ja-jp	第七十九条の七十八　基金は、次に掲げる事由によつて解散する。
en-us	Article 79-78 (1) A Fund is dissolved for the following reasons:

ja-jp	一　総会の議決
en-us	(i) general meeting resolution; or

ja-jp	二　設立の認可の取消し
en-us	(ii) the rescission of authorization for incorporation.

ja-jp	２　前項第一号に掲げる理由による解散は、内閣総理大臣及び財務大臣の認可を受けなければ、その効力を生じない。
en-us	(2) Dissolution on the grounds specified in item (i) of the preceding paragraph does not become effective without the authorization of the Prime Minister and the Minister of Finance.

ja-jp	（清算人の選任）
en-us	(Appointment of a Liquidator)

ja-jp	第七十九条の七十九　清算人は、前条第一項第一号の規定による解散の場合には総会において選任し、同項第二号の規定による解散の場合には内閣総理大臣及び財務大臣が選任する。
en-us	Article 79-79 In the case of a dissolution under the provisions of paragraph (1), item (i) of the preceding Article, a liquidator is appointed at a general meeting. In the case of a dissolution under the provisions of item (ii) of that paragraph, a liquidator is appointed by the Prime Minister and the Minister of Finance.

ja-jp	（残余財産の処理）
en-us	(Disposal of Residual Assets)

ja-jp	第七十九条の八十　清算人は、基金の債務を弁済してなお残余財産があるときは、内閣府令・財務省令で定めるところにより、当該残余財産をその会員がそれぞれ加入することとなる他の基金に帰属させなければならない。
en-us	Article 79-80 (1) If there are residual assets after the payment of the obligations of a Fund, the liquidator, pursuant to the provisions of Cabinet Office Ordinance and Ordinance of the Ministry of Finance, must cause the residual assets to vest in each of the other Funds that the members join.

ja-jp	２　前項に定めるもののほか、基金の解散に関する所要の措置は、合理的に必要と判断される範囲内において、政令で定めることができる。
en-us	(2) Beyond what is provided for in the preceding paragraph, required measures in connection with the dissolution of a Fund may be specified by Cabinet Order within the scope that is reasonably determined to be necessary.

ja-jp	第五章　金融商品取引所
en-us	Chapter V Financial Instruments Exchange

ja-jp	第一節　総則
en-us	Section 1 General Provisions

ja-jp	第八十条　金融商品市場は、認可金融商品取引業協会を除き、内閣総理大臣の免許を受けた者でなければ、開設してはならない。
en-us	Article 80 (1) With the exception of an Authorized Financial Instruments Business Association, a person must not operate a Financial Instruments Market unless it is licensed by the Prime Minister.

ja-jp	２　前項の規定は、金融商品取引業者等又は金融商品仲介業者が、この法律の定めるところに従つて有価証券の売買若しくは市場デリバティブ取引（取引所金融商品市場によらないで行われるものを除く。）又はこれらの取引の媒介、取次ぎ若しくは代理を行う場合には、適用しない。
en-us	(2) The provisions of the preceding paragraph do not apply if a Financial Services Provider, etc. or a Financial Instruments Intermediary conducts a purchase and sale of Securities or a Market Transaction of Derivatives (other than a transaction conducted outside a Financial Instruments Exchange Market), or intermediation, brokerage, or agency for such a transaction pursuant to the provisions of this Act.

ja-jp	（免許の申請）
en-us	(Application for License)

ja-jp	第八十一条　前条第一項の免許を受けようとする者は、次に掲げる事項を記載した免許申請書を内閣総理大臣に提出しなければならない。
en-us	Article 81 (1) A person seeking the license referred to paragraph (1) of the preceding Article must submit a written license application to the Prime Minister, in which the person states the following particulars:

ja-jp	一　名称又は商号
en-us	(i) its name or trade name;

ja-jp	二　事務所又は本店、支店その他の営業所の所在の場所
en-us	(ii) the location of its office, head office, branch office, or any other business office; and

ja-jp	三　役員の氏名又は名称及び会員又は取引参加者（以下「会員等」という。）の商号、名称又は氏名
en-us	(iii) the names of its officers, and the trade names or names of members or Trading Participants (hereinafter each such member or Trading Participant is referred to as a "Member, etc.").

ja-jp	２　前項の免許申請書には、定款、業務規程、受託契約準則その他内閣府令で定める書類を添付しなければならない。
en-us	(2) The articles of incorporation, the operational rules, the brokerage contract rules, and other documents specified by Cabinet Office Ordinance must accompany the written license application referred to in the preceding paragraph.

ja-jp	３　前項の場合において、定款が電磁的記録で作成されているときは、書面に代えて電磁的記録（内閣府令で定めるものに限る。）を添付することができる。
en-us	(3) In a case referred to in the preceding paragraph, if the articles of incorporation have been prepared as electronic or magnetic records, such electronic or magnetic records (limited to those specified by Cabinet Office Ordinance) may accompany the written license application in lieu of written documents.

ja-jp	（免許審査基準）
en-us	(Licensing Examination Criteria)

ja-jp	第八十二条　内閣総理大臣は、前条第一項の規定による免許の申請があつた場合においては、その申請が次に掲げる基準に適合するかどうかを審査しなければならない。
en-us	Article 82 (1) Whenever a license application under paragraph (1) of the preceding Article is filed, the Prime Minister shall examine whether the application conforms to the following criteria:

ja-jp	一　定款、業務規程及び受託契約準則の規定が法令に適合し、かつ、取引所金融商品市場における有価証券の売買及び市場デリバティブ取引を公正かつ円滑にし、並びに投資者を保護するために十分であること。
en-us	(i) the provisions of the articles of incorporation, the operational rules, and the brokerage contract rules conform to laws and regulations, and are sufficient for ensuring fair and smooth purchase and sales of Securities and Market Transactions of Derivatives on a Financial Instruments Exchange Market, as well as for protecting investors;

ja-jp	二　免許申請者が取引所金融商品市場を適切に運営するに足りる人的構成を有するものであること。
en-us	(ii) the license applicant has a sufficient personnel structure to run a Financial Instruments Exchange Market in an appropriate manner; or

ja-jp	三　免許申請者が金融商品取引所としてこの法律の規定に適合するように組織されるものであること。
en-us	(iii) the license applicant will be organized as a Financial Instruments Exchange in a manner that conforms to the provisions of this Act.

ja-jp	２　内閣総理大臣は、前項の規定により審査した結果、その申請が同項の基準に適合していると認めたときは、次の各号のいずれかに該当する場合を除いて、その免許を与えなければならない。
en-us	(2) If, as a result of having conducted an examination pursuant to the provisions of the preceding paragraph, the Prime Minister finds that an application conforms to the criteria in that paragraph, the Prime Minister shall grant the license, except in a case that falls under one of the following items:

ja-jp	一　免許申請者がこの法律又はこの法律に相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過するまでの者であるとき。
en-us	(i) the license applicant is a person that has been sentenced to a fine (including an equivalent sentence under foreign laws and regulations) for violating the provisions of this Act or for violating the provisions of a foreign law or regulation that is equivalent to this Act, and five years have yet to pass since the day on which that person finished serving the sentence or ceased to be subject to its enforcement;

ja-jp	二　免許申請者が第百四十八条、第百五十二条第一項、第百五十六条の十七第一項若しくは第二項、第百五十六条の二十六において準用する第百四十八条若しくは第百五十六条の三十二第一項の規定により免許を取り消され、第五十二条第一項、第五十三条第三項、第五十七条の六第三項、第六十六条の二十第一項若しくは第六十六条の四十二第一項の規定により登録を取り消され、若しくは第百六条の七第一項、第百六条の二十一第一項、第百六条の二十八第一項若しくは第百五十六条の五の九第一項の規定により認可を取り消され、又はこの法律に相当する外国の法令の規定により当該外国において受けている同種類の免許若しくは登録（当該免許又は登録に類する許可その他の行政処分を含む。）を取り消され、その取消しの日から五年を経過するまでの者であるとき。
en-us	(ii) the license applicant is a person that has had its license rescinded pursuant to the provisions of Article 148; Article 152, paragraph (1); Article 156-17, paragraph (1) or (2); Article 148 as applied mutatis mutandis pursuant to Article 156-26; or Article 156-32, paragraph (1); has had its registration rescinded pursuant to the provisions of Article 52, paragraph (1); Article 53, paragraph (3); Article 57-6, paragraph (3); Article 66-20, paragraph (1); or Article 66-42, paragraph (1); has had its authorization rescinded pursuant to the provisions of Article 106-7, paragraph (1); Article 106-21, paragraph (1); Article 106-28, paragraph (1); or Article 156-5-9, paragraph (1); or a person that had obtained a license or registration of the same kind in a foreign state pursuant to the provisions of a foreign law or regulation that is equivalent to this Act (including permission or any other administrative disposition similar to such a license or registration), but that has had that license or registration rescinded; and five years have yet to pass since the date of the rescission;

ja-jp	三　免許申請者の役員のうちに次のイからヘまでのいずれかに該当する者があるとき。
en-us	(iii) the license applicant has a person falling under one of the following sub-items (a) to (f) inclusive as an officer:

ja-jp	イ　第二十九条の四第一項第二号イからトまでに掲げる者
en-us	(a) a person set forth in one of Article 29-4, paragraph (1), item (ii), sub-items (a) to (g) inclusive;

ja-jp	ロ　金融商品取引所が第百四十八条若しくは第百五十二条第一項の規定により免許を取り消された場合、金融商品取引清算機関が第百五十六条の十七第一項若しくは第二項の規定により免許を取り消された場合、証券金融会社が第百五十六条の三十二第一項の規定により免許を取り消された場合、外国金融商品取引所が第百五十五条の六若しくは第百五十五条の十第一項の規定により認可を取り消された場合若しくは外国金融商品取引清算機関が第百五十六条の二十の十四第一項若しくは第二項の規定により免許を取り消された場合又はこの法律に相当する外国の法令の規定により当該外国において受けている同種類の免許若しくは認可（当該免許又は認可に類する許可その他の行政処分を含む。）を取り消された場合において、その取消しの日前三十日以内にその法人の役員（外国金融商品取引所又は外国金融商品取引清算機関にあつては、国内における代表者を含む。ホにおいて同じ。）であつた者でその取消しの日から五年を経過するまでの者
en-us	(b) a person that, during the 30 days prior to the date of rescission, was the officer (for a Foreign Financial Instruments Exchange or a Foreign Financial Instruments Clearing Organization, this includes the domestic representative; hereinafter the same applies in sub-item(e)) of a Financial Instruments Exchange that has had its license rescinded pursuant to the provisions of Article 148 or Article 152, paragraph (1); the officer of a Financial Instruments Clearing Organization that has had its license rescinded pursuant to the provisions of Article 156-17, paragraph (1) or (2); the officer of a Securities Finance Company that has had its license rescinded pursuant to the provisions of Article 156-32, paragraph (1); the officer of a Foreign Financial Instruments Exchange that has had its authorization rescinded pursuant to the provisions of Article 155-6 or Article 155-10, paragraph (1); the officer a Foreign Financial Instruments Clearing Organization that has had its license rescinded pursuant to the provisions of Article 156-20-14, paragraph (1) or (2); or the officer of a person that had obtained a license or authorization of the same kind in a foreign state pursuant to the provisions of a foreign law or regulation that is equivalent to this Act (including permission or any other administrative disposition similar to such a license or authorization), but that has had that license or authorization rescinded; if five years have yet to pass since the date of the rescission;

ja-jp	ハ　主要株主（第百六条の六第一項、第百六条の二十第一項又は第百五十六条の五の八に規定する主要株主をいう。以下この号において同じ。）が第百六条の七第一項、第百六条の二十一第一項若しくは第百五十六条の五の九第一項の規定により認可を取り消された場合又は金融商品取引所持株会社が第百六条の二十八第一項の規定により認可を取り消された場合において、その取消しの日前三十日以内に当該主要株主若しくは金融商品取引所持株会社の役員であつた者でその取消しの日から五年を経過するまでの者
en-us	(c) a person that, during the 30 days prior to the date of rescission, was a Major Shareholder (meaning a Major Shareholder as prescribed in Article 106-6, paragraph (1); Article 106-20, paragraph (1); or Article 156-5-8; hereinafter the same applies in this item) that has had its authorization rescinded pursuant to the provisions of Article 106-7, paragraph (1); Article 106-21, paragraph (1); or Article 156-5-9, paragraph (1); or was the officer of a Financial Instruments Exchange Holding Company that has had its authorization rescinded pursuant to the provisions of Article 106-28, paragraph (1); if five years have yet to pass since the date of rescission;

ja-jp	ニ　主要株主が第百六条の七第一項、第百六条の二十一第一項又は第百五十六条の五の九第一項の規定により認可を取り消された場合において、その取消しの日から五年を経過するまでの者
en-us	(d) a person with a Major Shareholder that has had its authorization rescinded pursuant to the provisions of Article 106-7, paragraph (1); Article 106-21, paragraph (1); or Article 156-5-9, paragraph (1), if five years have yet to pass since the date of the rescission;

ja-jp	ホ　第百五十条、第百五十二条第一項、第百五十五条の十第二項、第百五十六条の十四第三項、第百五十六条の十七第二項、第百五十六条の二十の十四第二項又は第百五十六条の三十一第三項の規定により解任を命ぜられた役員でその処分を受けた日から五年を経過するまでの者
en-us	(e) an officer whose dismissal has been ordered pursuant to the provisions of Article 150; Article 152, paragraph (1); Article 155-10, paragraph (2); Article 156-14, paragraph (3); Article 156-17, paragraph (2); Article 156-20-14, paragraph (2); or Article 156-31, paragraph (3), if five years have yet to pass since the day of that disposition; or

ja-jp	ヘ　第百六条の二十八第二項の規定により解任を命ぜられた役員でその処分を受けた日から五年を経過するまでの者
en-us	(f) an officer whose dismissal has been ordered pursuant to the provisions of Article 106-28, paragraph (2), if five years have yet to pass since the day of that disposition.

ja-jp	四　免許申請書又はこれに添付すべき書類若しくは電磁的記録のうちに重要な事項について虚偽の記載又は記録があるとき。
en-us	(iv) the license application or a document or electronic or magnetic record that is required to accompany it contains a false statement or false record about a material particular.

ja-jp	（免許の拒否等）
en-us	(Refusal of a License)

ja-jp	第八十三条　内閣総理大臣は、第八十一条第一項の規定による免許の申請があつた場合において、その免許を与えることが適当でないと認めるときは、免許申請者に通知して、当該職員に審問を行わせなければならない。
en-us	Article 83 (1) If a license application under the provisions of Article 81, paragraph (1) is filed and the Prime Minister finds it inappropriate to grant that license, the Prime Minister shall notify the license applicant and have the relevant officials conduct a hearing.

ja-jp	２　内閣総理大臣が、第八十条第一項の規定による免許を与えることとし、又はこれを与えないこととした場合においては、遅滞なく、その旨を書面により免許申請者に通知しなければならない。
en-us	(2) Upon deciding to grant or not to grant the license under the provisions of Article 80, paragraph (1), the Prime Minister shall notify the license applicant of this in writing without delay.

ja-jp	（金融商品取引所となる法人）
en-us	(Corporations Eligible to Become Financial Instruments Exchanges)

ja-jp	第八十三条の二　金融商品取引所は、金融商品会員制法人又は資本金の額が政令で定める金額以上の株式会社であつて次に掲げる機関を置くものでなければならない。
en-us	Article 83-2 A Financial Instruments Exchange must be a Financial Instruments Incorporated Association or a stock company with a stated capital of not less than the amount specified by Cabinet Order, and have in place the followingorgans:

ja-jp	一　取締役会
en-us	(i) a board of directors;

ja-jp	二　監査役会又は委員会
en-us	(ii) a board of company auditors or committees; and

ja-jp	三　会計監査人
en-us	(iii) an accounting auditor.

ja-jp	（自主規制業務）
en-us	(Self-Regulatory Services)

ja-jp	第八十四条　金融商品取引所は、この法律及び定款その他の規則に従い、取引所金融商品市場における有価証券の売買及び市場デリバティブ取引を公正にし、並びに投資者を保護するため、自主規制業務を適切に行わなければならない。
en-us	Article 84 (1) A Financial Instruments Exchange must perform Self-Regulatory Services in an appropriate manner, in accordance with this Act and with its articles of incorporation and other rules, in order to ensure the fair purchase and sale of Securities and Market Transactions of Derivatives on the Financial Instruments Exchange Market, as well as to protect investors.

ja-jp	２　前項の「自主規制業務」とは、金融商品取引所について行う次に掲げる業務をいう。
en-us	(2) The term "Self-Regulatory Services" as used in the preceding paragraph means the following services conducted in respect of a Financial Instruments Exchange:

ja-jp	一　金融商品、金融指標又はオプション（以下この章において「金融商品等」という。）の上場及び上場廃止に関する業務（内閣府令で定めるものを除く。）
en-us	(i) services related to the listing and delisting of Financial Instruments, Financial Indicators, and Options (hereinafter referred to as "Financial Instruments, etc." in this Chapter) (excluding those specified by Cabinet Office Ordinance);

ja-jp	二　会員等の法令、法令に基づく行政官庁の処分若しくは定款その他の規則又は取引の信義則の遵守の状況の調査
en-us	(ii) the investigation of Members', etc. compliance with laws and regulations, dispositions by government agencies which are based on laws and regulations, with the articles of incorporation and other rules, and with the principle of good faith in transactions; and

ja-jp	三　その他取引所金融商品市場における取引の公正を確保するために必要な業務として内閣府令で定めるもの
en-us	(iii) other services specified by Cabinet Office Ordinance as necessary for ensuring fairness in transactions on a Financial Instruments Exchange Market.

ja-jp	（自主規制業務の委託）
en-us	(Entrustment of Self-Regulatory Services)

ja-jp	第八十五条　金融商品取引所は、内閣総理大臣の認可を受けて、自主規制法人（自主規制業務（前条第二項に規定する自主規制業務をいう。以下この章において同じ。）を行うことを目的として、次節第一款の二の規定に基づいて設立された法人をいう。以下この章において同じ。）に対し、当該金融商品取引所に係る自主規制業務の全部又は一部を委託することができる。
en-us	Article 85 (1) With the authorization of the Prime Minister, a Financial Instruments Exchange may entrust the whole or part of the Self-Regulatory Services of the Financial Instruments Exchange to a self-regulatory organization (meaning a corporation incorporated pursuant to the provisions of Subsection 1-2 of the following Section for the purpose of performing Self-Regulatory Services (meaning Self-Regulatory Services as prescribed in paragraph (2) of the preceding Article; hereinafter the same applies in this Chapter); hereinafter the same applies in this Chapter).

ja-jp	２　内閣総理大臣は、前項の認可に条件を付することができる。
en-us	(2) The Prime Minister may attach conditions to the authorization under the preceding paragraph.

ja-jp	３　前項の条件は、認可の趣旨に照らして、又は認可に係る事項の確実な実施を図るため必要最小限のものでなければならない。
en-us	(3) The conditions referred to in the preceding paragraph must constitute the minimum necessary conditions in light of the purpose of the authorization, or for securing the reliable implementation of the things related to the authorization.

ja-jp	４　金融商品取引所は、第一項の規定による場合のほか、当該金融商品取引所に係る自主規制業務の一部（特定取引所金融商品市場に係るものであつて、その内容等を勘案し、投資者保護の根幹にかかわる事項以外のものを取り扱う業務として内閣府令で定めるものに限る。以下この条及び第百二条の十九において「特定業務」という。）を、他の者に委託することができる。
en-us	(4) In addition to entrustment in a case under paragraph (1), a Financial Instruments Exchange may entrust another person with conducting a part of the Self-Regulatory Services of the Financial Instruments Exchange (limited to services connected with a Specified Financial Instruments Exchange Market that are specified by Cabinet Office Ordinance as services which, in consideration of the contents thereof and other related factors, address matters other than those that affect the foundation of investor protection; hereinafter referred to as "Specified Services" in this Article and Article 102-19).

ja-jp	５　金融商品取引所は、前項の規定により特定業務を委託する場合においては、内閣府令で定めるところにより、当該特定業務の適正な実施を確保するための措置を講じなければならない。
en-us	(5) If a Financial Instruments Exchange seeks to entrust Specified Services pursuant to provisions of the preceding paragraph, it must take measures to ensure the proper implementation of such Specified Services, pursuant to the provisions of Cabinet Office Ordinance.

ja-jp	６　第四項の規定により、特定株式会社金融商品取引所（第百五条の四第二項に規定する特定株式会社金融商品取引所をいう。以下この項において同じ。）がその特定業務を他の者に委託する場合には、当該特定株式会社金融商品取引所の自主規制委員会による当該特定業務の委託についての決定を経て行わなければならない。
en-us	(6) If, pursuant to the provisions of paragraph (4), a Specified Stock Company-Operated Financial Instruments Exchange (meaning a Specified Company-Operated Financial Instruments Exchange as prescribed in Article 105-4, paragraph (2); hereinafter the same applies in this paragraph) entrusts another person with its Specified Services, this must be based on the decision of the self-regulatory committee of the Specified Stock Company-Operated Financial Instruments Exchange with regard to that entrustment.

ja-jp	（認可申請書の提出）
en-us	(Submission of a Written Application for Authorization)

ja-jp	第八十五条の二　前条第一項の認可を受けようとする金融商品取引所は、次に掲げる事項を記載した認可申請書を内閣総理大臣に提出しなければならない。
en-us	Article 85-2 (1) A Financial Instrument Exchange seeking the authorization referred to in paragraph (1) of the preceding Article must submit a written application for authorization to the Prime Minister in which it states the following particulars:

ja-jp	一　名称
en-us	(i) its name;

ja-jp	二　委託する自主規制法人（以下この章において「受託自主規制法人」という。）の名称
en-us	(ii) the name of the self-regulatory organization it will entrust (hereinafter referred to as an "Entrusted Self-Regulatory Organization" in this Chapter);

ja-jp	三　委託する自主規制業務の内容
en-us	(iii) a business outline of the Self-Regulatory Services it will entrust; and

ja-jp	四　その他内閣府令で定める事項
en-us	(iv) other matters specified by Cabinet Office Ordinance.

ja-jp	２　前項の認可申請書には、委託契約の内容を記載した書類その他内閣府令で定める書類を添付しなければならない。
en-us	(2) Documents giving the details of the entrustment agreement and other documents specified by Cabinet Office Ordinance must accompany the written application for authorization referred to in the preceding paragraph.

ja-jp	３　第八十一条第三項の規定は、第一項の認可の申請の場合について準用する。この場合において、「定款」とあるのは、「委託契約の内容を記載した書類」と読み替えるものとする。
en-us	(3) The provisions of Article 81, paragraph (3) apply mutatis mutandis in the case of the application for authorization referred to in paragraph (1). In this case, the phrase "the articles of incorporation" is deemed to be replaced with "documents giving the details of the entrustment agreement".

ja-jp	（認可の基準）
en-us	(Criteria for Authorization)

ja-jp	第八十五条の三　内閣総理大臣は、前条第一項の規定による認可の申請があつた場合においては、その申請が次に掲げる基準に適合するかどうかを審査しなければならない。
en-us	Article 85-3 Whenever an application for authorization under the provisions of paragraph (1) of the preceding Article is filed, the Prime Minister shall examine whether the application conforms to the following criteria:

ja-jp	一　受託自主規制法人が、第百二条の十四の認可を受けたものであること。
en-us	(i) the Entrusted Self-Regulatory Organization has obtained Article 102-14 authorization;

ja-jp	二　委託契約において、当該委託をする費用の額の算出の方法が、自主規制法人が委託を受けた自主規制業務を行うために適正かつ明確に定められていること。
en-us	(ii) the entrustment agreement appropriately and clearly specifies the cost calculation method under entrustment in a way that allows a self-regulatory organization to conduct the Self-Regulatory Services with which it is entrusted;

ja-jp	三　委託契約において、受託自主規制法人が当該委託に係る自主規制業務に関して知り得た情報を当該自主規制業務の用に供する目的以外のために利用しない旨が定められていること。
en-us	(iii) the entrustment agreement stipulates that the Entrusted Self-Regulatory Organization will not utilize information learned in connection with the Self-Regulatory Services under entrustment for a purpose other than use in the Self-Regulatory Services for which the information is provided; and

ja-jp	四　前三号に掲げるもののほか、委託契約の内容が受託自主規制法人における自主規制業務の適正な実施を確保するために十分なものであること。
en-us	(iv) beyond what is provided for in the preceding three items, the content of the entrustment agreement is sufficient to ensure the proper implementation of the Self-Regulatory Services at the Entrusted Self-Regulatory Organization.

ja-jp	（認可を与えない場合の審問）
en-us	(Hearing When Authorization Is Not Granted)

ja-jp	第八十五条の四　内閣総理大臣は、第八十五条の二第一項の規定による認可の申請があつた場合において、その認可を与えることが適当でないと認めるときは、認可申請者に通知して、当該職員に審問を行わせなければならない。
en-us	Article 85-4 (1) If an application for authorization under the provisions of Article 85-2, paragraph (1) is filed and the Prime Minister finds it inappropriate to grant that authorization, the Prime Minister shall notify the applicant for authorization and have the relevant officials conduct a hearing.

ja-jp	２　内閣総理大臣が、第八十五条第一項の規定による認可を与えることとし、又はこれを与えないこととした場合においては、遅滞なく、その旨を書面により認可申請者に通知しなければならない。
en-us	(2) Upon deciding to grant or not to grant the authorization under the provisions of Article 85, paragraph (1), the Prime Minister shall notify the applicant for authorization of this in writing without delay.

ja-jp	（商号又は名称）
en-us	(Trade Name or Name)

ja-jp	第八十六条　金融商品取引所は、その名称又は商号のうちに取引所という文字を用いなければならない。
en-us	Article 86 (1) A Financial Instruments Exchange must use the characters ""torihikijo" (meaning "exchange") in its name or trade name.

ja-jp	２　金融商品取引所でない者は、その名称又は商号のうちに金融商品取引所であると誤認されるおそれのある文字を用いてはならない。
en-us	(2) A person that is not a Financial Instruments Exchange must not use a term in its name or trade name which could give rise to the misconception that it is a Financial Instruments Exchange.

ja-jp	（会員等に対する処分）
en-us	(Dispositions against Members, etc.)

ja-jp	第八十七条　金融商品取引所は、その定款において、会員等が法令、法令に基づいてする行政官庁の処分、当該金融商品取引所の定款、業務規程、受託契約準則その他の規則（以下この条において単に「規則」という。）及び取引の信義則を遵守しなければならない旨並びに法令、法令に基づいてする行政官庁の処分若しくは規則に違反し、又は取引の信義則に背反する行為をした会員等に対し、過怠金を課し、その者の取引所金融商品市場における有価証券の売買若しくは市場デリバティブ取引若しくはその有価証券等清算取次ぎの委託の停止若しくは制限を命じ、又は除名（取引参加者にあつては、取引資格の取消し）をする旨を定めなければならない。
en-us	Article 87 A Financial Instruments Exchange must stipulate in its articles of incorporation that the Members, etc. are to observe laws and regulations, dispositions by government agencies which are based on laws and regulations, and the Financial Instruments Exchange's articles of incorporation, operational rules, brokerage contract rules, and other rules (hereinafter simply referred to as the "Rules" in this Article) as well as the principle of good faith in transactions, and that if a Member, etc. violates a law or regulation, a disposition by a government agency which is based on a law or regulation, or the Rules, or if it engages in an act that is contrary to the principle of good faith in transactions, the Financial Instruments Exchange will impose an surcharge on that Member, etc., order the suspension or restriction of its purchase and sales of Securities or Market Transactions of Derivatives on the Financial Instruments Exchange Market or its entrustment with Brokerage for the Clearing of Securities, etc. for such transactions, or expel it from the Financial Instruments Exchange (or rescind its trading license, if it is a Trading Participant).

ja-jp	（業務の範囲）
en-us	(Scope of Business)

ja-jp	第八十七条の二　金融商品取引所は、取引所金融商品市場の開設及びこれに附帯する業務のほか、他の業務を行うことができない。ただし、内閣府令で定めるところにより内閣総理大臣の認可を受けた場合には、算定割当量（地球温暖化対策の推進に関する法律（平成十年法律第百十七号）第二条第六項に規定する算定割当量をいう。）に係る取引を行う市場の開設の業務、商品先物取引をするために必要な市場の開設の業務（株式会社金融商品取引所が行う場合に限る。）その他金融商品の取引に類似するものとして内閣府令で定める取引を行う市場の開設の業務及びこれらに附帯する業務を行うことができる。
en-us	Article 87-2 (1) A Financial Instruments Exchange may not engage in business other than the operation of Financial Instruments Exchange Markets and business incidental thereto; provided, however, that if it obtains the authorization of the Prime Minister pursuant to the provisions of Cabinet Office Ordinance, it may engage in the business of operating a market for carrying out transactions involving Carbon Dioxide Equivalent Quotas (meaning carbon dioxide equivalent quotas as defined in Article 2, paragraph (6) of the Act on Promotion of Global Warming Countermeasures (Act No. 117 of 1998)), the business of operating the necessary market for effecting Commodity Futures Transactions (but only if this is done by a Stock Company-Operated Financial Instruments Exchange), the business of operating a market for carrying out any other transactions specified by Cabinet Office Ordinance as being similar to Financial Instruments Transactions, or business incidental thereto.

ja-jp	２　内閣総理大臣は、前項ただし書の認可の申請があつた場合において、当該申請に係る業務を行うことにより、金融商品取引所の業務の公共性に対する信頼を損なうおそれ又は取引所金融商品市場の開設及びこれに附帯する業務の健全かつ適切な運営を損なうおそれがあると認めるときは、当該認可をしてはならない。
en-us	(2) If an application is filed for the authorization referred to in the proviso to the preceding paragraph, and the Prime Minister finds that the business to which the application pertains may impair confidence in the public nature of the business of the Financial Instruments Exchange or may obstruct the operation of the Financial Instruments Exchange Markets and the sound and appropriate operation of business incidental thereto, the Prime Minister must not to grant that authorization.

ja-jp	３　第三十条の二の規定は、第一項ただし書の認可について準用する。
en-us	(3) The provisions of Article 30-2 apply mutatis mutandis to the authorization referred to in the proviso to paragraph (1).

ja-jp	（審問に関する規定の準用）
en-us	(Mutatis Mutandis Application of Provisions on Hearing)

ja-jp	第八十七条の二の二　第八十五条の四の規定は、前条第一項ただし書の認可について準用する。
en-us	Article 87-2-2 The provisions of Article 85-4 apply mutatis mutandis to the authorization referred to in the proviso to paragraph (1) of the preceding Article.

ja-jp	（子会社の範囲）
en-us	(Scope of Subsidiary Companies)

ja-jp	第八十七条の三　金融商品取引所は、取引所金融商品市場の開設及びこれに附帯する業務を行う会社以外の会社を子会社としてはならない。ただし、内閣総理大臣の認可を受けた場合には、取引所金融商品市場の開設に関連する業務、商品先物取引をするために必要な市場の開設の業務（これに附帯する業務を含む。以下「商品市場開設業務」という。）又は商品先物取引をするために必要な市場の開設に関連する業務を行う会社を子会社とすることができる。
en-us	Article 87-3 (1) A Financial Instruments Exchange must not have a company other than one that operates a Financial Instruments Exchange Market or engages in business incidental thereto as its Subsidiary Company; provided, however, that with the authorization of the Prime Minister, it may have a company that engages business that is linked to the operation of a Financial Instruments Exchange Market, a company that is in the business of operating the necessary market for effecting Commodity Futures Transactions (including business incidental thereto; hereinafter referred to as the "Operation of a Commodity Market"), or a company that engages in business that is linked to the operation of the necessary market for effecting Commodity Futures Transactions, as its Subsidiary Company.

ja-jp	２　商品市場開設金融商品取引所は、前項の規定にかかわらず、商品市場開設業務を行う会社を子会社とすることができる。
en-us	(2) Notwithstanding the provisions of the preceding paragraph, a Financial Instruments Exchange Engaged in the Operation of a Commodity Market may have a company engaged in the Operation of a Commodity Market as its Subsidiary Company.

ja-jp	３　前二項の「子会社」とは、法人がその総株主等の議決権の過半数を保有する会社をいう。この場合において、法人及びその一若しくは二以上の子会社又は法人の一若しくは二以上の子会社がその総株主等の議決権の過半数を保有する会社は、当該法人の子会社とみなす。
en-us	(3) The term "Subsidiary Company" as used in the preceding two paragraphs means a company in which a corporation holds the majority of all shareholders', etc. voting rights. In such a case, a company in which a corporation and one or more of its Subsidiary Companies hold the majority of all shareholders', etc. voting rights, or in which one or more of a corporation's Subsidiary Companies hold the majority of all shareholders', etc. voting rights, is deemed to be the Subsidiary Company of that corporation.

ja-jp	４　第一項の規定にかかわらず、金融商品取引所は、内閣総理大臣の認可を受けて、自主規制法人を設立することができる。
en-us	(4) Notwithstanding the provisions of paragraph (1), a Financial Instruments Exchange may incorporate a self-regulatory organization, with the authorization of the Prime Minister.

ja-jp	５　第三十条の二の規定は、第一項ただし書の認可について準用する。
en-us	(5) The provisions of Article 30-2 apply mutatis mutandis to the authorization referred to in the proviso to paragraph (1).

ja-jp	（審問に関する規定の準用）
en-us	(Mutatis Mutandis Application of Provisions onHearings)

ja-jp	第八十七条の四　第八十五条の四の規定は、前条第一項ただし書及び第四項の認可について準用する。
en-us	Article 87-4 The provisions of Article 85-4 apply mutatis mutandis to the authorizations referred to in the proviso to paragraph (1) and paragraph (4) of the preceding Article.

ja-jp	第八十七条の五　金融商品取引所の役員は、二以上の金融商品取引所の役員の地位を占めてはならない。
en-us	Article 87-5 The officer of a Financial Instruments Exchange must not hold the position of officer at more than one Financial Instruments Exchange.

ja-jp	（仮理事、仮取締役等）
en-us	(Provisional Board Members and Provisional Directors)

ja-jp	第八十七条の六　内閣総理大臣は、取引所金融商品市場を開設する金融商品会員制法人（以下「会員金融商品取引所」という。）の理事又は監事の職務を行う者のない場合において、必要があると認めるときは、仮理事又は仮監事を選任することができる。
en-us	Article 87-6 (1) If there is no one to perform the duties of board member or auditor at a Financial Instruments Incorporated Association that operates a Financial Instruments Exchange Market (hereinafter referred to as a " Incorporated Association-Operated Financial InstrumentsExchange") and the Prime Minister finds it to be necessary, the Prime Minister may appoint a provisional board member or a provisional auditor.

ja-jp	２　内閣総理大臣は、株式会社金融商品取引所の取締役、会計参与、監査役、代表取締役、執行役又は代表執行役の職務を行う者のない場合において、必要があると認めるときは、仮取締役、仮会計参与、仮監査役、仮代表取締役、仮執行役又は仮代表執行役を選任することができる。
en-us	(2) If there is no one to perform the duties of a director, accounting advisor, company auditor, representative director, executive officer, or representative executive officer of a Stock Company-Operated Financial Instruments Exchange and the Prime Minister finds it to be necessary, the Prime Minister may appoint a provisional director, provisional accounting advisor, provisional company auditor, provisional representative director, provisional executive officer, or provisional representative executive officer.

