子会社等又はその子会社等が合算して合算信用供与等限度額を超えて信用の供与等をしないこととすれば、当該債務者等の事業の安定的な遂行に困難を生ずるおそれがあること。

(iii)it is likely that a significant impediment would arise to hinder a debtor, etc. as prescribed in paragraph (9), item (ii), in the stable performance of business if either the bank and its subsidiary companies, etc., or just its subsidiary companies, etc. do not grant credit or make contribution to the debtor, etc. in a total amount that exceeds the consolidated limit on credit and contribution;

四債務者等に係る受信合算対象者が新たに加わることにより、当該銀行及びその子会社等又はその子会社等の同一人に対する信用の供与等の額が合算信用供与等限度額を超えることとなること。

(iv)the addition of a new person subject to consolidated calculation of credit received for a debtor, etc. causes the amount in which either the relevant bank and its subsidiary companies, etc., or just its subsidiary companies, etc. have granted credit or have made contribution to a single person to exceed the consolidated limit on credit and contribution;

五前各号に掲げるもののほか、当該銀行及びその子会社等又はその子会社等が合算信用供与等限度額を超えて信用の供与等をしないこととすれば当該銀行及びその子会社等若しくはその子会社等又は債務者等の業務の遂行に困難を生ずるおそれがあるものとして内閣府令で定める理由

(v)beyond what is set forth in the preceding paragraph, a reason specified by Cabinet Office Order as something that would make it likely that a significant impediment would arise to hinder the bank and its subsidiary companies, etc., or just its subsidiary company, etc., or the debtor in the performance of business if the bank and its subsidiary companies, etc., or just its subsidiary companies, etc. do not extend credit or make financial contribution to the debtor, etc. in a total amount that exceeds the consolidated limit on credit and contribution.

一法律の定めるところにより、予算について国会の議決を経、又は承認を受けなければならない法人

(i)a corporation whose budget must be subject to a Diet resolution, or that must obtain Diet approval for its budget, pursuant to the provisions of laws;

二特別の法律により設立された法人（前号に該当する法人を除く。）で国、同号に掲げる法人及び地方公共団体以外の者の出資のないもののうち、当該特別の法律により債券を発行することができる法人

(ii)a corporation that has been established pursuant to a special law (excluding a corporation that fall under the preceding item); to which no contribution have been made by persons other than the national government, a corporation as set forth in the preceding item, or a local government; and that may issue bonds pursuant to the relevant special law;

三日本銀行

(iii)the Bank of Japan; and

四外国政府等（外国政府、外国の中央銀行及び国際機関をいう。）で金融庁長官が定めるもの

(iv)a foreign government, etc. (meaning a foreign government, the central bank of a foreign state or an international organization) specified by the Commissioner of the Financial Services Agency.

一当該銀行の子会社

(i)a subsidiary company of the bank;

二当該銀行の主要株主基準値以上の数の議決権を保有する銀行主要株主

(ii)a bank's major shareholders that holds a number of voting rights in the bank which is equal to or greater than the major shareholder threshold;

三当該銀行を子会社とする銀行持株会社

(iii)a bank holding company that has the bank as a subsidiary company;

四前号に掲げる銀行持株会社の子会社（当該銀行及び第一号に掲げる者を除く。）

(iv)a subsidiary company of the bank holding company set forth in the preceding item (excluding the bank itself and the person as set forth in item (i));

五当該銀行の子法人等（第一号に掲げる者を除く。）

(v)a subsidiary corporation, etc. of the bank (excluding the person as set forth in item (i));

六当該銀行を子法人等とする親法人等（第二号及び第三号に掲げる者を除く。）

(vi)a parent corporation, etc. that has the bank as a subsidiary corporation, etc. (excluding the person as set forth in item (ii) and item (iii));

七当該銀行を子法人等とする親法人等の子法人等（当該銀行及び前各号に掲げる者を除く。）

(vii)a subsidiary corporation, etc. of a parent corporation, etc. that has that bank as a subsidiary corporation, etc. (excluding the bank itself and any person as set forth in one of the preceding items);

八当該銀行の関連法人等

(viii)an affiliated corporation, etc. of the bank;

九当該銀行を子法人等とする親法人等の関連法人等（前号に掲げる者を除く。）

(ix)an affiliated corporation, etc. of a parent corporation, etc. that has that bank as a subsidiary corporation, etc. (excluding the person as set forth in the preceding item);

十当該銀行の主要株主基準値以上の数の議決権を保有する銀行主要株主のうちその保有する当該銀行に係る議決権が当該銀行の総株主の議決権の百分の五十を超えるもの（個人に限る。以下この号において「特定個人銀行主要株主」という。）に係る次に掲げる会社、組合その他これらに準ずる事業体（外国におけるこれらに相当するものを含み、当該銀行を除く。以下この号において「法人等」という。）

(x)a company, partnership, or other equivalent business entity as follows (including entities equivalent thereto in foreign states; other than the bank itself; hereinafter referred to as a "corporation, etc." in this item) that is connected to any of a bank's major shareholders which, among those holding a number of voting rights in the bank that is equal to or greater than the major shareholder threshold, hold voting rights in the bank accounting for over fifty percent of the total shareholder voting rights in the bank (limited to an individual; hereinafter referred to as "specified individual constituting a bank's major shareholder"):

十一当該銀行を所属銀行（法第二条第十六項に規定する所属銀行をいう。以下この項において同じ。）とする銀行代理業者（同条第十五項に規定する銀行代理業者をいう。以下この項において同じ。）並びに当該銀行代理業者の子法人等及び関連法人等（当該銀行及び前各号に掲げる者を除く。）

(xi)a bank agent (meaning a bank agent as prescribed in Article 2, paragraph (15) of the Act; hereinafter the same applies in this paragraph) that has the relevant bank as its principal bank (meaning a principal bank as prescribed in paragraph (16) of that Article; hereinafter the same applies in this paragraph) and the subsidiary corporations, etc. and affiliated corporations, etc. of that bank agent (excluding the bank itself and any person as set forth in one of the preceding items);

十二前号の銀行代理業者を子法人等とする親法人等並びに当該親法人等の子法人等及び関連法人等（当該銀行及び前各号に掲げる者を除く。）

(xii)a parent corporation, etc. that has a bank agent as referred to in the preceding item as a subsidiary corporation, etc., and the subsidiary corporations, etc. and affiliated corporations, etc. of that parent corporation, etc. (excluding the bank itself and any person as set forth in one of the preceding items);

十三当該銀行を所属銀行とする銀行代理業者（個人に限る。以下この号において「個人銀行代理業者」という。）に係る次に掲げる会社、組合その他これらに準ずる事業体（外国におけるこれらに相当するものを含み、当該銀行及び前各号に掲げる者を除く。以下この号において「法人等」という。）

(xiii)a company, partnership, or other equivalent business entities as follows (including entities equivalent thereto in foreign states; other than the bank itself and any person as set forth in one of the preceding items; hereinafter referred to as a "corporation, etc." in this item) that is connected to a bank agent (limited to an individual; hereinafter referred to as an "individual constituting a bank agent" in this item) for whom the relevant bank is the principal bank;

一当該銀行の親法人等（前条第二項に規定する親法人等をいう。以下この項、第十二条の二、第十二条の三第一項及び第十六条の二の二第一項において同じ。）

(i)the bank's parent corporation, etc. (meaning a parent corporation, etc. as prescribed in paragraph (2) of the preceding Article; the same applies hereinafter in this paragraph, Article 12-2, Article 12-3, paragraph (1) and Article 16-2-2, paragraph (1));

二当該銀行の親法人等の子法人等（当該銀行並びに前号並びに第三項第一号及び第二号に掲げる者を除く。）

(ii)a subsidiary corporation, etc. of the bank's parent corporation, etc. (excluding the bank itself and the persons as set forth in the preceding item and paragraph (3), item (i) and item (ii) of this Article);

三当該銀行の親法人等の前条第三項に規定する関連法人等（第三項第二号に掲げる者を除く。）

(iii)an affiliated corporation, etc. as prescribed in paragraph (3) of the preceding Article of the bank's parent corporation, etc. (excluding persons as set forth in paragraph (3), item (ii));

四当該銀行の総株主の議決権の百分の五十を超える議決権を保有する個人（以下この号において「特定個人株主」という。）に係る次に掲げる会社、組合その他これらに準ずる事業体（外国におけるこれらに相当するものを含み、当該銀行並びに前三号並びに第三項第一号及び第二号に掲げる者を除く。以下この号において「法人等」という。）

(iv)a company, partnership, or other equivalent business entity thereto (including entities equivalent thereto in foreign states; other than the bank itself and any person as set forth in one of the preceding three paragraphs or in paragraph (3), item (i) or item (ii); hereinafter referred to as a "corporation, etc." in this item) that is related to an individual who holds voting rights accounting for over fifty percent of total shareholder voting rights in the bank (hereinafter referred to in this item as a "specified individual shareholder"):

