ja-jp	五　公開買付け等に対抗するため当該公開買付け等に係る上場等株券等の発行者である会社の取締役会が決定した要請（委員会設置会社にあつては、執行役の決定した要請を含む。）に基づいて当該上場等株券等（上場等株券等の売買に係るオプションを含む。）の買付け等をする場合
en-us	(v) a purchase, etc. of the Listed or Other Share Certificates, etc. that are subject to the Tender Offer, etc. (these include Options for the purchase and sale of such Listed or Other Share Certificates, etc.) is effected as per a request that the board of directors of the company issuing the Listed or Other Share Certificates, etc. have decided to make (including a request that the executive officer has decided to make, if it is a company with committees) in order to cope with the Tender Offer, etc.;

ja-jp	六　第百五十九条第三項の政令で定めるところにより株券等に係る買付け等又は売付け等をする場合
en-us	(vi) a purchase, etc. or sale, etc. of Share Certificates, etc. is effected pursuant to the provisions of Cabinet Order referred to in Article 159, paragraph (3);

ja-jp	七　第一項に規定する公開買付け等の実施に関する事実を知つた者が当該公開買付け等の実施に関する事実を知つている者から買付け等を取引所金融商品市場若しくは店頭売買有価証券市場によらないでする場合又は同項に規定する公開買付け等の中止に関する事実を知つた者が当該公開買付け等の中止に関する事実を知つている者に売付け等を取引所金融商品市場若しくは店頭売買有価証券市場によらないでする場合（当該売付け等に係る者の双方において、当該売付け等に係る株券等について、更に同項又は第三項の規定に違反して売付け等が行われることとなることを知つている場合を除く。）
en-us	(vii) a person that comes to know the fact that a Tender Offer, etc. will be launched as prescribed in paragraph (1) effects a purchase, etc. from another person that knows the fact that the Tender Offer, etc. will be launched, through neither a Financial Instruments Exchange Market nor a Over-the-Counter Securities Market, or a person that comes to know the fact that a Tender Offer, etc. will be suspended as provided in paragraph (1) effects a sale, etc. to another person that knows the fact that the Tender Offer, etc. will be suspended, through neither a Financial Instruments Exchange Market nor a Over-the-Counter Securities Market (unless both parties to the sale, etc. know that a further sale, etc. of the Share Certificates, etc. linked to that sale, etc. will be effected that is in violation of the provisions of paragraph (1) or (3)); or

ja-jp	八　公開買付者等の公開買付け等事実を知る前に締結された当該公開買付け等に係る株券等に係る買付け等若しくは売付け等に関する契約の履行又は公開買付者等の公開買付け等事実を知る前に決定された当該公開買付け等に係る株券等に係る買付け等若しくは売付け等の計画の実行として買付け等又は売付け等をする場合その他これに準ずる特別の事情に基づく買付け等又は売付け等であることが明らかな買付け等又は売付け等をする場合（内閣府令で定める場合に限る。）
en-us	(viii) a purchase, etc. or sale, etc. is effected in performance of a contract for the purchase, etc. or sale, etc. of the Share Certificates, etc. that are subject to the Tender Offer, etc., which is concluded before the person comes to know the Facts of the Tender Offer, etc. launched by the Tender Offeror, etc. or in implementation of a plan for the purchase, etc. or sale, etc. of the Share Certificates, etc. subject to the Tender Offer, etc. which is decided before the relevant person comes to know the Facts of the Tender Offer, etc. launched by the Tender Offeror, etc., or a purchase, etc. or sale, etc. is effected that is obviously based on other special circumstances equivalent to such a case (limited to a case specified by Cabinet Office Ordinance).

ja-jp	（無免許市場における取引の禁止）
en-us	(Prohibition on Trading in an Unlicensed Market)

ja-jp	第百六十七条の二　何人も、第八十条第一項の規定に違反して開設される金融商品市場により次に掲げる取引をしてはならない。
en-us	Article 167-2 It is prohibited for any person to effect the following transactions on a Financial Instruments Market established in violation of Article 80, paragraph (1):

ja-jp	一　有価証券の売買
en-us	(i) the purchase and sale of Securities; or

ja-jp	二　市場デリバティブ取引
en-us	(ii) a Market Transaction of Derivatives.