ja-jp	３　会社法第三百四十六条第二項、第三百五十一条第二項及び第四百一条第三項（同法第四百三条第三項及び第四百二十条第三項において準用する場合を含む。）の規定は、株式会社金融商品取引所には、適用しない。
en-us	(3) The provisions of Article 346, paragraph (2); Article 351, paragraph (2); and Article 401, paragraph (3) of the Companies Act (including as applied mutatis mutandis pursuant to Article 403, paragraph (3) and Article 420, paragraph (3) of that Act) do not apply to a Stock Company-Operated Financial Instruments Exchange.

ja-jp	（内閣総理大臣の嘱託登記）
en-us	(Registration by Request of the Prime Minister)

ja-jp	第八十七条の七　内閣総理大臣は、前条第二項の規定により、仮取締役、仮会計参与、仮監査役、仮代表取締役、仮執行役又は仮代表執行役を選任したときは、当該株式会社金融商品取引所の本店の所在地の登記所にその旨の登記を嘱託しなければならない。
en-us	Article 87-7 (1) If the Prime Minister appoints a provisional director, provisional accounting advisor, provisional company auditor, provisional representative director, provisional executive officer, or provisional representative executive officer pursuant to the provisions of paragraph (2) of the preceding Article, the Prime Minister must request the registry office for the location of the head office of the Stock Company-Operated Financial Instruments Exchange, to make this registration.

ja-jp	２　前項の規定により内閣総理大臣が登記を嘱託するときは、嘱託書に、当該登記の原因となる事由に係る処分を行つたことを証する書面を添付しなければならない。
en-us	(2) If the Prime Minister requests a registration pursuant to the provisions of the preceding paragraph, the request form must be accompanied by a document evidencing that the Prime Minister has reached a disposition in connection with the circumstances causing the registration.

ja-jp	（秘密保持義務）
en-us	(Duty of Confidentiality)

ja-jp	第八十七条の八　金融商品取引所の役員（役員が法人であるときは、その職務を行う者）若しくは職員若しくは自主規制法人の理事、監事若しくは職員又はこれらの職にあつた者は、その職務に関して知り得た秘密を他に漏らし、又は盗用してはならない。
en-us	Article 87-8 It is prohibited for the officer (or, if the officer is a corporation, a person that performs those duties) or employee of a Financial Instruments Exchange, the board member, auditor, or employee of a self-regulatory organization, or a person that has held one of these positions, to divulge or misappropriate any secret learned in the course of duty.

ja-jp	（差別的取扱いの禁止）
en-us	(Prohibition on Differential Treatment)

ja-jp	第八十七条の九　金融商品取引所は、特定の会員等又は有価証券の発行者に対し不当な差別的取扱いをしてはならない。
en-us	Article 87-9 A Financial Instruments Exchange must not subject any particular Member, etc. or any particular Issuer of Securities to unfairly differential treatment.

ja-jp	第二節　金融商品会員制法人及び自主規制法人並びに取引所金融商品市場を開設する株式会社
en-us	Section 2 Financial Instruments Incorporated Associations , Self-Regulatory Organizations, and Stock Companies That Operate Financial Instruments Exchange Markets

ja-jp	第一款　金融商品会員制法人
en-us	Subsection 1 Financial Instruments Incorporated Association

ja-jp	第一目　設立
en-us	Division 1 Incorporation

ja-jp	第八十八条　金融商品会員制法人は、法人とする。
en-us	Article 88 (1) Financial Instruments Incorporated Association is a juridical person.

ja-jp	２　金融商品会員制法人は、その名称のうちに会員制法人という文字を用いなければならない。
en-us	(2) A Financial Instruments Incorporated Association must use the characters "kaiinsei hojn" (meaning " corporation consisting of its members") in its name.

ja-jp	３　金融商品会員制法人でない者は、その名称のうちに金融商品会員制法人であると誤認されるおそれのある文字を用いてはならない。
en-us	(3) A person that is not a Financial Instruments Incorporated Association must not use a term in its name which could give rise to the misconception that it is a Financial Instruments Incorporated Association .

ja-jp	第八十八条の二　金融商品会員制法人は、金融商品取引業者等でなければ、設立することができない。
en-us	Article 88-2 (1) It is prohibited for a person other than a Financial Services Provider, etc. to incorporate a Financial Instruments Incorporated Association.

ja-jp	２　金融商品会員制法人を設立するには、会員になろうとする金融商品取引業者等が発起人とならなければならない。
en-us	(2) For a Financial Instruments Incorporated Association to be incorporated, the Financial Services Providers, etc. that seek to become its members must become the founders.

ja-jp	第八十八条の三　金融商品会員制法人を設立するには、発起人が定款を作成し、その全員が署名し、又は記名押印しなければならない。
en-us	Article 88-3 (1) In order for a Financial Instruments Incorporated Association to be incorporated, the founders must prepare articles of incorporation, and all founders must sign or have their names and seals affixed thereto.

ja-jp	２　金融商品会員制法人の定款には、次に掲げる事項を記載し、又は記録しなければならない。
en-us	(2) The following particulars must be stated or recorded in the articles of incorporation of a Financial Instruments Incorporated Association:

ja-jp	一　目的
en-us	(i) its purpose;

ja-jp	二　名称
en-us	(ii) its name;

ja-jp	三　事務所の所在地
en-us	(iii) the location of its offices;

ja-jp	四　基本金及び出資に関する事項
en-us	(iv) the particulars of funds and contribution;

ja-jp	五　会員等に関する事項
en-us	(v) the particulars of its Members, etc.;

ja-jp	六　会員等の法令、法令に基づく行政官庁の処分若しくは定款その他の規則又は取引の信義則の遵守の状況の調査に関する事項
en-us	(vi) the particulars of investigations into Members', etc. compliance with laws and regulations, dispositions by government agencies which are based on laws and regulations, the articles of incorporation and other rules, and the principle of good faith in their transactions;

ja-jp	七　信認金に関する事項
en-us	(vii) the particulars of its guarantee funds;

ja-jp	八　経費の分担に関する事項
en-us	(viii) the particulars of its allocation of costs;

ja-jp	九　役員に関する事項
en-us	(ix) the particulars of its officers;

ja-jp	十　会議に関する事項
en-us	(x) the particulars of its meetings;

ja-jp	十一　業務の執行に関する事項
en-us	(xi) the particulars of the execution of business;

ja-jp	十二　規則の作成に関する事項
en-us	(xii) the particulars of the preparation of rules;

ja-jp	十三　取引所金融商品市場に関する事項
en-us	(xiii) the particulars of the Financial Instruments Exchange Markets;

ja-jp	十四　会計に関する事項
en-us	(xiv) the particulars of its accounting; and

ja-jp	十五　公告方法（金融商品会員制法人が公告（この法律の規定により官報に記載する方法によりしなければならないものとされているものを除く。）をする方法をいう。第八十九条の二第二項第九号において同じ。）
en-us	(xv) the means of public notice (meaning the means by which the Financial Instruments Incorporated Association makes its public notices (excluding public notices that, pursuant to the provisions of this Act, must be made by means of publication in the Official Gazette); the same applies in Article 89-2, paragraph (2), item (ix)).

ja-jp	３　会社法第三十条第一項の規定は、第一項の定款について準用する。
en-us	(3) The provisions of Article 30, paragraph (1) of the Companies Act apply mutatis mutandis to the articles of incorporation provided for in paragraph (1).

ja-jp	第八十八条の四　発起人は、定款を作成した後、会員になろうとする者を募り、これを会議の日時及び場所とともにその会議開催日の二週間前までに公告して、創立総会を開かなければならない。
en-us	Article 88-4 (1) After preparing the articles of incorporation, the founders shall solicit persons seeking to become members, and hold an organizational meeting, giving public notice of those articles of incorporation, together with the date, time, and place of the meeting, by two weeks prior to the day of the meeting.

ja-jp	２　設立を予定する金融商品会員制法人の会員となる予定の者（以下この条、次条及び第八十八条の六において「加入予定者」という。）は、創立総会の開会までに、出資の全額を払い込まなければならない。
en-us	(2) A person planning to become a member of a Financial Instruments Incorporated Association whose incorporation is planned (hereinafter referred to as the "Expected Member" in this Article, the following Article and Article 88-6) must pay the full amount of the contribution before the opening of the organizational meeting.

ja-jp	３　定款の承認その他設立に必要な事項の決定は、創立総会の議決によらなければならない。
en-us	(3) Approval of the articles of incorporation and decisions about matters that are otherwise necessary for incorporation must be effected by organizational meeting resolution.

ja-jp	４　創立総会では、定款を修正することができる。
en-us	(4) The articles of incorporation may be revised at an organizational meeting.

ja-jp	５　第三項の創立総会の議事は、加入予定者であつてその開会までに出資の全額の払込みをした者の二分の一以上が出席し、その出席者の議決権の三分の二以上で決する。
en-us	(5) The items of organizational meeting business that are referred to in paragraph (3) are decided with at least a two-thirds majority of the votes of the attendees, at a meeting where at least half of the Expected Members that have paid the full amount of the contribution by the opening of said meeting, are present.

ja-jp	６　加入予定者で、金融商品会員制法人の成立の時までに出資の全額を払い込まない者は、金融商品会員制法人の成立の時に加入の申込みを取り消したものとみなす。
en-us	(6) An Expected Member that does not pay the full amount of the contribution by the time of the establishment of a Financial Instruments Incorporated Association is deemed to have rescinded its application for membership at the time of the establishment of the Financial Instruments Incorporated Association.

ja-jp	（加入予定者の議決権）
en-us	(Voting Rights of Expected Members)

ja-jp	第八十八条の五　創立総会における各加入予定者の議決権は、平等とする。
en-us	Article 88-5 (1) At an organizational meeting, each of the Expected Members holds an equal voting right.

ja-jp	２　創立総会に出席しない加入予定者は、書面で、又は代理人によつて議決をすることができる。
en-us	(2) An Expected Member that is not present at an organizational meeting may vote in writing or by proxy.

ja-jp	３　前二項の規定は、定款に別段の定めがある場合には、適用しない。
en-us	(3) The provisions of the preceding two paragraphs do not apply if it is otherwise provided for in the articles of incorporation.

ja-jp	（議決権のない場合）
en-us	(When an Expected Member Has No Voting Right)

ja-jp	第八十八条の六　金融商品会員制法人と特定の加入予定者との関係について創立総会の議決をする場合には、その加入予定者は、議決権を有しない。
en-us	Article 88-6 If an organizational meeting resolution concerns the relationship between a Financial Instruments Incorporated Association and a specific Expected Member, that Expected Member has no voting right.

ja-jp	（理事長への事務引継）
en-us	(The Handing Over of Administrative Affairs to the President)

ja-jp	第八十八条の七　発起人は、創立総会の終了後遅滞なく、その事務を理事長となる者に引き継がなければならない。
en-us	Article 88-7 The founders must hand over administrative affairs to the person becoming the president without delay after completion of its organizational meetings.

ja-jp	（定款の変更）
en-us	(Changing the Articles of Incorporation)

ja-jp	第八十八条の八　定款は、総会員の四分の三以上の同意があるときに限り、変更することができる。ただし、定款に別段の定めがあるときは、この限りでない。
en-us	Article 88-8 The articles of incorporation may be changed only with the consent of at least three-fourths of all members; provided, however, that this does not apply if it is otherwise provided for in the articles of incorporation.

ja-jp	（不法行為能力等）
en-us	(Capacity in Respect of Tortious Acts)

ja-jp	第八十八条の九　金融商品会員制法人は、理事長又は理事がその職務を行うについて他人に加えた損害を賠償する責任を負う。
en-us	Article 88-9 A Financial Instruments Incorporated Association is liable to compensate for any damage that its president or board members cause another person in the performance of their duties.

ja-jp	第八十八条の十　金融商品会員制法人の住所は、その主たる事務所の所在地にあるものとする。
en-us	Article 88-10 The address of a Financial Instruments Incorporated Association is the address at which its principal office is located.

ja-jp	（財産目録及び会員名簿）
en-us	(Inventory of Assets and Directory of Members)

ja-jp	第八十八条の十一　金融商品会員制法人は、設立の時及び毎年一月から三月までの間に財産目録を作成し、常にこれをその主たる事務所に備え置かなければならない。ただし、特に事業年度を設けるものは、設立の時及び毎事業年度の終了の時に財産目録を作成しなければならない。
en-us	Article 88-11 (1) A Financial Instruments Incorporated Association shall prepare an inventory of assets at the time of incorporation and at any time between January and March of every year, and shall keep this at its principal office at all times; provided, however, that a Financial Instruments Incorporated Association that has adopted any specific business year shall prepare the inventory of assets at the time of its incorporation and at the end of every business year.

ja-jp	２　金融商品会員制法人は、会員名簿を備え置き、会員の変更があるごとに必要な変更を加えなければならない。
en-us	(2) A Financial Instruments Incorporated Association shall keep a directory of members and make the necessary changes whenever there is a change in the members.

ja-jp	（理事の代表権の制限）
en-us	(Restrictions on Board Members' Authority of Representation)

ja-jp	第八十八条の十二　理事長又は理事の代表権に加えた制限は、善意の第三者に対抗することができない。
en-us	Article 88-12 Restrictions on the president's or a board member's authority of representation may not be asserted against a third party without knowledge of such limitations.

ja-jp	（利益相反行為）
en-us	(Acts in Conflict of Interest)

ja-jp	第八十八条の十三　金融商品会員制法人と理事長又は理事との利益が相反する事項については、当該理事長又は当該理事は、代表権を有しない。この場合においては、裁判所は、利害関係人又は検察官の請求により、特別代理人を選任しなければならない。
en-us	Article 88-13 The president and board members have no authority of representation with regard to a matter that constitutes a conflict of interest between the Financial Instruments Incorporated Association and the president or board member. In such a case, the court must appoint a special agent, at the request of an interested party or the public prosecutor.

ja-jp	第八十八条の十四　金融商品会員制法人の理事は、少なくとも毎年一回、会員の通常総会を開かなければならない。
en-us	Article 88-14 The board members of a Financial Instruments Incorporated Association must hold an ordinary general meeting of members at least once a year.

ja-jp	第八十八条の十五　金融商品会員制法人の理事は、必要があると認めるときは、いつでも臨時総会を招集することができる。
en-us	Article 88-15 (1) The board members of a Financial Instruments Incorporated Association may call an extraordinary general meeting whenever they find this to be necessary.

ja-jp	２　総会員の五分の一以上から会議の目的である事項を示して請求があつたときは、理事は、臨時総会を招集しなければならない。ただし、総会員の五分の一の割合については、定款でこれと異なる割合を定めることができる。
en-us	(2) If at least one-fifth of all members specify the purpose of a general meeting and demand that one be called, the board members must call an extraordinary general meeting; provided, however, that a proportion other than one-fifth of the members may be stipulated in the articles of incorporation.

ja-jp	（総会の招集）
en-us	(The Calling of a General Meeting)

ja-jp	第八十八条の十六　総会の招集の通知は、会日より少なくとも五日前に、その会議の目的である事項を示し、定款で定めた方法に従つてしなければならない。
en-us	Article 88-16 A convocation notice for a general meeting must specify the purpose of the general meeting, and must be issued as specified by the articles of incorporation at least five days prior to the day of the meeting.

ja-jp	（事務の執行）
en-us	(Execution of Administrative Functions)

ja-jp	第八十八条の十七　金融商品会員制法人の事務は、定款で理事その他の役員に委任したものを除き、すべて総会の決議によつて行う。
en-us	Article 88-17 All administrative functions of a Financial Instruments Incorporated Association are carried out based on general meeting resolutions, except those delegated to the board members or other officers by the articles of incorporation.

ja-jp	（総会の決議事項）
en-us	(Matters for a General Meeting Resolution)

ja-jp	第八十八条の十八　総会においては、第八十八条の十六の規定によりあらかじめ通知をした事項についてのみ、決議をすることができる。ただし、定款に別段の定めがあるときは、この限りでない。
en-us	Article 88-18 At a general meeting, only matters of which advance notice is given pursuant to the provisions of Article 88-16 may be put to a resolution; provided, however, that, this does not apply if it is otherwise provided for in the articles of incorporation.

ja-jp	（会員の議決権）
en-us	(Voting Rights of Members)

ja-jp	第八十八条の十九　各会員の議決権は、平等とする。
en-us	Article 88-19 (1) Each of the members holds an equal voting right.

ja-jp	２　総会に出席しない会員は、書面で、又は代理人によつて議決をすることができる。
en-us	(2) A member that is not present at a general meeting may vote in writing or by proxy.

ja-jp	３　前二項の規定は、定款に別段の定めがある場合には、適用しない。
en-us	(3) The provisions of the preceding two paragraphs do not apply if it is otherwise provided for in the articles of incorporation.

ja-jp	（議決権のない場合）
en-us	(When a Member Has No Voting Right)

ja-jp	第八十八条の二十　金融商品会員制法人と特定の会員との関係について議決をする場合には、その会員は、議決権を有しない。
en-us	Article 88-20 If a resolution concerns the relationship between a Financial Instruments Incorporated Association and a specific member, that member has no voting right.

ja-jp	（特別代理人の選任の管轄）
en-us	(Jurisdiction over the Appointment of a Special Agent)

ja-jp	第八十八条の二十一　特別代理人の選任は、金融商品会員制法人の主たる事務所の所在地の地方裁判所の管轄とする。
en-us	Article 88-21 The appointment of a special agent falls under the jurisdiction of the district court for the relevant Financial Instruments Incorporated Association's principal office location.

ja-jp	（会社法の準用）
en-us	(Mutatis Mutandis Application of the Companies Act)

ja-jp	第八十八条の二十二　会社法第八百二十八条第一項（第一号に係る部分に限る。）及び第二項（第一号に係る部分に限る。）、第八百三十四条（第一号に係る部分に限る。）、第八百三十五条第一項、第八百三十六条第一項及び第三項、第八百三十七条から第八百三十九条まで並びに第八百四十六条の規定は、金融商品会員制法人の設立の無効の訴えについて準用する。この場合において、同法第八百二十八条第二項第一号中「株主等（株主、取締役又は清算人（監査役設置会社にあっては株主、取締役、監査役又は清算人、委員会設置会社にあっては株主、取締役、執行役又は清算人）をいう。以下この節において同じ。）又は設立する持分会社の社員等（社員又は清算人をいう。以下この項において同じ。）」とあるのは、「会員、理事長及び理事、監事又は清算人」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
en-us	Article 88-22 The provisions of Article 828, paragraph (1) of the Companies Act (limited to the part that involves item (i)) and of Article 828, paragraph (2) (limited to the part that involves item (i)); Article 834 (limited to the part that involves item (i)); Article 835, paragraph (1); Article 836, paragraphs (1) and (3); Articles 837 to 839 inclusive; and Article 846 of that Act apply mutatis mutandis to an action to invalidate the incorporation of a Financial Instruments Incorporated Association. In this case, in Article 828, paragraph (2), item (i) of that Act, the phrase "a Shareholder, etc. (meaning a shareholder, director or liquidator (or, for a Company with Company Auditors, it means a shareholder, director, company auditor or liquidator; and for a Company with Committees, it means a shareholder, director, executive officer, or liquidator); hereinafter the same applies in this Section) of the incorporated Stock Company or a Partner, etc. (meaning a partner or liquidator; hereinafter the same applies in this paragraph) of the incorporated membership Company" is deemed to be replaced with "the members, the president and board members, the auditors, or the liquidators", and any other necessary technical replacement of terms is specified by Cabinet Order.

ja-jp	第二目　登記
en-us	Division 2 Registration

ja-jp	第八十九条　金融商品会員制法人は、主たる事務所の所在地において、設立の登記をすることにより成立する。
en-us	Article 89 (1) A Financial Instruments Incorporated Association is established by a registration of incorporation being recorded in connection with the location of its principal office.

ja-jp	２　前項の場合を除くほか、この法律の規定により登記すべき事項は、登記をした後でなければ、これをもつて第三者に対抗することができない。
en-us	(2) Except in a case prescribed in the preceding paragraph, the particulars that are required to be registered pursuant to the provisions of this Act may not be asserted against a third party until after their registration.

ja-jp	第八十九条の二　金融商品会員制法人の設立の登記は、その主たる事務所の所在地において、創立総会の終了の日から二週間以内に、しなければならない。
en-us	Article 89-2 (1) A registration of incorporation must be recorded for a Financial Instruments Incorporated Association in connection with the location of its principal office and within two weeks from the final day of its organizational meetings.

ja-jp	２　前項の登記には、次に掲げる事項を記載しなければならない。
en-us	(2) The following particulars must be stated in the registration referred to in the preceding paragraph:

ja-jp	一　目的
en-us	(i) purposes;

ja-jp	二　名称
en-us	(ii) name;

ja-jp	三　事務所の所在場所
en-us	(iii) office address;

ja-jp	四　存立の時期又は解散の事由を定めたときは、その時期又は事由
en-us	(iv) duration of operation and grounds for dissolution, if specified;

ja-jp	五　基本金及び払い込んだ出資金額
en-us	(v) funds and amount of contributions paid in;

ja-jp	六　出資一口の金額及びその払込方法
en-us	(vi) unit amount of contributions and method of payment;

ja-jp	七　代表権を有する者の氏名、住所及び資格
en-us	(vii) name, address, and qualifications of the person with the authority of representation;

ja-jp	八　代表権の範囲又は制限に関する定めがあるときは、その定め
en-us	(viii) provisions on the scope and limitation of the authority of representation, if any; and

ja-jp	九　公告方法
en-us	(ix) means of public notice.

ja-jp	（従たる事務所の所在地における登記）
en-us	(Registration in Connection with a Secondary Office Location)

ja-jp	第八十九条の三　次の各号に掲げる場合（当該各号に規定する従たる事務所が主たる事務所の所在地を管轄する登記所の管轄区域内にある場合を除く。）には、当該各号に定める期間内に、当該従たる事務所の所在地において、従たる事務所の所在地における登記をしなければならない。
en-us	Article 89-3 (1) In a case set forth in one of the following items (unless the secondary office set forth in the relevant item is located within the jurisdictional district of the registry office that has jurisdiction over the principal office location), a registration connected with the location of the secondary office location must be recorded in connection with the location of that secondary office within the period prescribed in said item:

ja-jp	一　金融商品会員制法人の設立に際して従たる事務所を設けた場合　主たる事務所の設立の登記をした日から二週間以内
en-us	(i) if the secondary office is established upon the incorporation of the Financial Instruments Incorporated Association: within two weeks from the day on which the registration of incorporation was made for the principal office; and

ja-jp	二　金融商品会員制法人の成立後に従たる事務所を設けた場合　従たる事務所を設けた日から三週間以内
en-us	(ii) if the secondary office is established after the incorporation of the Financial Instruments Incorporated Association: within three weeks from the day on which the secondary office is established.

ja-jp	２　従たる事務所の所在地における登記については、次に掲げる事項を登記しなければならない。ただし、従たる事務所の所在地を管轄する登記所の管轄区域内に新たに従たる事務所を設けたときは、第三号に掲げる事項を登記すれば足りる。
en-us	(2) The following particulars must be recorded for a registration connected with a secondary office location; provided, however, that if a secondary office is being newly established within the jurisdictional district of a registry office that has jurisdiction over an existing secondary office location, it is sufficient for the particulars specified in item (iii) to be registered:

ja-jp	一　名称
en-us	(i) name;

ja-jp	二　主たる事務所の所在場所
en-us	(ii) address of the principal office; and

ja-jp	三　従たる事務所（その所在地を管轄する登記所の管轄区域内にあるものに限る。）の所在場所
en-us	(iii) addresses of secondary offices (limited to secondary offices located in the jurisdictional district of the registry office that has jurisdiction over the secondary office location in question).

ja-jp	３　前項各号に掲げる事項に変更が生じたときは、三週間以内に、当該従たる事務所の所在地において、変更の登記をしなければならない。
en-us	(3) If there is a change in a particular set forth in one of the items of the preceding paragraph, the Financial Instruments Incorporated Association must make a change to the registration in connection with the secondary office location within three weeks.

ja-jp	（事務所の移転の登記）
en-us	(Registration of the Relocation of an Office)

ja-jp	第八十九条の四　金融商品会員制法人がその主たる事務所を他の登記所の管轄区域内に移転したときは、二週間以内に、旧所在地においては移転の登記をし、新所在地においては第八十九条の二第二項各号に掲げる事項を登記しなければならない。
en-us	Article 89-4 (1) If a Financial Instruments Incorporated Association relocates its principal office to the jurisdictional district of any other registry office, it must register the relocation in connection with its former location, and register the particulars set forth in the items of Article 89-2, paragraph (2) in connection with its new location, within two weeks.

ja-jp	２　金融商品会員制法人がその従たる事務所を他の登記所の管轄区域内に移転したときは、旧所在地（主たる事務所の所在地を管轄する登記所の管轄区域内にある場合を除く。）においては三週間以内に移転の登記をし、新所在地（主たる事務所の所在地を管轄する登記所の管轄区域内にある場合を除く。以下この条において同じ。）においては四週間以内に前条第二項各号に掲げる事項を登記しなければならない。ただし、従たる事務所の所在地を管轄する登記所の管轄区域内に新たに従たる事務所を移転したときは、新所在地においては、同項第三号に掲げる事項を登記すれば足りる。
en-us	(2) If a Financial Instruments Incorporated Association relocates a secondary office to the jurisdictional district of any other registry office, it must register the relocation in connection with its former location (unless this is within the jurisdictional district of the registry office with jurisdiction over the principal office location) within three weeks, and must register the particulars set forth in the items of paragraph (2) of the preceding Article in connection with its new location (unless this is within the jurisdictional district of the registry office with jurisdiction over the principal office location; hereinafter the same applies in this Article) within four weeks; provided, however, that if the Financial Instruments Incorporated Association newly relocates a secondary office into the jurisdiction of a registry office that has jurisdiction over an existing secondary office location, it is sufficient that it register the particulars specified in item (iii) of that paragraph, in connection with its new location.

ja-jp	（変更の登記）
en-us	(Registration of a Change)

ja-jp	第八十九条の五　金融商品会員制法人において第八十九条の二第二項各号に掲げる事項に変更が生じたときは、二週間以内に、その主たる事務所の所在地において、変更の登記をしなければならない。
en-us	Article 89-5 (1) If there is a change in the particulars set forth in one of the items of Article 89-2, paragraph (2), a Financial Instruments Incorporated Association must register the change in connection with its principal office location within two weeks.

ja-jp	２　第八十九条の二第二項各号に掲げる事項の変更の登記の申請書には、当該事項の変更を証する書面を添付しなければならない。
en-us	(2) A document certifying a change in a particular set forth in the items of Article 89-2, paragraph (2) must accompany a written application to register a change in that particular.

ja-jp	（職務執行停止の仮処分等の登記）
en-us	(Registration of a Provisional Disposition Suspending Persons from Discharging Their Duties)

ja-jp	第八十九条の六　金融商品会員制法人は、理事長若しくは金融商品会員制法人を代表する理事の職務の執行を停止し、若しくはその職務を代行する者を選任する仮処分命令又はその仮処分命令を変更し、若しくは取り消す決定があつたときは、主たる事務所において、その登記をしなければならない。
en-us	Article 89-6 If an order for a provisional disposition is issued suspending the president of a Financial Instruments Incorporated Association or a board member that represents it from discharging their duties or appointing a person to act in their stead in the performance of those duties, or if a decision is reached that changes or rescinds such an order of provisional disposition, the Financial Instruments Incorporated Association must register this in the in connection with the principal office location.

ja-jp	（登記の管轄）
en-us	(Jurisdiction for Registrations)

ja-jp	第八十九条の七　金融商品会員制法人の登記については、その事務所の所在地を管轄する法務局若しくは地方法務局若しくはこれらの支局又はこれらの出張所（以下単に「登記所」という。）がつかさどる。
en-us	Article 89-7 (1) The legal affairs bureau or district legal affairs bureau or the branch office or sub-branch office of that bureau (hereinafter simply referred to as the "Registry Office") that has jurisdiction over the office location of a Financial Instruments Incorporated Association is the competent Registry Office for the registration of the Financial Instruments Incorporated Association.

ja-jp	２　登記所に、金融商品会員制法人登記簿を備える。
en-us	(2) A Financial Instruments Incorporated Associations register is kept at the Registry Office.

ja-jp	（設立の登記の申請）
en-us	(Application for a Registration of Incorporation)

ja-jp	第八十九条の八　金融商品会員制法人の設立の登記は、金融商品会員制法人を代表すべき者の申請によつてする。
en-us	Article 89-8 (1) A registration of incorporation is made for a Financial Instruments Incorporated Association at the application of the person that is to represent the Financial Instruments Incorporated Association.

ja-jp	２　金融商品会員制法人の設立の登記の申請書には、定款並びに出資の払込みがあつたこと及び代表権を有する者の資格を証する書面を添付しなければならない。
en-us	(2) The articles of incorporation and documents evidencing the payment of the contribution and qualifications of the person with the authority of representation must accompany the Financial Instruments Incorporated Association's written application for a registration of incorporation.

ja-jp	（商業登記法の準用）
en-us	(Mutatis Mutandis Application of the Commercial Registration Act)

ja-jp	第九十条　商業登記法（昭和三十八年法律第百二十五号）第二条から第五条まで、第七条から第十五条まで、第十七条から第二十三条の二まで、第二十四条（第十五号及び第十六号を除く。）、第二十五条から第二十七条まで、第四十七条第一項、第四十八条から第五十三条まで及び第百三十二条から第百四十八条までの規定は、金融商品会員制法人に関する登記について準用する。この場合において、同法第十七条第二項第一号中「商号及び本店」とあるのは「名称及び主たる事務所」と、同法第四十八条、第四十九条第一項、第五十条第二項及び第四項並びに第百三十八条第一項及び第二項中「支店」とあるのは「従たる事務所」と、同法第十七条第三項及び第二十条第三項中「会社の支店」とあるのは「金融商品会員制法人の従たる事務所」と、同法第二十五条第三項、第四十八条第一項、第四十九条第一項及び第三項、第五十条第一項から第三項まで、第五十一条第一項、第五十三条並びに第百三十八条第一項中「本店」とあるのは「主たる事務所」と、同法第四十八条第二項中「会社法第九百三十条第二項各号」とあるのは「金融商品取引法第八十九条の二第二項各号」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
en-us	Article 90 The provisions of Articles 2 to 5 inclusive of the Commercial Registration Act (Act No. 125 of 1963) and Articles 7 to 15 inclusive; Articles 17 to 23-2 inclusive; Article 24 (excluding items (xv) and (xvi)); Articles 25 to 27 inclusive; Article 47, paragraph (1); Articles 48 to 53 inclusive; and Articles 132 to 148 inclusive of that Act apply mutatis mutandis to a registration involving a Financial Instruments Incorporated Association. In this case, in Article 17, paragraph (2), item (i) of that Act, the phrase "trade name and the head office" is deemed to be replaced with "name and the principal office"; in Article 48, Article 49, paragraph (1), Article 50, paragraphs (2) and (4), and Article 138, paragraphs (1) and (2) of that Act, the term "branch office" is deemed to be replaced with "secondary office"; in Article 17, paragraph (3) and Article 20, paragraph (3) of that Act, the phrase "the branch office of the company" is deemed to be replaced with "the secondary office of the Financial Instruments Incorporated Association"; in Article 25, paragraph (3), Article 48, paragraph (1), Article 49, paragraphs (1) and (3), Article 50, paragraphs (1) to (3) inclusive, Article 51, paragraph (1), Article 53, and Article 138, paragraph (1) of that Act, the term "head office" is deemed to be replaced with "principal office"; in Article 48, paragraph (2) of that Act, the phrase "the respective item of Article 930, paragraph (2) of the Companies Act" is deemed to be replaced with "the relevant item of Article 89-2, paragraph (2) of the Financial Instruments and Exchange Act"; and any other necessary technical replacement of terms is specified by Cabinet Order.

ja-jp	第三目　会員
en-us	Division 3 Members

ja-jp	（会員の資格）
en-us	(Eligibility for Membership)

ja-jp	第九十一条　金融商品会員制法人の会員は、金融商品取引業者等に限る。
en-us	Article 91 Membership in a Financial Instruments Incorporated Association is limited to Financial Services Providers, etc.

ja-jp	（出資及び責任）
en-us	(Contribution and Liability)

ja-jp	第九十二条　会員は、定款の定めるところにより、出資をしなければならない。
en-us	Article 92 (1) A member must make a contribution pursuant to the provisions of the articles of incorporation.

ja-jp	２　会員の金融商品会員制法人に対する責任は、定款に定める経費及び当該会員が当該金融商品会員制法人に与えた損害の負担のほか、その出資額を限度とする。
en-us	(2) In addition to a member's liability to a Financial Instruments Incorporated Association being limited to the expenses prescribed in its articles of incorporation and the burden of any damage that member has caused the Financial Instruments Incorporated Association, a member's liability to a Financial Instruments Incorporated Association is limited to the amount of its contribution.

ja-jp	（持分の譲渡）
en-us	(Transfer of Equity)

ja-jp	第九十三条　会員の持分は、定款の定めるところにより、金融商品会員制法人の承認を受け、当該会員が脱退しようとするときに限り、譲り渡すことができる。
en-us	Article 93 A member may transfer its equity only if, pursuant to the provisions of the articles of incorporation, that member seeks to withdraw its membership with the approval of the Financial Instruments Incorporated Association.

ja-jp	第九十四条　会員は、定款の定めるところにより、金融商品会員制法人の承認を受けて脱退することができる。
en-us	Article 94 A member may withdraw its membership with the approval of the Financial Instruments Incorporated Association, pursuant to the provisions of the articles of incorporation.

ja-jp	第九十五条　前条の場合のほか、会員は、次に掲げる事由によつて脱退する。
en-us	Article 95 In addition to withdrawal in the case referred to in the preceding Article, the membership of a member is withdrawn for the following reasons:

ja-jp	一　金融商品取引業者等に該当しないこととなること。
en-us	(i) the member comes to no longer fall under the category of a Financial Services Provider, etc.;

ja-jp	二　解散
en-us	(ii) dissolution; or

ja-jp	三　除名
en-us	(iii) expulsion.

ja-jp	（持分の払戻し）
en-us	(Refund of Equity)

ja-jp	第九十六条　会員が脱退したときは、金融商品会員制法人は、定款の定めるところにより、その持分を払い戻さなければならない。
en-us	Article 96 If a member withdraws its membership, the Financial Instruments Incorporated Association must refund the member's equity, pursuant to the provisions of the articles of corporation.

ja-jp	第四目　管理
en-us	Division 4 Administration

ja-jp	（業務の制限）
en-us	(Restriction on Business)

ja-jp	第九十七条　金融商品会員制法人は、営利の目的をもつて業務を行つてはならない
en-us	Article 97 A Financial Instruments Incorporated Association must not conduct business for a profit.

ja-jp	（役員の選任等）
en-us	(Appointment of Officers)

ja-jp	第九十八条　金融商品会員制法人に、役員として、理事長一人、理事二人以上及び監事二人以上を置く。
en-us	Article 98 (1) A Financial Instruments Incorporated Association has one president, two or more board members, and two or more inspectors as its officers.

ja-jp	２　理事及び監事は、次項の規定により選任される理事を除き、定款の定めるところにより、会員が選挙し、理事長は、定款の定めるところにより、理事（同項の規定により選任される理事を除く。）が選挙する。
en-us	(2) The members elect the board members and inspectors, with the exception of the board members appointed pursuant to the following paragraph, pursuant to the provisions of the articles of incorporation, and the board members (other than board members appointed pursuant to that paragraph) elect the president pursuant to the provisions of the articles of incorporation.