一長期信用銀行（長期信用銀行法（昭和二十七年法律第百八十七号）第二条に規定する長期信用銀行をいう。第十二条の三第二項第一号及び第十六条の八第一号において同じ。）

(i)a long-term credit bank (as prescribed in Article 2 of the Long-Term Credit Bank Act (Act No. 187 of 1952); the same applies in Article 12-3, paragraph (2), item (i) and Article 16-8, item (i));

二信用金庫連合会

(ii)a federation of credit unions;

三中小企業等協同組合法（昭和二十四年法律第百八十一号）第九条の九第一項第一号の事業を行う協同組合連合会

(iii)a federation of cooperatives which engages in business as prescribed in Article 9-9, paragraph (1), item (i) of the Small and Medium-Sized Enterprise Cooperatives Act (Act No. 181 of 1949);

四労働金庫連合会

(iv)a federation of labor banks;

五農業協同組合法（昭和二十二年法律第百三十二号）第十条第一項第三号の事業を行う農業協同組合連合会

(v)a federation of agricultural cooperatives which engages in business as prescribed in Article 10, paragraph (1), item (iii) of the Agricultural Cooperatives Act (Act No. 132 of 1947);

六水産業協同組合法（昭和二十三年法律第二百四十二号）第八十七条第一項第四号の事業を行う漁業協同組合連合会

(vi)a federation of fisheries cooperatives which engages in business as prescribed in Article 87, paragraph (1), item (iv) of the Fisheries Cooperatives Act (Act No. 242 of 1948);

七水産業協同組合法第九十七条第一項第二号の事業を行う水産加工業協同組合連合会

(vii)a federation of fishery processing cooperatives which engages in business as prescribed in Article 97, paragraph (1), item (ii) of the Fisheries Cooperatives Act;

八農林中央金庫

(viii)the Norinchukin Bank;

九特例業務届出者（金融商品取引法（昭和二十三年法律第二十五号）第六十三条第五項に規定する特例業務届出者をいう。第十二条の三第二項第二号において同じ。）

(ix)a notifier of specially permitted services (meaning a notifier of specially permitted services as prescribed in Article 63, paragraph (5) of the Financial Instruments and Exchange Act (Act No. 25 of 1948); the same applies in Article 12-3, paragraph (2), item (ii));

十金銭の貸付け又は金銭の貸借の媒介（手形の割引、売渡担保その他これらに類する方法によつてする金銭の交付又は当該方法によつてする金銭の授受の媒介を含む。）を業として行う者（銀行、金融商品取引業者（金融商品取引法第二条第九項に規定する金融商品取引業者をいう。次号及び第十二条の三第二項において同じ。）、保険会社（保険業法（平成七年法律第百五号）第二条第二項に規定する保険会社をいう。同号及び第十二条の三第二項において同じ。）及び前各号に掲げる者を除く。）

(x)a person that is in the business of intermediating in the lending or borrowing of money (including intermediating in the delivery or receipt of money through the discounting of bills and notes, the conditional sale, or any similar means) (excluding a bank, financial instruments business operator (meaning a financial instruments business operator as prescribed in Article 2, paragraph (9) of the Financial Instruments and Exchange Act; the same applies in the following item and Article 12-3, paragraph (2)), or insurance company (meaning an insurance company as prescribed in Article 2, paragraph (2) of the Insurance Business Act (Act No. 105 of 1995); the same applies in that item and Article 12-3, paragraph (2)), or the person as set forth in any of the preceding items);

十一外国の法令に準拠して外国において次に掲げる事業を行う者（銀行、金融商品取引業者、保険会社及び前各号に掲げる者を除く。）

(xi)a person that is in any of the following businesses in a foreign state pursuant to foreign laws and regulations (excluding a bank, financial instruments business operator, or insurance company, or a person as set forth in any of the preceding items):

一当該銀行の子法人等

(i)a subsidiary corporation, etc. of the bank;

二当該銀行の関連法人等

(ii)an affiliated corporation, etc. of the bank;

三当該銀行のために銀行代理業を営む者（前二号に掲げる者を除く。）

(iii)a person engaged in bank agency services for the bank (excluding those set forth in the preceding two items).

一第二項第九号から第十一号までに掲げる者

(i)a person set forth in paragraph (2), items (ix) through (xi);

二第十六条の八各号に掲げる者

(ii)a person set forth in the items of Article 16-8.

一当該銀行の親法人等（前条第二項に規定する親法人等をいう。以下この項、第十二条の二、第十二条の三第一項及び第十六条の二の二第一項において同じ。）

(i)the bank's parent corporation, etc. (meaning a parent corporation, etc. as prescribed in paragraph (2) of the preceding Article; the same applies hereinafter in this paragraph, Article 12-2, Article 12-3, paragraph (1) and Article 16-2-2, paragraph (1));

二当該銀行の親法人等の子法人等（当該銀行並びに前号並びに第三項第一号及び第二号に掲げる者を除く。）

(ii)a subsidiary corporation, etc. of the bank's parent corporation, etc. (excluding the bank itself and persons set forth in the preceding item and paragraph (3), item (i) and item (ii) of this Article);

三当該銀行の親法人等の前条第三項に規定する関連法人等（第三項第二号に掲げる者を除く。）

(iii)an affiliated corporation, etc. as prescribed in paragraph (3) of the preceding Article of the bank's parent corporation, etc. (excluding a person as set forth in paragraph (3), item (ii));

四当該銀行の総株主の議決権の百分の五十を超える議決権を保有する個人（以下この号において「特定個人株主」という。）に係る次に掲げる会社、組合その他これらに準ずる事業体（外国におけるこれらに相当するものを含み、当該銀行並びに前三号並びに第三項第一号及び第二号に掲げる者を除く。以下この号において「法人等」という。）

(iv)a company, partnership, or other equivalent business entity thereto (including entities equivalent thereto in foreign states; other than the bank itself and any person as set forth in one of the preceding three paragraphs or in paragraph (3), item (i) or item (ii); hereinafter referred to as a "corporation, etc." in this item) that is related to an individual who holds voting rights accounting for over fifty percent of the total shareholder voting rights in the bank (hereinafter referred to in this item as a "specified individual shareholder"):

一長期信用銀行（長期信用銀行法（昭和二十七年法律第百八十七号）第二条に規定する長期信用銀行をいう。第十二条の三第二項第一号及び第十六条の八第一号において同じ。）

(i)a long-term credit bank (as prescribed in Article 2 of the Long-Term Credit Bank Act (Act No. 187 of 1952); the same applies in Article 12-3, paragraph (2), item (i) and Article 16-8, item (i));

二信用金庫連合会

(ii)a federation of credit unions;

三中小企業等協同組合法（昭和二十四年法律第百八十一号）第九条の九第一項第一号の事業を行う協同組合連合会

(iii)a federation of cooperatives engaged in business as prescribed in Article 9-9, paragraph (1), item (i) of the Small and Medium-Sized Enterprise Cooperatives Act (Act No. 181 of 1949);

四労働金庫連合会

(iv)a federation of labor banks;

五農業協同組合法（昭和二十二年法律第百三十二号）第十条第一項第三号の事業を行う農業協同組合連合会

(v)a federation of agricultural cooperatives engaged in business as prescribed in Article 10, paragraph (1), item (iii) of the Agricultural Cooperatives Act (Act No. 132 of 1947);

六水産業協同組合法（昭和二十三年法律第二百四十二号）第八十七条第一項第四号の事業を行う漁業協同組合連合会

(vi)a federation of fisheries cooperatives engaged in business as prescribed in Article 87, paragraph (1), item (iv) of the Fisheries Cooperatives Act (Act No. 242 of 1948);

七水産業協同組合法第九十七条第一項第二号の事業を行う水産加工業協同組合連合会

(vii)a federation of fishery processing cooperatives engaged in business as prescribed in Article 97, paragraph (1), item (ii) of the Fisheries Cooperatives Act;

八農林中央金庫

(viii)the Norinchukin Bank;

九金銭の貸付け又は金銭の貸借の媒介（手形の割引、売渡担保その他これらに類する方法によつてする金銭の交付又は当該方法によつてする金銭の授受の媒介を含む。）を業として行う者（銀行、金融商品取引業者（金融商品取引法（昭和二十三年法律第二十五号）第二条第九項に規定する金融商品取引業者をいう。次号及び第十二条の三第二項において同じ。）、保険会社（保険業法（平成七年法律第百五号）第二条第二項に規定する保険会社をいう。同号及び第十二条の三第二項において同じ。）及び前各号に掲げる者を除く。）