ja-jp	３　理事長は、定款に特別の定めがある場合には、理事の過半数の同意を得て、定款で定める数の理事を選任する。
en-us	(3) If there are special provisions in the articles of incorporation, the president appoints the number of board members specified by the articles of incorporation, with the consent of a majority of the board members.

ja-jp	４　第二十九条の四第一項第二号イからトまで又は会社法第三百三十一条第一項第三号のいずれかに該当する者は、役員となることができない。
en-us	(4) A person that falls under one of the categories of persons prescribed in Article 29-4, paragraph (1), item (ii), sub-items (a) to (g) inclusive of this Act or Article 331, paragraph (1), item (iii) of the Companies Act may not become an officer.

ja-jp	５　役員が前項に規定する者に該当することとなつたときは、その職を失う。
en-us	(5) An officer loses the position of officer upon coming to fall under the category of a person provided for in the preceding paragraph.

ja-jp	（役員の職務）
en-us	(Duties of the Officers)

ja-jp	第九十九条　理事長は、金融商品会員制法人を代表し、その事務を総理する。
en-us	Article 99 (1) A president represents a Financial Instruments Incorporated Association and presides over its affairs.

ja-jp	２　理事は、定款の定めるところにより、金融商品会員制法人を代表し、理事長を補佐して金融商品会員制法人の事務を掌理し、理事長に事故があるときはその職務を代理し、理事長に欠員があるときはその職務を行う。
en-us	(2) A board member, pursuant to the provisions of the articles of incorporation, represents a Financial Instruments Incorporated Association, assists the president in administering the affairs of the Financial Instruments Incorporated Association, acts as a proxy in handling the duties of the president if the president is unable to attend to them, and performs the duties of the president if the position is vacant.

ja-jp	３　監事は、金融商品会員制法人の事務を監査する。
en-us	(3) An inspector examines the affairs of a Financial Instruments Incorporated Association.

ja-jp	第五目　解散
en-us	Division 5 Dissolution

ja-jp	第百条　金融商品会員制法人は、次に掲げる事由によつて解散する。
en-us	Article 100 (1) A Financial Instruments Incorporated Association is dissolved for the following reasons:

ja-jp	一　定款で定めた解散の事由の発生
en-us	(i) the occurrence of a cause for dissolution provided for in the articles of incorporation;

ja-jp	二　総会の決議
en-us	(ii) a general meeting resolution;

ja-jp	三　合併（合併により当該金融商品会員制法人が消滅した場合に限る。）
en-us	(iii) a merger (but only if the Financial Instruments Incorporated Association disappears as the result of the merger);

ja-jp	四　会員の数が五以下となつたこと。
en-us	(iv) the number of members falls to five or below;

ja-jp	五　破産手続開始の決定
en-us	(v) an order to commence bankruptcy proceedings;

ja-jp	六　成立の日から六月以内に第八十一条第一項の規定による免許の申請を行わなかつたこと。
en-us	(vi) failure to file a license application under the provisions of Article 81, paragraph (1) within six months from the day of establishment;

ja-jp	七　内閣総理大臣が第八十条第一項の免許を与えないこととしたこと。
en-us	(vii) the decision of the Prime Minister not to grant the license referred to in Article 80, paragraph (1); or

ja-jp	八　第八十条第一項の免許の取消し又は失効
en-us	(viii) the rescission or expiration of the license referred to in Article 80, paragraph (1).

ja-jp	２　金融商品会員制法人は、総会員の四分の三以上の賛成がなければ、解散の決議をすることができない。ただし、定款に別段の定めがあるときは、この限りでない。
en-us	(2) A Financial Instruments Incorporated Association may not adopt a resolution to dissolve without the affirmative votes of three-fourths or more of all members; provided, however, that this does not apply if it is otherwise provided for in the articles of incorporation.

ja-jp	（残余財産の分配）
en-us	(Distribution of Residual Assets)

ja-jp	第百条の二　金融商品会員制法人が解散した場合における残余財産は、定款又は総会の決議により別に定める場合のほか、会員に平等に分配しなければならない。
en-us	Article 100-2 The residual assets in the case of the dissolution of a Financial Instruments Incorporated Association must be distributed equally among its members, unless otherwise stipulated by the articles of incorporation or general meeting resolution.

ja-jp	（解散登記の期間）
en-us	(Period for the Registration of a Dissolution)

ja-jp	第百条の三　第百条第一項（第三号及び第五号を除く。）の規定により金融商品会員制法人が解散したときは、二週間以内に、その主たる事務所の所在地において、解散の登記をしなければならない。
en-us	Article 100-3 If a Financial Instruments Incorporated Association is dissolved pursuant to the provisions of Article 100, paragraph (1) (excluding items (iii) and (v)), the dissolution must be registered in connection with its principal office location within two weeks.

ja-jp	（清算結了の登記）
en-us	(Registration of the Completion of Liquidation)

ja-jp	第百条の四　金融商品会員制法人の清算が結了したときは、第百条の十七第一項において準用する会社法第五百七条第三項の承認があつた後、主たる事務所の所在地においては二週間以内に、従たる事務所の所在地においては三週間以内に、清算結了の登記をしなければならない。
en-us	Article 100-4 Once the liquidation of a Financial Instruments Incorporated Association is complete, the completion of liquidation must be registered in connection with the principal office location within two weeks, and in connection with secondary office locations within three weeks, from the time at which the approval under Article 507, paragraph (3) of the Companies Act as applied mutatis mutandis pursuant to Article 100-17, paragraph (1) is obtained.

ja-jp	（解散登記の申請書の添付書類）
en-us	(Accompanying Documents for a Written Application for the Registration of a Dissolution)

ja-jp	第百条の五　金融商品会員制法人の解散の登記の申請書には、解散の事由を証する書面及び理事長又は金融商品会員制法人を代表する理事が清算人でない場合においては、金融商品会員制法人を代表する清算人であることを証する書面を添付しなければならない。
en-us	Article 100-5 (1) A document evidencing the reason for dissolution must accompany an application to register the dissolution of a Mutually Owned Financial Instruments Corporation, and if the president or the board member representing the Financial Instruments Incorporated Association is not the liquidator, a document evidencing that the liquidator is the one representing the Financial Instruments Incorporated Association must accompany that application, as well.

ja-jp	２　金融商品会員制法人が第八十条第一項の免許の取消しの処分により解散する場合における解散の登記は、内閣総理大臣の嘱託によつてする。
en-us	(2) If a Financial Instruments Incorporated Association is dissolved due to a disposition rescinding the license referred to in Article 80, paragraph (1), the registration of the dissolution is made at the request of the Prime Minister.

ja-jp	（清算結了登記の申請書の添付書類）
en-us	(Accompanying Documents for a Written Application for the Registration of the Completion of Liquidation)

ja-jp	第百条の六　第百条の四の規定による登記の申請書には、清算人が第百条の十七第一項において準用する会社法第五百七条第三項の承認を得たことを証する書面を添付しなければならない。
en-us	Article 100-6 A document evidencing that the liquidator has obtained the approval referred to in Article 507, paragraph (3) of the Companies Act as applied mutatis mutandis pursuant to Article 100-17, paragraph (1) must accompany the written application for the registration under the provisions of Article 100-4.

ja-jp	（破産手続の開始）
en-us	(Commencement of Bankruptcy Proceedings)

ja-jp	第百条の七　金融商品会員制法人がその債務につきその財産をもつて完済することができなくなつた場合には、裁判所は、理事長及び理事若しくは債権者の申立てにより又は職権で、破産手続開始の決定をする。
en-us	Article 100-7 (1) If a Financial Instruments Incorporated Association is unable to pay its debts in full out of its assets, the court, at the petition of the president and the board members or of the creditors, or by its own authority, issues an order to commence bankruptcy proceedings.

ja-jp	２　前項に規定する場合には、理事長及び理事は、直ちに破産手続開始の申立てをしなければならない。
en-us	(2) In a case provided for in the preceding paragraph, the president and the board members must immediately file a petition to commence bankruptcy proceedings.

ja-jp	（清算中の金融商品会員制法人）
en-us	(Financial Instruments Incorporated Associations in Liquidation)

ja-jp	第百条の八　解散した金融商品会員制法人は、清算の目的の範囲内において、その清算の結了に至るまでは、なお存続するものとみなす。
en-us	Article 100-8 A dissolved Financial Instruments Incorporated Association is deemed to still exist inasmuch as the task of liquidation is concerned, until the completion of liquidation.

ja-jp	（裁判所による清算人の選任）
en-us	(Appointment of a Liquidator by the Court)

ja-jp	第百条の九　第百条の十七第一項において準用する会社法第六百四十七条第一項の規定により清算人となる者がないとき、又は清算人が欠けたため損害を生ずるおそれがあるときは、裁判所は、利害関係人若しくは検察官の請求により又は職権で、清算人を選任することができる。
en-us	Article 100-9 If there is no person that becomes the liquidator pursuant to the provisions of Article 647, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 100-17, paragraph (1), or if any damage is likely to occur due to the position of liquidator being vacant, the court may appoint a liquidator at the request of any interested person or the public prosecutor, or by its own authority.

ja-jp	（清算人の解任）
en-us	(Dismissal of Liquidators)

ja-jp	第百条の十　重要な事由があるときは、裁判所は、利害関係人若しくは検察官の請求により又は職権で、清算人を解任することができる。
en-us	Article 100-10 At the request of an interested person or the public prosecutor or by its own authority, the court may dismiss the liquidator if there are material grounds for it to do so.

ja-jp	（清算人の職務及び権限）
en-us	(Duties and Authority of a Liquidator)

ja-jp	第百条の十一　清算人の職務は、次のとおりとする。
en-us	Article 100-11 (1) The duties of a liquidator are as follows:

ja-jp	一　現務の結了
en-us	(i) conclusion of current business;

ja-jp	二　債権の取立て及び債務の弁済
en-us	(ii) collection of debts and performance of obligations; and

ja-jp	三　残余財産の引渡し
en-us	(iii) delivery of residual assets.

ja-jp	２　清算人は、前項各号に掲げる職務を行うために必要な一切の行為をすることができる。
en-us	(2) A liquidator may undertake any and all acts that are necessary for performing the duties prescribed in the items of the preceding paragraph.

ja-jp	（債権の申出の催告等）
en-us	(Demanding the Filing of Claims)

ja-jp	第百条の十二　清算人は、その就職の日から二月以内に、少なくとも三回の公告をもつて、債権者に対し、一定の期間内にその債権の申出をすべき旨の催告をしなければならない。この場合において、その期間は、二月を下ることができない。
en-us	Article 100-12 (1) Within two months from the day on which a liquidator begins to act as liquidator, the liquidator must issue a demand for the creditors to file their claims within a specified period, issuing public notice of this on at least three occasions. In this, the period may not be less than two months.

ja-jp	２　前項の公告には、債権者がその期間内に申出をしないときは、その債権は、清算から除斥されるべき旨を付記しなければならない。ただし、清算人は、知れている債権者を除斥することができない。
en-us	(2) The public notice referred to in the preceding paragraph must include a supplementary note indicating that if a creditor does not submit a claim within the relevant period, its claim will be excluded from the liquidation process; provided, however, that the liquidator may not exclude any known creditor.

ja-jp	３　清算人は、知れている債権者には、各別にその申出の催告をしなければならない。
en-us	(3) The liquidator must issue an individual demand to each known creditor requiring that creditor to file its claim.

ja-jp	４　第一項の規定による公告は、官報に掲載してする。
en-us	(4) The public notice under paragraph (1) is made through publication in the Official Gazette.

ja-jp	（期間経過後の債権の申出）
en-us	(Filing of a Claim After a Lapse of Period)

ja-jp	第百条の十三　前条第一項の期間の経過後に申出をした債権者は、金融商品会員制法人の債務が完済された後まだ権利の帰属すべき者に引き渡されていない財産に対してのみ、請求をすることができる。
en-us	Article 100-13 A creditor that submits its claim after the lapse of the period referred to in paragraph (1) of the preceding Article may only make a claim against assets which, after all debts of the Financial Instruments Incorporated Association have been fully paid, have not yet been delivered to the person with vested rights.

ja-jp	（清算中の金融商品会員制法人についての破産手続の開始）
en-us	(Commencement of Bankruptcy Proceedings for a Financial Instruments Incorporated Associations in Liquidation)

ja-jp	第百条の十四　清算中に金融商品会員制法人の財産がその債務を完済するのに足りないことが明らかになつたときは、清算人は、直ちに破産手続開始の申立てをし、その旨を公告しなければならない。
en-us	Article 100-14 (1) If it becomes apparent during the liquidation process that the assets of a Financial Instruments Incorporated Association are not sufficient to fully pay its debts, the liquidator must immediately file a petition to commence bankruptcy proceedings, and make public notice indicating this.

ja-jp	２　清算人は、清算中の金融商品会員制法人が破産手続開始の決定を受けた場合において、破産管財人にその事務を引き継いだときは、その任務を終了したものとする。
en-us	(2) If a Financial Instruments Incorporated Association in liquidation becomes subject to an order to commence bankruptcy proceedings, once the administration of the relevant procedures is transferred to the bankruptcy trustee the liquidator's duties are complete.

ja-jp	３　前項に規定する場合において、清算中の金融商品会員制法人が既に債権者に支払い、又は権利の帰属すべき者に引き渡したものがあるときは、破産管財人は、これを取り戻すことができる。
en-us	(3) In the case provided for in the preceding paragraph, if a Financial Instruments Incorporated Association in liquidation has already paid money to a creditor or delivered an asset to the person with vested rights, the bankruptcy trustee may retrieve such money or asset.

ja-jp	４　第一項の規定による公告は、官報に掲載してする。
en-us	(4) The public notice under the provisions of paragraph (1) is made through publication in the Official Gazette.

ja-jp	（裁判所による監督）
en-us	(Supervision by the Court)

ja-jp	第百条の十五　金融商品会員制法人の解散及び清算は、裁判所の監督に属する。
en-us	Article 100-15 (1) The dissolution and liquidation of a Financial Instruments Incorporated Association is subject to the supervision of the court.

ja-jp	２　裁判所は、職権で、いつでも前項の監督に必要な検査をすることができる。
en-us	(2) The court, by its own authority, may conduct any examination that is necessary for the supervision referred to in the preceding paragraph, at any time.

ja-jp	（清算結了の届出）
en-us	(Notification of the Completion of Liquidation)

ja-jp	第百条の十六　清算が結了したときは、清算人は、その旨を内閣総理大臣に届け出なければならない。
en-us	Article 100-16 When the liquidation process has been completed, the liquidator must notify the Prime Minister of this.

ja-jp	（会社法の準用）
en-us	(Mutatis Mutandis Application of the Companies Act)

ja-jp	第百条の十七　会社法第四百九十二条第一項及び第三項、第五百七条（第二項を除く。）、第六百四十四条（第三号を除く。）、第六百四十七条第一項及び第四項、第六百五十条第二項、第六百五十五条第一項から第五項まで並びに第六百六十二条から第六百六十四条までの規定は、金融商品会員制法人の解散及び清算について準用する。この場合において、同法第四百九十二条第一項中「清算人（清算人会設置会社にあっては、第四百八十九条第七項各号に掲げる清算人）」とあるのは「清算人」と、同項及び同法第五百七条第一項中「法務省令」とあるのは「内閣府令」と、同法第四百九十二条第三項及び第五百七条第三項中「株主総会」とあるのは「総会」と、同法第六百四十四条第一号中「第六百四十一条第五号」とあるのは「金融商品取引法第百条第一項第三号」と、同法第六百四十七条第一項第一号中「業務を執行する社員」とあるのは「理事長及び理事」と、同項第三号中「社員（業務を執行する社員を定款で定めた場合にあっては、その社員）の過半数の同意によって定める」とあるのは「総会の決議によって選任された」と、同法第六百五十五条第三項中「互選」とあるのは「互選又は総会の決議」と、同条第四項中「業務を執行する社員」とあるのは「理事長又は理事」と、「社員を」とあるのは「理事長又は理事を定款において」と、「代表する社員が」とあるのは「代表する理事長及び理事（定款でその代表権を制限されている者を除く。）が」と読み替えるものとするほか、必要な技術的読替えは、政令で定める
en-us	Article 100-17 (1) The provisions of Article 492, paragraphs (1) and (3) of the Companies Act and Article 507 (excluding paragraph (2)); Article 644 (excluding item (iii)); Article 647, paragraphs (1) and (4); Article 650, paragraph (2); Article 655, paragraphs (1) to (5) inclusive; and Articles 662 to 664 inclusive of that Act apply mutatis mutandis to the dissolution and liquidation of a Financial Instruments Incorporated Association. In this case, in Article 492, paragraph (1) of that Act, the phrase "Liquidators (or, for Companies with Board of liquidators, liquidators set forth in each item of paragraph (7) of Article 489)" is deemed to be replaced with "A liquidator"; in that paragraph and Article 507, paragraph (1) of that Act, the term "Ordinance of the Ministry of Justice" is deemed to be replaced with "Cabinet Office Ordinance"; in Article 492, paragraph (3) and Article 507, paragraph (3) of that Act, the term "shareholders meeting" is deemed to be replaced with "general meeting"; in Article 644, item (i) of that Act, the phrase "item (v) of Article 641" is deemed to be replaced with "Article 100, paragraph (1), item (iii) of the Financial Instruments and Exchange Act"; in Article 647, paragraph (1), item (i) of that Act, the phrase "A partner that executes the operations" is deemed to be replaced with "A president and a board member"; in item (iii) of that paragraph, the phrase "prescribed by the consent of a majority of partners (or, if partners that execute the operations are provided for in the articles of incorporation, those partners)" is deemed to be replaced with "appointed by general meeting resolution"; in Article 655, paragraph (3) of that Act, the phrase "from among themselves" is deemed to be replaced with "from among themselves or based on a general meeting resolution"; in paragraph (4) of that Article, the phrase "partners that execute the operations" is deemed to be replaced with "president or board members", the phrase "if the partners that represent the Membership Company are already prescribed" is deemed to be replaced with "if the president or the board members that represent the Mutually Owned Company are already prescribed in the articles of incorporation", and the phrase "such partners that represent" is deemed to be replaced with "such president or board member (excluding president or board member whose authority of representation is limited by the articles of incorporation) that represent"; and any other necessary technical replacement of terms is specified by Cabinet Order.

ja-jp	２　会社法第八百六十八条第一項、第八百七十一条、第八百七十四条（第一号に係る部分に限る。）、第八百七十五条及び第八百七十六条の規定は、金融商品会員制法人の清算について準用する。この場合において、必要な技術的読替えは、政令で定める。
en-us	(2) The provisions of Article 868, paragraph (1) of the Companies Act; Article 871; Article 874 (limited to the part that involves item (i)); Article 875; and Article 876 of that Act apply mutatis mutandis to the liquidation of a Financial Instruments Incorporated Association. The necessary technical replacement of terms for such a case is specified by Cabinet Order.

ja-jp	（清算人に関する事件の管轄）
en-us	(Jurisdiction Over a Case Involving a Liquidator)

ja-jp	第百条の十八　金融商品会員制法人の清算人に関する事件は、金融商品会員制法人の主たる事務所の所在地の地方裁判所の管轄とする。
en-us	Article 100-18 The district court for the principal office location of a Financial Instruments Incorporated Association has jurisdiction over a case that involves the liquidator of that Financial Instruments Incorporated Association.

ja-jp	（清算人の選任の裁判に対する不服申立て）
en-us	(Appeal on Judicial Decision for Appointment of Liquidators)

ja-jp	第百条の十九　金融商品会員制法人の清算人の選任の裁判に対しては、不服を申し立てることができない。
en-us	Article 100-19 A judicial decision appointing the liquidator of a Financial Instruments Incorporated Association may not be appealed.

ja-jp	（清算人の報酬）
en-us	(Remuneration of Liquidators)

ja-jp	第百条の二十　裁判所は、第百条の九の規定により裁判所が金融商品会員制法人の清算人を選任した場合においては、金融商品会員制法人に報酬を支払わせることができる。清算人に対して支払う報酬の額は、当該清算人及び監事の陳述を聴き、裁判所が定める。
en-us	Article 100-20 If the court appoints a liquidator for a Financial Instruments Incorporated Association pursuant to the provisions of Article 100-9, it may order the Financial Instruments Incorporated Association to pay the liquidator remuneration. The amount of remuneration paid to a liquidator is determined by the court, after hearing the statement of that liquidator and of an auditor.

ja-jp	（清算人の解任）
en-us	(Dismissal of the Liquidator)

ja-jp	第百条の二十一　金融商品会員制法人の清算人の解任についての裁判及び前条の規定による裁判に対しては、即時抗告をすることができる。
en-us	Article 100-21 An immediate appeal may be filed against a judicial decision dismissing the liquidator of a Financial Instruments Incorporated Association and against a judicial decision under the provisions of the preceding Article.

ja-jp	（検査役の選任）
en-us	(Appointment of an Examinar)

ja-jp	第百条の二十二　裁判所は、金融商品会員制法人の解散及び清算の監督に必要な検査をさせるため、検査役を選任することができる。
en-us	Article 100-22 (1) The court may appoint an examiner to conduct the examinations that are necessary for supervising the dissolution and liquidation of a Financial Instruments Incorporated Association.

ja-jp	２　前三条の規定は、前項の規定により裁判所が検査役を選任した場合について準用する。
en-us	(2) The provisions of the preceding three Articles apply mutatis mutandis if the court appoints an examiner pursuant to the provisions of the preceding paragraph.

ja-jp	（裁判所による調査の嘱託等）
en-us	(Court Request for Investigation)

ja-jp	第百条の二十三　金融商品会員制法人の解散及び清算を監督する裁判所は、内閣総理大臣に対し、意見を求め、又は調査を嘱託することができる。
en-us	Article 100-23 (1) The court supervising the dissolution and liquidation of a Financial Instruments Incorporated Association may seek the opinion of, or commission an investigation by, the Prime Minister.

ja-jp	２　内閣総理大臣は、前項に規定する裁判所に対し、意見を述べることができる。
en-us	(2) The Prime Minister may state an opinion to the court prescribed in the preceding paragraph.

ja-jp	（清算人の不法行為能力等）
en-us	(Liquidators' Capacity in Respect of Tortious Acts)

ja-jp	第百条の二十四　第八十八条の九及び第八十八条の十二から第八十八条の十五までの規定は、清算人がその職務を行う場合について準用する。
en-us	Article 100-24 The provisions of Article 88-9 and Articles 88-12 to 88-15 inclusive apply mutatis mutandis when a liquidator performs liquidation duties.

ja-jp	（商業登記法の準用）
en-us	(Mutatis Mutandis Application of the Commercial Registration Act)

ja-jp	第百条の二十五　商業登記法第七十一条第一項の規定は、この法律による金融商品会員制法人の解散の登記について準用する。
en-us	Article 100-25 The provisions of Article 71, paragraph (1) of the Commercial Registration Act apply mutatis mutandis to registration of the dissolution of a Financial Instruments Incorporated Association under this Act.

ja-jp	第六目　組織変更
en-us	Division 6 Organizational Conversion

ja-jp	（会員金融商品取引所から株式会社金融商品取引所への組織変更）
en-us	(Organizational Conversion from an Incorporated Association-Operated Financial Instruments Exchange to a Stock Company-Operated Financial Instruments Exchange)

ja-jp	第百一条　会員金融商品取引所は、その組織を変更して株式会社金融商品取引所になることができる。
en-us	Article 101 An Incorporated Association-Operated Financial Instruments Exchange may become a Stock Company-Operated Financial Instruments Exchange through an organizational conversion.

ja-jp	（組織変更計画）
en-us	(Organizational Conversion Plan)

ja-jp	第百一条の二　会員金融商品取引所は、前条の組織変更（以下この目において「組織変更」という。）をするには、組織変更計画を作成して、総会の決議によつて、その承認を受けなければならない。
en-us	Article 101-2 (1) In order to implement the organizational conversion referred to in the preceding Article (hereinafter referred to as an "Organizational Conversion" in this Division), an Incorporated Association-Operated Financial Instruments Exchange must prepare an Organizational Conversion plan and have it approved by general meeting resolution.

ja-jp	２　会員金融商品取引所は、総会員の四分の三以上の賛成がなければ、組織変更の決議をすることができない。ただし、定款に別段の定めがあるときは、この限りでない。
en-us	(2) An Incorporated Association-OperatedFinancial Instruments Exchange may not adopt a resolution for an Organizational Conversion without the affirmative votes of three-fourths or more of all the members; provided, however, that this does not apply if otherwise provided for in the articles of incorporation.

ja-jp	３　第一項の総会の招集は、その会議開催日の五日前までに、会議の目的である事項のほか、組織変更計画の要領及び組織変更後の株式会社（以下この目において「組織変更後株式会社金融商品取引所」という。）の定款を示してしなければならない。
en-us	(3) To call the general meeting referred to in paragraph (1), an outline of the Organizational Conversion plan and the articles of incorporation of the stock company after the Organizational Conversion (hereinafter referred to as the "Stock Company-Operated Financial Instruments Exchange after Organizational Conversion" in this Division), must be presented by at least five days prior to the day of the meeting, in addition to the purpose of the meeting.

ja-jp	４　会員金融商品取引所が組織変更をする場合には、当該会員金融商品取引所は、組織変更計画において、次に掲げる事項を定めなければならない。
en-us	(4) If an Incorporated Association-Operated Financial Instruments Exchange implements an Organizational Conversion, that Incorporated Association-Operated Financial Instruments Exchange must provide for the following matters in the Organizational Conversion plan:

ja-jp	一　組織変更後株式会社金融商品取引所の目的、商号、本店の所在地及び発行可能株式総数
en-us	(i) the purpose, trade name, location of the head office, and total number of authorized shares in the Stock Company-Operated Financial Instruments Exchange after Organizational Conversion;

ja-jp	二　前号に掲げるもののほか、組織変更後株式会社金融商品取引所の定款で定める事項
en-us	(ii) matters beyond those set forth in the preceding item, which are specified by the articles of incorporation of the Stock Company-Operated Financial Instruments Exchange after Organizational Conversion;

ja-jp	三　組織変更後株式会社金融商品取引所の取締役の氏名及び会計監査人の氏名又は名称
en-us	(iii) the names of directors and name of the accounting auditor of the Stock Company-Operated Financial Instruments Exchange after Organizational Conversion;

ja-jp	四　次のイ及びロに掲げる場合の区分に応じ、それぞれ当該イ及びロに定める事項
en-us	(iv) the particulars specified in the relevant of the following sub-items (a) and (b) for the category of cases set forth in that sub-item:

ja-jp	イ　組織変更後株式会社金融商品取引所が会計参与設置会社である場合　組織変更後株式会社金融商品取引所の会計参与の氏名又は名称
en-us	(a) if the Stock Company-Operated Financial Instruments Exchange after Organizational Conversion will be a company with accounting advisors: the names of the accounting advisors of the Stock Company-Operated Financial Instruments Exchange after Organizational Conversion; or

ja-jp	ロ　組織変更後株式会社金融商品取引所が監査役設置会社である場合　組織変更後株式会社金融商品取引所の監査役の氏名
en-us	(b) if the Stock Company-Operated Financial Instruments Exchange after Organizational Conversion will be a company with company auditors: the names of the company auditors of the Stock Company-Operated Financial Instruments Exchange after Organizational Conversion.

ja-jp	五　組織変更をする会員金融商品取引所の会員が組織変更に際して取得する組織変更後株式会社金融商品取引所の株式の数（組織変更後株式会社金融商品取引所が種類株式発行会社である場合にあつては、株式の種類及び種類ごとの数）又はその数の算定方法
en-us	(v) the number of shares in the Stock Company-Operated Financial Instruments Exchange after Organizational Conversion which the members of the Incorporated Association-Operated Financial Instruments Exchange implementing the Organizational Conversion will acquire upon Organizational Conversion (if the Stock Company-Operated Financial Instruments Exchange after the Organizational Conversion will be a company with class shares, the classes of shares and the number of shares in each class) or the method of calculating it;

ja-jp	六　組織変更をする会員金融商品取引所の会員に対する前号の株式の割当てに関する事項
en-us	(vi) the particulars of the allotment of the shares referred to in the preceding item to members of the Incorporated Association-Operated Financial Instruments Exchange implementing the Organizational Conversion;

ja-jp	七　組織変更後株式会社金融商品取引所が組織変更に際して組織変更をする会員金融商品取引所の会員に対して金銭を交付するときは、その額又はその算定方法
en-us	(vii) if the Stock Company-Operated Financial Instruments Exchange after Organizational Conversion, upon implementation of the Organizational Conversion, will deliver money to the members of then Incorporated Association-Operated Financial Instruments Exchange implementing the Organizational Conversion, the amount of money or the method of calculating it;

ja-jp	八　前号に規定する場合には、組織変更をする会員金融商品取引所の会員に対する同号の金銭の割当てに関する事項
en-us	(viii) in the case prescribed in the preceding item, the particulars of the allotment of the money referred to in that item to the members of the Incorporated Association-Operated Financial Instruments Exchange implementing the Organizational Conversion;

ja-jp	九　組織変更後株式会社金融商品取引所の資本金及び準備金の額に関する事項
en-us	(ix) the particulars of the amount of stated capital and reserve funds of the Stock Company-Operated Financial Instruments Exchange after Organizational Conversion; and

ja-jp	十　組織変更がその効力を生ずる日（以下この目において「効力発生日」という。）その他内閣府令で定める事項
en-us	(x) the day on which the Organizational Conversion will become effective (hereinafter referred to as the "Effective Date" in this Division), and other matters specified by Cabinet Office Ordinance.

ja-jp	（組織変更計画に関する書面等の備置き及び閲覧等）
en-us	(The Keeping and Inspection of Organizational Conversion Plan Documents)

ja-jp	第百一条の三　組織変更をする会員金融商品取引所は、前条第一項の総会の会議開催日の五日前から効力発生日の前日までの間、組織変更計画の内容その他の内閣府令で定める事項を記載し、又は記録した書面又は電磁的記録を主たる事務所に備え置かなければならない。
en-us	Article 101-3 (1) During the period from five days prior to the day of the general meeting set referred to in paragraph (1) of the preceding Article until the day immediately before the Effective Date, a Incorporated Association-Operated Financial Instruments Exchange implementing an Organizational Conversion shall keep the documents or electronic or magnetic records that state or contain a record of the particulars of the Organizational Conversion plan and other particulars specified by Cabinet Office Ordinance, at its principal office.

ja-jp	２　組織変更をする会員金融商品取引所の会員及び債権者は、当該会員金融商品取引所に対して、その事業時間内は、いつでも、次に掲げる請求をすることができる。ただし、第二号又は第四号に掲げる請求をするには、当該会員金融商品取引所の定めた費用を支払わなければならない。
en-us	(2) The member or creditor of a Incorporated Association-Operated Financial Instruments Exchange implementing an Organizational Conversion may make the following requests of the Incorporated Association-Operated Financial Instruments Exchange at any time during its business hours; provided, however, that in making the request set forth in item (ii) or (iv), the member or creditor must pay the cost determined by the Incorporated Association-OperatedFinancial Instruments Exchange:

ja-jp	一　前項の書面の閲覧の請求
en-us	(i) a request to inspect a document referred to in the preceding paragraph;

ja-jp	二　前項の書面の謄本又は抄本の交付の請求
en-us	(ii) a request to be issued a certified copy or extract of a document set forth in the preceding paragraph;

ja-jp	三　前項の電磁的記録に記録された事項を内閣府令で定める方法により表示したものの閲覧の請求
en-us	(iii) a request to inspect something that shows the particulars that have been recorded in the electronic or magnetic records referred to in the preceding paragraph, through a means specified by Cabinet Office Ordinance; and

ja-jp	四　前項の電磁的記録に記録された事項を電磁的方法であつて内閣府令で定めるものにより提供することの請求又はその事項を記載した書面の交付の請求
en-us	(iv) a request to be provided with the particulars that have been recorded in the electronic or magnetic records referred to in the preceding paragraph by an electronic or magnetic means specified by Cabinet Office Ordinance, or a request to be issued a document that states those particulars.

ja-jp	（債権者の異議）
en-us	(Objection by the Creditors)

ja-jp	第百一条の四　組織変更をする会員金融商品取引所の債権者は、当該会員金融商品取引所に対し、組織変更について異議を述べることができる。
en-us	Article 101-4 (1) The creditor of a Incorporated Association-Operated Financial Instruments Exchange implementing an Organizational Conversion may state an objection to the Incorporated Association-Operated Financial Instruments Exchange with regard to the Organizational Conversion.

ja-jp	２　組織変更をする会員金融商品取引所は、次に掲げる事項を官報に公告し、かつ、知れている債権者には、各別にこれを催告しなければならない。ただし、第二号の期間は、一月を下ることができない。
en-us	(2) A Incorporated Association-Operated Financial Instruments Exchange implementing an Organizational Conversion shall issue public notice of the following particulars in the Official Gazette, and shall issue a notice of those particulars to its known creditors individually; provided, however, that the period set forth in item (ii) may not be less than one month:

ja-jp	一　組織変更をする旨
en-us	(i) that an Organizational Conversion will be implemented; and

ja-jp	二　債権者が一定の期間内に異議を述べることができる旨
en-us	(ii) that a creditor may state an objection within a specified period.

ja-jp	３　債権者が前項第二号の期間内に異議を述べなかつたときは、当該債権者は、当該組織変更について承認をしたものとみなす。
en-us	(3) If a creditor does not state an objection within the period set forth in item (ii) of the preceding paragraph, the creditor is deemed to accept the Organizational Conversion.

ja-jp	４　債権者が第二項第二号の期間内に異議を述べたときは、組織変更をする会員金融商品取引所は、当該債権者に対し弁済し、若しくは相当の担保を提供し、又は当該債権者に弁済を受けさせることを目的として信託会社等に相当の財産を信託しなければならない。ただし、当該組織変更をしても当該債権者を害するおそれがないときは、この限りでない。
en-us	(4) If a creditor states an objection within the period referred to in paragraph (2), item (ii), the Incorporated Association-Operated Financial Instruments Exchange implementing the Organizational Conversion shall pay its debt or provide commensurate collateral to the creditor, or shall deposit commensurate property with a trust company, etc. for the purpose of allowing that creditor to receive payment for the debt; provided, however, that this does not apply if the Organizational Conversion is unlikely to be detrimental to the creditor.

ja-jp	（組織変更手続の経過等の書面等の備置き及び閲覧等）
en-us	(The Keeping and Inspection of Documents on the Progress of the Organizational Conversion Process)

ja-jp	第百一条の五　組織変更後株式会社金融商品取引所は、効力発生日から六月間、第百一条の三第一項の書面又は電磁的記録及び前条の規定による手続の経過その他の組織変更に関する事項として内閣府令で定める事項を記載し、又は記録した書面又は電磁的記録を本店に備え置かなければならない。
en-us	Article 101-5 (1) During the six-month period beginning from the Effective Date, a Post-Organizational-Conversion Financial Instruments Exchange shall keep the documents or electronic or magnetic records set forth in Article 101-3, paragraph (1), and the documents or electronic or magnetic records that state or contain a record of the progress of the process under the preceding Article and other particulars specified by Cabinet Office Ordinance as pertinent to the Organizational Conversion, at its head office.

ja-jp	２　組織変更後株式会社金融商品取引所の株主及び債権者は、当該組織変更後株式会社金融商品取引所に対して、その営業時間内は、いつでも、次に掲げる請求をすることができる。ただし、第二号又は第四号に掲げる請求をするには、当該組織変更後株式会社金融商品取引所の定めた費用を支払わなければならない。
en-us	(2) The shareholder of creditor of a Stock Company-Operated Financial Instruments Exchange after an Organizational Conversion may make the following requests of the Stock Company-Operated Financial Instruments Exchange after the Organizational Conversion at any time during its business hours; provided, however, that in making the request set forth in item (ii) or (iv), the shareholder or creditor must pay the cost determined by the a Incorporated Association-Operated Financial Instruments Exchange after the Organizational Conversion:

ja-jp	一　前項の書面の閲覧の請求
en-us	(i) a request to inspect the documents referred to in the preceding paragraph;

ja-jp	二　前項の書面の謄本又は抄本の交付の請求
en-us	(ii) a request to be issued a certified copy or extract of the documents referred to in the preceding paragraph;

ja-jp	三　前項の電磁的記録に記録された事項を内閣府令で定める方法により表示したものの閲覧の請求
en-us	(iii) a request to inspect something that shows the particulars recorded in the electronic or magnetic records referred to in the preceding paragraph, through a means specified by Cabinet Office Ordinance; and

ja-jp	四　前項の電磁的記録に記録された事項を電磁的方法であつて内閣府令で定めるものにより提供することの請求又はその事項を記載した書面の交付の請求
en-us	(iv) a request to be provided with the particulars that have been recorded in the electronic or magnetic records referred to in the preceding paragraph by an electronic or magnetic means specified by Cabinet Office Ordinance, or a request to be issued a document that states those particulars.

ja-jp	（会員への株式の割当て）
en-us	(Allotment of Shares to the Members)

ja-jp	第百一条の六　会員金融商品取引所の会員は、組織変更計画の定めるところにより、組織変更後株式会社金融商品取引所の株式又は金銭の割当てを受けるものとする。
en-us	Article 101-6 (1) The member of a Incorporated Association-Operated Financial Instruments Exchange is to be allotted shares in the Stock Company-Operated Financial Instruments Exchange after Organizational Conversion or is to be allotted money, in accordance with the Organizational Conversion plan.

ja-jp	２　会社法第二百三十四条第一項（各号を除く。）及び第二項から第五項まで、第八百六十八条第一項、第八百六十九条、第八百七十一条、第八百七十四条（第四号に係る部分に限る。）、第八百七十五条並びに第八百七十六条の規定は、前項の規定により株式又は金銭の割当てを受ける場合について準用する。この場合において、必要な技術的読替えは、政令で定める。
en-us	(2) The provisions of Article 234, paragraph (1) of the Companies Act (excluding the items) and paragraphs (2) to (5) inclusive of that Article; Article 868, paragraph (1), Article 869; Article 871; Article 874 (limited to the part that involves item (iv)); Article 875; and Article 876 of that Act apply mutatis mutandis if shares or money are allotted to a member pursuant to the provisions of the preceding paragraph. The necessary technical replacement of terms for such a case is specified by Cabinet Order.

ja-jp	（資本金として計上すべき額）
en-us	(Amount Required to Be Reported as Stated Capital)

ja-jp	第百一条の七　組織変更後株式会社金融商品取引所の資本金として計上すべき額については、内閣府令で定める。
en-us	Article 101-7 The amount that is required to be reported as the stated capital of a Stock Company-Operated Financial Instruments Exchange after Organizational Conversion is specified by Cabinet Office Ordinance.

ja-jp	（資本準備金等として計上すべき額）
en-us	(Amount Required to Be Reported as Capital Reserves)

ja-jp	第百一条の八　組織変更に際して資本準備金として計上すべき額その他組織変更に際しての計算に関し必要な事項は、内閣府令で定める。
en-us	Article 101-8 The amount that is required to be reported as capital reserves at the time of Organizational Conversion and necessary particulars otherwise relevant to accounting in connection with Organizational Conversion are specified by Cabinet Office Ordinance.

ja-jp	（組織変更における株式の発行）
en-us	(Issuance of Shares upon Organizational Conversion)

ja-jp	第百一条の九　会員金融商品取引所は、第百一条の六第一項の規定による株式の割当てを行うほか、組織変更に際して、組織変更後株式会社金融商品取引所の株式を発行することができる。この場合においては、組織変更計画において、次に掲げる事項を定めなければならない。
en-us	Article 101-9 At the time of an Organizational Conversion, a Incorporated Association-Operated Financial Instruments Exchange Operated may issue shares in the Stock Company-Operated Financial Instruments Exchange after Organizational Conversion, in addition to allotting shares under Article 101-6, paragraph (1). In doing this, it must specify the following particulars in the Organizational Conversion plan:

ja-jp	一　この条の規定により発行する株式（以下この目において「組織変更時発行株式」という。）の数（組織変更後株式会社金融商品取引所が種類株式発行会社である場合にあつては、組織変更時発行株式の種類及び数）
en-us	(i) the number of shares that will be issued pursuant to the provisions of this Article (hereinafter referred to as the "Shares Issued upon Organizational Conversion" in this Division) (if a Stock Company-Operated Financial Instruments Exchange after Organizational Conversion is a company with class shares, the classes and the number of Shares Issued upon Organizational Conversion);

ja-jp	二　組織変更時発行株式の払込金額（組織変更時発行株式一株と引換えに払い込む金銭又は給付する金銭以外の財産をいう。）又はその算定方法
en-us	(ii) the amount to be paid in for the Shares Issued upon Organizational Conversion (meaning the amount of money to be paid in or property other than money to be delivered, in exchange for one Share Issued upon Organizational Conversion) or the method of calculating it;

ja-jp	三　金銭以外の財産を出資の目的とするときは、その旨並びに当該財産の内容及び価額
en-us	(iii) if property other than money will be the subject of contribution, an indication of this, as well as a description and the value of that property;

ja-jp	四　組織変更時発行株式と引換えにする金銭の払込み又は前号の財産の給付の期日
en-us	(iv) the date for the payment of money or the delivery of the property referred to in the preceding item, in exchange for the Shares Issued upon Organizational Conversion; and

ja-jp	五　増加する資本金及び資本準備金に関する事項
en-us	(v) the particulars of the increased stated capital or capital reserves.

ja-jp	（組織変更時発行株式の申込み等）
en-us	(Offers Involving Shares Issued upon Organizational Conversion)

ja-jp	第百一条の十　会員金融商品取引所は、組織変更時発行株式の引受けの申込みをしようとする者に対し、次に掲げる事項を通知しなければならない。
en-us	Article 101-10 (1) A Incorporated Association-Operated Financial Instruments Exchange must notify a person that seeks to make an offer to subscribe for Shares Issued upon Organizational Conversion, of the following particulars:

ja-jp	一　組織変更後株式会社金融商品取引所の商号
en-us	(i) the trade name of the Stock Company-Operated Financial Instruments Exchange after Organizational Conversion;

ja-jp	二　前条各号に掲げる事項
en-us	(ii) the particulars set forth in the items of the preceding Article;

ja-jp	三　金銭の払込みをすべきときは、払込みの取扱いの場所
en-us	(iii) if money is to be paid in, the place accepting payments; and

ja-jp	四　前三号に掲げるもののほか、内閣府令で定める事項
en-us	(iv) particulars beyond what is set forth in the preceding three items, which are specified by Cabinet Office Ordinance.

ja-jp	２　組織変更時発行株式の引受けの申込みをする者は、次に掲げる事項を記載した書面を会員金融商品取引所に交付しなければならない。
en-us	(2) A person making an offer to subscribe for Shares Issued upon Organizational Conversion must deliver a document to the Incorporated Association-Operated Financial Instruments Exchange, in which the person states the following particulars:

ja-jp	一　申込みをする者の氏名又は名称及び住所
en-us	(i) the name and address of the person offering to subscribe; and

ja-jp	二　引き受けようとする組織変更時発行株式の数
en-us	(ii) the number of Shares Issued upon Organizational Conversion for which the person seeks to subscribe.

ja-jp	３　前項の申込みをする者は、同項の書面の交付に代えて、政令で定めるところにより、会員金融商品取引所の承諾を得て、同項の書面に記載すべき事項を電磁的方法により提供することができる。この場合において、当該申込みをした者は、同項の書面を交付したものとみなす。
en-us	(3) In lieu of delivering the document referred to in the preceding paragraph, a person making the offer referred to in the preceding paragraph may provide an Incorporated Association-Operated Financial Instruments Exchange with the particulars that are required to be stated in the document referred to in that paragraph by electronic or magnetic means, with the consent of the Incorporated Association-Operated Financial Instruments Exchange and pursuant to the provisions of Cabinet Order. In doing this, the person making the offer is deemed to have delivered the document referred to in that paragraph.

ja-jp	４　会員金融商品取引所は、第一項各号に掲げる事項について変更があつたときは、直ちに、その旨及び当該変更があつた事項を第二項の申込みをした者（以下この目において「申込者」という。）に通知しなければならない。
en-us	(4) If a particular set forth in an item of paragraph (1) changes, the Incorporated Association-Operated Financial Instruments Exchange must immediately notify any person that has made the offer referred to in paragraph (2) (hereinafter referred to as an "Offeror" in this Division) of this, and of the particulars that have changed.

ja-jp	５　会員金融商品取引所が申込者に対してする通知又は催告は、第二項第一号の住所（当該申込者が別に通知又は催告を受ける場所又は連絡先を当該会員金融商品取引所に通知した場合にあつては、その場所又は連絡先）にあてて発すれば足りる。
en-us	(5) It is sufficient for a notice or demand that an Incorporated Association-Operated Financial Instruments Exchange issues to an Offeror to be sent to the address referred to in paragraph (2), item (i) (or, if the Offeror notifies the Incorporated Association-Operated Financial Instruments Exchange of another place or contact address for receiving notices or demands, such a place or contact address).

ja-jp	６　前項の通知又は催告は、その通知又は催告が通常到達すべきであつた時に、到達したものとみなす。
en-us	(6) The notice or demand referred to in the preceding paragraph is deemed to arrive at the time that such a notice or demand would normally arrive.

ja-jp	（組織変更時発行株式の割当て）
en-us	(Allotment of Shares Issued upon Organizational Conversion)

ja-jp	第百一条の十一　会員金融商品取引所は、申込者の中から組織変更時発行株式の割当てを受ける者を定め、かつ、その者に割り当てる組織変更時発行株式の数を定めなければならない。この場合において、会員金融商品取引所は、当該申込者に割り当てる組織変更時発行株式の数を、前条第二項第二号の数よりも減少することができる。
en-us	Article 101-11 (1) An Incorporated Association-Operated Financial Instruments Exchange must decide which persons among the Offerors the Shares Issued upon Organizational Conversion will be allotted to, and decide the number of Shares Issued upon Organizational Conversion that will be allotted to such persons. In this, the Incorporated Association-OperatedFinancial Instruments Exchange may reduce the number of Shares Issued upon Organizational Conversion that it will allot to such Offerors to below the number referred to in paragraph (2), item (ii) of the preceding Article.

ja-jp	２　会員金融商品取引所は、第百一条の九第四号の期日の前日までに、申込者に対し、当該申込者に割り当てる組織変更時発行株式の数を通知しなければならない。
en-us	(2) An Incorporated Association-Operated Financial Instruments Exchange must notify an Offeror of the number of the Shares Issued upon Organizational Conversion that will be allotted to that Offeror by the day immediately preceding the date set forth in Article 101-9, item (iv).

ja-jp	（組織変更時発行株式の引受け）
en-us	(Subscription for Shares Issued upon Organizational Conversion)

ja-jp	第百一条の十二　申込者は、会員金融商品取引所の割り当てた組織変更時発行株式の数について組織変更時発行株式の引受人となる。
en-us	Article 101-12 The Offerors become the subscribers for Shares Issued upon Organizational Conversion, in respect of the number of Shares Issued upon Organizational Conversion that are allotted to them by the Incorporated Association-Operated Financial Instruments Exchange.

ja-jp	（出資の履行）
en-us	(Contribution)

ja-jp	第百一条の十三　組織変更時発行株式の引受人（第百一条の九第三号の財産（以下この目において「現物出資財産」という。）を給付する者を除く。）は、同条第四号の期日に、会員金融商品取引所が定めた銀行等（会社法第三十四条第二項に規定する銀行等をいう。）の払込みの取扱いの場所において、それぞれの組織変更時発行株式の払込金額の全額を払い込まなければならない。
en-us	Article 101-13 (1) On the date referred to in Article 101-9, item (iv), a subscriber for Shares Issued upon Organizational Conversion (excluding a person delivering the property referred to in Article 101-9, item (iii) (hereinafter referred to as "Property Contributed in Kind" in this Division)) must pay the full amount to be paid in for the Shares Issued upon Organizational Conversion for which that subscriber has subscribed, at the Bank, etc. (meaning a Bank, etc. as prescribed in Article 34, paragraph (2) of the Companies Act) specified by the Incorporated Association-Operated Financial Instruments Exchange which constitutes the place accepting payments.

ja-jp	２　組織変更時発行株式の引受人（現物出資財産を給付する者に限る。）は、第百一条の九第四号の期日に、それぞれの組織変更時発行株式の払込金額の全額に相当する現物出資財産を給付しなければならない。
en-us	(2) On the date referred to in Article 101-9, item (iv), a subscriber for Shares Issued upon Organizational Conversion (limited to a person delivering Property Contributed in Kind) must deliver Property Contributed in Kind that is equivalent in value to the entire amount to be paid in for the Shares Issued upon Organizational Conversion for which that subscriber has subscribed.

ja-jp	３　組織変更時発行株式の引受人は、第一項の規定による払込み又は前項の規定による給付（以下この目において「出資の履行」という。）をする債務と会員金融商品取引所に対する債権とを相殺することができない。
en-us	(3) A subscriber for Shares Issued upon Organizational Conversion may not set off its obligation to make the payment prescribed in paragraph (1) or to effect the delivery under the provisions of the preceding paragraph (hereinafter referred to as the "Contribution" in this Division) against a claim that the subscriber has against the Incorporated Association-Operated Financial Instruments Exchange.

ja-jp	４　出資の履行をすることにより組織変更時発行株式の株主となる権利の譲渡は、組織変更後株式会社金融商品取引所に対抗することができない。
en-us	(4) The transfer of the right to become the shareholder of Shares Issued upon Organizational Conversion through the making of the Contribution may not be asserted against the Stock Company-Operated Financial Instruments Exchange after Organizational Conversion.

ja-jp	５　組織変更時発行株式の引受人は、出資の履行をしないときは、当該出資の履行をすることにより組織変更時発行株式の株主となる権利を失う。
en-us	(5) If a subscriber for Shares Issued upon Organizational Conversion fails to make the Contribution, it loses the right to become the shareholder of Shares Issued upon Organizational Conversion through the making of the Contribution.

ja-jp	（株主となる時期）
en-us	(Timing of Becoming a Shareholder)

ja-jp	第百一条の十四　組織変更時発行株式の引受人は、効力発生日に、出資の履行を行つた組織変更時発行株式の株主となる。
en-us	Article 101-14 A subscriber for Shares Issued upon Organizational Conversion becomes the shareholder of the Shares Issued upon Organizational Conversion for which the subscriber has made the Contribution, on the Effective Date.

ja-jp	（引受けの無効又は取消しの制限）
en-us	(Restriction on the Invalidation or Rescission of a Subscription)

ja-jp	第百一条の十五　民法第九十三条ただし書及び第九十四条第一項の規定は、組織変更時発行株式の引受けの申込み及び割当てに係る意思表示については、適用しない。
en-us	Article 101-15 (1) The provisions of the proviso to Article 93 and Article 94, paragraph (1) of the Civil Code do not apply to the manifestation of an intention involving an offer to subscribe for Shares Issued upon Organizational Conversion or the allotment of such shares.

ja-jp	２　組織変更時発行株式の引受人は、効力発生日から一年を経過した後又はその株式について権利を行使した後は、錯誤を理由として組織変更時発行株式の引受けの無効を主張し、又は詐欺若しくは強迫を理由として組織変更時発行株式の引受けの取消しをすることができない。
en-us	(2) Once one year has elapsed since the Effective Date or once the subscriber for Shares Issued upon Organizational Conversion exercises a right in respect of those shares, the subscriber may not assert the invalidity of the subscription for the Shares Issued upon Organizational Conversion on the grounds of a mistake, nor may the subscriber rescind the subscription for the Shares Issued upon Organizational Conversion on the grounds of fraud or duress.

ja-jp	（金銭以外の財産の出資等）
en-us	(Contribution of Property Other than Money)

ja-jp	第百一条の十六　第百一条の二十第一項の設立の登記後に引受けのない株式があるときは、第百一条の二第一項の総会の決議の当時の会員金融商品取引所の理事長及び理事並びに効力発生日の当時の株式会社金融商品取引所の取締役は、共同してこれを引き受けたものとみなす。株式の引受けの申込みが取り消されたときも、同様とする。
en-us	Article 101-16 (1) If, after the registration of incorporation referred to in Article 101-20, paragraph (1), there are shares that are unsubscribed for, the president and board members of the Incorporated Association-Operated Financial Instruments Exchange as of the time of the general meeting resolution referred to in Article 101-2, paragraph (1), and the directors of the Stock Company-Operated Financial Instruments Exchange as of the Effective Date are deemed to have jointly subscribed for those shares. The same applies if an offer to subscribe for shares is rescinded.

ja-jp	２　第百一条の二十第一項の設立の登記後に払込みのない株式があるときは、第百一条の二第一項の総会の決議の当時の会員金融商品取引所の理事長及び理事並びに効力発生日の当時の株式会社金融商品取引所の取締役は、連帯して払込みを行う義務を負う。
en-us	(2) If, after the registration of incorporation referred to in Article 101-20, paragraph (1), there are shares that are unpaid for, the president and board members of the Incorporated Association-Operated Financial Instruments Exchange as of the time of the general meeting resolution referred to in Article 101-2, paragraph (1), and the directors of the Stock Company-Operated Financial Instruments Exchange as of the Effective Date have the joint and several obligation to pay for them.

ja-jp	３　会社法第二百七条、第二百十二条（第一項第一号を除く。）、第二百十三条（第一項第一号及び第三号を除く。）、第八百六十八条第一項、第八百七十条（第二号及び第七号に係る部分に限る。）、第八百七十一条、第八百七十二条（第四号に係る部分に限る。）、第八百七十四条（第一号に係る部分に限る。）、第八百七十五条及び第八百七十六条の規定は、第百一条の九第三号に規定する金銭以外の財産を出資の目的とする場合について準用する。この場合において、同法第二百七条第一項、第七項及び第九項第二号から第五号まで並びに第二百十二条第一項第二号及び第二項中「第百九十九条第一項第三号」とあるのは「金融商品取引法第百一条の九第三号」と、同法第二百七条第四項、第六項及び第九項第三号並びに第二百十三条第一項第二号中「法務省令」とあるのは「内閣府令」と、同法第二百七条第八項及び第二百十二条第二項中「申込み又は第二百五条の契約」とあるのは「申込み」と、同法第二百七条第十項第一号中「取締役、会計参与、監査役若しくは執行役」とあるのは「会員金融商品取引所の理事長、理事若しくは監事」と、同法第二百十二条第一項第二号中「第二百九条」とあるのは「金融商品取引法第百一条の十四」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
en-us	(3) The provisions of Article 207 of the Companies Act and of Article 212 (excluding paragraph (1), item (i)); Article 213 (excluding items (i) and (iii) of paragraph (1)); Article 868, paragraph (1); Article 870 (limited to the part that involves items (ii) and (vii)); Article 871; Article 872 (limited to the part that involves item (iv)); Article 874 (limited to the part that involves item (i)); Article 875; and Article 876 of that Act apply mutatis mutandis if property other than money is the subject of contribution as prescribed in Article 101-9, item (iii). In this case, in Article 207, paragraphs (1) and (7) and paragraph (9), items (ii) to (v) inclusive and Article 212, paragraph (1), item (ii) and paragraph (2) of that Act, the phrase "Article 199 (1)(iii)" is deemed to be replaced with "Article 101-9, item (iii) of the Financial Instruments and Exchange Act"; in Article 207, paragraphs (4) and (6) and paragraph (9), item (iii) and Article 213, paragraph (1), item (ii) of that Act, the term "Ordinance of the Ministry of Justice" is deemed to be replaced with "Cabinet Office Ordinance"; in Article 207, paragraph (8) and Article 212, paragraph (2) of that Act, the phrase "applications for subscription for Shares for Subscription, or his/her manifestation of intention relating to the contract provided for in Article 205" is deemed to be replaced with "the manifestation of an intention involving the offer to subscribe for Shares for Subscription"; in Article 207, paragraph (10), item (i) of that Act, the phrase "A director, an accounting advisor, a company auditor or executive officer" is deemed to be replaced with "The president, a board member, or an inspectorof an Incorporated Association-Operated Financial Instruments Exchange"; in Article 212, paragraph (1), item (ii) of that Act, the phrase "Article 209" is deemed to be replaced with "Article 101-14 of the Financial Instruments and Exchange Act"; and any other necessary technical replacement of terms is specified by Cabinet Order.

ja-jp	（組織変更の認可）
en-us	(Authorization for Organizational Conversion)

ja-jp	第百一条の十七　組織変更は、内閣総理大臣の認可を受けなければ、その効力を生じない。
en-us	Article 101-17 (1) An Organizational Conversion does not become effective without the authorization of the Prime Minister.

ja-jp	２　前項の認可を受けようとする者は、組織変更後株式会社金融商品取引所について次に掲げる事項を記載した組織変更認可申請書を内閣総理大臣に提出しなければならない。
en-us	(2) A person seeking the authorization referred to in the preceding paragraph must submit a written application for the authorization of an Organizational Conversion to the Prime Minister, in which it states the following particulars about the Stock Company-Operated Financial Instruments Exchange after Organizational Conversion:

ja-jp	一　商号
en-us	(i) its trade name;

ja-jp	二　本店、支店その他の営業所の所在の場所
en-us	(ii) the locations of its head office, branch offices, and any other business offices; and

ja-jp	三　役員の氏名又は名称及び取引参加者の商号又は名称
en-us	(iii) the names of the officers, and names or trade names of Trading Participants.

ja-jp	３　前項の組織変更認可申請書には、組織変更計画の内容を記載した書面、組織変更後株式会社金融商品取引所の定款、業務規程、受託契約準則その他の内閣府令で定める書類を添付しなければならない。
en-us	(3) A document detailing the Organizational Conversion plan, as well as the articles of incorporation, the operational rules, and the brokerage contract rules of the Stock Company-Operated Financial Instruments Exchange after Organizational Conversion and other documents specified by Cabinet Office Ordinance, must accompany the written application for the authorization of an Organizational Conversion which is referred to in the preceding paragraph.

ja-jp	第百一条の十八　内閣総理大臣は、前条第二項の規定による認可の申請があつた場合においては、その申請が次に掲げる基準に適合するかどうかを審査しなければならない。
en-us	Article 101-18 (1) Whenever an application for authorization under paragraph (2) of the preceding Article is filed, the Prime Minister shall examine whether the application conforms to the following criteria:

ja-jp	一　組織変更後株式会社金融商品取引所の定款、業務規程及び受託契約準則の規定が法令に適合し、かつ、取引所金融商品市場における有価証券の売買及び市場デリバティブ取引を公正かつ円滑にし、並びに投資者を保護するために十分であること。
en-us	(i) the provisions of the articles of incorporation, the operational rules, and the brokerage contract rules of the Stock Company-Operated Financial Instruments Exchange after Organizational Conversion conform to laws and regulations, and are sufficient for ensuring fair and smooth purchase and sales of Securities and Market Transactions of Derivatives on the Financial Instruments Exchange Market, as well as for protecting investors;

ja-jp	二　組織変更後株式会社金融商品取引所が取引所金融商品市場を適切に運営するに足りる人的構成を有するものであること。
en-us	(ii) the Stock Company-Operated Financial Instruments Exchange after Organizational Conversion has a sufficient personnel structure to run a Financial Instruments Exchange Market in an appropriate manner; and

ja-jp	三　組織変更後株式会社金融商品取引所が金融商品取引所としてこの法律の規定に適合するように組織されるものであること。
en-us	(iii) the Stock Company-Operated Financial Instruments Exchange after Organizational Conversion will be organized as a Financial Instruments Exchange in a way that conforms to the provisions of this Act.

ja-jp	２　内閣総理大臣は、前項の規定により審査した結果、その申請が同項の基準に適合していると認めたときは、次の各号のいずれかに該当する場合を除いて、組織変更を認可しなければならない。
en-us	(2) If, as a result of having conducted an examination pursuant to the provisions of the preceding paragraph, the Prime Minister finds that an application conforms to the criteria in that paragraph, the Prime Minister shall grant authorization for Organizational Conversion, except in a case that falls under one of the following items:

ja-jp	一　組織変更後株式会社金融商品取引所の役員のうちに第二十九条の四第一項第二号イからトまで又は会社法第三百三十一条第一項第三号のいずれかに該当する者があるとき。
en-us	(i) the Stock Company-Operated Financial Instruments Exchange after Organizational Conversion would have a person falling under one of the categories in Article 29-4, paragraph (1), item (ii), sub-items (a) to (g) inclusive of this Act, or Article 331, paragraph (1), item (iii) of the Companies Act as an officer; or

ja-jp	二　組織変更認可申請書又はその添付書類のうちに重要な事項について虚偽の記載があるとき。
en-us	(ii) the application for the authorization of an Organizational Conversion or an accompanying document contains a false statement about a material particular.

ja-jp	（組織変更の効力の発生）
en-us	(Coming into Effect of Organizational Conversion)

ja-jp	第百一条の十九　組織変更をする会員金融商品取引所は、効力発生日に、株式会社金融商品取引所となる。
en-us	Article 101-19 (1) An Incorporated Association-Operated Financial Instruments Exchange implementing an Organizational Conversion becomes a Stock Company-Operated Financial Instruments Exchange on the Effective Date.

ja-jp	２　組織変更をする会員金融商品取引所の会員は、効力発生日に、第百一条の二第四項第六号に掲げる事項についての定めに従い、同項第五号の株式の株主となる。
en-us	(2) A member of an Incorporated Association-Operated Financial Instruments Exchange implementing an Organizational Conversion becomes a shareholder of the shares set forth in Article 101-2, paragraph (4), item (v), in accordance with the provisions on the particulars set forth in item (iv) of that paragraph on the Effective Date.

ja-jp	３　前二項の規定は、第百一条の四の規定による手続が終了していない場合又は組織変更を中止した場合には、適用しない。
en-us	(3) The provisions of the preceding two paragraphs do not apply if the process under Article 101-4 is not complete or if the Organizational Conversion is suspended.

ja-jp	第百一条の二十　会員金融商品取引所が組織変更を行つたときは、効力発生日から主たる事務所及び本店の所在地においては二週間以内に、従たる事務所及び支店の所在地においては三週間以内に、組織変更をする会員金融商品取引所については解散の登記を、組織変更後株式会社金融商品取引所の本店については設立の登記を、組織変更後株式会社金融商品取引所の支店については会社法第九百三十条第二項各号に掲げる事項の登記をしなければならない。
en-us	Article 101-20 (1) Once an Incorporated Association-Operated Financial Instruments Exchange implements an Organizational Conversion, it must file for a registration of dissolution as regards the Incorporated Association-Operated Financial Instruments Exchange implementing the Organizational Conversion; file for a registration of incorporation as regards the head office of the Stock Company-Operated Financial Instruments Exchange after the Organizational Conversion; and file for a registration of the particulars set forth in the items of Article 930, paragraph (2) of the Companies Act as regards the branch offices of the Stock Company-Operated Financial Instruments Exchange after the Organizational Conversion; and these filings must be done within two weeks from the Effective Date in connection with the principal office and the head office locations, and within three weeks from the Effective Date in connection with the secondary office and branch office locations.

ja-jp	２　前項の設立の登記の申請書には、商業登記法第十八条、第十九条及び第四十六条に定める書面のほか、次に掲げる書面を添付しなければならない。
en-us	(2) In addition to the documents specified in Articles 18, 19, and 46 of the Commercial Registration Act, the following documents must accompany a written application for the registration of incorporation referred to in the preceding paragraph:

ja-jp	一　組織変更計画書
en-us	(i) the Organizational Conversion plan;

ja-jp	二　定款
en-us	(ii) the articles of incorporation;

ja-jp	三　組織変更をする会員金融商品取引所の組織変更総会の議事録
en-us	(iii) the minutes of the general meeting concerning the Organizational Conversion of the Incorporated Association-Operated Financial Instruments Exchange implementing the Organizational Conversion;

ja-jp	四　第百一条の四第二項の規定による公告及び催告をしたこと並びに異議を述べた債権者があるときは、当該債権者に対し弁済し、若しくは相当の担保を提供し、若しくは当該債権者に弁済を受けさせることを目的として相当の財産を信託したこと又は当該組織変更をしても当該債権者を害するおそれがないことを証する書面
en-us	(iv) a document evidencing that the public notice and notice under the provisions of Article 101-4, paragraph (2) have been issued, and if a creditor has stated an objection, a document evidencing that the debt has been paid or commensurate collateral has been provided to that creditor, that commensurate property has been deposited in trust for the purpose of allowing the creditor to receive payment for the debt, or that the Organizational Conversion is unlikely to be detrimental to said creditor;

ja-jp	五　効力発生日における組織変更をする会員金融商品取引所に現に存する純資産額を証する書面
en-us	(v) a document evidencing the amount of net assets currently existing at the Incorporated Association-Operated Financial Instruments Exchange implementing the Organizational Conversion as of the Effective Date;

ja-jp	六　組織変更後株式会社金融商品取引所の取締役（組織変更後株式会社金融商品取引所が監査役設置会社である場合にあつては、取締役及び監査役）が就任を承諾したことを証する書面
en-us	(vi) a document evidencing that the directors of the Stock Company-Operated Financial Instruments Exchange after Organizational Conversion (or, if the Stock Company-Operated Financial Instruments Exchange after Organizational Conversion will be a company with company auditors, the directors and the company auditors) have accepted those positions;

ja-jp	七　組織変更後株式会社金融商品取引所の会計参与又は会計監査人を定めたときは、商業登記法第五十四条第二項各号に掲げる書面
en-us	(vii) if an accounting advisor or accounting auditor has been appointed for the Stock Company-Operated Financial Instruments Exchange after Organizational Conversion, the documents set forth in the items of Article 54, paragraph (2) of the Commercial Registration Act;

ja-jp	八　株主名簿管理人を置いたときは、その者との契約を証する書面
en-us	(viii) if the administrator of the shareholder register has been appointed, a document evidencing the contract with that person;

ja-jp	九　第百一条の九の規定により組織変更に際して株式を発行したときは、次に掲げる書面
en-us	(ix) if shares have been issued upon Organizational Conversion pursuant to the provisions of Article 101-9, the following documents:

ja-jp	イ　株式の引受けの申込みを証する書面
en-us	(a) a document evidencing the offers to subscribe for shares;

ja-jp	ロ　金銭を出資の目的とするときは、第百一条の十三第一項の規定による払込みがあつたことを証する書面
en-us	(b) if money is the subject of contributions, a document evidencing that the payment under Article 101-13, paragraph (1) has been made; and

ja-jp	ハ　金銭以外の財産を出資の目的とするときは、次に掲げる書面
en-us	(c) if property other than money is the subject of contributions, the following documents:

ja-jp	（１）　検査役が選任されたときは、検査役の調査報告を記載した書面及びその附属書類
en-us	1. if an inspector has been appointed, a document containing the investigation report by the inspector and the annexed documents to the same;

ja-jp	（２）　第百一条の十六第三項において準用する会社法第二百七条第九項第三号に掲げる場合には、有価証券の市場価格を証する書面
en-us	2. in a case set forth in Article 207, paragraph (9), item (iii) of the Companies Act as applied mutatis mutandis pursuant to Article 101-16, paragraph (3), a document evidencing the market price of the Securities;

ja-jp	（３）　第百一条の十六第三項において準用する会社法第二百七条第九項第四号に掲げる場合には、同号に規定する証明を記載した書面及びその附属書類
en-us	3. in a case set forth in Article 207, paragraph (9), item (iv) of the Companies Act as applied mutatis mutandis pursuant to Article 101-16, paragraph (3), a document containing the verification prescribed in that item and the annexed documents to the same; and

ja-jp	（４）　第百一条の十六第三項において準用する会社法第二百七条第九項第五号に掲げる場合には、同号に規定する金銭債権について記載された会計帳簿
en-us	4. in a case set forth in Article 207, paragraph (9), item (v) of the Companies Act as applied mutatis mutandis pursuant to Article 101-16, paragraph (3), the account book in which the monetary claim prescribed in that item has been entered.

ja-jp	ニ　検査役の報告に関する裁判があつたときは、その謄本
en-us	(d) if a judicial decision has been reached in connection with a report by an inspector, a certified copy of that judicial decision.

ja-jp	３　商業登記法第七十六条及び第七十八条の規定は、第一項の場合について準用する。
en-us	(3) The provisions of Articles 76 and 78 of the Commercial Registration Act apply mutatis mutandis to the cases set forth in paragraph (1).

ja-jp	（組織変更の無効の訴え）
en-us	(Action to invalidate Organizational Conversion)

ja-jp	第百二条　会社法第八百二十八条第一項（第六号に係る部分に限る。）及び第二項（第六号に係る部分に限る。）、第八百三十四条（第六号に係る部分に限る。）、第八百三十五条第一項、第八百三十六条から第八百三十九条まで、第八百四十六条並びに第九百三十七条第三項（第一号に係る部分に限る。）の規定は、会員金融商品取引所の組織変更の無効の訴えについて準用する。この場合において、同法第八百二十八条第二項第六号中「組織変更をする会社の株主等若しくは社員等」とあるのは「組織変更をする会員金融商品取引所の会員等（会員、理事長、理事、監事又は清算人をいう。）」と、「組織変更後の会社の株主等、社員等」とあるのは「組織変更後株式会社金融商品取引所の株主等（株主、取締役又は清算人（監査役会設置会社にあっては株主、取締役、監査役又は清算人、委員会設置会社にあっては株主、取締役、執行役又は清算人）をいう。）」と、同法第九百三十七条第三項中「各会社の本店」とあるのは「金融商品取引所の本店及び支店並びに主たる事務所及び従たる事務所」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
en-us	Article 102 (1) The provisions of Article 828, paragraph (1) of the Companies Act (limited to the part that involves item (vi)) and of Article 828, paragraph (2) (limited to the part that involves item (vi)); Article 834 (limited to the part that involves item (vi)); Article 835, paragraph (1); Articles 836 to 839 inclusive; Article 846; and Article 937, paragraph (3) (limited to the part that involves item (i)) of that Act apply mutatis mutandis to an action to invalidate the Organizational Conversion of a Incorporated Association-Operated Financial Instruments Exchange. In this case, in Article 828, paragraph (2), item (vi) of that Act, the phrase "Shareholders, etc. or a Partner, etc. of the Company implementing Entity Conversion" is deemed to be replaced with "member, etc. (meaning a member, the president, a board member, aninspector, or a liquidator) of a Incorporated Association-Operated Financial Instruments Exchange implementing the Organizational Conversion" and the term "Shareholders, etc., a Partner, etc., the trustee in bankruptcy or a creditor, who did not give approval to the Entity Conversion, of the Company after Entity Conversion" is deemed to be replaced with "shareholder, etc. (meaning a shareholder, director, or liquidator (or, for a company with a board of company auditors, meaning a shareholder, director, company auditor, or liquidator; and for a company with committees, meaning a shareholder, director, executive officer, or liquidator)), trustee in bankruptcy, or creditor, that did not approve or accept the Organizational Conversion of an Incorporated Association-Operated Financial Instruments Exchange after Organizational Conversion"; in Article 937, paragraph (3) of that Act, the phrase "the head office of each Company" is deemed to be replaced with "the head office and branch offices, and the principal office and secondary offices, of the Financial Instruments Exchange"; and any other necessary technical replacement of terms is specified by Cabinet Order.