(ix)a person that is in the business of intermediating in the lending or borrowing of money (including intermediating in the delivery or receipt of money through the discounting of bills and notes, the provision of collateral by sale and transfer, or any similar means) (excluding a bank, financial instruments business operator (meaning a financial instruments business operator as prescribed in Article 2, paragraph (9) of the Financial Instruments and Exchange Act (Act No. 25 of 1948); the same applies in the following item and Article 12-3, paragraph (2)), insurance company (meaning an insurance company prescribed in Article 2, paragraph (2) of the Insurance Business Act (Act No. 105 of 1995); the same applies in that item and Article 12-3, paragraph (2)), or a person as set forth in any of the preceding items);

十外国の法令に準拠して外国において次に掲げる事業を行う者（銀行、金融商品取引業者、保険会社及び前各号に掲げる者を除く。）

(x)a person that is in any of the following businesses in a foreign state pursuant to foreign laws and regulations (excluding a bank, financial instruments business operator, or insurance company, or a person as set forth in any of the preceding items):

一当該銀行の子法人等

(i)a subsidiary corporation, etc. of the bank;

二当該銀行の関連法人等

(ii)an affiliated corporation, etc. of the bank;

三当該銀行のために銀行代理業を営む者（前二号に掲げる者を除く。）

(iii)a person engaging in bank agency services for the bank (excluding a person as set forth in one of the preceding two items).

一第二項第九号及び第十号に掲げる者

(i)a person as set forth in paragraph (2), item (ix) and item (x);

二第十六条の八各号に掲げる者

(ii)a person as set forth in the items of Article 16-8.

一特定預金等契約（法第十三条の四に規定する特定預金等契約をいう。以下同じ。）に関して顧客が支払うべき手数料、報酬その他の対価に関する事項であつて内閣府令で定めるもの

(i)the particulars specified by Cabinet Office Order concerning any fee, reward, or other compensation that a customer is to pay concerning a contract of specified deposit, etc. (meaning a contract of specified deposit, etc. as prescribed in Article 13-4 of the Act; the same applies hereinafter);

二顧客が行う特定預金等契約の締結について金利、通貨の価格、金融商品市場（金融商品取引法第二条第十四項に規定する金融商品市場をいう。以下同じ。）における相場その他の指標に係る変動を直接の原因として損失が生ずることとなるおそれがある場合にあつては、次に掲げる事項

(ii)the following particulars, if there is a risk for a loss to arise that has as its direct cause fluctuations in the money rate, the value of currencies, quotations on a financial instruments market (meaning a financial instruments market as prescribed in Article 2, paragraph (14) of the Financial Instruments and Exchange Act; the same applies hereinafter), or any other indicator, as regards the contract of specified deposit, etc. into which the customer will enter:

三前二号に掲げる事項に準ずるものとして内閣府令で定める事項

(iii)the particulars specified by Cabinet Office Order as being equivalent to what is set forth in the preceding two items.

一顧客が行う特定預金等契約の締結について金利、通貨の価格、金融商品市場における相場その他の指標に係る変動を直接の原因として損失が生ずることとなるおそれがある場合にあつては、当該おそれがある旨

(i)the fact that there is a risk for a loss to arise that has as its direct cause fluctuations in the money rate, the value of currencies, quotations on a financial instruments market, or any other indicator, as regards the contract of specified deposit, etc. into which the customer will enter, if such a risk is present;

二前号に掲げる事項に準ずるものとして内閣府令で定める事項

(ii)the particulars specified by Cabinet Office Order as being equivalent to what is set forth in the preceding item.

一国民の祝日に関する法律（昭和二十三年法律第百七十八号）に規定する休日

(i)a non-business day as prescribed in the Act Concerning National Holidays (Act No. 178 of 1948);

二十二月三十一日から翌年の一月三日までの日（前号に掲げる日を除く。）

(ii)the days covering the period from December 31 to January 3 of the following year (excluding the days as set forth in the preceding item);

三土曜日

(iii)Saturdays.

一銀行の営業所の所在地における一般の休日に当たる日で当該営業所の休日として金融庁長官が告示した日

(i)a day that falls on a general non-business day in the location of the bank's business and of which the Commissioner of the Financial Services Agency has issued public notice as a non-business day for that business office;

二銀行の営業所の設置場所の特殊事情その他の事情により、当該営業所の休日としても業務の健全かつ適切な運営を妨げるおそれがないものとして当該営業所につき金融庁長官が承認した日

(ii)a day that the Commissioner of the Financial Services Agency approves for that business office as a day whose being set as a non-business day for that business office is not likely to interfere with the sound and appropriate operation of services, in accordance with the special circumstances of the place of the business office of the bank or other circumstances.

一日本銀行に対する預け金

(i)money it has deposited with the Bank of Japan;

二現金並びに金融庁長官が別に定める国内の金融機関に対する預金、貯金及び定期積金

(ii)its cash and, the deposits, savings, and installment savings it has with a financial institution in Japan as provided separately by the Commissioner of the Financial Services Agency;

三金融商品取引法第二条第一項各号に掲げる有価証券

(iii)securities as set forth in the items of Article 2, paragraph (1) of the Financial Instruments and Exchange Act;

四国内に住所又は居所を有する者に対する貸付金その他の債権

(iv)loans to and other claims against persons with an address or residence in Japan;

五国内に住所及び居所を有しない者に対する貸付金その他の債権であつて、元本の償還及び利息の支払を行う場所を国内とし、かつ、国内の裁判所を管轄裁判所とすることを定めている金銭消費貸借契約に係るもの

(v)loans to and other claims against persons without an address or residence in Japan, if the principal is to be reimbursed and interest is to be paid at a location in Japan and if these are subject to loan agreements stipulating a court in Japan as the court with jurisdiction;

六国内に所在する有形固定資産

(vi)tangible fixed assets located in Japan;

七その他金融庁長官が適当と認める資産

(vii)other assets that the Commissioner of the Financial Services Agency finds appropriate.

一国、地方公共団体、会社等の金銭の収納その他金銭に係る事務の取扱い

(i)accepting payments of money and handling the administration of other money matters for the State, local public entities, companies or other entities;

二有価証券、貴金属その他の物品の保護預り

(ii)safe custody of securities, precious metals and other goods;

三両替

(iii)money changing.

一外国銀行の発行済株式等の百分の五十を超える株式等を保有している者

(i)a person holding shares or equity accounting for over fifty percent of the issued shares or contribution of a foreign bank;

二前号に掲げる者の発行済株式等の百分の五十を超える株式等を保有している者

(ii)a person holding shares or equity accounting for over fifty percent of the issued shares of that person as set forth in the preceding item;

三主たる営業所の所在地を同一の国とする二以上の者により合計して外国銀行の発行済株式等の百分の五十を超える株式等が保有されている場合における当該二以上の者のいずれかに該当する者

(iii)any one of the two or more persons whose principal business offices are located in the same the State and whose total shares or equity held account for over fifty percent of the issued shares or contribution of a foreign bank;

四前三号に掲げる者のいずれかに準ずるものとして内閣府令で定める者

(iv)a person prescribed by Cabinet Office Order as being equivalent to one of the persons set forth in the preceding three items.

一当該外国銀行支店に係る外国銀行の子法人等（第四条の二第二項に規定する子法人等をいう。以下この条において同じ。）

(i)a subsidiary corporation, etc. (meaning a subsidiary corporation, etc. as prescribed in Article 4-2, paragraph (2); hereinafter the same applies in this Article) of the foreign bank with which the relevant foreign bank branch is affiliated;

二当該外国銀行支店に係る外国銀行を子法人等とする親法人等

(ii)the parent corporation, etc. that has the foreign bank with which the relevant foreign bank branch is affiliated as a subsidiary corporation, etc.;

三前号に掲げる親法人等の子法人等（当該外国銀行及び前二号に掲げる者を除く。）

(iii)a subsidiary corporation, etc. of a parent corporation, etc. as set forth in the preceding item (excluding the foreign bank itself and any person set forth in the preceding two items);

四当該外国銀行支店に係る外国銀行の関連法人等（第四条の二第三項に規定する関連法人等をいう。以下この条において同じ。）

(iv)an affiliated corporation, etc. (meaning an affiliated corporation, etc. as prescribed in Article 4-2, paragraph (3); hereinafter the same applies in this Article) of the foreign bank with which the relevant foreign bank branch is affiliated;

五第二号に掲げる親法人等の関連法人等（前号に掲げる者を除く。）

(v)an affiliated corporation, etc. of a parent corporation, etc. as set forth in item (ii) (excluding a person set forth in the preceding item);

六当該外国銀行支店を所属銀行（法第二条第十六項に規定する所属銀行をいう。以下この条において同じ。）とする銀行代理業者（法第二条第十五項に規定する銀行代理業者をいう。以下この条において同じ。）並びに当該銀行代理業者の子法人等及び関連法人等（当該外国銀行及び前各号に掲げる者を除く。）