ja-jp	２　会社法第八百四十条の規定は第百一条の九の規定により組織変更時発行株式を発行した場合における前項において準用する同法第八百二十八条第一項（第六号に係る部分に限る。）に規定する組織変更の無効の訴えについて、同法第八百六十八条第一項、第八百七十一条本文、第八百七十二条（第二号に係る部分に限る。）、第八百七十三条本文、第八百七十五条から第八百七十七条まで及び第八百七十八条第一項の規定はこの項において準用する同法第八百四十条第二項の申立てについて、それぞれ準用する。この場合において、必要な技術的読替えは、政令で定める。
en-us	(2) The provisions of Article 840 of the Companies Act apply mutatis mutandis to an action to invalidate an Organizational Conversion prescribed in Article 828, paragraph (1) of that Act (limited to the part that involves item (vi)) as applied mutatis mutandis pursuant to the provisions of the preceding paragraph, if the Shares Issued upon Organizational Conversion are issued pursuant to the provisions of Article 101-9; and the provisions of Article 868, paragraph (1) of that Act and the main clause of Article 871; Article 872 (limited to the part that involves item (ii)); the main clause of Article 873; Articles 875 to 877 inclusive; and Article 878, paragraph (1) of that Act apply mutatis mutandis to a petition under Article 840, paragraph (2) of that Act as applied mutatis mutandis pursuant to this paragraph. The necessary technical replacement of terms for such a case is specified by Cabinet Order.

ja-jp	第一款の二　自主規制法人
en-us	Subsection 1-2 Self-Regulatory Organizations

ja-jp	第一目　設立
en-us	Division 1 Incorporation

ja-jp	第百二条の二　自主規制法人は、法人とする。
en-us	Article 102-2 (1) Self-regulatory organizations is a juridical person.

ja-jp	２　自主規制法人は、その名称のうちに自主規制法人という文字を用いなければならない。
en-us	(2) A self-regulatory organization must use the characters " jishu kisei hojin" (meaning "self-regulatory organization") in its name.

ja-jp	３　自主規制法人でない者は、その名称のうちに自主規制法人であると誤認されるおそれのある文字を用いてはならない。
en-us	(3) A person that is not a self-regulatory organization must not use a term in its name which could give rise to the misconception that it is a self-regulatory organization.

ja-jp	第百二条の三　自主規制法人は、金融商品取引所、金融商品取引所持株会社又は親商品取引所等（金融商品取引所を子会社（第八十七条の三第三項に規定する子会社をいう。以下この項において同じ。）とする商品取引所（金融商品取引所であるものを除く。以下同じ。）又は金融商品取引所を子会社とする商品取引所持株会社（金融商品取引所持株会社であるものを除く。以下同じ。）をいう。以下この章において同じ。）でなければ、設立することができない。
en-us	Article 102-3 (1) It is not permissible for a person other than a Financial Instruments Exchange, a Financial Instruments Exchange Holding Company, or a parent Commodity Exchange, etc. (meaning a Commodity Exchange (excluding one that is a Financial Instruments Exchange; the same applies hereinafter) that has a Financial Instruments Exchange as its Subsidiary Company (meaning a Subsidiary Company as prescribed in Article 87-3, paragraph (3); hereinafter the same applies in this paragraph) or a Commodity Exchange Holding Company that has a Financial Instruments Exchange as its Subsidiary Company (excluding a Commodity Exchange Holding Company that is a Financial Instruments Exchange Holding Company; the same applies hereinafter); hereinafter the same applies in this Chapter) to incorporate as a self-regulatory organization.

ja-jp	２　自主規制法人を設立するには、会員になろうとする金融商品取引所、金融商品取引所持株会社又は親商品取引所等が発起人とならなければならない。
en-us	(2) For a self-regulatory organization to be incorporated, a Financial Instrument Exchange, Financial Instruments Exchange Holding Company, or parent Commodity Exchange, etc. that seeks to be a member must become a founder.

ja-jp	第百二条の四　自主規制法人を設立するには、発起人が定款を作成し、その全員が署名し、又は記名押印しなければならない。
en-us	Article 102-4 (1) In order to incorporate as a self-regulatory organization, the founders must prepare articles of incorporation, and all founders must sign or have their names and seals affixed thereto.

ja-jp	２　自主規制法人の定款には、次に掲げる事項を記載し、又は記録しなければならない。
en-us	(2) The following particulars must be stated or recorded in the articles of incorporation of a self-regulatory organization:

ja-jp	一　目的
en-us	(i) its purposes;

ja-jp	二　名称
en-us	(ii) its name;

ja-jp	三　事務所の所在地
en-us	(iii) the location of its office;

ja-jp	四　基本金及び出資に関する事項
en-us	(iv) the particulars of funds and contributions;

ja-jp	五　会員に関する事項
en-us	(v) the particulars of its members;

ja-jp	六　経費の分担に関する事項
en-us	(vi) the particulars of its allocation of costs;

ja-jp	七　役員に関する事項
en-us	(vii) the particulars of its officers;

ja-jp	八　会議に関する事項
en-us	(viii) the particulars of its meetings;

ja-jp	九　業務の執行に関する事項
en-us	(ix) the particulars of its execution of business;

ja-jp	十　規則の作成に関する事項
en-us	(x) the particulars of its preparation of rules;

ja-jp	十一　委託を受けて行う自主規制業務に関する事項
en-us	(xi) the particulars of the Self-Regulatory Services it is entrusted with and performs;

ja-jp	十二　会計に関する事項
en-us	(xii) the particulars of its accounting; and

ja-jp	十三　公告方法（自主規制法人が公告（この法律の規定により官報に記載する方法によりしなければならないものとされているものを除く。）をする方法をいう。第百二条の九第二項第九号において同じ。）
en-us	(xiii) the means of public notice (meaning the means by which the self-regulatory organization makes its public notices (excluding public notices that, pursuant to the provisions of this Act, must be made by means of publication in the Official Gazette); the same applies in Article 102-9, paragraph (2), item (ix)).

ja-jp	３　会社法第三十条第一項の規定は、第一項の定款について準用する。
en-us	(3) The provisions of Article 30, paragraph (1) of the Companies Act apply mutatis mutandis to the articles of incorporation referred to in paragraph (1).

ja-jp	第百二条の五　発起人は、定款を作成した後、会員になろうとする者を募り、これを会議の日時及び場所とともにその会議開催日の二週間前までに公告して、創立総会を開かなければならない。
en-us	Article 102-5 (1) After preparing the articles of incorporation, the founders must solicit persons seeking to become members, and hold an organizational meeting, making public notice of the articles of incorporation, together with the date, time, and place of the meeting, by two weeks prior to the day of the meeting.

ja-jp	２　設立を予定する自主規制法人の会員となる予定の者（以下この条において「加入予定者」という。）は、創立総会の開会までに、出資の全額を払い込まなければならない。
en-us	(2) A person planning to become the member of a self-regulatory organization whose incorporation is planned (hereinafter referred to as an "Expected Member" in this Article) must pay the full amount of contribution before the opening of the organizational meeting.

ja-jp	３　定款の承認その他設立に必要な事項の決定は、創立総会の議決によらなければならない。
en-us	(3) Approval of the articles of incorporation and decisions about matters that are otherwise necessary for incorporation must be effected by organizational meeting resolution.

ja-jp	４　創立総会では、定款を修正することができる。
en-us	(4) The articles of incorporation may be amended at an organizational meeting.

ja-jp	５　第三項の創立総会の議事は、加入予定者であつてその開会までに出資の全額の払込みをした者の二分の一以上が出席し、その出席者の議決権の三分の二以上で決する。
en-us	(5) The items of organizational meeting business that are referred to in paragraph (3) are decided with at least a two-thirds majority of the votes of the attendees, at a meeting where at least half of the Expected Members that have paid the full amount of the contribution by the opening of the meeting, are present.

ja-jp	６　加入予定者で、自主規制法人の成立の時までに出資の全額を払い込まない者は、自主規制法人の成立の時に加入の申込みを取り消したものとみなす。
en-us	(6) An Expected Member that does not pay the full amount of the contribution by the time of the establishment of a self-regulatory organization is deemed to have rescinded its application for membership at the time of the establishment of the self-regulatory organization.

ja-jp	第百二条の六　第八十八条の五から第八十八条の二十一までの規定は、自主規制法人の設立について準用する。
en-us	Article 102-6 The provisions of Articles 88-5 to 88-21 inclusive apply mutatis mutandis to the incorporation of a self-regulatory organization.

ja-jp	（会社法の準用）
en-us	(Mutatis Mutandis Application of Companies Act)

ja-jp	第百二条の七　会社法第八百二十八条第一項（第一号に係る部分に限る。）及び第二項（第一号に係る部分に限る。）、第八百三十四条（第一号に係る部分に限る。）、第八百三十五条第一項、第八百三十六条第一項及び第三項、第八百三十七条から第八百三十九条まで並びに第八百四十六条の規定は、自主規制法人の設立の無効の訴えについて準用する。この場合において、同法第八百二十八条第二項第一号中「株主等（株主、取締役又は清算人（監査役設置会社にあっては株主、取締役、監査役又は清算人、委員会設置会社にあっては株主、取締役、執行役又は清算人）をいう。以下この節において同じ。）又は設立する持分会社の社員等（社員又は清算人をいう。以下この項において同じ。）」とあるのは、「会員、理事長及び理事、監事又は清算人」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
en-us	Article 102-7 The provisions of Article 828, paragraph (1) of the Companies Act (limited to the part that involves item (i)) and of Article 828, paragraph (2) (limited to the part that involves item (i)); Article 834 (limited to the part that involves item (i)); Article 835, paragraph (1); Article 836, paragraphs (1) and (3); Articles 837 to 839 inclusive; and Article 846 of that Act apply mutatis mutandis to an action to invalidate the incorporation of a self-regulatory organization. In this case, in Article 828, paragraph (2), item (i) of that Act, the phrase "a Shareholder, etc. (meaning a shareholder, director or liquidator (or, for a Company with Company Auditors, it means a shareholder, director, company auditor or liquidator, and for a Company with Committees, it means a shareholder, director, executive officer, or liquidator); hereinafter the same applies in this Section) of the incorporated Stock Company or a Partner, etc. (meaning a partner or liquidator; hereinafter the same applies in this paragraph) of the incorporated membership company" is deemed to be replaced with "the members, the president and board members, the auditors, or the liquidators of the incorporated Stock Company", and any other necessary technical replacement of terms is specified by Cabinet Order.

ja-jp	第二目　登記
en-us	Division 2 Registration

ja-jp	第百二条の八　自主規制法人は、主たる事務所の所在地において、設立の登記をすることにより成立する。
en-us	Article 102-8 (1) A self-regulatory organization is established by a registration of its incorporation being recorded in connection with the location of its principal office.

ja-jp	２　前項の場合を除くほか、この法律の規定により登記すべき事項は、登記をした後でなければ、これをもつて第三者に対抗することができない。
en-us	(2) Except in a case prescribed in the preceding paragraph, the particulars that are required to be registered pursuant to the provisions of this Act may not be asserted against a third party until after their registration.

ja-jp	第百二条の九　自主規制法人の設立の登記は、創立総会の終了の日から二週間以内に、しなければならない。
en-us	Article 102-9 (1) A registration of the incorporation of a self-regulatory organization must be made within two weeks from the day of completion of its organizational meetings.

ja-jp	２　前項の登記には、次に掲げる事項を記載しなければならない。
en-us	(2) The following particulars must be stated in the registration referred to in the preceding paragraph:

ja-jp	一　目的
en-us	(i) purpose;

ja-jp	二　名称
en-us	(ii) name;

ja-jp	三　事務所の所在場所
en-us	(iii) office address;

ja-jp	四　存立の時期又は解散の事由を定めたときは、その時期又は事由
en-us	(iv) term of operation and grounds for dissolution, if specified;

ja-jp	五　基本金及び払い込んだ出資金額
en-us	(v) funds and amount of contributions paid in;

ja-jp	六　出資一口の金額及びその払込方法
en-us	(vi) unit amount of contributions and method of payment;

ja-jp	七　代表権を有する者の氏名、住所及び資格
en-us	(vii) name, address, and qualifications of the person with the authority of representation;

ja-jp	八　代表権の範囲又は制限に関する定めがあるときは、その定め
en-us	(viii) provisions on the scope and limitation of the authority of representation, if; and

ja-jp	九　公告方法
en-us	(ix) means of public notice.

ja-jp	（登記手続に関する規定の準用）
en-us	(Mutatis Mutandis Application of Provisions on the Registration Process)

ja-jp	第百二条の十　第八十九条の三から第八十九条の八までの規定は、自主規制法人について準用する。この場合において、第八十九条の四第一項及び第八十九条の五中「第八十九条の二第二項」とあるのは、「第百二条の九第二項」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
en-us	Article 102-10 The provisions of Articles 89-3 to 89-8 inclusive apply mutatis mutandis to a self-regulatory organization. In this case, in Article 89-4 and Article 89-5, the phrase "Article 89-2, paragraph (2)" is deemed to be replaced with "Article 102-9, paragraph (2)", and any other necessary technical replacement of terms is specified by Cabinet Order.

ja-jp	（商業登記法の準用）
en-us	(Mutatis Mutandis Application of the Commercial Registration Act)

ja-jp	第百二条の十一　商業登記法第二条から第五条まで、第七条から第十五条まで、第十七条から第二十三条の二まで、第二十四条（第十五号及び第十六号を除く。）、第二十五条から第二十七条まで、第四十七条第一項、第四十八条から第五十三条まで及び第百三十二条から第百四十八条までの規定は、自主規制法人に関する登記について準用する。この場合において、同法第十七条第二項第一号中「商号及び本店」とあるのは「名称及び主たる事務所」と、同法第四十八条、第四十九条第一項、第五十条第二項及び第四項並びに第百三十八条第一項及び第二項中「支店」とあるのは「従たる事務所」と、同法第十七条第三項及び第二十条第三項中「会社の支店」とあるのは「自主規制法人の従たる事務所」と、同法第二十五条第三項、第四十八条第一項、第四十九条第一項及び第三項、第五十条第一項から第三項まで、第五十一条第一項、第五十三条並びに第百三十八条第一項中「本店」とあるのは「主たる事務所」と、同法第四十八条第二項中「会社法第九百三十条第二項各号」とあるのは「金融商品取引法第百二条の九第二項各号」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
en-us	Article 102-11 The provisions of Articles 2 to 5 inclusive of the Commercial Registration Act and Articles 7 to 15 inclusive; Articles 17 to 23-2 inclusive; Article 24 (excluding items (xv) and (xvi)); Articles 25 to 27 inclusive; Article 47, paragraph (1); Articles 48 to 53 inclusive; and Articles 132 to 148 inclusive of that Act apply mutatis mutandis to a registration involving a self-regulatory organization. In this case, in Article 17, paragraph (2), item (i) of that Act, the phrase "trade name and the head office" is deemed to be replaced with "name and the principal office"; in Article 48, Article 49, paragraph (1), Article 50, paragraphs (2) and (4), and Article 138, paragraphs (1) and (2) of that Act, the term "branch office" is deemed to be replaced with "secondary office"; in Article 17, paragraph (3) and Article 20, paragraph (3) of that Act, the phrase "the branch office of the company" is deemed to be replaced with "the secondary office of the self-regulatory organization"; in Article 25, paragraph (3), Article 48, paragraph (1), Article 49, paragraphs (1) and (3), Article 50, paragraphs (1) to (3) inclusive, Article 51, paragraph (1), Article 53, and Article 138, paragraph (1) of that Act, the term "head office" is deemed to be replaced with "principal office"; in Article 48, paragraph (2) of that Act, the phrase "the items of Article 930, paragraph (2) of the Companies Act" is deemed to be replaced with "the items of Article 102-9, paragraph (2) of the Financial Instruments and Exchange Act"; and any other necessary technical replacement of terms is specified by Cabinet Order.

ja-jp	第三目　会員
en-us	Division 3 Members

ja-jp	（会員の資格）
en-us	(Eligibility for Membership)

ja-jp	第百二条の十二　自主規制法人の会員は、金融商品取引所、金融商品取引所持株会社及び親商品取引所等に限る。
en-us	Article 102-12 Membership in a self-regulatory organization is limited to Financial Instruments Exchanges, Financial Instruments Exchange Holding Companies, and parent Commodity Exchanges, etc.

ja-jp	第百二条の十三　第九十二条から第九十六条までの規定は、自主規制法人の会員について準用する。
en-us	Article 102-13 The provisions of Articles 92 to 96 inclusive apply mutatis mutandis to the members of a self-regulatory organization.

ja-jp	第四目　自主規制業務
en-us	Division 4 Self-Regulatory Services

ja-jp	（自主規制法人による自主規制業務）
en-us	(Self-Regulatory Services by a Self-Regulatory Organization)

ja-jp	第百二条の十四　自主規制法人は、自主規制業務を行おうとするときは、内閣総理大臣の認可を受けなければならない。
en-us	Article 102-14 A self-regulatory organization must obtain the authorization of the Prime Minister if it seeks to perform Self-Regulatory Services.

ja-jp	（認可の申請）
en-us	(Application for Authorization)

ja-jp	第百二条の十五　前条の認可を受けようとする自主規制法人は、次に掲げる事項を記載した認可申請書を内閣総理大臣に提出しなければならない。
en-us	Article 102-15 (1) A self-regulatory organization seeking the authorization referred to in the preceding Article must submit a written application for authorization to the Prime Minister, in which it states the following particulars:

ja-jp	一　名称
en-us	(i) its name;

ja-jp	二　事務所の所在の場所
en-us	(ii) the locations of its offices; and

ja-jp	三　役員の氏名及び会員の商号又は名称
en-us	(iii) the names of its officers, and the trade names and names of its members.

ja-jp	２　前項の認可申請書には、定款、業務規程その他内閣府令で定める書類を添付しなければならない。
en-us	(2) The articles of incorporation, the operational rules, and the documents specified by Cabinet Office Ordinance must accompany the written application for authorization referred to in the preceding paragraph.

ja-jp	３　第八十一条第三項の規定は、第一項の認可申請書について準用する。
en-us	(3) The provisions of Article 81, paragraph (3) apply mutatis mutandis to the written application for authorization referred to in paragraph (1).

ja-jp	（認可の基準）
en-us	(Criteria for Authorization)

ja-jp	第百二条の十六　内閣総理大臣は、前条第一項の規定による認可の申請があつた場合においては、その申請が次に掲げる基準に適合するかどうかを審査しなければならない。
en-us	Article 102-16 (1) Whenever an application for authorization under the provisions of paragraph (1) of the preceding Article is filed, the Prime Minister shall examine whether the application conforms to the following criteria:

ja-jp	一　定款及び業務規程の規定が法令に適合し、かつ、自主規制業務を適切に運営するために十分であること。
en-us	(i) the provisions of the articles of incorporation and the operational rules conform to laws and regulations, and are sufficient to allow the proper operation of Self-Regulatory Services;

ja-jp	二　認可申請者が自主規制業務を適切に運営するに足りる人的構成を有するものであること。
en-us	(ii) the applicant for authorization has a sufficient personnel structure to administer Self-Regulatory Services in an appropriate manner; and

ja-jp	三　認可申請者が自主規制法人としてこの法律の規定に適合するように組織されるものであること。
en-us	(iii) the applicant for authorization is organized as a self-regulatory organization in a manner that conforms to the provisions of this Act.

ja-jp	２　第八十二条第二項の規定は、前項の認可の申請について準用する。この場合において、同条第二項第二号中「第百六条の二十八第一項」とあるのは「第百六条の二十八第一項、第百五十三条の四において準用する第百四十八条若しくは第百五十二条第一項」と、同項第三号ロ中「第百四十八条若しくは第百五十二条第一項の規定により免許を取り消された場合」とあるのは「第百四十八条若しくは第百五十二条第一項の規定により免許を取り消された場合、第百五十三条の四において準用する第百四十八条若しくは第百五十二条第一項の規定により認可を取り消された場合」と、同号ホ中「第百五十条、第百五十二条第一項」とあるのは「第百五十条若しくは第百五十二条第一項（第百五十三条の四において準用する場合を含む。）」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
en-us	(2) The provisions of Article 82, paragraph (2) apply mutatis mutandis to the application for authorization referred to in the preceding paragraph. In this case, in Article 82, paragraph (2), item (ii), the phrase "Article 106-28, paragraph (1)" is deemed to be replaced with "Article 106-28, paragraph (1), or Article 148, or Article 152, paragraph (1) as applied mutatis mutandis pursuant to Article 153-4, paragraph (1)"; in Article 82, paragraph (2), item (iii), sub-item (b), the phrase "has had its license rescinded pursuant to the provisions of Article 148 or Article 152, paragraph (1)" is deemed to be replaced with "has had its license rescinded pursuant to the provisions of Article 148 or Article 152, paragraph (1) or has had its authorization rescinded pursuant to the provisions of Article 148 or Article 152, paragraph (1) as applied mutatis mutandis pursuant to the provisions of Article 153-4"; in Article 82, paragraph (2), item (ii), sub-item (e), the phrase "Article 150; Article 152, paragraph (1)" is deemed to be replaced with "Article 150 or Article 152, paragraph (1) (including as applied mutatis mutandis pursuant to Article 153-4)"; and any other necessary technical replacement of terms is specified by Cabinet Order.

ja-jp	（審問に関する規定の準用）
en-us	(Mutatis Mutandis Application of Provisions on Hearings)

ja-jp	第百二条の十七　第八十五条の四の規定は、第百二条の十四の認可について準用する。
en-us	Article 102-17 The provisions of Article 85-4 apply mutatis mutandis to Article 102-14 authorization.

ja-jp	第百二条の十八　自主規制法人は、金融商品取引所の委託を受けて、当該金融商品取引所に係る自主規制業務を行う。
en-us	Article 102-18 A self-regulatory organization is entrusted by a Financial Instruments Exchange and performs Self-Regulatory Services for that Financial Instruments Exchange.

ja-jp	（再委託の禁止）
en-us	(Prohibition of Re-entrustment)

ja-jp	第百二条の十九　前条の規定により自主規制業務の委託を受けた自主規制法人は、当該委託を受けた自主規制業務を他の者に委託することができない。ただし、委託金融商品取引所（自主規制法人に自主規制業務を委託した金融商品取引所をいう。以下この章において同じ。）の同意を得て、特定業務を他の者に委託する場合においては、この限りでない。
en-us	Article 102-19 (1) A self-regulatory organization that has been entrusted with Self-Regulatory Services pursuant to the provisions of the preceding Article may not entrust the Self-Regulatory Services with which it has been entrusted to another person; provided, however, that this does not apply if a self-regulatory organization entrusts another person to perform Specified Services with the consent of the entrusting Financial Instruments Exchange (meaning the Financial Instruments Exchange that has entrusted a self-regulatory organization with Self-Regulatory Services; hereinafter the same applies in this Chapter).

ja-jp	２　第八十五条第五項の規定は、自主規制法人が前項ただし書の規定により特定業務を委託する場合について準用する。この場合において、同条第五項中「前項」とあるのは、「第百二条の十九第一項ただし書」と読み替えるものとする。
en-us	(2) The provisions of Article 85, paragraph (5) apply mutatis mutandis if a self-regulatory organization entrusts a person with Specified Services pursuant to the provisions of the proviso to the preceding paragraph. In this case, in paragraph (5) of that Article, the phrase "the preceding paragraph" is deemed to be replaced with "the proviso to Article 102-19, paragraph (1)".

ja-jp	（委託関係の終了）
en-us	(Termination of Entrustment Relations)

ja-jp	第百二条の二十　自主規制法人が金融商品取引所の委託を受けて行う自主規制業務は、当該自主規制法人が第百二条の三十五第一項各号に掲げる事由により解散した場合には、終了するものとする。この場合において、委託された自主規制業務は、委託金融商品取引所が行わなければならない。
en-us	Article 102-20 The Self-Regulatory Services with which a Financial Instrument Exchange entrusts a self-regulatory organization and which that self-regulatory organization performs, terminate if the self-regulatory organization dissolves for a reason set forth in one of the items of Article 102-35, paragraph (1). In such a case, the entrusting Financial Instruments Exchange must perform the Self-Regulatory Services that were under entrustment.

ja-jp	第五目　管理
en-us	Division 5 Administration

ja-jp	（業務の制限）
en-us	(Restriction on Services)

ja-jp	第百二条の二十一　自主規制法人は、営利の目的をもつて業務を行つてはならない。
en-us	Article 102-21 A self-regulatory organization must not perform services for profit.

ja-jp	（業務の範囲）
en-us	(Scope of Services)

ja-jp	第百二条の二十二　自主規制法人は、自主規制業務及びこれに附帯する業務のほか、他の業務を行うことができない。
en-us	Article 102-22 A self-regulatory organization may not perform any service other than Self-Regulatory Services and the services incidental thereto.

ja-jp	（役員の選任等）
en-us	(Appointment of Officers)

ja-jp	第百二条の二十三　自主規制法人に、役員として、理事長一人、理事三人以上及び監事二人以上を置く。
en-us	Article 102-23 (1) A self-regulatory organization has one president, three or more board members, and two or more inspectors as its officers.

ja-jp	２　理事及び監事は、総会の決議によつて選任する。
en-us	(2) Board members and inspectors are appointed by general meeting resolution.

ja-jp	３　理事の過半数は、外部理事（委託金融商品取引所又はその子会社（第八十七条の三第三項に規定する子会社をいう。以下この章において同じ。）の取締役、理事若しくは執行役又は支配人その他の使用人でなく、かつ、過去に委託金融商品取引所又はその子会社の取締役、理事若しくは執行役又は支配人その他の使用人となつたことがない者より選任された理事をいう。以下この目において同じ。）でなければならない。
en-us	(3) The majority of board members must be outside board members (meaning board members elected from among persons that are not directors, board members or executive officers, or managers or other employees of an entrusting Financial Instruments Exchange and its Subsidiary Companies (meaning Subsidiary Companies as prescribed in Article 87-3, paragraph (3); hereinafter the same applies in this Chapter) and that have at no time in the past served as directors, board members or executive officers, or managers or other employees of the entrusting Financial Instruments Exchange or its Subsidiary Company; hereinafter the same applies in this Division).

ja-jp	４　第二十九条の四第一項第二号イからトまで又は会社法第三百三十一条第一項第三号のいずれかに該当する者は、役員となることができない。
en-us	(4) A person that falls under one of the categories prescribed in Article 29-4, paragraph (1), item (i), sub-items (a) to (g) inclusive of this Act, or Article 331, paragraph (1), item (iii) of the Companies Act may not become an officer.

ja-jp	５　役員が前項に規定する者に該当することとなつたときは、その職を失う。
en-us	(5) An officer loses that position if the officer comes to fall under a category of a person prescribed in the preceding paragraph.

ja-jp	６　理事長は、理事の互選により外部理事の中から選任する。
en-us	(6) The president is appointed from among the outside board members, based on a vote among the board members.

ja-jp	（役員の職務等）
en-us	(Duties of the Officers)

ja-jp	第百二条の二十四　理事長は、自主規制法人を代表し、その事務を総理する。
en-us	Article 102-24 (1) A president represents a self-regulatory organization and presides over its affairs.

ja-jp	２　理事は、定款の定めるところにより、自主規制法人を代表し、理事長を補佐して自主規制法人の事務を掌理し、理事長に事故があるときはその職務を代理し、理事長に欠員があるときはその職務を行う。
en-us	(2) A board member, pursuant to the provisions of the articles of incorporation, represents a self-regulatory organization, assists the president in administering the affairs of the self-regulatory organization, acts as a proxy in handling the duties of the president if the president is unable to attend to them, and performs the duties of the president if the position is vacant.

ja-jp	３　監事は、自主規制法人の事務を監査する。
en-us	(3) An inspector examines the affairs of a self-regulatory organization.

ja-jp	（理事の任期等）
en-us	(Term of Office of Board Members)

ja-jp	第百二条の二十五　理事の任期は、選任後二年以内に終了する事業年度のうち最終のものに関する総会の終結の時までとする。
en-us	Article 102-25 (1) The term of office of a board member continues until the conclusion of the general meeting for the last business year that ends within two years from the time of the appointment.

ja-jp	２　理事は、二回に限り再任されることができる。
en-us	(2) A board member may be reappointed only twice.

ja-jp	３　理事は、総会において、会員の過半数が出席し、出席した会員の五分の四以上に当たる多数による決議をもつて同意を与えた場合でなければ解任されない。
en-us	(3) A board member is not dismissed unless it is agreed upon at a general meeting, through a resolution by at least a four-fifths majority of the attending members, at a general meeting where the majority of the members are present.

ja-jp	（理事の取締役会への出席）
en-us	(Board Members' Attendance at Board of Directors Meetings)

ja-jp	第百二条の二十六　理事は、必要があると認めるときは、委託金融商品取引所の取締役会又は理事会に出席し、意見を述べることができる。
en-us	Article 102-26 A board member may attend a meeting of the board of directors or the board meeting of an entrusting Financial Instruments Exchange and state an opinion, if the board member finds this to be necessary.

ja-jp	（理事会の開催）
en-us	(The Holding of Board Meetings)

ja-jp	第百二条の二十七　自主規制法人の理事会（以下この款において「理事会」という。）は、三月に一回以上開催しなければならない。
en-us	Article 102-27 (1) A self-regulatory organization board (hereinafter referred to as a "Board" in this Subsection) must meet at least once every three months.

ja-jp	２　理事会は、理事長が招集する。
en-us	(2) The president calls the Board Meetings.

ja-jp	（理事による理事会の招集請求）
en-us	(Board Members' Demand for the Calling of a Board Meeting)

ja-jp	第百二条の二十八　理事は、理事長に対し、理事会の目的である事項及び招集の理由を示して理事会の招集を請求することができる。
en-us	Article 102-28 A board member may demand that the president call a Board Meeting by specifying the purpose of the Board Meeting and the grounds for calling one.

ja-jp	（理事会の招集手続）
en-us	(Procedures for Calling Board Meetings)

ja-jp	第百二条の二十九　理事会を招集する者は、理事会の日の一週間前（これを下回る期間を理事会で定めた場合にあつては、その期間）までに、各理事に対してその通知を発しなければならない。
en-us	Article 102-29 (1) A person that calls a Board Meeting must issue notice of this to each board member no later than one week prior to the day of the Board Meeting (or, if a shorter period has been specified at a Board Meeting, such a period).

ja-jp	２　前項の規定にかかわらず、理事会は、理事の全員の同意があるときは、招集の手続を経ることなく開催することができる。
en-us	(2) Notwithstanding the provisions of the preceding paragraph, with the consent of all of the board members, a Board Meeting may be held without the procedures for calling meetings being followed.

ja-jp	（理事会の決議）
en-us	(Board Meeting Resolutions)

ja-jp	第百二条の三十　理事会の決議は、議決に加わることができる理事の過半数が出席し、出席した当該理事の過半数で、かつ、出席した外部理事の過半数をもつて行う。
en-us	Article 102-30 (1) A Board Meeting resolution is adopted by a majority of the attending board members, and by a majority of the attending outside board members, at a Board Meeting where the majority of the board members that are entitled to participate in the vote, are present.

ja-jp	２　前項の決議について特別の利害関係を有する理事は、議決に加わることができない。
en-us	(2) A board member with a special interest in the resolution referred to the preceding paragraph may not participate in the vote.

ja-jp	３　理事会の議事については、内閣府令で定めるところにより、議事録を作成し、議事録が書面をもつて作成されているときは、出席した理事は、これに署名し、又は記名押印しなければならない。
en-us	(3) The minutes of a Board Meeting must be prepared pursuant to the provisions of Cabinet Office Ordinance, and if the minutes are prepared in writing, the board members present at the meeting must sign them or have their names and seals affixed to them.

ja-jp	４　前項の議事録が電磁的記録をもつて作成されている場合における当該電磁的記録に記録された事項については、内閣府令で定める署名又は記名押印に代わる措置をとらなければならない。
en-us	(4) If the minutes referred to in the preceding paragraph are prepared as electronic or magnetic records, relevant persons must use the measures in lieu of signing or having their names and seals affixed which are specified by Cabinet Office Ordinance, for the matters recorded in electronic or magnetic records.

ja-jp	第百二条の三十一　自主規制法人は、理事会の日から十年間、前条第三項の議事録をその主たる事務所に備え置かなければならない。
en-us	Article 102-31 (1) A self-regulatory organization shall keep the minutes referred to in paragraph (3) of the preceding Article at its principal office for a ten-year period beginning from the day of the Board Meeting.

ja-jp	２　当該自主規制法人の会員は、その権利を行使するため必要があるときは、裁判所の許可を得て、前項の議事録について次に掲げるものの閲覧又は謄写の請求をすることができる。
en-us	(2) If it is necessary in order for the member of a self-regulatory organization to exercise its rights, with the permission of the court, the member may request to inspect or copy the following things as respects the minutes referred to in the preceding paragraph:

ja-jp	一　前項の議事録が書面をもつて作成されているときは、当該書面
en-us	(i) if the minutes referred to in the preceding paragraph are prepared in writing, the relevant written document; and

ja-jp	二　前項の議事録が電磁的記録をもつて作成されているときは、当該電磁的記録に記録された事項を内閣府令で定める方法により表示したもの
en-us	(ii) if the minutes referred to in the preceding paragraph are prepared as electronic or magnetic records, something that shows the particulars that have been recorded in such electronic or magnetic records, through a means specified by Cabinet Office Ordinance.

ja-jp	３　裁判所は、前項の請求に係る閲覧又は謄写をすることにより、当該委託金融商品取引所、当該委託金融商品取引所を子会社とする者又は当該委託金融商品取引所の子会社に著しい損害を及ぼすおそれがあると認めるときは、同項の許可をすることができない。
en-us	(3) The court may not give the permission referred to in the preceding paragraph if it finds that the inspection or copying to which the request referred to in the preceding paragraph pertains is likely to cause substantial detriment to the relevant Entrusting Financial Instruments Exchange, to a person that has that Entrusting Financial Instruments Exchange as its Subsidiary Company, or to a Subsidiary Company of that Entrusting Financial Instruments Exchange.

ja-jp	４　会社法第八百六十八条第一項、第八百六十九条、第八百七十条（第一号に係る部分に限る。）、第八百七十一条本文、第八百七十二条（第四号に係る部分に限る。）、第八百七十三条本文、第八百七十五条及び第八百七十六条の規定は、第二項の許可について準用する。この場合において、必要な技術的読替えは、政令で定める。
en-us	(4) The provisions of Article 868, paragraph (1) of the Companies Act and of Article 869; Article 870 (limited to the part that involves item (i)); the main clause of Article 871; Article 872 (limited to the part that involves item (iv)); the main clause of Article 873; Article 875; and Article 876 of that Act apply mutatis mutandis to the permission referred to in paragraph (2). The necessary technical replacement of terms for such a case is specified by Cabinet Order.

ja-jp	（業務規程等の変更の取扱い）
en-us	(Treatment of Changes in Operational Rules)

ja-jp	第百二条の三十二　委託金融商品取引所は、当該金融商品取引所の業務規程その他の規則に定める事項のうち自主規制業務に関連するものとして内閣府令で定めるものの変更又は廃止をしようとするときは、受託自主規制法人の同意を得なければならない。
en-us	Article 102-32 An entrusting Financial Instruments Exchange must obtain the consent of the Entrusted Self-Regulatory Organization if it seeks to change or discontinue a particular that is prescribed in the operational rules or other rules of the Financial Instruments Exchange, and that is specified by Cabinet Office Ordinance as being connected with Self-Regulatory Services.