(vi)a bank agent (meaning a bank agent as prescribed in Article 2, paragraph (15) of the Act; hereinafter the same applies in this Article) that has the relevant foreign bank branch as its principal bank (meaning a principal bank as prescribed in Article 2, paragraph (16) of the Act; hereinafter the same applies in this Article), and any subsidiary corporation, etc. or affiliated corporation, etc. of that bank agent (excluding the foreign bank itself and any person set forth in one of the preceding items);

七前号の銀行代理業者を子法人等とする親法人等並びに当該親法人等の子法人等及び関連法人等（当該外国銀行及び前各号に掲げる者を除く。）

(vii)a parent corporation, etc. that has a bank agent as referred to in the preceding item as a subsidiary corporation, etc., and any subsidiary corporation, etc. or affiliated corporation, etc. of that parent corporation, etc. (excluding the foreign bank itself and any person set forth in one of the preceding items);

八当該外国銀行支店を所属銀行とする銀行代理業者（個人に限る。以下この号において「個人銀行代理業者」という。）に係る次に掲げる会社、組合その他これらに準ずる事業体（外国におけるこれらに相当するものを含み、当該外国銀行及び前各号に掲げる者を除く。以下この号において「法人等」という。）

(viii)a company, partnership, or other equivalent business entity as follows (including entities equivalent thereto in foreign states; excluding the foreign bank itself and any person set forth in one of the preceding items; hereinafter referred to as a "corporation, etc." in this item) that is related to a bank agent (limited to an individual; hereinafter referred to as "individual bank agent" in this item) for whom the relevant foreign bank branch is the principal bank:

一当該外国銀行支店に係る外国銀行の親法人等

(i)the parent corporation, etc. of the foreign bank with which the relevant foreign bank branch is affiliated;

二当該外国銀行支店に係る外国銀行の親法人等の子法人等（当該外国銀行支店に係る外国銀行並びに前号並びに第三項第一号及び第二号に掲げる者を除く。）

(ii)a subsidiary corporation, etc. of the parent corporation, etc. of the foreign bank with which the relevant foreign bank branch is affiliated (excluding the foreign bank with which the relevant foreign bank branch is affiliated itself and any person as set forth in the preceding item or in paragraph (3), item (i) or item (ii));

三当該外国銀行支店に係る外国銀行の親法人等の関連法人等（第三項第二号に掲げる者を除く。）

(iii)an affiliated corporation, etc. of the parent corporation, etc. of the foreign bank with which the relevant foreign bank branch is affiliated (excluding any person as set forth in paragraph (3), item (ii));

四当該外国銀行支店に係る外国銀行の総株主等の議決権の百分の五十を超える議決権を保有する個人（以下この号及び第十六条の二の二第一項第四号において「特定個人株主等」という。）に係る次に掲げる会社、組合その他これらに準ずる事業体（外国におけるこれらに相当するものを含み、当該外国銀行支店に係る外国銀行並びに前三号並びに第三項第一号及び第二号に掲げる者を除く。以下この号において「法人等」という。）

(iv)a company, partnership, or other equivalent business entity as follows (including entities equivalent thereto in foreign states and excluding the foreign bank with which the relevant foreign bank branch is affiliated itself and any person as set forth in the preceding three paragraphs or in paragraph (3), item (i) or item (ii); hereinafter referred to as "corporation, etc." in this item) that is related to an individual who holds voting rights accounting for over fifty percent of the total shareholder or investor voting rights in the foreign bank with which the relevant foreign bank branch is affiliated (hereinafter referred to in this item and Article 16-2-2, paragraph (1), item (iv) as a "specified individual shareholder, etc."):

一長期信用銀行

(i)a long-term credit bank;

二特例業務届出者

(ii)a notifier of specially permitted services;

三金銭の貸付け又は金銭の貸借の媒介（手形の割引、売渡担保その他これらに類する方法によつてする金銭の交付又は当該方法によつてする金銭の授受の媒介を含む。）を業として行う者（銀行、金融商品取引業者、保険会社及び前二号に掲げる者を除く。）

(iii)a person that is in the business of intermediating in the lending or borrowing of money (including intermediating in the delivery or receipt of money through the discounting of bills and notes, the provision of collateral by sale and transfer, or any similar means) (excluding a bank, financial instruments business operator, or insurance company, and a person as set forth in the preceding two items);

四外国の法令に準拠して外国において次に掲げる事業を行う者（銀行、金融商品取引業者、保険会社及び前三号に掲げる者を除く。）

(iv)a person that conducts any of the following businesses in a foreign state based on foreign laws and regulations (excluding a bank, a financial instruments business operator, an insurance company, and a person as set forth in the preceding three items);

一当該外国銀行支店に係る外国銀行の子法人等

(i)a subsidiary corporation, etc. of the foreign bank with which the foreign bank branch is affiliated;

二当該外国銀行支店に係る外国銀行の関連法人等

(ii)an affiliated corporation, etc. of the foreign bank with which the foreign bank branch is affiliated;

三当該外国銀行支店のために銀行代理業を営む者（前二号に掲げる者を除く。）

(iii)a person engaging in bank agency services for the foreign bank branch (excluding a person as set forth in the preceding two items).

一第二項第二号から第四号までに掲げる者

(i)a person as set forth in paragraph (2), items (ii) through (iv);

二第十六条の八各号に掲げる者

(ii)a person as set forth in one of the items of Article 16-8.

一日本銀行に対する預け金

(i)money it has deposited with the Bank of Japan;

二現金並びに金融庁長官が別に定める国内の金融機関（当該外国銀行支店に係る第十二条の二に規定する特殊の関係のある者（同条第一号から第五号までに掲げる者に限る。）を除く。）に対する預金及び貯金

(ii)its cash, and the deposits and savings it has with a financial institution in Japan as provided separately by the Commissioner of the Financial Services Agency (excluding a person as prescribed in Article 12-2 (limited to a person as set forth in items (i) through (v) of that Article) that has a unique relationship with that foreign bank branch);

三国債

(iii)national government bonds;

四地方債

(iv)local government bonds;

五特別の法律により法人の発行する債券

(v)bonds issued by a corporation pursuant to a special law;

六特別の法律により設立された法人の発行する出資証券

(vi)investment securities issued by a corporation that has been established pursuant to a special law;

七金融機関の信託業務の兼営等に関する法律（昭和十八年法律第四十三号）第六条の規定により元本の補填の契約をしている金銭信託の受益権

(vii)beneficial interests in any money trust for which a contract for compensation of losses in principal has been concluded pursuant to the provisions of Article 6 of the Act on Engagement in Trust Business Activities by Financial Institutions (Act No. 43 of 1943);

八金融商品取引法第二条第十六項に規定する金融商品取引所に上場されている株式を発行する国内の会社の担保付社債

(viii)secured bonds of companies in Japan which issue shares listed on a financial instruments exchange as prescribed in Article 2, paragraph (16) of the Financial Instruments and Exchange Act;

九国内に住所又は居所を有する者に対する貸付金であつて内閣府令で定めるもの

(ix)loans as specified by Cabinet Office Order that are made to any person having an address or residence in Japan; and

十その他金融庁長官が適当と認める資産

(x)other assets that Commissioner of the Financial Services Agency finds appropriate.

一特定預金等契約に関して顧客が支払うべき手数料、報酬その他の対価に関する事項であつて内閣府令で定めるもの

(i)the particulars specified by Cabinet Office Order concerning any fee, reward, or other compensation that a customer is to pay in relation to a contract of specified deposit, etc.;

二顧客が行う特定預金等契約の締結について金利、通貨の価格、金融商品市場における相場その他の指標に係る変動を直接の原因として損失が生ずることとなるおそれがある場合にあつては、次に掲げる事項

(ii)the following particulars, if there is a risk for a loss to arise that has as its direct cause fluctuations in the money rate, the value of currencies, quotations on a financial instruments market, or any other indicator, for the contract of specified deposit, etc. into which the customer will enter:

三前二号に掲げる事項に準ずるものとして内閣府令で定める事項

(iii)the particulars specified by Cabinet Office Order as being equivalent to those set forth in the preceding two items.

一顧客が行う特定預金等契約の締結について金利、通貨の価格、金融商品市場における相場その他の指標に係る変動を直接の原因として損失が生ずることとなるおそれがある場合にあつては、当該おそれがある旨

(i)the fact that there is a risk for a loss to arise that has as its direct cause fluctuations in the money rate, the value of currencies, quotations on a financial instruments market, or any other indicator, for the contract of specified deposit, etc. into which the customer will enter, if such a risk is present;

二前号に掲げる事項に準ずるものとして内閣府令で定める事項

(ii)the particulars specified by Cabinet Office Order as being equivalent to those set forth in the preceding item.