ja-jp	（理事会による必要な措置の助言）
en-us	(Advice on Necessary Measures from the Board)

ja-jp	第百二条の三十三　理事会は、必要があると認めるときは、委託金融商品取引所が開設する金融商品市場における有価証券の売買及び市場デリバティブ取引を公正かつ円滑にし、並びに金融商品取引業の健全な発展及び投資者の保護に資するために行うべき措置について、委託金融商品取引所に助言をすることができる。
en-us	Article 102-33 (1) If the Board finds it to be necessary, it may give advice to an entrusting Financial Instruments Exchange about the necessary measures that should be taken in order to ensure fair and smooth purchase and sales of Securities and Market Transactions of Derivatives on a Financial Instruments Exchange Market operated by the entrusting Financial Instruments Exchange, and to contribute to the sound development of the Financial Instruments Business and to the protection of investors.

ja-jp	２　理事会が前項の助言を行つた場合において、当該助言を受けた当該委託金融商品取引所は、当該助言に従つて措置を講じたとき、又は講じなかつたときは、当該措置の内容又は措置を講じなかつた旨を理事会に報告しなければならない。
en-us	(2) If the Board gives the advice referred to in the preceding paragraph, and the entrusting Financial Instruments Exchange that receives the advice takes it, it shall report to the Board the details of the measures taken; if the entrusting Financial Instruments Exchange does not take that advice, it shall report to the Board that it has not taken any measures.

ja-jp	（理事会に対する業務の報告）
en-us	(Reporting Business to the Board)

ja-jp	第百二条の三十四　委託金融商品取引所は、業務執行の状況について、内閣府令で定めるところにより、定期的に、理事会に報告しなければならない。
en-us	Article 102-34 (1) An entrusting Financial Instruments Exchange must periodically report the status of business execution to the Board, pursuant to the provisions of Cabinet Office Ordinance.

ja-jp	２　理事会は、委託金融商品取引所の理事、取締役及び執行役並びに支配人その他の使用人に対し、その職務の執行に関する事項の報告を求めることができる。
en-us	(2) The Board may request the president, the directors and executive officers, and the managers and other employees of an entrusting Financial Instruments Exchange to report the particulars of the discharge of their duties.

ja-jp	第六目　解散
en-us	Division 6 Dissolution

ja-jp	（自主規制法人の解散事由）
en-us	(Grounds for Dissolution of a Self-Regulatory Organization)

ja-jp	第百二条の三十五　自主規制法人は、次に掲げる事由によつて解散する。
en-us	Article 102-35 (1) A self-regulatory organization is dissolved for the following reasons:

ja-jp	一　定款で定めた解散の事由の発生
en-us	(i) the occurrence of a cause for dissolution specified by the articles of incorporation;

ja-jp	二　総会の決議
en-us	(ii) a general meeting resolution;

ja-jp	三　会員が存在しなくなつたこと。
en-us	(iii) the self-regulatory organization comes to have no members;

ja-jp	四　破産手続開始の決定
en-us	(iv) an order to commence bankruptcy proceedings;

ja-jp	五　成立の日から六月以内に第百二条の十五第一項の規定による認可の申請を行わなかつたこと。
en-us	(v) the failure to file an application for authorization under the provisions of Article 102-15, paragraph (1) within six months from the day of establishment;

ja-jp	六　内閣総理大臣が第百二条の十四の認可を与えないこととしたこと。
en-us	(vi) the decision of the Prime Minister not to grant Article 102-14 authorization; or

ja-jp	七　第百二条の十四の認可の取消し
en-us	(vii) rescission of Article 102-14 authorization.

ja-jp	２　自主規制法人は、総会員の四分の三以上の賛成がなければ、解散の決議をすることができない。ただし、定款に別段の定めがあるときは、この限りでない。
en-us	(2) A self-regulatory organization may not adopt a resolution to dissolve without the affirmative votes of at least three-fourths of all members; provided, however, that this does not apply if it is otherwise provided for in the articles of incorporation.

ja-jp	（解散手続に関する規定の準用）
en-us	(Mutatis Mutandis Application of Provisions on the Dissolution Process)

ja-jp	第百二条の三十六　第百条の二から第百条の十六まで及び第百条の十八から第百条の二十三までの規定は、自主規制法人について準用する。この場合において、第百条の三中「第百条第一項（第三号及び第五号を除く。）」とあるのは「第百二条の三十五（第四号を除く。）」と、第百条の四、第百条の六及び第百条の九中「第百条の十七第一項」とあるのは「第百二条の三十七第一項」と、第百条の五第二項中「第八十条第一項の免許の取消し」とあるのは「第百二条の十四の認可の取消し」と、第百条の六中「第百条の四」とあるのは「第百二条の三十六において準用する第百条の四」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
en-us	Article 102-36 The provisions of Articles 100-2 to 100-16 inclusive and Articles 100-18 to 100-23 inclusive apply mutatis mutandis to a self-regulatory organization. In this case, in Article 100-3, the phrase "Article 100, paragraph (1) (excluding items (iii) and (v))" is deemed to be replaced with "Article 102-35 (excluding item (iv))"; in Article 100-4, Article 100-6, and Article 100-9, the phrase "Article 100-17, paragraph (1)" is deemed to be replaced with "Article 102-37, paragraph (1)"; in Article 100-5, paragraph (2), the phrase "rescinding the license referred to in Article 80, paragraph (1)" is deemed to be replaced with "rescinding the authorization referred to Article 102-14"; in Article 100-6, the phrase "Article 100-4" is deemed to be replaced with "Article 100-4 as applied mutatis mutandis pursuant to Article 102-36"; and any other necessary technical replacement of terms is specified by Cabinet Order.

ja-jp	（会社法の準用）
en-us	(Mutatis Mutandis Application of the Companies Act)

ja-jp	第百二条の三十七　会社法第四百九十二条第一項及び第三項、第五百七条（第二項を除く。）、第六百四十四条（第三号を除く。）、第六百四十七条第一項及び第四項、第六百五十条第二項、第六百五十五条第一項から第五項まで並びに第六百六十二条から第六百六十四条までの規定は、自主規制法人の解散及び清算について準用する。この場合において、同法第四百九十二条第一項中「清算人（清算人会設置会社にあっては、第四百八十九条第七項各号に掲げる清算人）」とあるのは「清算人」と、同項及び同法第五百七条第一項中「法務省令」とあるのは「内閣府令」と、同法第四百九十二条第三項及び第五百七条第三項中「株主総会」とあるのは「総会」と、同法第六百四十四条第一号中「第六百四十一条第五号に掲げる事由によって解散した場合及び破産手続開始の決定により解散した場合であって当該破産手続が終了していない場合を除く。」とあるのは「破産手続開始の決定により解散した場合であって当該破産手続が終了していない場合を除く。」と、同法第六百四十七条第一項第一号中「業務を執行する社員」とあるのは「理事長及び理事」と、同項第三号中「社員（業務を執行する社員を定款で定めた場合にあっては、その社員）の過半数の同意によって定める」とあるのは「総会の決議によって選任された」と、同法第六百五十五条第三項中「互選」とあるのは「互選又は総会の決議」と、同条第四項中「業務を執行する社員」とあるのは「理事長又は理事」と、「社員を」とあるのは「理事長又は理事を定款において」と、「代表する社員が」とあるのは「代表する理事長及び理事（定款でその代表権を制限されている者を除く。）が」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
en-us	Article 102-37 (1) The provisions of Article 492, paragraphs (1) and (3) of the Companies Act and of Article 507 (excluding paragraph (2)); Article 644 (excluding item (iii)); Article 647, paragraphs (1) and (4); Article 650, paragraph (2); Article 655, paragraphs (1) to (5) inclusive; and Articles 662 to 664 inclusive of that Act apply mutatis mutandis to the dissolution and liquidation of a self-regulatory organization. In this case, in Article 492, paragraph (1) of that Act, the phrase "Liquidators (or, for Companies with Board of Liquidators, liquidators listed in each item of paragraph (7) of Article 489)" is deemed to be replaced with "A liquidator"; in the same paragraph and in Article 507, paragraph (1) of that Act, the term "Ordinance of the Ministry of Justice" is deemed to be replaced with "Cabinet Office Ordinance"; in Article 492, paragraph (3) and Article 507, paragraph (3) of that Act, the term "shareholders meeting" is deemed to be replaced with "general meeting"; in Article 644, item (i) of that Act, the phrase "have dissolved on the grounds set forth in item (v) of Article 641 or unless membership companies have dissolved as a result of a ruling for commencement of bankruptcy procedures and such bankruptcy procedures have not ended" is deemed to be replaced with "have dissolved as a result of an order to commence bankruptcy proceedings and the bankruptcy proceedings have not ended"; in Article 647, paragraph (1), item (i) of that Act, the phrase "A partner who executes the operations" is deemed to be replaced with "The president and a board member"; in item (iii) of that paragraph, the phrase "prescribed by the consent of a majority of partners (or, if partners who execute the operations are provided for in the articles of incorporation, those partners)" is deemed to be replaced with "appointed by general meeting resolution"; in Article 655, paragraph (3) of that Act, the phrase "from among themselves" is deemed to be replaced with "from among themselves or based on a general meeting resolution"; in paragraph (4) of that Article, the phrase "partners who execute the operations" is deemed to be replaced with "the president or board members", the phrase "if the partners that represent the membership company are already prescribed" is deemed to be replaced with "if the president or the board members that represent it are already prescribed in the articles of incorporation", and the phrase "such partners that represent" is deemed to be replaced with "the president or board member (excluding a president or board member whose authority of representation is limited by the articles of incorporation) that represents"; and any other necessary technical replacement of terms is specified by Cabinet Order.

ja-jp	２　会社法第八百六十八条第一項、第八百七十一条、第八百七十四条（第一号に係る部分に限る。）、第八百七十五条及び第八百七十六条の規定は、自主規制法人の清算について準用する。この場合において、必要な技術的読替えは、政令で定める。
en-us	(2) The provisions of Article 868, paragraph (1) of the Companies Act and of Article 871; Article 874 (limited to the part that involves item (i)); Article 875; and Article 876 of that Act apply mutatis mutandis to the liquidation of a self-regulatory organization. The necessary technical replacement of terms for such a case is specified by Cabinet Order.

ja-jp	（清算人の不法行為能力等）
en-us	(Liquidators' Capacity in Respect of Tortious Acts)

ja-jp	第百二条の三十八　第八十八条の九、第八十八条の十二から第八十八条の十五まで及び第百条の二十三の規定は、自主規制法人の清算人がその職務を行う場合について準用する。この場合において、必要な技術的読替えは、政令で定める。
en-us	Article 102-38 The provisions of Article 88-9, Articles 88-12 to 88-15 inclusive, and Article 100-23 apply mutatis mutandis when the liquidator of a self-regulatory organization performs liquidation duties. The necessary technical replacement of terms for such a case is specified by Cabinet Order.

ja-jp	（商業登記法の準用）
en-us	(Mutatis Mutandis Application of the Commercial Registration Act)

ja-jp	第百二条の三十九　商業登記法第七十一条第一項の規定は、この法律による自主規制法人の解散の登記について準用する。
en-us	Article 102-39 The provisions of Article 71, paragraph (1) of the Commercial Registration Act apply mutatis mutandis to registration of the dissolution of a self-regulatory organization under this Act.

ja-jp	第二款　取引所金融商品市場を開設する株式会社
en-us	Subsection 2 Stock Companies That Operate Financial Instruments Exchange Markets

ja-jp	第一目　総則
en-us	Division 1 General Provisions

ja-jp	第百三条　株式会社金融商品取引所の定款には、会社法第二十七条各号に掲げる事項のほか、次に掲げる事項を記載し、又は記録しなければならない。
en-us	Article 103 In addition to the matters set forth in the items of Article 27 of the Companies Act, the following particulars must be stated or recorded in the articles of incorporation of a Stock Company-Operated Financial Instruments Exchange:

ja-jp	一　取引参加者の法令、法令に基づく行政官庁の処分若しくは定款その他の規則又は取引の信義則の遵守の状況の調査に関する事項
en-us	(i) the particulars involved in investigations into Trading Participants' compliance with laws and regulations, dispositions by government agencies which are based on laws and regulations, the articles of incorporation and other rules, and the principle of good faith in their transactions;

ja-jp	二　規則の作成に関する事項
en-us	(ii) the particulars of the preparation of rules;

ja-jp	三　取引所金融商品市場に関する事項
en-us	(iii) the particulars of the Financial Instruments Exchange Markets; and

ja-jp	四　自主規制委員会を設置する場合にあつては、その旨
en-us	(iv) if a self-regulatory committee will be established, an indication of this.

ja-jp	（議決権の保有制限）
en-us	(Restrictions on the Holding of Voting Rights)

ja-jp	第百三条の二　何人も、株式会社金融商品取引所の総株主の議決権の百分の二十（その財務及び営業の方針の決定に対して重要な影響を与えることが推測される事実として内閣府令で定める事実がある場合には、百分の十五。以下この章において「保有基準割合」という。）以上の数の議決権（取得又は保有の態様その他の事情を勘案して内閣府令で定めるものを除く。以下この章において「対象議決権」という。）を取得し、又は保有してはならない。ただし、認可金融商品取引業協会、金融商品取引所、金融商品取引所持株会社、商品取引所又は商品取引所持株会社が取得し、又は保有する場合は、この限りでない。
en-us	Article 103-2 (1) It is prohibited for any person to acquire or hold a number of voting rights (excluding the voting rights that are specified by Cabinet Office Ordinance in consideration of the manner in which they are acquired or held and any other circumstances; hereinafter referred to as "Subject Voting Rights" in this Chapter) constituting 20 percent or more (or 15 percent or more, if a fact has occurred that is specified by Cabinet Office Ordinance as something that is presumed to have a material influence on decisions about financial and operational policies; hereinafter referred to as the "Threshold Holding Ratio" in this Chapter) of all shareholders' voting rights in a Stock Company-Operated Financial Instruments Exchange; provided, however, that this does not apply if an Authorized Financial Instruments Business Association, Financial Instruments Exchange, Financial Instruments Exchange Holding Company, Commodity Exchange, or Commodity Exchange Holding Company acquires or holds Subject Voting Rights.

ja-jp	２　前項本文の規定は、保有する対象議決権の数に増加がない場合その他の内閣府令で定める場合において、株式会社金融商品取引所の総株主の議決権の保有基準割合以上の数の対象議決権を取得し、又は保有することとなるときには、適用しない。
en-us	(2) If the number of Subject Voting Rights that the person holds does not increase or in any other case specified by Cabinet Office Ordinance, the provisions of the main clause of the preceding paragraph do not apply to a person acquiring or holding a number of Subject Voting Rights in a Stock Company-Operated Financial Instruments Exchange which is equal to or greater than the Threshold Holding Ratio of all shareholders' voting rights.

ja-jp	３　前項の場合において、株式会社金融商品取引所の総株主の議決権の保有基準割合以上の数の対象議決権を取得し、又は保有することとなつた者（以下この条において「特定保有者」という。）は、特定保有者になつた旨その他内閣府令で定める事項を、遅滞なく、内閣総理大臣に届け出なければならない。
en-us	(3) In the case referred to in the preceding paragraph, a person that comes to acquire or hold a number of Subject Voting Rights in a Stock Company-Operated Financial Instruments Exchange which is equal to or greater than the Threshold Holding Ratio of all shareholders' voting rights (hereinafter referred to as a "Specified Holder" in this Article) shall notify the Prime Minister without delay that that person has become a Specified Holder, and of the matters specified by Cabinet Office Ordinance.

ja-jp	４　第二項の場合において、特定保有者は、特定保有者となつた日から三月以内に、株式会社金融商品取引所の保有基準割合未満の数の対象議決権の保有者となるために必要な措置をとらなければならない。ただし、当該特定保有者が第百六条の三第一項に規定する地方公共団体等である場合であつて、当該地方公共団体等が同項の規定により内閣総理大臣の認可を受けたときは、この限りでない。
en-us	(4) In the case referred to in paragraph (2), a Specified Holder must take the necessary measures to become the holder of a number of Subject Voting Rights in the Stock Company-Operated Financial Instruments Exchange which is less than the Threshold Holding Ratio within three months from the day on which the person becomes a Specified Holder; provided, however, that this does not apply if the Specified Holder is a Local Government, etc. provided for in Article 106-3, paragraph (1) and that Local Government, etc. has obtained the authorization of the Prime Minister pursuant to the provisions of that paragraph.

ja-jp	５　次の各号に掲げる場合における前各項の規定の適用については、当該各号に定める対象議決権は、これを取得し、又は保有するものとみなす。
en-us	(5) With regard to the application of the provisions of the preceding paragraphs to a case set forth in one of the following items, the relevant person is deemed to acquire or hold the Subject Voting Rights prescribed in the relevant item:

ja-jp	一　金銭の信託契約その他の契約又は法律の規定に基づき、株式会社金融商品取引所の対象議決権を行使することができる権限又は当該議決権の行使について指図を行うことができる権限を有し、又は有することとなる場合　当該対象議決権
en-us	(i) a person has or will have the authority to exercise Subject Voting Rights in a Stock Company-Operated Financial Instruments Exchange or the authority to give instructions on the exercise of such voting rights, pursuant to the provisions of a money trust contract or other contract or based on the provisions of law: the Subject Voting Rights in question; and

ja-jp	二　株式の所有関係、親族関係その他の政令で定める特別の関係にある者が株式会社金融商品取引所の対象議決権を取得し、又は保有する場合　当該特別の関係にある者が取得し、又は保有する対象議決権
en-us	(ii) a person that is related to the person in question through a shareholding relationship, familial relationship, or other special relationship specified by Cabinet Order, acquires or holds Subject Voting Rights in a Stock Company-Operated Financial Instruments Exchange: the Subject Voting Rights acquired or held by the person with the special relationship to the person in question.

ja-jp	６　前各項の規定の適用に関し必要な事項は、政令で定める。
en-us	(6) Necessary particulars relevant to the application of the provisions of each of the preceding paragraphs are specified by Cabinet Order.

ja-jp	（対象議決権保有届出書の提出）
en-us	(Submission of a Statement of Holdings in Subject Voting Rights)

ja-jp	第百三条の三　株式会社金融商品取引所の総株主の議決権の百分の五を超える対象議決権の保有者（以下この項において「対象議決権保有者」という。）となつた者は、内閣府令で定めるところにより、対象議決権保有割合（対象議決権保有者の保有する当該対象議決権の数を当該株式会社金融商品取引所の総株主の議決権の数で除して得た割合をいう。）、保有の目的その他内閣府令で定める事項を記載した対象議決権保有届出書を、遅滞なく、内閣総理大臣に提出しなければならない。
en-us	Article 103-3 (1) A person that becomes the holder of Subject Voting Rights exceeding five percent of all shareholders' voting rights in a Stock Company-Operated Financial Instruments Exchange (hereinafter referred to as the "Holder of Subject Voting Rights" in this paragraph) must submit a statement of holdings in Subject Voting Rights to the Prime Minister, pursuant to the provisions of Cabinet Office Ordinance and without delay, in which the holder states the Subject Voting Rights holding rate (meaning the rate arrived at by dividing the number of Subject Voting Rights held by the Holder of Subject Voting Rights by the number representing all shareholders' voting rights in the Stock Company-Operated Financial Instruments Exchange), the purpose of the holding, and the matters otherwise specified by Cabinet Office Ordinance.

ja-jp	２　前条第五項の規定は、前項の規定を適用する場合について準用する。
en-us	(2) The provisions of paragraph (5) of the preceding Article apply mutatis mutandis when the provisions of the preceding paragraph are applicable.

ja-jp	（対象議決権保有届出書の提出者に対する報告の徴取及び検査）
en-us	(Collection of Reports and Inspection of a Person Submitting a Statement of Holdings in Subject Voting Rights)

ja-jp	第百三条の四　内閣総理大臣は、前条第一項の対象議決権保有届出書のうちに虚偽の記載があり、又は記載すべき事項の記載が欠けている疑いがあると認めるときは、当該対象議決権保有届出書の提出者に対し参考となるべき報告若しくは資料の提出を命じ、又は当該職員にその者の書類その他の物件の検査（当該対象議決権保有届出書の記載に関し必要な検査に限る。）をさせることができる。
en-us	Article 103-4 If the Prime Minister suspects that a statement of holdings in Subject Voting Rights which is referred to in paragraph (1) of the preceding Article contains a false statement or omits a statement as to a particular that is required to be stated, the Prime Minister may order the person submitting the statement of holdings in Subject Voting Rights to submit reports or materials that should serve as a reference, or may have the relevant officials inspect the documents and other articles of that person (but only as is necessary in connection with the statements contained in the statement of holdings in Subject Voting Rights).

ja-jp	（発行済株式の総数等の縦覧）
en-us	(Public Inspection of the Total Number of Issued Shares)

ja-jp	第百四条　株式会社金融商品取引所は、内閣府令で定めるところにより、その発行済株式の総数、総株主の議決権の数その他の内閣府令で定める事項を、公衆の縦覧に供しなければならない。
en-us	Article 104 A Stock Company-Operated Financial Instruments Exchange must make available for public inspection its total number of issued shares, the number that represents all shareholders' voting rights, and other matters specified by Cabinet Office Ordinance, pursuant to the provisions of Cabinet Office Ordinance.

ja-jp	（取締役等の適格性等）
en-us	(Eligibility as a Director)

ja-jp	第百四条の二　会社法第三百三十一条第二項ただし書（同法第三百三十五条第一項において準用する場合を含む。）、第三百三十二条第二項（同法第三百三十四条第一項において準用する場合を含む。）、第三百三十六条第二項及び第四百二条第五項ただし書の規定は、株式会社金融商品取引所については、適用しない。
en-us	Article 104-2 The provisions of the proviso to paragraph (2) of Article 331 of the Companies Act (including as applied mutatis mutandis pursuant to Article 335, paragraph (1) of that Act) and of Article 332, paragraph (2) (including as applied mutatis mutandis pursuant to Article 334, paragraph (1) of that Act); Article 336, paragraph (2); and the proviso to Article 402, paragraph (5) of that Act do not apply to a Stock Company-Operated Financial Instruments Exchange.

ja-jp	（資本の減少の認可等）
en-us	(Authorization for a Reduction of Capital)

ja-jp	第百五条　株式会社金融商品取引所は、その資本金の額を減少しようとするときは、内閣総理大臣の認可を受けなければならない。
en-us	Article 105 (1) A Stock Company-Operated Financial Instruments Exchange must obtain the authorization of the Prime Minister if it seeks to reduce its stated capital.

ja-jp	２　株式会社金融商品取引所は、その資本金の額を増加しようとするときは、内閣府令で定めるところにより、内閣総理大臣に届け出なければならない。
en-us	(2) A Stock Company-Operated Financial Instruments Exchange must notify the Prime Minister pursuant to the provisions of Cabinet Office Ordinance if it seeks to increase its stated capital.

ja-jp	（役員の特例）
en-us	(Special Provisions on Officers)

ja-jp	第百五条の二　第九十八条第四項及び第五項の規定は、株式会社金融商品取引所の役員について準用する。
en-us	Article 105-2 The provisions of Article 98, paragraphs (4) and (5) apply mutatis mutandis to the officers of a Stock Company-Operated Financial Instruments Exchange.

ja-jp	（裁判所の調査依頼）
en-us	(The Court's Request for an Investigation)

ja-jp	第百五条の三　裁判所は、株式会社金融商品取引所の清算手続、破産手続、再生手続、更生手続又は承認援助手続において、内閣総理大臣に対し、意見を求め、又は検査若しくは調査を依頼することができる。
en-us	Article 105-3 (1) In liquidation proceedings, bankruptcy proceedings, rehabilitation proceedings, reorganization proceedings, or recognition and assistance proceedings for a Stock Company-Operated Financial Instruments Exchange, the court may request the opinion of, or an inspection or investigation by, the Prime Minister.

ja-jp	２　内閣総理大臣は、前項に規定する手続において、必要があると認めるときは、裁判所に対し、意見を述べることができる。
en-us	(2) If the Prime Minister finds it to be necessary, the Prime Minister may state an opinion to the court during the proceedings prescribed in the preceding paragraph.

ja-jp	第二目　自主規制委員会
en-us	Division 2 Self-Regulatory Committee

ja-jp	第百五条の四　株式会社金融商品取引所は、自主規制業務を自主規制法人に委託している場合を除き、定款の定めるところにより、自主規制委員会を置くことができる。
en-us	Article 105-4 (1) A Stock Company-Operated Financial Instruments Exchange may set in place a self-regulatory committee pursuant to the provisions of its articles of incorporation, unless Self-Regulatory Services are entrusted to a self-regulatory organization.

ja-jp	２　自主規制委員会は、当該自主規制委員会を設置する株式会社金融商品取引所（以下この目において「特定株式会社金融商品取引所」という。）の自主規制業務に関する事項の決定を行う。
en-us	(2) A self-regulatory committee makes the decisions about matters related to the Self-Regulatory Services of the Stock Company-Operated Financial Instruments Exchange that has in place that self-regulatory committee (hereinafter referred to as a "Specified Stock Company-Operated Financial Instruments Exchange" in this Division).

ja-jp	３　自主規制委員会は、自主規制業務に関する事項の決定について、取締役会から委任を受けたものとみなす。
en-us	(3) A self-regulatory committee is deemed to be entrusted by the board of directors with decisions about matters related to Self-Regulatory Services.

ja-jp	４　特定株式会社金融商品取引所の自主規制委員会は、会社法第三百六十二条第四項及び第四百十六条第四項の規定にかかわらず、自主規制業務に関する事項の決定について、執行役又は取締役に委任することができない。
en-us	(4) Notwithstanding the provisions of Article 362, paragraph (4) and Article 416, paragraph (4) of the Companies Act, the self-regulatory committee of a Specified Stock Company-Operated Financial Instruments Exchange may not entrust executive officers or directors with a decision about a matter related to Self-Regulatory Services.

ja-jp	５　特定株式会社金融商品取引所の取締役会は、会社法第三百六十二条第四項及び第四百十六条第四項の規定にかかわらず、次条第二項に規定する自主規制委員の選定及び第百五条の七第一項に規定する自主規制委員の解職について、執行役又は取締役に委任することができない。
en-us	(5) Notwithstanding the provisions of Article 362, paragraph (4) and Article 416, paragraph (4) of the Companies Act, the board of directors of a Specified Stock Company-Operated Financial Instruments Exchange may not entrust the authority to select the members of a self-regulatory committee provided for in paragraph (2) of the following Article or to remove the members of a self-regulatory committee provided for in Article 105-7, paragraph (1), to an executive officer or director.

ja-jp	第百五条の五　自主規制委員会は、自主規制委員三人以上で組織し、その過半数は、社外取締役でなければならない。
en-us	Article 105-5 (1) A self-regulatory committee must be composed of three or more members, and the majority of those members must be outside directors.

ja-jp	２　自主規制委員は、特定株式会社金融商品取引所の取締役の中から、取締役会の決議によつて選定する。
en-us	(2) Members of the self-regulatory committee are selected from among the directors of a Specified Stock Company-Operated Financial Instruments Exchange by resolution of the board of directors.

ja-jp	３　前項の決議は、議決に加わることができる取締役の過半数（これを上回る割合を定款で定めた場合にあつては、その割合以上）が出席し、その過半数（これを上回る割合を定款で定めた場合にあつては、その割合以上）で、かつ、出席した社外取締役の過半数をもつて行う。
en-us	(3) The resolution referred to in the preceding paragraph is adopted by a majority (or, if a higher proportion is provided for in the articles of incorporation, at least such a proportion) of the attending directors, and by a majority of the attending outside directors, at a meeting where the majority (or, if a higher proportion is provided for in the articles of incorporation, at least such a proportion) of the directors that are entitled to participate in the vote, are present.

ja-jp	４　自主規制委員会に自主規制委員長を置き、自主規制委員の互選によつて社外取締役のうちからこれを定める。
en-us	(4) The self-regulatory committee has a self-regulatory committee chairperson, and this chairperson is designated from among the outside directors based on a vote among the members of the self-regulatory committee.

ja-jp	５　自主規制委員長は、自主規制委員会の会務を総理する。
en-us	(5) The chairperson of the self-regulatory committee presides over the affairs of the self-regulatory committee.

ja-jp	６　自主規制委員会は、あらかじめ、自主規制委員のうちから、自主規制委員長に事故がある場合に当該自主規制委員長の職務を代理する者を定めておかなければならない。
en-us	(6) The self-regulatory committee must designate a person from among the members of the self-regulatory committee to act as a proxy in handling the duties of the chairperson of the self-regulatory committee in the event that the chairperson is unable to attend to them, in advance.

ja-jp	第百五条の六　自主規制委員の任期は、選定後一年以内に終了する事業年度のうち最終のものに関する定時株主総会の終結の時までとする。
en-us	Article 105-6 (1) The term of office of a self-regulatory committee member continues until the conclusion of the annual shareholders meeting for the last business year that ends within one year from the time of the member's selection.

ja-jp	２　自主規制委員は、四回に限り再選されることができる。
en-us	(2) The members of a self-regulatory committee may be reselected only four times.

ja-jp	第百五条の七　自主規制委員は、特定株式会社金融商品取引所の取締役会の決議によつて解職することができる。
en-us	Article 105-7 (1) The member of a self-regulatory committee may be removed by a resolution of the board of directors of the Specified Stock Company-Operated Financial Instruments Exchange.

ja-jp	２　前項の決議は、議決に加わることができる取締役の過半数（これを上回る割合を定款で定めた場合にあつては、その割合以上）が出席し、その過半数（これを上回る割合を定款で定めた場合にあつては、その割合以上）で、かつ、出席した自主規制委員の過半数をもつて行う。
en-us	(2) The resolution referred to in the preceding paragraph is adopted by a majority (or, if a higher proportion is provided for in the articles of incorporation, at least such a proportion) of the attending directors, and by a majority of the attending members of the self-regulatory committee, at a meeting where the majority (or, if a higher proportion is provided for in the articles of incorporation, at least such a proportion) of the directors that are entitled to participate in the vote, are present.

ja-jp	３　第百五条の五第一項に規定する自主規制委員の員数が欠けた場合には、任期の満了又は辞任により退任した自主規制委員は、新たに選定された自主規制委員（次項の一時自主規制委員の職務を行う者を含む。）が就任するまで、なお自主規制委員としての権利義務を有する。
en-us	(3) If there is a position vacancy that results in a shortfall in the number of members of a self-regulatory committee provided for in Article 105-5, paragraph (1), a member of the self-regulatory committee that has left the position due to the expiration of the term of office or because the member resigned, continues to have rights and obligations as a member of the self-regulatory committee until a newly selected self-regulatory committee member (including a person as referred to in the following paragraph that will temporarily perform the duties of a member of the self-regulatory committee) assumes that position.

ja-jp	４　前項に規定する場合において、裁判所は、必要があると認めるときは、利害関係人の申立てにより、一時自主規制委員の職務を行う者を選任することができる。
en-us	(4) In the case prescribed in the preceding paragraph, if the court finds it to be necessary, it may appoint a person to temporarily perform the duties of a member of the self-regulatory committee, at the petition of an interested party.

ja-jp	５　裁判所は、前項の一時自主規制委員の職務を行う者を選任した場合には、特定株式会社金融商品取引所がその者に対して支払う報酬の額を定めることができる。
en-us	(5) If the court appoints a person to temporarily perform the duties of a member of a self-regulatory committee as referred to in the preceding paragraph, it may set the amount of remuneration that the Specified Stock Company-Operated Financial Instruments Exchange is to pay to that person.

ja-jp	６　会社法第八百六十八条第一項、第八百七十条（第二号に係る部分に限る。）、第八百七十一条、第八百七十二条（第四号に係る部分に限る。）、第八百七十四条（第一号に係る部分に限る。）、第八百七十五条及び第八百七十六条の規定は、第四項の申立てがあつた場合について準用する。この場合において、必要な技術的読替えは、政令で定める。
en-us	(6) The provisions of Article 868, paragraph (1) of the Companies Act and of Article 870 (limited to the part that involves item (ii)); Article 871; Article 872 (limited to the part that involves item (iv)); Article 874 (limited to the part that involves item (i)); Article 875; and Article 876 of that Act apply mutatis mutandis if the petition referred to in paragraph (4) is filed. The necessary technical replacement of terms for such a case is specified by Cabinet Order.

ja-jp	（取締役の選任及び解任）
en-us	(Appointment and Dismissal of Directors)

ja-jp	第百五条の八　第百五条の五第三項の規定は、監査役会設置会社である特定株式会社金融商品取引所が株主総会に提出する取締役の選任及び解任に関する議案の内容を決定する場合について準用する。
en-us	Article 105-8 The provisions of Article 105-5, paragraph (3) apply mutatis mutandis if a Specified Stock Company-Operated Financial Instruments Exchange which is a company with a board of company auditors reaches a decision on the contents of proposals regarding the appointment and dismissal of directors to be submitted to the shareholders at a shareholders meeting.

ja-jp	（緊急の場合の取扱い）
en-us	(Emergency Handling)

ja-jp	第百五条の九　第百五条の四第二項及び第三項の規定にかかわらず、特定株式会社金融商品取引所の代表取締役又は代表執行役は、公益又は投資者の保護を図るため特に必要があると認める場合であつて、状況に照らし緊急を要するときは、上場の廃止その他の内閣府令で定める自主規制業務に関する事項を決定することができる。
en-us	Article 105-9 (1) Notwithstanding the provisions of Article 105-4, paragraphs (2) and (3), if the representative director or representative executive officer of a Specified Stock Company-Operated Financial Instruments Exchange finds it to be particularly necessary for ensuring the public interest or the protection of investors, and there is an urgent necessity in light of the circumstances, the representative director or representative executive officer may make a decision to delist or a decision about any other matter related to Self-Regulatory Services that is specified by Cabinet Office Ordinance.

ja-jp	２　前項の規定により特定株式会社金融商品取引所が上場の廃止その他の内閣府令で定める自主規制業務に関する事項の決定をした場合には、当該株式会社金融商品取引所の代表取締役又は代表執行役は、自主規制委員会に対し、速やかに、その旨を報告しなければならない。
en-us	(2) If a Specified Stock Company-Operated Financial Instruments Exchange decides to delist or makes a decision about any other matter related to Self-Regulatory Services that is specified by Cabinet Office Ordinance pursuant to the provisions of the preceding paragraph, the representative director or the representative executive officer of the Specified Stock Company-Operated Financial Instruments Exchange must promptly report this to the self-regulatory committee.

ja-jp	（執行役又は取締役の行為の差止め）
en-us	(Enjoinment of the Act of an Executive Officer or Director)

ja-jp	第百五条の十　自主規制委員は、特定株式会社金融商品取引所の執行役又は取締役が自主規制業務に関し自主規制委員会の決定に違反する行為をし、又はその行為をするおそれがある場合において、当該行為によつて自主規制業務の適正な運営に著しい支障をきたすおそれがあるときは、当該執行役又は取締役に対し、当該行為をやめることを請求することができる。
en-us	Article 105-10 (1) If the executive officer or director of a Specified Stock Company-Operated Financial Instruments Exchange acts or is likely to act in an way that violates a decision of the self-regulatory committee with regard to Self-Regulatory Services, and if that act is likely to substantially compromise the appropriate operation of Self-Regulatory Services, a member of the self-regulatory committee may demand the executive officer or director to cease engaging in that act.