一所属外国銀行（法第五十二条の二第一項に規定する所属外国銀行をいう。第四号において同じ。）の発行済株式等の百分の五十を超える株式等を保有している者

(i)a person holding shares or equity account for over fifty percent of the issued shares or contribution of a principal foreign bank (meaning the principal foreign bank prescribed in Article 52-2, paragraph (1) of the Act; the same applies in item (iv));

二前号に掲げる者の発行済株式等の百分の五十を超える株式等を保有している者

(ii)a person holding shares or equity accounting for over fifty percent of the issued shares of the person set forth in the preceding item;

三第一号に掲げる者により発行済株式等の百分の五十を超える株式等を保有されている法人

(iii)a corporation in which the person as set forth in item (i) holds shares or equity accounting for over fifty percent of its issued shares or contribution;

四所属外国銀行により発行済株式等の百分の五十を超える株式等を保有されている法人

(iv)a corporation in which a principal foreign bank holds shares or equity accounting for over fifty percent of its issued shares or contribution;

五前号に掲げる法人により発行済株式等の百分の五十を超える株式等を保有されている法人

(v)a corporation in which the corporation as set forth in the preceding item holds shares or equity accounting for over fifty percent of its issued shares or contribution

一金融商品取引法第七十九条の二十一に規定する投資者保護基金

(i)the investor protection fund prescribed in Article 79-21 of the Financial Instruments and Exchange Act;

二預金保険機構

(ii)the Deposit Insurance Corporation of Japan;

三農水産業協同組合貯金保険機構

(iii)the Agricultural and Fishery Cooperation Savings Insurance Corporation;

四保険業法（平成七年法律第百五号）第二百五十九条に規定する保険契約者保護機構

(iv)the Insurance Policyholders Protection Corporation prescribed in Article 259 of the Insurance Business Act (Act No. 105 of 1995);

五年金積立金管理運用独立行政法人

(v)the Government Pension Investment Fund;

六銀行等保有株式取得機構

(vi)the Banks' Shareholding Purchase Corporation;

七外国政府

(vii)a foreign government.

一当該株主になろうとする者による銀行以外の会社等（法第三条の二第一項第二号に規定する会社等をいう。）の議決権の取得（担保権の実行による株式等の取得その他の内閣府令で定める事由によるものを除く。）

(i)acquisition of voting rights (excluding the acquisition of shares or equity due to the enforcement of a security interest or any other grounds specified by Cabinet Officer Order) in a company, etc. (meaning a company, etc. as prescribed in Article 3-2, paragraph (1), item (ii) of the Act) other than a bank by the person seeking to become a shareholder as referenced;

二当該株主になろうとする者（会社に限る。以下この条において「当該会社」という。）を当事者とする合併で当該合併後も当該会社が存続するもの

(ii)a merger to which the person seeking to become a shareholder as referenced (limited to a company; hereinafter referred to as "the company" in this Article) is a party and the company survives the merger;

三当該会社を当事者とする会社分割（当該会社分割により事業の一部を承継させるものに限る。）

(iii)a company split to which the company is a party (limited to a company split that results in a part of business being succeeded to);

四当該会社による事業の一部の譲渡

(iv)the transfer of a part of business by the company.

一当該会社又はその子会社による銀行以外の会社の議決権の取得（担保権の実行による株式等の取得その他の内閣府令で定める事由によるものを除く。）

(i)acquisition of voting rights (excluding the acquisition of shares or equity due to the enforcement of a security interest or any other grounds specified by Cabinet Office Order) in a company other than a bank by the company or its subsidiary company;

二当該会社を当事者とする合併で当該合併後も当該会社が存続するもの

(ii)a merger to which the company is a party, and the company survives the merger;

三当該会社を当事者とする会社分割（当該会社分割により事業の一部を承継させるものに限る。）

(iii)a company split to which the company is a party (limited to a company split that results in a part of business being succeeded to);

四当該会社による事業の一部の譲渡

(iv)the transfer of a part of business by the company.

一当該銀行持株会社の親法人等

(i)the bank holding company's parent corporation, etc.;

二当該銀行持株会社の親法人等の子法人等（当該銀行持株会社並びに前号並びに第三項第一号及び第二号に掲げる者を除く。）

(ii)a subsidiary corporation, etc. of the bank holding company's parent corporation, etc. (excluding the bank holding company itself and any person as set forth in the preceding item or paragraph (3), item (i) or item (ii));

三当該銀行持株会社の親法人等の関連法人等（第三項第二号に掲げる者を除く。）

(iii)an affiliated corporation, etc. of the bank holding company's parent corporation, etc. (excluding a person as set forth in paragraph (3), item (ii));

四当該銀行持株会社の特定個人株主等に係る次に掲げる会社、組合その他これらに準ずる事業体（外国におけるこれらに相当するものを含み、当該銀行持株会社並びに前三号並びに第三項第一号及び第二号に掲げる者を除く。以下この号において「法人等」という。）

(iv)a company, partnership, or other equivalent business entity as follows (including entities equivalent thereto in foreign states and excluding the bank holding company itself and any person as set forth in the preceding three items or in paragraph (3), item (i) or (ii); hereinafter referred to as "corporation, etc." in this item) that is related to a bank holding company's specified individual shareholder, etc.:

一当該銀行持株会社の子法人等

(i)a subsidiary corporation, etc. of that bank holding company;

二当該銀行持株会社の関連法人等

(ii)an affiliated corporation, etc. of that bank holding company;

三当該銀行持株会社の子会社である銀行のために銀行代理業を営む者（前二号に掲げる者を除く。）

(iii)a person engaged in bank agency services for a bank that is a subsidiary company of that bank holding company (excluding a person as set forth in one of the preceding two items).

一法第五十二条の二十二第一項本文に規定する同一人に対する信用の供与等（次号に掲げる信用の供与等を除く。）

(i)the grant of credit or the making of contribution (excluding the grant of credit or the making of contribution set forth in the following item) to a single person as prescribed in the main clause of Article 52-22, paragraph (1) of the Act; or

二当該銀行持株会社が、金融庁長官が指定する銀行持株会社である場合における金融庁長官が指定する者に対する信用の供与等

(ii)the grant of credit or the making of contribution to a person designated by the Commissioner of the Financial Services Agency in a case in which the relevant bank holding company is a bank holding company designated by the Commissioner of the Financial Services Agency.

一前項第一号に掲げる信用の供与等百分の二十五

(i)the grant of credit or the making of contribution as set forth in item (i) of the preceding paragraph:twenty-five percent; or

二前項第二号に掲げる信用の供与等百分の十五

(ii)the grant of credit or the making of contribution as set forth in item (ii) of the preceding paragraph:fifteen percent.

一当該会社分割により承継させる資産又は負債の額がいずれも当該銀行持株会社の総資産又は総負債の額の二十分の一以下である会社分割

(i)a company split in which both the amount of assets and debts that the bank holding company has another person succeed to in the company split constitutes five percent or less of its total assets and total debts;

二当該会社分割により承継する資産又は負債の額がいずれも当該銀行持株会社の総資産又は総負債の額の二十分の一以下である会社分割（次に掲げるものを除く。）

(ii)a company split in which both the amount of assets and debts the bank holding company will succeed to in the company split constitutes five percent or less of its total assets or total debts (except for the following company splits):

一当該事業の一部の譲渡に伴い譲渡する資産又は負債の額がいずれも当該銀行持株会社の総資産又は総負債の額の二十分の一以下である事業の一部の譲渡

(i)the transfer of a part of business in which both the amount of assets and debts that the referenced bank holding company will transfer in conjunction with the partial business transfer constitutes five percent or less of its total assets or total debts;

二当該事業の一部の譲受けに伴い譲り受ける資産又は負債の額がいずれも当該銀行持株会社の総資産又は総負債の額の二十分の一以下である事業の一部の譲受け

(ii)the acquisition of a part of business in which both the amount of assets and debts the referenced bank holding company will take over in conjunction with the partial business acquisition constitutes five percent or less of its total assets or total debts.

一特定預金等契約に関して顧客が支払うべき手数料、報酬その他の対価に関する事項であつて内閣府令で定めるもの

(i)the particulars specified by Cabinet Office Order concerning any fee, reward, or other compensation that a customer is to pay concerning a contract of specified deposit, etc.;

二顧客が行う特定預金等契約の締結について金利、通貨の価格、金融商品市場における相場その他の指標に係る変動を直接の原因として損失が生ずることとなるおそれがある場合にあつては、次に掲げる事項

(ii)the following particulars, if there is a risk for a loss to arise that has as its direct cause fluctuations of the money rate, the value of currencies, quotations on a financial instruments market, or any other indicator, for the contract of specified deposit, etc. into which the customer will enter:

三前二号に掲げる事項に準ずるものとして内閣府令で定める事項

(iii)the particulars specified by Cabinet Office Order as being equivalent to what is set forth in the preceding two items.

一顧客が行う特定預金等契約の締結について金利、通貨の価格、金融商品市場における相場その他の指標に係る変動を直接の原因として損失が生ずることとなるおそれがある場合にあつては、当該おそれがある旨

(i)the fact that there is a risk for a loss to arise that has as its direct cause fluctuations of the money rate, the value of currencies, quotations on a financial instruments market, or any other indicator, as regards the contract of specified deposit, etc. into which the customer will enter, if such a risk is present;

二前号に掲げる事項に準ずるものとして内閣府令で定める事項

(ii)the particulars specified by Cabinet Office Order as being equivalent to what is set forth in the preceding item.

一特定銀行代理業者の特定銀行代理行為（法第五十二条の四十六第一項に規定する特定銀行代理行為をいう。以下この号において同じ。）を行わない営業所等（特定銀行代理行為を行う営業所等の当該特定銀行代理行為を行う施設以外の施設を含む。）前項に定める日以外の日

(i)a business office, etc. of a specified bank agent at which it does not perform its specified activities as a bank agent (meaning the specified activities of a bank agent as prescribed in Article 52-46, paragraph (1) of the Act; hereinafter the same applies in this item) (including facilities that are part of a business office, etc. at which a specified bank agent performs specified activities of a bank agent, other than the facilities in which it performs those specified activities as a bank agent):a day other than one provided in the preceding paragraph; or

二前号に掲げる営業所等以外の特定銀行代理業者の営業所等当該営業所等の設置場所の特殊事情その他の事情により、当該営業所等の休日としても銀行代理業の健全かつ適切な運営を妨げるおそれがないものとして当該営業所等につき金融庁長官が承認した日

(ii)a business office, etc. of a specified bank agent other than the business office, etc. set forth in the preceding item:a day that the Commissioner of the Financial Services Agency gives approval to that business office, etc. as a day whose being set as a non-business day for that business office, etc. is not likely to interfere with the sound and appropriate operation of bank agency services, in accordance with the special circumstances of the locality of the business office, etc. or other circumstances.

一長期信用銀行法（昭和二十七年法律第百八十七号）第二条（定義）に規定する長期信用銀行

(i)a long-term credit bank prescribed in Article 2 (Definition) of the Long-Term Credit Bank Act (Act No. 187 of 1952);

二信用金庫及び信用金庫連合会

(ii)a Shinkin Bank or the federation of credit unions;

三信用協同組合及び中小企業等協同組合法（昭和二十四年法律第百八十一号）第九条の九第一項第一号の事業を行う協同組合連合会

(iii)a credit cooperative or federation of credit cooperatives that conducts a business as prescribed in Article 9-9, paragraph (1), item (i) of the Small and Medium-Sized Enterprise Cooperatives Act (Act No. 181 of 1949);

四労働金庫及び労働金庫連合会

(iv)a labor bank or the federation of labor banks;

五農業協同組合（農業協同組合法（昭和二十二年法律第百三十二号）第十条第一項第三号の事業を行うものに限る。）及び農業協同組合連合会（同号の事業を行うものに限る。）

(v)an agricultural cooperative (limited to a cooperative that conducts a business as prescribed in Article 10, paragraph (1), item (iii) of the Agricultural Cooperatives Act (Act No. 132 of 1947)) or the federation of agricultural cooperatives (limited to a federation that conducts a business as prescribed in that item);

六漁業協同組合（水産業協同組合法（昭和二十三年法律第二百四十二号）第十一条第一項第四号の事業を行うものに限る。）、漁業協同組合連合会（同法第八十七条第一項第四号の事業を行うものに限る。）、水産加工業協同組合（同法第九十三条第一項第二号の事業を行うものに限る。）及び水産加工業協同組合連合会（同法第九十七条第一項第二号の事業を行うものに限る。）

(vi)a fisheries cooperative (limited to a cooperative that conducts a business as prescribed in Article 11, paragraph (1), item (iv) of the Fishery Cooperatives Act (Act No. 142 of 1948)) or federation of fisheries cooperatives (limited to a federation that conducts a business as prescribed in Article 87, paragraph (1), item (iv) of that Act), or a fishery processing cooperative (limited to a cooperative conducts a business as prescribed in Article 93, paragraph (1), item (ii) of that Act) or federation of fishery processing cooperatives (limited to an association that conducts a business prescribed in Article 97, paragraph (1), item (ii) of that Act);

七農林中央金庫

(vii)the Norinchukin Bank.

(i)the Small and Medium-Sized Enterprise Cooperatives Act; or

(ii)the Long-Term Credit Bank Act.

一名称

(i)the name of the association;

二事務所の所在地

(ii)the location of its office;

三役員の氏名

(iii)the names of its officers; and

四法第五十二条の六十一の十九第二号に規定する会員の氏名又は名称

(iv)the names of its members as prescribed in Article 52-61-19, item (ii) of the Act.

一農業協同組合法第九十二条の五の六の規定による認定

(i)certification under Article 92-5-6 of the Agricultural Cooperatives Act;

二水産業協同組合法第百二十一条の五の六の規定による認定

(ii)certification under Article 121-5-6 of the Fishery Cooperatives Act;

三協同組合による金融事業に関する法律（昭和二十四年法律第百八十三号）第六条の五の七の規定による認定

(iii)certification under Article 6-5-7 of the Act on Financial Businesses by Cooperative (Act No. 183 of 1949);

四労働金庫法（昭和二十八年法律第二百二十七号）第八十九条の十の規定による認定

(iv)certification under Article 89-10 of the Labor Bank Act (Act No. 227 of 1953);

五農林中央金庫法（平成十三年法律第九十三号）第九十五条の五の七の規定による認定

(v)certification under Article 95-5-7 of the Norinchukin Bank Act (Act No. 93 of 2001); and

六株式会社商工組合中央金庫法（平成十九年法律第七十四号）第六十条の二十一の規定による認定

(vi)certification under Article 60-21 of the Shoko Chukin Bank Limited Act (Act No. 74 of 2007).

一農業協同組合法第九十二条の五の七に規定する認定特定信用事業電子決済等代行事業者協会

(i)a certified association of specified electronic payment service providers for credit business as prescribed in Article 92-5-7 of the Agricultural Cooperatives Act;

二水産業協同組合法第百二十一条の五の七に規定する認定特定信用事業電子決済等代行事業者協会

(ii)a certified association of specified electronic payment service providers for credit business as prescribed in Article 121-5-7 of the Fishery Cooperatives Act;

三協同組合による金融事業に関する法律第六条の五の八に規定する認定信用協同組合電子決済等代行事業者協会

(iii)a certified association of electronic payment service providers for credit cooperatives as prescribed in Article 6-5-8 of the Act on Financial Businesses by Cooperative;

四労働金庫法第八十九条の十一に規定する認定労働金庫電子決済等代行事業者協会

(iv)a certified association of electronic payment service providers for labor banks as prescribed in Article 89-11 of the Labor Bank Act;

五農林中央金庫法第九十五条の五の八に規定する認定農林中央金庫電子決済等代行事業者協会

(v)a certified association of electronic payment service providers for the Norinchukin Bank as prescribed in Article 95-5-8 of the Norinchukin Bank Act; or

六株式会社商工組合中央金庫法第六十条の二第三項に規定する認定商工組合中央金庫電子決済等代行事業者協会

(vi)a certified association of electronic payment service providers for the Shoko Chukin Bank as prescribed in Article 60-2, paragraph (3) of the Shoko Chukin Bank Limited Act.

一金融商品取引法第百五十六条の三十九第一項の規定による指定

(i)a designation under Article 156-39, paragraph (1) of the Financial Instruments and Exchange Act;

二第十六条の十六各号に掲げる指定

(ii)a designation as set forth in the items of Article 16-16.