ja-jp	２　前項の場合において、裁判所が仮処分をもつて同項の執行役又は取締役に対し、その行為をやめることを命ずるときは、担保を立てさせないものとする。
en-us	(2) In the case referred to in the preceding paragraph, if the court issues a provisional disposition ordering the executive officer or director referred to in that paragraph to cease engaging in that act, the court is not to make the executive officer or director provide collateral.

ja-jp	（業務規程等の変更の取扱い）
en-us	(Treatment of a Change in the Operational Rules)

ja-jp	第百五条の十一　特定株式会社金融商品取引所は、当該株式会社金融商品取引所の業務規程その他の規則に定める事項のうち自主規制業務に関連するものとして内閣府令で定めるものの変更又は廃止をしようとするときは、自主規制委員会の同意を得なければならない。
en-us	Article 105-11 A Specified Stock Company-Operated Financial Instruments Exchange must obtain the consent of the self-regulatory committee if it seeks to change or discontinue a particular that is prescribed in the operational rules or other rules of the Stock Company-Operated Financial Instruments Exchange, and that is specified by Cabinet Office Ordinance as being related to Self-Regulatory Services.

ja-jp	第百五条の十二　自主規制委員会は、第百五条の五第四項に規定する自主規制委員長（自主規制委員長に事故があるときは、同条第六項に規定する自主規制委員長の職務を代理する者。次条及び第百五条の十四において同じ。）が招集する。
en-us	Article 105-12 The self-regulatory committee is convened by the chairperson of the self-regulatory committee prescribed in Article 105-5, paragraph (4) (or by the person that acts as a proxy in handling the duties of the chairperson of the self-regulatory committee as prescribed in Article 105-5, paragraph (6), if the chairperson of the self-regulatory committee is unable to attend to those duties; the same applies to the following Article and Article 105-14).

ja-jp	第百五条の十三　自主規制委員は、自主規制委員長に対し、自主規制委員会の目的である事項及び招集の理由を示して、自主規制委員会の招集を請求することができる。
en-us	Article 105-13 The member of a self-regulatory committee may demand that the chairperson of the self-regulatory committee call a meeting of the self-regulatory committee by specifying the purpose of a self-regulatory committee meeting and showing grounds for calling one.

ja-jp	第百五条の十四　自主規制委員会を招集するには、自主規制委員長は、自主規制委員会の日の一週間（これを下回る期間を自主規制委員会で定めた場合にあつては、その期間）前までに、各自主規制委員に対してその通知を発しなければならない。
en-us	Article 105-14 (1) To call a meeting of the self-regulatory committee, the chairperson of the self-regulatory committee must give a notice of the meeting to each member of the self-regulatory committee, no later than one week prior to the day of the self-regulatory committee meeting (or, if a shorter period has been specified by the self-regulatory committee, such a period).

ja-jp	２　前項の規定にかかわらず、自主規制委員会は、自主規制委員の全員の同意があるときは、招集の手続を経ることなく開催することができる。
en-us	(2) Notwithstanding the provisions of the preceding paragraph, with the consent of all members of the self-regulatory committee, a meeting of the self-regulatory committee may be held without the procedures for calling meetings being followed.

ja-jp	３　特定株式会社金融商品取引所の執行役、取締役、会計参与又は会計監査人は、自主規制委員会の要求があつたときは、当該自主規制委員会に出席し、当該自主規制委員会が求めた事項について説明をしなければならない。
en-us	(3) If the executive officer, director, accounting advisor, or accounting auditor of a Specified Stock Company-Operated Financial Instruments Exchange is so requested by the self-regulatory committee, the officer, director, accounting advisor, or accounting auditor must attend a meeting of the self-regulatory committee and explain a matter regarding which the self-regulatory committee requests an explanation.

ja-jp	第百五条の十五　自主規制委員会の決議は、議決に加わることができる自主規制委員の過半数が出席し、その過半数で、かつ、出席した社外取締役である自主規制委員の過半数をもつて行う。
en-us	Article 105-15 (1) A self-regulatory committee resolution is adopted by a majority of the attending members of the self-regulatory committee, and by a majority of the attending members of the self-regulatory committee that are outside directors, at a meeting where the majority of the members of the self-regulatory committee that are entitled to participate in the vote, are present.

ja-jp	２　前項の決議について特別の利害関係を有する自主規制委員は、議決に加わることができない。
en-us	(2) A member of the self-regulatory committee with a special interest in the resolution referred to in the preceding paragraph may not participate in the vote.

ja-jp	３　自主規制委員会の議事については、内閣府令で定めるところにより、議事録を作成し、議事録が書面をもつて作成されているときは、出席した自主規制委員は、これに署名し、又は記名押印しなければならない。
en-us	(3) The minutes of a self-regulatory committee meeting must be prepared pursuant to the provisions of Cabinet Office Ordinance, and if the minutes are prepared in writing, the members of the self-regulatory committee present at the meeting must sign them or have their names and seals affixed to them.

ja-jp	４　自主規制委員会が選定する自主規制委員は、第一項の規定による決議後、遅滞なく、当該決議の内容を取締役会に報告しなければならない。
en-us	(4) Without delay following a resolution under paragraph (1), the member of a self-regulatory committee that the self-regulatory committee selects shall, report the content of the resolution to the board of directors.

ja-jp	５　第三項の議事録が電磁的記録をもつて作成されている場合における当該電磁的記録に記録された事項については、内閣府令で定める署名又は記名押印に代わる措置をとらなければならない。
en-us	(5) If the minutes prescribed in the paragraph (3) are prepared as electronic or magnetic records, the relevant persons must use the measures in lieu of signing or having their names and seals affixed which are specified by Cabinet Office Ordinance shall be taken, for the particulars that are recorded in the electronic or magnetic records.

ja-jp	６　前各項に定めるもののほか、議事の手続その他自主規制委員会の運営に関し必要な事項は、自主規制委員会が定める。
en-us	(6) Beyond what is provided for in the preceding paragraphs, meeting procedures and necessary particulars otherwise relevant to the operation of the self-regulatory committee are specified by the self-regulatory committee.

ja-jp	第百五条の十六　特定株式会社金融商品取引所は、自主規制委員会の日から十年間、前条第三項の議事録をその本店に備え置かなければならない。
en-us	Article 105-16 (1) A Specified Stock Company-Operated Financial Instruments Exchange shall keep the minutes referred to in paragraph (3) of the preceding Article at its head office for a ten–year period beginning from the day of the self-regulatory committee meeting.

ja-jp	２　当該株式会社金融商品取引所の取締役は、次に掲げるものの閲覧及び謄写をすることができる。
en-us	(2) The directors of the Stock Company-Operated Financial Instruments Exchange may inspect or copy the following:

ja-jp	一　前項の議事録が書面をもつて作成されているときは、当該書面
en-us	(i) if the minutes referred to in the preceding paragraph are prepared in writing, the relevant written documents; and

ja-jp	二　前項の議事録が電磁的記録をもつて作成されているときは、当該電磁的記録に記録された事項を内閣府令で定める方法により表示したもの
en-us	(ii) if the minutes referred to in the preceding paragraph are prepared as electronic or magnetic records, something that shows the particulars that have been recorded in such electronic or magnetic records, through a means specified by Cabinet Office Ordinance.

ja-jp	３　当該株式会社金融商品取引所の株主は、その権利を行使するため必要があるときは、裁判所の許可を得て、第一項の議事録について前項各号に掲げるものの閲覧又は謄写の請求をすることができる。
en-us	(3) If it is necessary in order for the shareholder of a Stock Company-Operated Financial Instruments Exchange to exercise its rights, with the permission of the court, the shareholder may request to inspect or copy the things set forth in the items of the preceding paragraph as respects the minutes referred to in paragraph (1).

ja-jp	４　前項の規定は、当該株式会社金融商品取引所の債権者が自主規制委員の責任を追及するため必要があるとき及び当該株式会社金融商品取引所を子会社とする者の株主又は会員がその権利を行使するため必要があるときについて準用する。
en-us	(4) The provisions of the preceding paragraph apply mutatis mutandis if it is necessary in order for the creditor of a Stock Company-Operated Financial Instruments Exchange to inquire into the liability of the members of the self-regulatory committee, or if it is necessary in order for the shareholders or members of a person that has such a Stock Company-Operated Financial Instruments Exchange as its Subsidiary Company to exercise their voting rights.

ja-jp	５　裁判所は、第三項（前項において準用する場合を含む。以下この項及び次項において同じ。）の請求に係る閲覧又は謄写をすることにより、当該株式会社金融商品取引所、当該株式会社金融商品取引所を子会社とする者又は当該株式会社金融商品取引所の子会社に著しい損害を及ぼすおそれがあると認めるときは、第三項の許可をすることができない。
en-us	(5) The court may not give the permission referred to in paragraph (3) (including as applied mutatis mutandis pursuant to the provisions of the preceding paragraph; hereinafter the same applies in this and the following paragraphs) if it finds that the inspection or copying to which the request referred to in that paragraph pertains is likely to cause substantial detriment to the Stock Company-Operated Financial Instruments Exchange, to a person that has the Stock Company-Operated Financial Instruments Exchange as its Subsidiary Company, or to a Subsidiary Company of that Stock Company-Operated Financial Instruments Exchange.

ja-jp	６　会社法第八百六十八条第一項、第八百六十九条、第八百七十条（第一号に係る部分に限る。）、第八百七十一条本文、第八百七十二条（第四号に係る部分に限る。）、第八百七十三条本文、第八百七十五条及び第八百七十六条の規定は、第三項の許可について準用する。この場合において、必要な技術的読替えは、政令で定める。
en-us	(6) The provisions of Article 868, paragraph (1) of the Companies Act or of Article 869; Article 870 (limited to the part that involves item (i)); the main clause of Article 871; Article 872 (limited to the part that involves item (iv)); the main clause of Article 873; Article 875; and Article 876 of that Act apply mutatis mutandis to the permission referred to in paragraph (3). The necessary technical replacement of terms for such a case is specified by Cabinet Order.

ja-jp	（報告の省略）
en-us	(Omission of Reports)

ja-jp	第百五条の十七　特定株式会社金融商品取引所の執行役、取締役、会計参与又は会計監査人が自主規制委員全員に対して自主規制委員会に報告すべき事項を通知したときは、当該事項を自主規制委員会へ報告することを要しない。
en-us	Article 105-17 If the executive officer, director, accounting advisor, or accounting auditor of a Specified Stock Company-Type Financial Instruments Exchange Stock Company-Operated Financial Instruments Exchange notifies all members of the self-regulatory committee of the particulars that are required to be reported to the self-regulatory committee, it is not required that those particulars be reported to the self-regulatory committee.

ja-jp	第百五条の十八　特定株式会社金融商品取引所は、自主規制委員の名簿を公衆の縦覧に供しなければならない。
en-us	Article 105-18 A Specified Stock Company-Operated Financial Instruments Exchange shall make the directory of the members of the self-regulatory committee available for public inspection.

ja-jp	（自主規制委員会の職務執行のための決定）
en-us	(Decisions That Allow a Self-Regulatory Committee to Discharge Its Functions)

ja-jp	第百六条　特定株式会社金融商品取引所の取締役会は、自主規制委員会の職務の執行のため必要なものとして内閣府令で定める事項を決定しなければならない。
en-us	Article 106 The board of directors of a Specified Stock Company-Operated Financial Instruments Exchange must reach a decision on the particulars that are specified by Cabinet Office Ordinance as being necessary in order to allow the self-regulatory committee to discharge its functions.

ja-jp	（監査役等の出席）
en-us	(Attendance of the Company Auditors)

ja-jp	第百六条の二　監査役会設置会社である特定株式会社金融商品取引所の監査役又は委員会設置会社である特定株式会社金融商品取引所の監査委員会により選定された監査委員は、必要があると認めるときは、特定株式会社金融商品取引所の自主規制委員会に出席し、意見を述べることができる。
en-us	Article 106-2 The company auditor of a Specified Stock Company-Operated Financial Instruments Exchange that is a company with a board of company auditors, or the audit committee member selected by the audit committee of a Specified Stock Company-Operated Financial Instruments Exchange that is a company with committees, may attend a meeting of the self-regulatory committee of the Specified Stock Company-Operated Financial Instruments Exchange to state an opinion, if the company auditor or audit committee member finds this to be necessary.

ja-jp	第三目　主要株主
en-us	Division 3 Major Shareholders

ja-jp	第百六条の三　地方公共団体その他の政令で定める者（以下この条、第百六条の十四及び第百六条の十七において「地方公共団体等」という。）は、第百三条の二第一項の規定にかかわらず、内閣府令で定めるところにより、内閣総理大臣の認可を受けて、株式会社金融商品取引所の総株主の議決権の保有基準割合以上百分の五十以下の数の対象議決権を取得し、又は保有することができる。
en-us	Article 106-3 (1) Notwithstanding the provisions of Article 103-2, paragraph (1), the local government or any other person specified by Cabinet Order (hereinafter collectively referred to as the "Local Government, etc." in this Article, Article 106-14 and Article 106-17) may, with the authorization of the Prime Minister, acquire or hold a number of Subject Voting Rights that is equal to or greater than the Threshold Holding Ratio, but no greater than 50 percent, of all shareholders' voting rights in a Stock Company-Operated Financial Instruments Exchange, pursuant to the provisions of Cabinet Office Ordinance.

ja-jp	２　前項の認可を受けた地方公共団体等は、同項及び第百三条の二第一項の規定にかかわらず、その保有する対象議決権の数に増加がない場合その他の内閣府令で定める場合には、株式会社金融商品取引所の総株主の議決権の百分の五十を超える対象議決権を取得し、又は保有することができる。
en-us	(2) Notwithstanding the provisions of the preceding paragraph and Article 103-2, paragraph (1), if the number of Subject Voting Rights that it holds does not increase, or in any other case specified by Cabinet Office Ordinance, a Local Government, etc. that has obtained the authorization referred to in the preceding paragraph may acquire or hold Subject Voting Rights exceeding 50 percent of all shareholders' voting rights in a Stock Company-Operated Financial Instruments Exchange.

ja-jp	３　前項の場合において、株式会社金融商品取引所の総株主の議決権の百分の五十を超える対象議決権を取得し、又は保有することとなつた地方公共団体等（以下この条において「特定保有団体等」という。）は、特定保有団体等になつた旨その他内閣府令で定める事項を、遅滞なく、内閣総理大臣に届け出なければならない。
en-us	(3) In the case referred to in the preceding paragraph, the Local Government, etc. that has come to acquire or hold Subject Voting Rights exceeding 50 percent of all shareholders' voting rights in a Stock Company-Operated Financial Instruments Exchange (hereinafter referred to as a "Specified Holding Entity, etc." in this Article) shall notify the Prime Minister without delay that it has become a Specified Holding Entity, etc. and of the other matters specified by Cabinet Office Ordinance.

ja-jp	４　第二項の場合において、特定保有団体等は、特定保有団体等となつた日から三月以内に、株式会社金融商品取引所の総株主の議決権の百分の五十以下の数の対象議決権の保有者となるために必要な措置をとらなければならない。
en-us	(4) In the case referred to in paragraph (2), the Specified Holding Entity, etc. shall take the necessary measures for it to become the holder of a number of Subject Voting Rights that constitutes 50 percent or less of all shareholders' voting rights in the Stock Company-Operated Financial Instruments Exchange, within three months from the day on which it becomes a Specified Holding Entity, etc.

ja-jp	５　特定保有団体等は、前項の規定により株式会社金融商品取引所の総株主の議決権の百分の五十以下の数の対象議決権の保有者となつたときは、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
en-us	(5) If, pursuant to the provisions of the preceding paragraph, a Specified Holding Entity, etc. becomes the holder of a number of Subject Voting Rights that constitutes 50 percent or less of all shareholders' voting rights in the Stock Company-Operated Financial Instruments Exchange, it must notify the Prime Minister of this without delay.

ja-jp	６　第三十条の二の規定は、第一項の認可について準用する。
en-us	(6) The provisions of Article 30-2 apply mutatis mutandis to the authorization referred to in paragraph (1).

ja-jp	第百六条の四　内閣総理大臣は、前条第一項の認可の申請があつた場合においては、その申請が次に掲げる基準に適合するかどうかを審査しなければならない。
en-us	Article 106-4 (1) Whenever an application is filed for the authorization referred to in paragraph (1) of the preceding Article, the Prime Minister shall examine whether the application conforms to the following criteria:

ja-jp	一　認可申請者がその対象議決権を行使することにより、株式会社金融商品取引所の業務の健全かつ適切な運営を損なうおそれがないこと。
en-us	(i) the applicant for authorization's exercise of the Subject Voting Rights is not likely to impair the sound and appropriate operation of the business of the Stock Company-Operated Financial Instruments Exchange; and

ja-jp	二　認可申請者が金融商品取引所の業務の公共性に関し十分な理解を有すること。
en-us	(ii) the applicant for authorization has a sufficient understanding of the public nature of the business of a Financial Instruments Exchange.

ja-jp	２　第八十二条第二項の規定は、前条第一項の認可について準用する。この場合において、第八十二条第二項中「前項」とあるのは「第百六条の四第一項」と、「、第百五十六条の十七第一項若しくは第二項」とあるのは「、第百五十六条の十七第一項若しくは第二項、第百五十六条の二十の十四第一項若しくは第二項」と、「、第百六条の二十八第一項」とあるのは「、第百六条の二十八第一項、第百五十五条の六、第百五十五条の十第一項」と読み替えるものとする。
en-us	(2) The provisions of Article 82, paragraph (2) apply mutatis mutandis to the authorization referred to in paragraph (1) of the preceding Article. In this case, in Article 82, paragraph (2), the phrase "the preceding paragraph" is deemed to be replaced with "Article 106-4, paragraph (1)", the phrase ", Article 156-17, paragraph (1) or (2)" is deemed to be replaced with ", Article 156-17, paragraph (1) or (2); Article 156-20-14, paragraph (1) or (2)", and the phrase ", Article 106-28, paragraph (1)" is deemed to be replaced with ", Article 106-28, paragraph (1); Article 155-6, Article 155-10, paragraph (1)".

ja-jp	（認可の拒否等に係る規定の準用）
en-us	(Mutatis Mutandis Application of Provisions on the Refusal of Authorization)

ja-jp	第百六条の五　第八十五条の四の規定は、第百六条の三第一項の認可について準用する。
en-us	Article 106-5 The provisions of Article 85-4 apply mutatis mutandis to the authorization referred to in Article 106-3, paragraph (1).

ja-jp	（報告の徴取及び検査）
en-us	(Collection of Reports and Inspections)

ja-jp	第百六条の六　内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、株式会社金融商品取引所の主要株主（第百六条の三第一項の認可を受けた者をいう。以下この目において同じ。）に対し当該株式会社金融商品取引所の業務若しくは財産に関し参考となる報告若しくは資料の提出を命じ、又は当該職員に当該主要株主の書類その他の物件の検査（当該株式会社金融商品取引所の業務又は財産に関し必要な検査に限る。）をさせることができる。
en-us	Article 106-6 (1) If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order the major shareholder of a Stock Company-Operated Financial Instruments Exchange (meaning a person that has obtained authorization under Article 106-3, paragraph (1); hereinafter the same applies in this Division) to submit reports or materials of reference in connection with the business or assets of the Stock Company-Operated Financial Instruments Exchange, or may have the relevant officials inspect the documents and other articles of such a major shareholder (but only as is necessary in connection with the business or assets of the Stock Company-Operated Financial Instruments Exchange).

ja-jp	２　前項の規定は、株式会社金融商品取引所の保有基準割合以上の数の対象議決権を保有する商品取引所及び商品取引所持株会社について準用する。
en-us	(2) The provisions of the preceding paragraph apply mutatis mutandis to a Commodity Exchange or Commodity Exchange Holding Company that holds a number of Subject Voting Rights in a Stock Company-Operated Financial Instruments Exchange which is equal to or greater than the Threshold Holding Ratio.

ja-jp	（監督上の処分）
en-us	(Supervisory Measures)

ja-jp	第百六条の七　内閣総理大臣は、株式会社金融商品取引所の主要株主が法令に違反したとき、又は主要株主の行為が株式会社金融商品取引所の業務の健全かつ適切な運営を損なうおそれがあると認めるときは、当該主要株主に対し第百六条の三第一項の認可を取り消し、その他監督上必要な措置をとることを命ずることができる。
en-us	Article 106-7 (1) If the major shareholder of a Stock Company-Operated Financial Instruments Exchange violates a law or regulation or if it is found that the conduct of a major shareholder is likely to impair the sound and appropriate operation of the business of a Stock Company-Operated Financial Instruments Exchange, the Prime Minister may rescind the major shareholder's Article 106-3, paragraph (1) authorization or order the major shareholder to take measures that are necessary from a supervisory perspective.

ja-jp	２　前項の規定により第百六条の三第一項の認可を取り消された者は、当該認可を取り消された日から三月以内に、株式会社金融商品取引所の保有基準割合未満の数の対象議決権の保有者となるために必要な措置をとらなければならない。
en-us	(2) A person that has the authorization referred to in Article 106-3, paragraph (1) rescinded pursuant to the provisions of the preceding paragraph must take the necessary measures to become the holder of a number of Subject Voting Rights in a Stock Company-Operated Financial Instruments Exchange which is less than the Threshold Holding Ratio, within three months from the day that the authorization is rescinded.

ja-jp	３　内閣総理大臣は、第一項の規定により必要な措置を命じようとするときは、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
en-us	(3) Irrespective of the category of proceeding for hearing statements of opinions under Article 13, paragraph (1) of the Administrative Procedure Act, before seeking to order the necessary measures under the provisions of paragraph (1), the Prime Minister must conduct a hearing.

ja-jp	４　第一項及び前項の規定は、株式会社金融商品取引所の保有基準割合以上の数の対象議決権を保有する認可金融商品取引業協会、金融商品取引所、金融商品取引所持株会社、商品取引所及び商品取引所持株会社について準用する。
en-us	(4) The provisions of paragraph (1) and the preceding paragraph apply mutatis mutandis to an Authorized Financial Instruments Business Association, Financial Instruments Exchange, Financial Instruments Exchange Holding Company, Commodity Exchange, or Commodity Exchange Holding Company that holds a number of Subject Voting Rights in a Stock Company-Operated Financial Instruments Exchange which is equal to or greater than the Threshold Holding Ratio.

ja-jp	（認可の失効）
en-us	(Lapse of Authorization)

ja-jp	第百六条の八　株式会社金融商品取引所の主要株主が次の各号のいずれかに該当することとなつたときは、第百六条の三第一項の認可は、その効力を失う。
en-us	Article 106-8 (1) If the major shareholder of a Stock Company-Operated Financial Instruments Exchange comes to fall under one of the following items, the Article 106-3, paragraph (1) authorization ceases to be effective:

ja-jp	一　認可を受けた日から六月以内に保有基準割合以上の数の対象議決権の保有者とならなかつたとき。
en-us	(i) the major shareholder fails to become the holder of a number of Subject Voting Rights that is equal to or greater than the Threshold Holding Ratio within six months from the date on which it obtains the authorization;

ja-jp	二　保有基準割合未満の数の対象議決権の保有者となつたとき。
en-us	(ii) the major shareholder becomes the holder of a number of Subject Voting Rights that is less than the Threshold Holding Ratio; or

ja-jp	三　金融商品取引所、金融商品取引所持株会社、商品取引所又は商品取引所持株会社になつたとき。
en-us	(iii) the major shareholder becomes a Financial Instruments Exchange, Financial Instruments Exchange Holding Company, Commodity Exchange, or Commodity Exchange Holding Company.

ja-jp	２　前項の規定により認可が失効したとき（同項第三号に係る場合にあつては、商品取引所又は商品取引所持株会社になつたときに限る。）は、主要株主であつた者は、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
en-us	(2) If an authorization ceases to be effective pursuant to the provisions of the preceding paragraph (in a case to which item (iii) of that paragraph pertains, this is only if the major shareholder becomes a Commodity Exchange or Commodity Exchange Holding Company), the person that was formerly a major shareholder must notify the Prime Minister of this without delay.

ja-jp	（対象議決権に係る規定の準用）
en-us	(Mutatis Mutandis Application of Provisions on Subject Voting Rights)

ja-jp	第百六条の九　第百三条の二第五項の規定は、第百六条の三第一項から第五項まで、第百六条の四第一項、第百六条の六第二項、第百六条の七第二項及び第四項並びに前条第一項の規定を適用する場合について準用する。
en-us	Article 106-9 The provisions of Article 103-2, paragraph (5) apply mutatis mutandis if the provisions of Article 106-3, paragraphs (1) to (5) inclusive; Article 106-4, paragraph (1); Article 106-6, paragraph (2); Article 106-7, paragraphs (2) and (4); and paragraph (1) of the preceding Article are applicable.

ja-jp	第四目　金融商品取引所持株会社
en-us	Division 4 Financial Instruments Exchange Holding Companies

ja-jp	第百六条の十　株式会社金融商品取引所を子会社としようとする者又は株式会社金融商品取引所を子会社とする会社の設立をしようとする者は、あらかじめ、内閣総理大臣の認可を受けなければならない。ただし、認可金融商品取引業協会、金融商品取引所、商品取引所又は商品取引所持株会社が株式会社金融商品取引所を子会社とする場合は、この限りでない。
en-us	Article 106-10 (1) A person seeking to have a Stock Company-Operated Financial Instruments Exchange as its Subsidiary Company, or a person seeking to incorporate as a company that has a Stock Company-Operated Financial Instruments Exchange as its Subsidiary Company must obtain the authorization of the Prime Minister in advance to do so; provided, however that this does not apply if an Authorized Financial Instruments Business Association, Financial Instruments Exchange, Commodity Exchange, or Commodity Exchange Holding Company has a Stock Company-Operated Financial Instruments Exchange as its Subsidiary Company.

ja-jp	２　前項本文の規定は、保有する対象議決権の数に増加がない場合その他の内閣府令で定める場合において、株式会社金融商品取引所を子会社とすることとなるときには、適用しない。
en-us	(2) If the number of Subject Voting Rights that the person holds does not increase or if the case is otherwise specified by Cabinet Office Ordinance, and the person will come to have a Stock Company-Operated Financial Instruments Exchange as its Subsidiary Company, the provisions of the main clause of the preceding paragraph do not apply.

ja-jp	３　前項に規定する場合において、株式会社金融商品取引所を子会社とすることとなつた会社（以下この条において「特定持株会社」という。）は、特定持株会社となつた日から三月以内に、株式会社金融商品取引所を子会社とする会社でなくなるために必要な措置をとらなければならない。ただし、当該特定持株会社が株式会社金融商品取引所を子会社とする会社であることについて内閣総理大臣の認可を受けた場合は、この限りでない。
en-us	(3) In the case prescribed in the preceding paragraph, a company that comes to have a Stock Company-Operated Financial Instruments Exchange as its Subsidiary Company (hereinafter referred to as a "Specified Holding Company" in this Article) must take the necessary measures for it to cease to be a company that has a Stock Company-Operated Financial Instruments Exchange as its Subsidiary Company, within three months from the day on which the company becomes a Specified Holding Company; provided, however, that this does not apply if the Specified Holding Company obtains the authorization of the Prime Minister as a company that has a Stock Company-Operated Financial Instruments Exchange as its Subsidiary Company.

ja-jp	４　第百六条の三第三項及び第五項の規定は、特定持株会社について準用する。この場合において、同条第三項中「前項」とあるのは「第百六条の十第二項」と、同条第五項中「前項」とあるのは「第百六条の十第三項」と、「株式会社金融商品取引所の総株主の議決権の百分の五十以下の数の対象議決権の保有者となつたとき」とあるのは「株式会社金融商品取引所を子会社とする会社でなくなつたとき」と読み替えるものとする。
en-us	(4) The provisions of Article 106-3, paragraphs (3) and (5) apply mutatis mutandis to a Specified Holding Company. In this case, in paragraph (3) of that Article, the phrase "the preceding paragraph" is deemed to be replaced with "Article 106-10, paragraph (2)"; and in Article 106-3, paragraph (5), the phrase "the preceding paragraph" is deemed to be replaced with "Article 106-10, paragraph (3)" and the phrase "becomes the holder of a number of Subject Voting Rights that constitutes 50 percent or less of all shareholders' voting rights in a Stock Company-Operated Financial Instruments Exchange" is deemed to be replaced with "ceases to be a company that has a Stock Company-Operated Financial Instruments Exchange as its Subsidiary Company".

ja-jp	５　第三十条の二の規定は、第一項及び第三項ただし書の認可について準用する。
en-us	(5) The provisions of Article 30-2 apply mutatis mutandis to the authorization referred to in paragraph (1) or in the proviso to paragraph (3).

ja-jp	（認可の申請）
en-us	(Application for Authorization)

ja-jp	第百六条の十一　前条第一項又は第三項ただし書の認可を受けようとする者は、次に掲げる事項を記載した認可申請書を内閣総理大臣に提出しなければならない。
en-us	Article 106-11 (1) A person seeking the authorization referred to in paragraph (1) or in the proviso to paragraph (3) of the preceding Article must submit a written application for authorization to the Prime Minister, in which it states the following particulars:

ja-jp	一　商号
en-us	(i) its trade name;

ja-jp	二　資本金の額
en-us	(ii) the amount of stated capital;

ja-jp	三　取締役及び監査役（委員会設置会社にあつては、取締役及び執行役）の氏名
en-us	(iii) the names of its directors and company auditors (or, for a company with committees, its directors and executive officers);

ja-jp	四　会計参与設置会社にあつては、会計参与の氏名又は名称
en-us	(iv) for a company with accounting advisors, the names of its accounting advisors; and

ja-jp	五　本店その他の営業所の名称及び所在地
en-us	(v) the names and locations of its head office and other business offices.

ja-jp	２　前項の認可申請書には、定款その他内閣府令で定める書類を添付しなければならない。
en-us	(2) The articles of incorporation and other documents specified by Cabinet Office Ordinance must accompany the written application for authorization referred to in the preceding paragraph.

ja-jp	３　第八十一条第三項の規定は、前項の定款について準用する。
en-us	(3) The provisions of Article 81, paragraph (3) apply mutatis mutandis to the articles of incorporation referred to in the preceding paragraph.

ja-jp	（認可審査基準）
en-us	(Examination Criteria for Authorization)

ja-jp	第百六条の十二　内閣総理大臣は、前条第一項の規定による認可の申請があつた場合においては、その申請が次に掲げる基準に適合するかどうかを審査しなければならない。
en-us	Article 106-12 (1) Whenever an application for authorization under the provisions of paragraph (1) of the preceding Article is filed, the Prime Minister shall examine whether the application conforms to the following criteria:

ja-jp	一　認可申請者又は認可を受けて設立される会社（以下この条において「認可申請者等」という。）が専ら株式会社金融商品取引所又は株式会社金融商品取引所及び次のいずれかに掲げる会社を子会社として保有することを目的とする者であること。
en-us	(i) the applicant for authorization or the company that would be incorporated after obtaining authorization (hereinafter collectively referred to as the "Applicant for Authorization, etc." in this Article) is a person whose sole purpose is to have a Stock Company-Operated Financial Instruments Exchange, a Stock Company-Operated Financial Instruments Exchange, or one of the following companies, as its Subsidiary Company:

ja-jp	イ　取引所金融商品市場の開設に附帯する業務を行う会社
en-us	(a) a company engaged in business incidental to the operation of a Financial Instruments Exchange Market;

ja-jp	ロ　取引所金融商品市場の開設に関連する業務を行う会社
en-us	(b) a company engaged in business that is linked to the operation of a Financial Instruments Exchange Market;

ja-jp	ハ　商品市場開設業務を行う会社
en-us	(c) a company engaged in the Operation of a Commodity Market; or

ja-jp	ニ　商品先物取引をするために必要な市場の開設に関連する業務を行う会社
en-us	(d) a company engaged in business that is linked to the operation of the necessary market for effecting Commodity Futures Transactions.

ja-jp	二　認可申請者等及びその子会社となる株式会社金融商品取引所の収支の見込みが良好であること。
en-us	(ii) the Applicant for Authorization, etc. and the Stock Company-Operated Financial Instruments Exchange that would become its Subsidiary Company have good prospects in terms of income and expenditures;

ja-jp	三　認可申請者等がその人的構成に照らして、その子会社となる株式会社金融商品取引所の経営管理を適確かつ公正に遂行することができる知識及び経験を有すること。
en-us	(iii) in light of its personnel structure, the Applicant for Authorization, etc. has the knowledge and experience to perform the business administration of the Stock Company-Operated Financial Instruments Exchange that would become its Subsidiary Company, in an appropriate and fair manner; and

ja-jp	四　認可申請者が十分な社会的信用を有する者であること。
en-us	(iv) the applicant for authorization has sufficient social credibility.

ja-jp	２　内閣総理大臣は、前項の規定により審査した結果、その申請が同項の基準に適合していると認めたときは、次の各号のいずれかに該当する場合を除いて、その認可を与えなければならない。
en-us	(2) If, as a result of having conducted an examination pursuant to the provisions of the preceding paragraph, the Prime Minister finds that an application conforms to the criteria in that paragraph, the Prime Minister shall grant authorization, except in a case that falls under one of the following items:

ja-jp	一　認可申請者等が株式会社（次に掲げる機関を置くものに限る。）でないとき。
en-us	(i) the Applicant for Authorization, etc. is not a stock company (meaning a stock company that has in place the following organs):

ja-jp	イ　取締役会
en-us	(a) a board of directors; and

ja-jp	ロ　監査役又は委員会
en-us	(b) a company auditor or committees.

ja-jp	二　認可申請者がこの法律又はこの法律に相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなつた日から五年を経過するまでの者であるとき。
en-us	(ii) the applicant for authorization is a person that has been sentenced to a fine (including an equivalent sentence under foreign laws and regulations) for violating the provisions of this Act or for violating the provisions of a foreign law or regulation that is equivalent to this Act, and five years have not yet passed since the day on which the person finished serving the sentence or ceased to be subject to its enforcement;

ja-jp	三　認可申請者が第百四十八条、第百五十二条第一項、第百五十六条の十七第一項若しくは第二項、第百五十六条の二十六において準用する第百四十八条若しくは第百五十六条の三十二第一項の規定により免許を取り消され、第五十二条第一項、第五十三条第三項、第五十七条の六第三項、第六十六条の二十第一項若しくは第六十六条の四十二第一項の規定により登録を取り消され、若しくは第百六条の七第一項、第百六条の二十一第一項、第百六条の二十八第一項若しくは第百五十六条の五の九第一項の規定により認可を取り消され、又はこの法律に相当する外国の法令の規定により当該外国において受けている同種類の免許若しくは登録（当該免許又は登録に類する許可その他の行政処分を含む。）を取り消され、その取消しの日から五年を経過するまでの者であるとき。
en-us	(iii) the applicant for authorization is a person that has had its license rescinded pursuant to the provisions of Article 148, Article 152, paragraph (1), Article 156-17, paragraph (1) or (2), Article 148 as applied mutatis mutandis under Article 156-26, or Article 156-32, paragraph (1); has had its registration rescinded pursuant to the provisions of Article 52, paragraph (1), Article 53, paragraph (3), Article 57-6, paragraph (3), Article 66-20, paragraph (1), or Article 66-42, paragraph (1); has had its authorization rescinded pursuant to the provisions of Article 106-7, paragraph (1), Article 106-21, paragraph (1), Article 106-28, paragraph (1), or Article 156-5-9, paragraph (1); or is a person that had obtained a license or registration of the same kind in a foreign state pursuant to the provisions of a foreign law or regulation that is equivalent to this Act (including permission or any other administrative disposition similar to such a license or registration), but that has had that license or registration rescinded; and five years have not yet passed since the date of the rescission;

ja-jp	四　認可申請者等の役員のうちに第八十二条第二項第三号イからヘまでのいずれかに該当する者があるとき。
en-us	(iv) the Applicant for Authorization, etc. has a person falling under one of the categories in Article 82, paragraph (2), item (iii), sub-items (a) to (f) inclusive as an officer; or

ja-jp	五　認可申請書又はこれに添付すべき書類若しくは電磁的記録のうちに重要な事項について虚偽の記載又は記録があるとき。
en-us	(v) the application for authorization or a document or electronic or magnetic record that is required to accompany it contains a false statement or false record about a material particular.