一無尽業法（昭和六年法律第四十二号）第三十五条の二第一項の規定による指定

(i)a designation under Article 35-2, paragraph (1) of the Mutual Loan Business Act (Act No. 42 of 1931);

二金融機関の信託業務の兼営等に関する法律第十二条の二第一項の規定による指定

(ii)a designation under Article 12-2, paragraph (1) of the Act on Engagement in Trust Business Activities by a Financial Institution;

三農業協同組合法第九十二条の六第一項の規定による指定

(iii)a designation under Article 92-6, paragraph (1) of the Agricultural Cooperatives Act;

四水産業協同組合法第百二十一条の六第一項の規定による指定

(iv)a designation under Article 121-6, paragraph (1) of the Fishery Cooperatives Act;

五中小企業等協同組合法第六十九条の二第一項の規定による指定

(v)a designation under Article 69-2, paragraph (1) of the Small and Medium-Sized Enterprise Cooperatives Act;

六信用金庫法（昭和二十六年法律第二百三十八号）第八十五条の十二第一項の規定による指定

(vi)a designation under Article 85-12, paragraph (1) of the Credit Union Act (Act No. 238 of 1951);

七長期信用銀行法第十六条の八第一項の規定による指定

(vii)a designation under Article 16-8, paragraph (1) of the Long-Term Credit Bank Act;

八労働金庫法第八十九条の十三第一項の規定による指定

(viii)a designation under Article 89-13, paragraph (1) of the Labor Bank Act;

九貸金業法（昭和五十八年法律第三十二号）第四十一条の三十九第一項の規定による指定

(ix)a designation under Article 41-39, paragraph (1) of the Money Lending Business Act (Act No. 32 of 1983);

十保険業法第三百八条の二第一項の規定による指定

(x)a designation under Article 308-2, paragraph (1) of the Insurance Business Act;

十一農林中央金庫法第九十五条の六第一項の規定による指定

(xi)a designation under Article 95-6, paragraph (1) of the Norinchukin Bank Act;

十二信託業法（平成十六年法律第百五十四号）第八十五条の二第一項の規定による指定

(xii)a designation under Article 85-2, paragraph (1) of the Trust Business Act (Act No. 154 of 2004);

十三資金決済に関する法律（平成二十一年法律第五十九号）第九十九条第一項の規定による指定

(xiii)a designation under Article 99, paragraph (1) of the Payment Services Act (Act No. 59 of 2009).

一法第四条第一項の規定による免許

(i)licensing under Article 4, paragraph (1) of the Act;

二法第二十七条及び第二十八条の規定による法第四条第一項の免許の取消し

(ii)revocation of licensing as prescribed in Article 4, paragraph (1) of the Act under Article 27 and Article 28 of the Act;

三法第五十二条の十七第一項及び第三項ただし書の規定による認可

(iii)authorization under the proviso to Article 52-17, paragraph (1) and paragraph (3) of the Act;

四法第五十二条の三十四第一項の規定による法第五十二条の十七第一項及び第三項ただし書の認可の取消し

(iv)revocation of authorization as prescribed in the proviso to Article 52-17, paragraph (1) and paragraph (3) of the Act under Article 52-34, paragraph (1) of the Act;

五法第五十六条（第二号及び第六号に係る部分に限る。）の規定による告示

(v)public notice under Article 56 of the Act (limited to the part that is related to item (ii) and item (vi));

六法第五十七条の六（第一号、第二号（法第五十二条の十七第一項及び第三項ただし書の規定による認可に係る部分に限る。）、第四号及び第五号（法第五十二条の三十四第一項の規定による法第五十二条の十七第一項及び第三項ただし書の認可の取消しに係る部分に限る。）に係る部分に限る。）の規定による通知

(vi)notification under Article 57-6 of the Act (limited to the part that is related to item (i), item (ii) (limited to the part that involves an authorization under the proviso to Article 52-17, paragraph (1) and paragraph (3)), item (iv), and item (v) (limited to the part that involves the revocation of an authorization as prescribed in the proviso to Article 52-17, paragraph (1) and paragraph (3) of the Act under Article 52-34, paragraph (1) of the Act)).

一法第五条第三項、第六条第三項、第七条第一項、第八条第二項及び第三項、第十三条第一項ただし書（同条第二項後段において準用する場合を含む。）、第十三条の二ただし書、第二十条第四項ただし書（同条第五項後段において準用する場合を含む。）、第三十条第二項（会社分割（法第十六条の二第七項に規定する子会社対象銀行等（同条第一項第十二号の三に掲げる会社を除く。）を子会社とすることとなるもの及び同号に掲げる会社の議決権を当該会社分割の当事者である銀行又はその子会社が合算してその法第十六条の四第一項に規定する基準議決権数を超えて保有することとなるものを除く。）により事業の一部を承継させ、又は承継するものに係る部分に限る。）、第三十条第三項（事業の一部の譲渡又は譲受け（法第十六条の二第七項に規定する子会社対象銀行等（同号に掲げる会社を除く。）を子会社とすることとなるもの及び同号に掲げる会社の議決権を当該事業の一部の譲渡若しくは譲受けの当事者である銀行又はその子会社が合算してその法第十六条の四第一項に規定する基準議決権数を超えて保有することとなるものを除く。）に係る部分に限る。）並びに第四十七条の三の規定による認可及び承認

(i)authorizations and approvals under the provisions of Article 5, paragraph (3), Article 6, paragraph (3), Article 7, paragraph (1), Article 8, paragraphs (2) and (3), the proviso to Article 13, paragraph (1) (including as applied mutatis mutandis pursuant to the second sentence of paragraph (2) of that Article), the proviso to Article 13-2, the proviso to Article 20, paragraph (4) (including as applied mutatis mutandis pursuant to the second sentence of paragraph (5) of that Article), Article 30, paragraph (2) (limited to a part that involves the relevant person causing a part of business to be succeeded to or succeeding to a part of business in a company split (excluding a company split which makes a bank, etc. eligible to be a subsidiary company, as prescribed in Article 16-2, paragraph (7) of the Act (excluding the company set forth in paragraph (1), item (xii)-3 of that Article), a subsidiary company, and a company split through which the bank, as one of the parties to the company split, or its subsidiary companies, come to hold a combined number of voting rights in the company set forth in that item that exceeds the maximum threshold for voting rights prescribed in Article 16-4, paragraph (1) of the Act)), Article 30, paragraph (3) (limited to a part that involves a transfer or acquisition of a part of business (excluding the transfer or acquisition which makes a bank, etc. eligible to be a subsidiary company, as prescribed in Article 16-2, paragraph (7) of the Act (excluding the company set forth in that item), a subsidiary company, and a transfer or acquisition through which the bank, as one of the parties to the transfer or acquisition of part of the business, or its subsidiary companies, come to hold a combined number of voting rights in the company set forth in that item that exceeds the maximum threshold for voting rights prescribed in Article 16-4, paragraph (1) of the Act)) and Article 47-3 of the Act;

二前号に掲げる認可に係る法第五十五条第一項ただし書の規定による承認

(ii)approval under the proviso to Article 55, paragraph (1) of the Act involved in the authorization as set forth in the preceding item;

三法第五十四条第一項の規定による前二号に掲げる認可又は承認の条件の付加及びこれの変更

(iii)the addition or modification, under the provisions of Article 54, paragraph (1) of the Act, of conditions on the authorization or approval as set forth in the preceding two items;

四第五条第二項第二号の規定による承認

(iv)approval pursuant to the provisions of Article 5, paragraph (2), item (ii);

五法第八条第一項及び第四項、第十六条第一項、第四十九条、第五十二条の二第三項、第五十二条の二の九第一項並びに第五十三条第一項の規定による届出の受理並びに法第十九条第一項及び第二項並びに法第五十二条の二の十において準用する法第五十二条の五十第一項の規定による書類の受理

(v)receipt of a notification as under the provisions of Article 8, paragraph (1) and paragraph (4), Article 16, paragraph (1), Article 49, Article 52-2, paragraph (3), Article 52-2-9, paragraph (1) and Article 53, paragraph (1) of the Act, and receipt of documents under Article 19, paragraph (1) and paragraph (2) of the Act and the provisions of Article 52-50, paragraph (1) of the Act as applied mutatis mutandis pursuant to Article 52-2-10 of the Act;

六法第二十四条第一項及び第二項並びに第四十八条の規定による報告及び資料の提出の命令

(vi)an order to make a report or submit materials under Article 24, paragraph (1) and paragraph (2)and Article 48 the Act;

七法第二十五条第一項及び第二項の規定による質問及び立入検査

(vii)questioning and on-site inspections under Article 25, paragraph (1) and paragraph (2) of the Act;

八法第二十六条第一項、第五十二条の十四第二項及び第五十二条の三十三第三項の規定による命令（業務の全部又は一部の停止の命令を除くものとし、改善計画の提出を求めることを含む。）

(viii)an order (excluding an order to suspend all or part of business and including an order to submit an improvement plan) under Article 26, paragraph (1), Article 52-14, paragraph (2) and Article 52-33, paragraph (3) of the Act.