ja-jp	（認可の拒否等に係る規定の準用）
en-us	(Mutatis Mutandis Application of Provisions on Refusal of Authorization)

ja-jp	第百六条の十三　第八十五条の四の規定は、第百六条の十第一項及び第三項ただし書の認可について準用する。
en-us	Article 106-13 The provisions of Article 85-4 apply mutatis mutandis to the authorization referred to in paragraph (1) and in the proviso to paragraph (3) of Article 106-10.

ja-jp	（議決権の保有制限）
en-us	(Limitation on the Holding of Voting Rights)

ja-jp	第百六条の十四　何人も、金融商品取引所持株会社の総株主の議決権の保有基準割合以上の数の対象議決権を取得し、又は保有してはならない。ただし、認可金融商品取引業協会、金融商品取引所又は商品取引所が取得し、又は保有する場合は、この限りでない。
en-us	Article 106-14 (1) It is prohibited for any person to acquire or hold a number of Subject Voting Rights in a Financial Instruments Exchange Holding Company which is equal to or greater than the Threshold Holding Ratio of all shareholders' voting rights; provided, however, that this does not apply if an Authorized Financial Instruments Business Association, Financial Instruments Exchange, or Commodity Exchange acquires or holds Subject Voting Rights.

ja-jp	２　前項本文の規定は、保有する対象議決権の数に増加がない場合その他の内閣府令で定める場合において、金融商品取引所持株会社の総株主の議決権の保有基準割合以上の数の対象議決権を取得し、又は保有することとなるときには、適用しない。
en-us	(2) If the number of Subject Voting Rights that the person holds does not increase or in any other case specified by Cabinet Office Ordinance, the provisions of the main clause of the preceding paragraph do not apply to a person acquiring or holding a number of Subject Voting Rights in a Financial Instruments Exchange Holding Company which is equal to or greater than the Threshold Holding Ratio of all shareholders' voting rights.

ja-jp	３　前項の場合において、金融商品取引所持株会社の総株主の議決権の保有基準割合以上の数の対象議決権を取得し、又は保有することとなつた者（以下この条において「特定保有者」という。）は、特定保有者になつた旨その他内閣府令で定める事項を、遅滞なく、内閣総理大臣に届け出なければならない。
en-us	(3) In the case referred to in the preceding paragraph, a person that comes to acquire or hold a number of Subject Voting Rights in a Financial Instruments Exchange Holding Company which is equal to or greater than the Threshold Holding Ratio of all shareholders' voting rights (hereinafter referred to as a "Specified Holder" in this Article) must notify the Prime Minister without delay that it has become a Specified Holder and of the matters specified by Cabinet Office Ordinance.

ja-jp	４　第二項の場合において、特定保有者は、特定保有者となつた日から三月以内に、金融商品取引所持株会社の保有基準割合未満の数の対象議決権の保有者となるために必要な措置をとらなければならない。ただし、当該特定保有者が地方公共団体等である場合であつて、当該地方公共団体等が第百六条の十七第一項の規定により内閣総理大臣の認可を受けたときは、この限りでない。
en-us	(4) In the case referred to in paragraph (2), a Specified Holder must take the necessary measures to become the holder of a number of Subject Voting Rights in a Financial Instruments Exchange Holding Company which is less than the Threshold Holding Ratio, within three months from the day on which that person becomes a Specified Holder; provided, however, that this does not apply if the Specified Holder is a Local Government, etc. and the Local Government, etc. obtains the authorization of the Prime Minister pursuant to the provisions of Article 106-17, paragraph (1).

ja-jp	５　前各項の規定の適用に関し必要な事項は、政令で定める。
en-us	(5) Necessary particulars relevant to the application of the provisions of each of the preceding paragraphs are specified by Cabinet Order.

ja-jp	（対象議決権保有届出書の提出）
en-us	(Submission of a Statement of Holdings in Subject Voting Rights)

ja-jp	第百六条の十五　金融商品取引所持株会社の総株主の議決権の百分の五を超える対象議決権の保有者（以下この条において「対象議決権保有者」という。）となつた者は、内閣府令で定めるところにより、対象議決権保有割合（対象議決権保有者の保有する当該対象議決権の数を当該金融商品取引所持株会社の総株主の議決権の数で除して得た割合をいう。）、保有の目的その他内閣府令で定める事項を記載した対象議決権保有届出書を、遅滞なく、内閣総理大臣に提出しなければならない。
en-us	Article 106-15 A person that becomes the holder of Subject Voting Rights exceeding five percent of all shareholders' voting rights in a Financial Instruments Exchange Holding Company (hereinafter referred to as the "Holder of Subject Voting Rights" in this Article) must submit a statement of holdings in Subject Voting Rights to the Prime Minister, pursuant to the provisions of Cabinet Office Ordinance and without delay, in which that person states the Subject Voting Rights holding ratio (meaning the ratio arrived at by dividing the number of Subject Voting Rights that the Holder of Subject Voting Rights holds by the number that represents all shareholders' voting rights in the Financial Instruments Exchange Holding Company), the purpose for which they are held, and the matters specified by Cabinet Office Ordinance.

ja-jp	（対象議決権保有届出書の提出者に対する報告の徴取及び検査）
en-us	(Collection of Reports and Inspection of a Person Submitting a Statement of Holdings in Subject Voting Rights)

ja-jp	第百六条の十六　内閣総理大臣は、前条の対象議決権保有届出書のうちに虚偽の記載があり、又は記載すべき事項の記載が欠けている疑いがあると認めるときは、当該対象議決権保有届出書の提出者に対し参考となるべき報告若しくは資料の提出を命じ、又は当該職員にその者の書類その他の物件の検査（当該対象議決権保有届出書の記載に関し必要な検査に限る。）をさせることができる。
en-us	Article 106-16 If the Prime Minister suspects that a statement of holdings in Subject Voting Rights as referred to in the preceding Article contains a false statement or omits a statement as to a particular that is required to be stated, the Prime Minister may order the person submitting the statement of holdings in Subject Voting Rights to submit reports or materials that should serve as a reference, or may have the relevant officials inspect the documents and other articles of that person (but only as is necessary in connection with what is stated in the statement of holdings in Subject Voting Rights).

ja-jp	（主要株主に係る認可等）
en-us	(Authorization as a Major Shareholder)

ja-jp	第百六条の十七　地方公共団体等は、第百六条の十四第一項の規定にかかわらず、内閣府令で定めるところにより、内閣総理大臣の認可を受けて、金融商品取引所持株会社の総株主の議決権の保有基準割合以上百分の五十以下の数の対象議決権を取得し、又は保有することができる。
en-us	Article 106-17 (1) Notwithstanding the provisions of Article 106-14, paragraph (1), with the authorization of the Prime Minister, a Local Government, etc. may acquire or hold a number of Subject Voting Rights that is equal to or greater than the Threshold Holding Ratio, but no greater than 50 percent, of all shareholders' voting rights in a Financial Instruments Exchange Holding Company, pursuant to the provisions of Cabinet Office Ordinance.

ja-jp	２　前項の認可を受けた地方公共団体等は、同項及び第百六条の十四第一項の規定にかかわらず、その保有する対象議決権の数に増加がない場合その他の内閣府令で定める場合には、金融商品取引所持株会社の総株主の議決権の百分の五十を超える対象議決権を取得し、又は保有することができる。
en-us	(2) Notwithstanding the provisions of the preceding paragraph and Article 106-14, paragraph (1), if the number of Subject Voting Rights that it holds does not increase or in any other case specified by Cabinet Office Ordinance, a Local Government, etc. that has obtained the authorization under the preceding paragraph may acquire or hold Subject Voting Rights exceeding 50 percent of all shareholders' voting rights in a Financial Instruments Exchange Holding Company.

ja-jp	３　前項の場合において、金融商品取引所持株会社の総株主の議決権の百分の五十を超える対象議決権を取得し、又は保有することとなつた地方公共団体等（以下この条において「特定保有団体等」という。）は、特定保有団体等となつた日から三月以内に、金融商品取引所持株会社の総株主の議決権の百分の五十以下の数の対象議決権の保有者となるために必要な措置をとらなければならない。
en-us	(3) In the case referred to in the preceding paragraph, a Local Government, etc. that comes to acquire or hold Subject Voting Rights exceeding 50 percent of all shareholders' voting rights in a Financial Instruments Exchange Holding Company (hereinafter referred to as a "Specified Holding Entity, etc." in this Article) must take the necessary measures for it to become the holder of a number of Subject Voting Rights which constitutes 50 percent or less of all shareholders' voting rights in the Financial Instruments Exchange Holding Company, within three months from the day on which it becomes a Specified Holding Entity, etc.

ja-jp	４　第百六条の三第三項及び第五項の規定は、特定保有団体等について準用する。この場合において、同条第三項中「前項」とあるのは「第百六条の十七第二項」と、同条第五項中「前項」とあるのは「第百六条の十七第三項」と読み替えるものとする。
en-us	(4) The provisions of Article 106-3, paragraphs (3) and (5) apply mutatis mutandis to a Specified Holding Entity, etc. In this case, in paragraph (3) of that Article, the phrase "the preceding paragraph" is deemed to be replaced with "Article 106-17, paragraph (2)", and in Article 106-3, paragraph (5), the phrase "the preceding paragraph" is deemed to be replaced with "Article 106-17, paragraph (3)".

ja-jp	５　第三十条の二の規定は、第一項の認可について準用する。
en-us	(5) The provisions of Article 30-2 apply mutatis mutandis to the authorization referred to in paragraph (1).

ja-jp	（主要株主に係る認可基準）
en-us	(Criteria for Authorization as a Major Shareholder)

ja-jp	第百六条の十八　内閣総理大臣は、前条第一項の認可の申請があつた場合においては、その申請が次に掲げる基準に適合するかどうかを審査しなければならない。
en-us	Article 106-18 (1) Whenever an application is filed for the authorization referred to in paragraph (1) of the preceding Article, the Prime Minister shall examine whether the application conforms to the following criteria:

ja-jp	一　認可申請者がその対象議決権を行使することにより、金融商品取引所持株会社の子会社である株式会社金融商品取引所の業務の健全かつ適切な運営を損なうおそれがないこと。
en-us	(i) the applicant for authorization's exercise of the Subject Voting Rights is not likely to impair the sound and appropriate operation of the business of a Stock Company-Operated Financial Instruments Exchange that is the Subsidiary Company of the Financial Instruments Exchange Holding Company; and

ja-jp	二　認可申請者が金融商品取引所の業務の公共性に関し十分な理解を有すること。
en-us	(ii) the applicant for authorization has a sufficient understanding of the public nature of the business of a Financial Instruments Exchange.

ja-jp	２　第八十二条第二項の規定は、前条第一項の認可について準用する。この場合において、第八十二条第二項中「前項」とあるのは「第百六条の十八第一項」と、「、第百五十六条の十七第一項若しくは第二項」とあるのは「、第百五十六条の十七第一項若しくは第二項、第百五十六条の二十の十四第一項若しくは第二項」と、「、第百六条の二十八第一項」とあるのは「、第百六条の二十八第一項、第百五十五条の六、第百五十五条の十第一項」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
en-us	(2) The provisions of Article 82, paragraph (2) apply mutatis mutandis to the authorization referred to in paragraph (1) of the preceding Article. In this case, in Article 82, paragraph (2), the phrase "the preceding paragraph" is deemed to be replaced with "Article 106-18, paragraph (1)", the phrase ", Article 156-17, paragraph (1) or (2)" is deemed to be replaced with ", Article 156-17, paragraph (1) or (2); Article 156-20-14, paragraph (1) or (2)", and the phrase ", Article 106-28, paragraph (1)" is deemed to be replaced with ", Article 106-28, paragraph (1); Article 155-6; Article 155-10, paragraph (1)"; and any other necessary technical replacement of terms is specified by Cabinet Order.

ja-jp	（認可の拒否等に係る規定の準用）
en-us	(Mutatis Mutandis Application of Provisions on Refusal of Authorization)

ja-jp	第百六条の十九　第八十五条の四の規定は、第百六条の十七第一項の認可について準用する。
en-us	Article 106-19 The provisions of Article 85-4 apply mutatis mutandis to the authorization referred to in Article 106-17, paragraph (1).

ja-jp	（主要株主に対する報告の徴取及び検査）
en-us	(Collection of Reports and Inspection of a Major Shareholder)

ja-jp	第百六条の二十　内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、金融商品取引所持株会社の主要株主（第百六条の十七第一項の認可を受けた者をいう。以下この目において同じ。）に対し当該金融商品取引所持株会社若しくはその子会社である株式会社金融商品取引所の業務若しくは財産に関し参考となる報告若しくは資料の提出を命じ、又は当該職員に当該主要株主の書類その他の物件の検査（当該金融商品取引所持株会社又はその子会社である株式会社金融商品取引所の業務又は財産に関し必要な検査に限る。）をさせることができる。
en-us	Article 106-20 (1) If the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order the major shareholder of a Financial Instruments Exchange Holding Company (meaning a person that has obtained the authorization referred to in Article 106-17, paragraph (1); hereinafter the same applies in this Division) to submit reports or materials of reference in connection with the business or assets of the Financial Instruments Exchange Holding Company or a Stock Company-Operated Financial Instruments Exchange that is its Subsidiary Company, or may have the relevant officials inspect the documents and other articles of such a major shareholder (but only as is necessary in connection with the business or assets of the Financial Instruments Exchange Holding Company or a Stock Company-Operated Financial Instruments Exchange that is its Subsidiary Company).

ja-jp	２　前項の規定は、金融商品取引所持株会社の保有基準割合以上の数の対象議決権を保有する商品取引所について準用する。
en-us	(2) The provisions of the preceding paragraph apply mutatis mutandis to a Commodity Exchange that holds a number of Subject Voting Rights in a Stock Company-Operated Financial Instruments Exchange which is equal to or greater than the Threshold Holding Ratio.

ja-jp	（主要株主に対する監督上の処分）
en-us	(Supervisory Measures for Major Shareholders)

ja-jp	第百六条の二十一　内閣総理大臣は、金融商品取引所持株会社の主要株主が法令に違反したとき、又は主要株主の行為が当該金融商品取引所持株会社の子会社である株式会社金融商品取引所の業務の健全かつ適切な運営を損なうおそれがあると認めるときは、当該主要株主に対し第百六条の十七第一項の認可を取り消し、その他監督上必要な措置をとることを命ずることができる。
en-us	Article 106-21 (1) If the major shareholder of a Financial Instruments Exchange Holding Company violates a law or regulation, or if it is found that the conduct of a major shareholder is likely to impair the sound and appropriate operation of the business of a Stock Company-Operated Financial Instruments Exchange that is a Subsidiary Company of such a Financial Instruments Exchange Holding Company, the Prime Minister may rescind the major shareholder's Article 106-17, paragraph (1) authorization, or order the major shareholder to take measures that are necessary from a supervisory perspective.

ja-jp	２　前項の規定により第百六条の十七第一項の認可を取り消された者は、当該認可を取り消された日から三月以内に、金融商品取引所持株会社の保有基準割合未満の数の対象議決権の保有者となるために必要な措置をとらなければならない。
en-us	(2) A person that has its Article 106-17, paragraph (1) authorization rescinded pursuant to the provisions of the preceding paragraph must take the necessary measures to become the holder of a number of Subject Voting Rights in a Financial Instruments Exchange Holding Company which is less than the Threshold Holding Ratio, within three months from the day on which the authorization is rescinded.

ja-jp	３　内閣総理大臣は、第一項の規定により必要な措置を命じようとするときは、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
en-us	(3) Irrespective of the category of proceeding for hearing statements of opinions under Article 13, paragraph (1) of the Administrative Procedure Act, before seeking to order the necessary measures under the provisions of paragraph (1), the Prime Minister must conduct a hearing.

ja-jp	４　第一項及び前項の規定は、金融商品取引所持株会社の保有基準割合以上の数の対象議決権を保有する認可金融商品取引業協会、金融商品取引所及び商品取引所について準用する。
en-us	(4) The provisions of paragraph (1) and the preceding paragraph apply mutatis mutandis to an Authorized Financial Instruments Business Association, Financial Instruments Exchange, or Commodity Exchange that holds a number of Subject Voting Rights in a Financial Instruments Exchange Holding Company which is equal to or greater than the Threshold Holding Ratio.

ja-jp	（主要株主に係る認可の失効）
en-us	(Lapse of Authorization as a Major Shareholder)

ja-jp	第百六条の二十二　金融商品取引所持株会社の主要株主が次の各号のいずれかに該当することとなつたときは、第百六条の十七第一項の認可は、その効力を失う。
en-us	Article 106-22 (1) If the major shareholder of a Financial Instruments Exchange Holding Company comes to fall under one of the following items, the authorization referred to in Article 106-17, paragraph (1) ceases to be effective:

ja-jp	一　認可を受けた日から六月以内に保有基準割合以上の数の対象議決権の保有者とならなかつたとき。
en-us	(i) the major shareholder fails to become the holder of a number of Subject Voting Rights that is equal to or greater than the Threshold Holding Ratio within six months from the date on which the major shareholder obtains the authorization;

ja-jp	二　保有基準割合未満の数の対象議決権の保有者となつたとき。
en-us	(ii) the major shareholder becomes the holder of a number of Subject Voting Rights that is less than the Threshold Holding Ratio; or

ja-jp	三　金融商品取引所又は商品取引所になつたとき。
en-us	(iii) the major shareholder becomes a Financial Instruments Exchange or a Commodity Exchange.

ja-jp	２　前項の規定により認可が失効したとき（同項第三号に係る場合にあつては、商品取引所になつたときに限る。）は、主要株主であつた者は、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
en-us	(2) If an authorization has ceased to be effective pursuant to the provisions of the preceding paragraph (in a case to which item (iii) of that paragraph pertains, this is only if the major shareholder becomes a Commodity Exchange), the person that was a major shareholder must notify the Prime Minister of this without delay.

ja-jp	（業務の範囲）
en-us	(Scope of Business)

ja-jp	第百六条の二十三　金融商品取引所持株会社は、子会社である株式会社金融商品取引所及び第百六条の十二第一項第一号イからニまでに掲げる会社の経営管理を行うこと並びにこれに附帯する業務のほか、他の業務を行うことができない。
en-us	Article 106-23 (1) A Financial Instruments Exchange Holding Company may not conduct any business other than the business administration of the Stock Company-Operated Financial Instruments Exchange or company set forth in Article 106-12, paragraph (1), item (i), sub-items (a) to (d) inclusive which is its Subsidiary Company, and other business incidental thereto.

ja-jp	２　金融商品取引所持株会社は、その業務を行うに当たつては、子会社である株式会社金融商品取引所の業務の公共性に対する信頼及び健全かつ適切な運営を損なうことのないよう、その子会社の適切な経営管理に努めなければならない。
en-us	(2) In conducting its business, a Financial Instruments Exchange Holding Company shall endeavor to ensure the appropriate business administration of the Stock Company-Operated Financial Instruments Exchange that is its Subsidiary Company, so as not to impair confidence in the public nature or the sound and appropriate operation of the business of the Subsidiary Company.

ja-jp	（子会社の範囲）
en-us	(Scope of Subsidiary Companies)

ja-jp	第百六条の二十四　金融商品取引所持株会社は、取引所金融商品市場の開設及びこれに附帯する業務を行う会社以外の会社を子会社としてはならない。ただし、内閣総理大臣の認可を受けた場合には、第百六条の十二第一項第一号ロからニまでに掲げる会社を子会社とすることができる。
en-us	Article 106-24 (1) A Financial Instruments Exchange Holding Company must not have a company other than one that operates a Financial Instruments Exchange Market and performs other business incidental thereto as its Subsidiary Company; provided, however, that with the authorization of the Prime Minister, it may have a company set forth in Article 106-12, paragraph (1), item (i), sub-item (b) to (d) inclusive as its Subsidiary Company.

ja-jp	２　第三十条の二の規定は、前項ただし書の認可について準用する。
en-us	(2) The provisions of Article 30-2 apply mutatis mutandis to the authorization referred to in the proviso to the preceding paragraph.

ja-jp	（認可の拒否等に係る規定の準用）
en-us	(Mutatis Mutandis Application of Provisions on Refusal of Authorization)

ja-jp	第百六条の二十五　第八十五条の四の規定は、前条第一項ただし書の認可について準用する。
en-us	Article 106-25 The provisions of Article 85-4 apply mutatis mutandis to the authorization referred to in the proviso to paragraph (1) of the preceding Article.

ja-jp	（認可の取消し）
en-us	(Rescission of Authorization)

ja-jp	第百六条の二十六　内閣総理大臣は、金融商品取引所持株会社がその認可を受けた当時既に第百六条の十二第二項各号のいずれかに該当していたことが判明したときは、その認可を取り消すことができる。
en-us	Article 106-26 If a Financial Instruments Exchange Holding Company is discovered to have fallen under one of the categories in the items of Article 106-12, paragraph (2) at the time it obtained authorization, the Prime Minister may rescind its authorization.

ja-jp	（報告の徴取及び検査）
en-us	(Collection of Reports and Inspections)

ja-jp	第百六条の二十七　内閣総理大臣は、公益又は投資者保護のため必要かつ適当であると認めるときは、金融商品取引所持株会社若しくはその子会社に対し当該金融商品取引所持株会社の業務若しくは財産に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に当該金融商品取引所持株会社若しくは当該子会社の業務若しくは財産の状況若しくは帳簿書類その他の物件の検査（当該子会社にあつては、当該金融商品取引所持株会社の業務又は財産に関し必要な検査に限る。）をさせることができる。
en-us	Article 106-27 Whenever the Prime Minister finds it to be necessary and appropriate in the public interest or for the protection of investors, the Prime Minister may order a Financial Instruments Exchange Holding Company or its Subsidiary Company to submit reports or materials that should serve as a reference with regard to the business or assets of the Financial Instruments Exchange Holding Company, and may have the relevant officials inspect the state of the business or assets, or the books and documents or any other articles, of a Financial Instruments Exchange Holding Company or its Subsidiary Company (but may only have the relevant officials inspect such a Subsidiary Company as is necessary in connection with the business or assets of the Financial Instruments Exchange Holding Company).

ja-jp	（監督上の処分）
en-us	(Supervisory Measures)

ja-jp	第百六条の二十八　内閣総理大臣は、金融商品取引所持株会社が法令に違反したとき、又は金融商品取引所持株会社の業務の状況に照らして、その子会社である株式会社金融商品取引所の業務の公共性に対する信頼及び健全かつ適切な運営を確保するために必要があると認めるときは、当該金融商品取引所持株会社に対し第百六条の十第一項若しくは第三項ただし書又は第百六条の二十四第一項ただし書の認可を取り消し、その他監督上必要な措置をとることを命ずることができる。
en-us	Article 106-28 (1) If a Financial Instruments Exchange Holding Company violates a law or regulation, or if the Prime Minister finds it to be necessary, in light of the state of the business of a Financial Instruments Exchange Holding Company, for ensuring confidence in the public nature of the business of a Stock Company-Operated Financial Instruments Exchange that is its Subsidiary Company and to ensure the sound and appropriate operation of that business, the Prime Minister may rescind the Financial Instruments Exchange Holding Company's Article 106-10, paragraph (1) authorization or the authorization referred to in the proviso to paragraph (3) of that Article or the proviso to Article 106-24, paragraph (1), or may order the Financial Instruments Exchange Holding Company to take measures that are necessary from a supervisory perspective.

ja-jp	２　内閣総理大臣は、金融商品取引所持株会社の取締役、会計参与、監査役又は執行役が法令又は法令に基づく行政官庁の処分に違反したときは、当該金融商品取引所持株会社に対し、当該取締役、会計参与、監査役又は執行役の解任を命ずることができる。
en-us	(2) If the director, accounting advisor, company auditor, or executive officer of a Financial Instruments Exchange Holding Company violates a law or regulation or a disposition by a government agency which is based on a law or regulation, the Prime Minister may order the Financial Instruments Exchange Holding Company to dismiss that director, accounting advisor, company auditor, or executive officer.

ja-jp	３　第一項の規定により第百六条の十第一項又は第三項ただし書の認可を取り消された金融商品取引所持株会社は、速やかに、当該株式会社金融商品取引所を子会社とする会社でなくなるために必要な措置をとらなければならない。
en-us	(3) A Financial Instruments Exchange Holding Company that has the authorization referred to in Article 106-10, paragraph (1) or the proviso to paragraph (3) of that Article rescinded pursuant to the provisions of paragraph (1) must promptly take the necessary measures for it to cease to be a company that has a Stock Company-Operated Financial Instruments Exchange as its Subsidiary Company.

ja-jp	４　前項の措置がとられた場合において、当該措置をとつた者がなお株式会社金融商品取引所の保有基準割合以上の数の対象議決権の保有者であるときは、当該株式会社金融商品取引所を子会社とする会社でなくなつた日を第百三条の二第四項の特定保有者となつた日とみなして、同項の規定を適用する。
en-us	(4) If the measures referred to the preceding paragraph are taken but the person that takes those measures remains the holder of a number of Subject Voting Rights in a Stock Company-Operated Financial Instruments Exchange which is equal to or greater than the Threshold Holding Ratio, the date on which the company ceases to be a person that has the Stock Company-Operated Financial Instruments Exchange as its Subsidiary Company is deemed to be the date on which the person becomes a Specified Holder as referred to in that paragraph, and the provisions of Article 103-2, paragraph (4) apply.

ja-jp	５　内閣総理大臣は、第一項の規定により必要な措置を命じようとするときは、行政手続法第十三条第一項の規定による意見陳述のための手続の区分にかかわらず、聴聞を行わなければならない。
en-us	(5) Irrespective of the category of proceeding for hearing statements of opinions under Article 13, paragraph (1) of the Administrative Procedure Act, before seeking to order the necessary measures pursuant to the provisions of paragraph (1), the Prime Minister must conduct a hearing.

ja-jp	（認可の失効）
en-us	(Lapse of Authorization)

ja-jp	第百七条　金融商品取引所持株会社が次の各号のいずれかに該当することとなつたときは、第百六条の十第一項及び第三項ただし書の認可は、その効力を失う。
en-us	Article 107 (1) If a Financial Instruments Exchange Holding Company comes to fall under one of the following items, Article 106-10, paragraph (1) authorization or the authorization referred to in the proviso to paragraph (3) of that Article ceases to be effective:

ja-jp	一　株式会社金融商品取引所を子会社とする会社でなくなつたとき（当該株式会社金融商品取引所の議決権の保有の態様その他の事情を勘案して内閣府令で定める場合を除く。）。
en-us	(i) it ceases to be a company that has a Stock Company-Operated Financial Instruments Exchange as its Subsidiary Company (excluding the cases that are specified by Cabinet Office Ordinance in consideration of the manner in which voting rights are held in the Stock Company-Operated Financial Instruments Exchange, or any other relevant circumstances);

ja-jp	二　解散したとき。
en-us	(ii) it is dissolved;

ja-jp	三　設立、合併（当該合併により設立される会社が金融商品取引所持株会社であるものに限る。）又は新設分割（当該新設分割により設立された会社が金融商品取引所持株会社であるものに限る。）を無効とする判決が確定したとき。
en-us	(iii) a judgment invalidating its incorporation or a merger (but only if the company incorporated in the merger is a Financial Instrument Exchange Holding Company) or incorporation-type split (but only if the company incorporated in the incorporation-type split is a Financial Instrument Exchange Holding Company) becomes final and binding;

ja-jp	四　認可を受けた日から六月以内に株式会社金融商品取引所を子会社とする会社とならなかつたとき。
en-us	(iv) it fails to become a company that has a Stock Company-Operated Financial Instruments Exchange as its Subsidiary Company within six months from the date on which authorization is obtained; or

ja-jp	五　金融商品取引所又は商品取引所になつたとき。
en-us	(v) it becomes a Financial Instruments Exchange or a Commodity Exchange.

ja-jp	２　前項の規定により認可が失効したとき（同項第五号に係る場合にあつては、商品取引所になつたときに限る。）は、金融商品取引所持株会社であつた者は、遅滞なく、その旨を内閣総理大臣に届け出なければならない。
en-us	(2) If an authorization has ceased to be effective pursuant to the provisions of the preceding paragraph (in a case to which item (v) of that paragraph pertains, this is only if the Financial Instruments Exchange Holding Company becomes a Commodity Exchange), the person that was the Financial Instruments Exchange Holding Company must notify the Prime Minister of this without delay.

ja-jp	（対象議決権に係る規定の準用）
en-us	(Mutatis Mutandis Application of Provisions on Subject Voting Rights)

ja-jp	第百八条　第百三条の二第五項の規定は、第百六条の十四、第百六条の十五、第百六条の十七第一項から第三項まで、同条第四項において準用する第百六条の三第三項及び第五項、第百六条の十八第一項、第百六条の二十第二項、第百六条の二十一第二項及び第四項、第百六条の二十二第一項並びに第百六条の二十八第四項の規定を適用する場合について準用する。
en-us	Article 108 The provisions of Article 103-2, paragraph (5) apply mutatis mutandis if Article 106-14; Article 106-15; Article 106-17, paragraphs (1) to (3) inclusive; Article 106-3, paragraphs (3) and (5) as applied mutatis mutandis pursuant to Article 106-17, paragraph (4); Article 106-18, paragraph (1); Article 106-20, paragraph (2); Article 106-21, paragraphs (2) and (4); Article 106-22, paragraph (1); and Article 106-28, paragraph (4) are applicable.

ja-jp	（監督上の処分等に係る規定の準用）
en-us	(Mutatis Mutandis Application of Provisions on Supervisory Measures)

ja-jp	第百九条　第百六条の二十三第二項並びに第百六条の二十八第一項及び第五項の規定は株式会社金融商品取引所を子会社とする認可金融商品取引業協会及び金融商品取引所並びに金融商品取引所持株会社を子会社とする認可金融商品取引業協会及び金融商品取引所について、第百六条の二十三第二項、第百六条の二十七並びに第百六条の二十八第一項及び第五項の規定は親商品取引所等及び金融商品取引所持株会社を子会社とする商品取引所について準用する。
en-us	Article 109 The provisions of Article 106-23, paragraph (2) and Article 106-28, paragraphs (1) and (5) apply mutatis mutandis to an Authorized Financial Instruments Business Association or Financial Instruments Exchange that has a Stock Company-Operated Financial Instruments Exchange as its Subsidiary Company and to an Authorized Financial Instruments Business Association or Financial Instruments Exchange that has a Financial Instruments Exchange Holding Company as its Subsidiary Company, and the provisions of Article 106-23, paragraph (2), Article 106-27, and Article 106-28, paragraphs (1) and (5) apply mutatis mutandis to a parent Commodity Exchange, etc. or Commodity Exchange that has a Financial Instruments Exchange Holding Company as its Subsidiary Company.

ja-jp	第三節　取引所金融商品市場における有価証券の売買等
en-us	Section 3 The Purchase and Sales of Securities, etc. on a Financial Instruments Exchange Market

ja-jp	第百十条　取引所金融商品市場は、有価証券の売買及び市場デリバティブ取引を公正かつ円滑にし、並びに投資者の保護に資するよう運営されなければならない。
en-us	Article 110 A Financial Instruments Exchange Market must be operated so as to ensure fair and smooth purchase and sales of Securities and Market Transactions of Derivatives, as well as to contribute to the protection of investors.

ja-jp	（取引所金融商品取引を行うことができる者）
en-us	(Persons Allowed to Conduct Financial Instruments Transactions on a Financial Instruments Exchange)

ja-jp	第百十一条　取引所金融商品市場における有価証券の売買及び市場デリバティブ取引は、当該取引所金融商品市場を開設する金融商品取引所の会員等に限り、行うことができる。
en-us	Article 111 (1) Only the Member, etc. of a Financial Instruments Exchange that operates a Financial Instruments Exchange Market may make a purchase and sale of Securities or a Market Transaction of Derivatives on that Financial Instruments Exchange Market.

ja-jp	２　前項の規定は、同項の会員等から有価証券等清算取次ぎの委託を受けて第百五十六条の七第二項第三号に規定する清算参加者が内閣府令で定める取引を行う場合には、適用しない。
en-us	(2) The provisions of the preceding paragraph do not apply if a Member, etc. referred to in that paragraph entrusts a Clearing Member provided for in Article 156-7, paragraph (2), item (iii) with Brokerage for the Clearing of Securities, etc., and the Clearing Member conducts a transaction provided by Cabinet Office Ordinance.

ja-jp	（会員金融商品取引所の取引参加者）
en-us	(Trading Participants in an Incorporated Association-Operated Financial Instruments Exchange)

ja-jp	第百十二条　会員金融商品取引所は、定款の定めるところにより、次に掲げる者（会員以外の者に限る。）に当該会員金融商品取引所の開設する取引所金融商品市場における有価証券の売買及び市場デリバティブ取引（第二号に掲げる者にあつては、登録金融機関業務に係る取引に限る。）を行うための取引資格を与えることができる。
en-us	Article 112 (1) An Incorporated Association-Operated Financial Instruments Exchange, in accordance with the articles of incorporation, may grant a person set forth in one of the following (limited to a persons that is not a member) a trading license for engaging in the purchase and sale of Securities and conducting Market Transactions of Derivatives on the Financial Instruments Exchange Market that the Incorporated Association-Operated Financial Instruments Exchange operates (of a person as set forth in item (ii), this is limited to transactions involving the services of a registered financial institution):

ja-jp	一　金融商品取引業者及び取引所取引許可業者
en-us	(i) a Financial Services Provider or Authorized Operator for On-Exchange Transactions; and

ja-jp	二　登録金融機関
en-us	(ii) a registered financial institution.

ja-jp	２　第九十四条及び第九十五条の規定は、前項の規定により取引資格を与えられた者について準用する。この場合において、第九十四条中「金融商品会員制法人」とあるのは「会員金融商品取引所」と、「脱退する」とあるのは「取引資格を喪失する」と、第九十五条中「脱退する」とあるのは「取引資格を喪失する」と、同条第一号中「金融商品取引業者等」とあるのは「第百十二条第一項各号に掲げる者」と、同条第三号中「除名」とあるのは「取引資格の取消し」と読み替えるものとする。
en-us	(2) The provisions of Articles 94 and 95 apply mutatis mutandis to a persons that is granted a trading license pursuant to the provisions of the preceding paragraph. In this case, in Article 94, the term "Financial Instruments Incorporated Association" is deemed to be replaced with "Incorporated Association-Operated Financial Instruments Exchange" and the term "withdraw" is deemed to be replaced with "forfeit its trading license"; in Article 95, the term "withdraw" is deemed to be replaced with "forfeit its trading license"; in Article 95, item (i), the term "Financial Services Provider, etc." is deemed to be replaced with "person set forth in one of the items of Article 112, paragraph (1)"; and in Article 95, item (iii), the term "expulsion" is deemed to be replaced with "rescission of its trading license".

ja-jp	（株式会社金融商品取引所の取引参加者）
en-us	(Trading Participants in a Stock Company-Operated Financial Instruments Exchange)