一法第五十二条の二第一項、第五十二条の三第一項、第三項及び第四項並びに第五十二条の四第一項及び第二項の規定による書類又は届出の受理

(i)receipt of documents or notification as under Article 52-2, paragraph (1), Article 52-3, paragraph (1), paragraph (3) and paragraph (4) and Article 52-4, paragraph (1) and paragraph (2) of the Act;

二法第五十二条の五及び第五十二条の六の規定による訂正報告書の提出の命令及び当該命令に係る聴聞

(ii)an order to submit a correction report and the holding of a hearing on that order under Article 52-5 and Article 52-6 of the Act;

三法第五十二条の七の規定による報告及び資料の提出の命令

(iii)an order to make reports or submit materials under Article 52-7 of the Act;

四法第五十二条の八第一項の規定による質問及び立入検査

(iv)questioning and on-site inspections under Article 52-8, paragraph (1) of the Act.

一法第五十二条の十一の規定による報告及び資料の提出の命令

(i)an order to make reports and submit materials under Article 52-11 of the Act;

二法第五十二条の十二第一項の規定による質問及び立入検査

(ii)questioning and on-site inspections under Article 52-12, paragraph (1) of the Act.

一法第五十二条の十九第一項、第五十二条の二十二第一項ただし書、第五十二条の二十八第三項ただし書（同条第四項後段において準用する場合を含む。）、第五十二条の三十五第二項（会社分割（法第五十二条の二十三第六項に規定する子会社対象銀行等（同条第一項第十一号の三に掲げる会社を除く。）を子会社とすることとなるもの及び同号に掲げる会社の議決権を当該会社分割の当事者である銀行持株会社又はその子会社が合算してその法第五十二条の二十四第一項に規定する基準議決権数を超えて保有することとなるものを除く。）により事業の一部を承継させ、又は承継するものに係る部分に限る。）及び第五十二条の三十五第三項（事業の一部の譲渡又は譲受け（法第五十二条の二十三第六項に規定する子会社対象銀行等（同号に掲げる会社を除く。）を子会社とすることとなるもの及び同号に掲げる会社の議決権を当該事業の一部の譲渡若しくは譲受けの当事者である銀行持株会社又はその子会社が合算してその法第五十二条の二十四第一項に規定する基準議決権数を超えて保有することとなるものを除く。）に係る部分に限る。）の規定並びに第十六条の五ただし書の規定による認可及び承認

(i)authorization and approval under the provisions of Article 52-19, paragraph (1), the proviso to Article 52-22, paragraph (1) and the proviso to Article 52-28, paragraph (3) (including as applied mutatis mutandis pursuant to the second sentence of paragraph (4) of that Article) and Article 52-35, paragraph (2) (limited to the part that involves the relevant person that has a part of business to be succeeded to or succeeding to a part of business in a company split (excluding a company split which makes a bank, etc. eligible to be a subsidiary company as prescribed in Article 52-23, paragraph (6) of the Act (excluding the company set forth in paragraph (1), item (xi)-3 of that Article), a subsidiary company, and a company split through which the bank holding company, as one of the parties to the company split, or its subsidiary companies, come to hold a combined number of voting rights in the company set forth in that item that exceeds the maximum threshold for voting rights prescribed in Article 52-24, paragraph (1) of the Act)); and the provisions of Article 52-35, paragraph (3) (limited to the part that involves a transfer or acquisition of a part of business (excluding a transfer or acquisition that makes a bank, etc. eligible to be a subsidiary company prescribed in Article 52-23, paragraph (6) of the Act (excluding the company set forth in that item), a subsidiary company, and a transfer or acquisition through which the bank holding company, as one of the parties to the transfer or acquisition of part of the business, or its subsidiary companies, come to hold a combined number of voting rights in the company set forth in that item that exceeds the maximum threshold for voting rights prescribed in Article 52-24, paragraph (1) of the Act)), and the provisions of the proviso to Article 16-5 of this Act;

二前号に掲げる認可に係る法第五十五条第一項ただし書の規定による承認

(ii)approval under the proviso to Article 55, paragraph (1) of the Act pertaining to the authorization set forth in the preceding item;

三法第五十四条第一項の規定による前二号に掲げる認可又は承認の条件の付加及びこれの変更

(iii)the addition or modification, under Article 54, paragraph (1) of the Act, of conditions to the authorization or approval as set forth in the preceding two items;

四法第五十二条の十七第二項及び第四項並びに第五十三条第三項の規定並びに第十六条の五の規定による届出の受理並びに法第五十二条の二十七第一項の規定による書類の受理

(iv)the receipt of a notification under Article 52-17, paragraph (2) and paragraph (4), Article 53, paragraph (3) and Article 16-5, and the receipt of documents under Article 52-27, paragraph (1) of the Act.

一法第五十二条の三十一第一項及び第二項の規定による報告及び資料の提出の命令

(i)an order to make reports and submit materials under Article 52-31, paragraph (1) and paragraph (2) of the Act;

二法第五十二条の三十二第一項及び第二項の規定による質問及び立入検査

(ii)questioning and on-site inspections under the provisions of Article 52-32, paragraph (1) and paragraph (2) of the Act.

一法第五十二条の三十六第一項の規定による許可

(i)permission under Article 52-36, paragraph (1) of the Act;

二法第五十二条の三十八第二項の規定による前号に掲げる許可の条件の付加及びこれの変更

(ii)the addition or modification, under Article 52-38, paragraph (2) of the Act, of conditions to permission set forth in the preceding item;

三第一号に掲げる許可に係る法第五十二条の五十七第三号の規定による承認

(iii)approval under Article 52-57, item (iii) pertaining to the permission as set forth in item (i);

四法第五十二条の四十二第一項の規定及び第十六条の七第二項第二号の規定による承認

(iv)approval under the provisions of Article 52-42, paragraph (1) and the provisions of Article 16-7, paragraph (2), item (ii) of the Act;

五法第五十二条の三十九、第五十二条の四十七第一項、第五十二条の五十二、第五十二条の六十一第三項及び第五十三条第四項の規定による届出の受理並びに法第五十二条の三十七第一項及び第五十二条の五十第一項の規定による書類の受理

(v)the receipt of the notification under Article 52-39, Article 52-47, paragraph (1), Article 52-52, Article 52-61, paragraph (3) and Article 53, paragraph (4) of the Act, and the receipt of documents under Article 52-37, paragraph (1) and Article 52-50, paragraph (1) of the Act;

六法第五十二条の五十第二項の規定による公衆への縦覧

(vi)public inspection under Article 52-50, paragraph (2) of the Act;

七法第五十二条の五十三の規定による報告及び資料の提出の命令

(vii)an order to make reports and submit materials under Article 52-53 of the Act;

八法第五十二条の五十四第一項の規定による質問及び立入検査

(viii)questioning and on-site inspections under Article 52-54, paragraph (1) of the Act;

九法第五十二条の五十五の規定による命令

(ix)an order under Article 52-55 of the Act;

十法第五十二条の五十六の規定による処分

(x)a disposition under Article 52-56 of the Act.

一法第五十二条の六十一の三第一項の規定による登録申請書の受理

(i)receipt of a written application for registration under Article 52-61-3, paragraph (1) of the Act;

二法第五十二条の六十一の四第一項及び第五十二条の六十一の六第二項の規定による登録

(ii)registration under Article 52-61-4, paragraph (1) and Article 52-61-6, paragraph (2) of the Act;

三法第五十二条の六十一の四第二項及び第五十二条の六十一の五第二項の規定による通知

(iii)notification under Article 52-61-4, paragraph (2) and Article 52-61-5, paragraph (2) of the Act;

四法第五十二条の六十一の四第三項の規定による公衆への縦覧

(iv)making the register available for public inspection under Article 52-61-4, paragraph (3) of the Act;

五法第五十二条の六十一の五第一項の規定による登録の拒否

(v)refusal of registration under Article 52-61-5, paragraph (1) of the Act;

六法第五十二条の六十一の六第一項及び第三項、第五十二条の六十一の七第一項並びに第五十三条第五項の規定による届出の受理並びに法第五十二条の六十一の十三の規定による報告書の受理

(vi)receipt of a notification under Article 52-61-6, paragraph (1) and paragraph (3), Article 52-61-7, paragraph (1) and Article 53, paragraph (5) of the Act, and receipt of a report under Article 52-61-13 of the Act;

七法第五十二条の六十一の十四第一項及び第二項の規定による報告及び資料の提出の命令

(vii)issuance of an order to make reports and submit materials under Article 52-61-14, paragraph (1) and paragraph (2) the Act;

八法第五十二条の六十一の十五第一項及び第二項の規定による質問及び立入検査

(viii)questioning and on-site inspections under Article 52-61-15, paragraph (1) and paragraph (2) of the Act;

九法第五十二条の六十一の十六の規定による命令

(ix)issuance of an order under Article 52-61-16 of the Act;

十法第五十二条の六十一の十七第一項及び第二項の規定による処分

(x)taking of a disposition under Article 52-61-17, paragraph (1) and paragraph (2) of the Act; and

十一法第五十二条の六十一の十八の規定による登録の抹消

(xi)deletion of registration under Article 52-61-18 of the Act.