ja-jp	（虚偽の相場の公示等の禁止）
en-us	(Prohibition on Issuing Public Notice of False Quotations)

ja-jp	第百六十八条　何人も、有価証券等の相場を偽つて公示し、又は公示し若しくは頒布する目的をもつて有価証券等の相場を偽つて記載した文書を作成し、若しくは頒布してはならない。
en-us	Article 168 (1) It is prohibited for any person to issue public notice of a false quotation on the market price of Securities, etc., to prepare documents that contain a false quotation on the market price of Securities, etc. with the aim of issuing a public notice with or distributing them, or to distribute such documents.

ja-jp	２　何人も、発行者、有価証券の売出しをする者、特定投資家向け売付け勧誘等をする者、引受人又は金融商品取引業者等の請託を受けて、公示し又は頒布する目的をもつてこれらの者の発行、分担又は取扱いに係る有価証券に関し重要な事項について虚偽の記載をした文書を作成し、又は頒布してはならない。
en-us	(2) It is prohibited for any person to accede to the request of the Issuer, person making a Secondary Distribution of Securities, person making an exclusive Offer to Sell, etc. to Professional Investors, Underwriter, or Financial Services Provider, etc., and prepare documents that contain a false statement about a material particular in respect of Securities issued by, apportioned to, or dealt by that person, with the aim of issuing a public notice or distributing such documents, or to accede to such a request and distribute such documents.

ja-jp	３　発行者、有価証券の売出しをする者、特定投資家向け売付け勧誘等をする者、引受人又は金融商品取引業者等は、前項の請託をしてはならない。
en-us	(3) It is prohibited for the Issuer, person making a Secondary Distribution of Securities, person making an exclusive Offer to Sell, etc. to Professional Investors, Underwriter, or Financial Services Provider, etc. to make the request referred to in the preceding paragraph.

ja-jp	（対価を受けて行う新聞等への意見表示の制限）
en-us	(Restriction on the Receipt of Consideration for Presenting an Opinion in the Newspaper)

ja-jp	第百六十九条　何人も、発行者、有価証券の売出しをする者、特定投資家向け売付け勧誘等をする者、引受人、金融商品取引業者等又は第二十七条の三第三項（第二十七条の二十二の二第二項において準用する場合を含む。）に規定する公開買付者等から対価を受け、又は受けるべき約束をして、有価証券、発行者又は第二十七条の三第二項（第二十七条の二十二の二第二項において準用する場合を含む。）に規定する公開買付者に関し投資についての判断を提供すべき意見を新聞紙若しくは雑誌に掲載し、又は文書、放送、映画その他の方法を用いて一般に表示する場合には、当該対価を受け、又は受けるべき約束をして行う旨の表示を併せてしなければならない。ただし、広告料を受け、又は受けるべき約束をしている者が、当該広告料を対価とし、広告として表示する場合については、この限りでない。
en-us	Article 169 Any person that receives or promises to receive consideration from an Issuer, person making a Secondary Distribution of Securities, person making an exclusive Offer to Sell, etc. to Professional Investors, Underwriter, or Financial Services Provider, etc., or from a Tender Offeror, etc. provided for in Article 27-3, paragraph (3) (including as applied mutatis mutandis pursuant to Article 27-22-2, paragraph (2)), to publish an opinion that seems to provide an assessment of investing in respect of a Security or Issuer or in respect of a Tender Offeror provided for in Article 27-3, paragraph (2) (including as applied mutatis mutandis pursuant to Article 27-22-2, paragraph (2)) in a newspaper or magazine, or to present this to the public in writing, through broadcasting, in a film, or by any other means, must convey that the person has received or promised to receive consideration for doing so, together with the opinion; provided, however, that this does not apply if a person that receives or promises to receive an advertising fee presents the opinion as an advertisement in exchange for the advertising fee.

ja-jp	（有利買付け等の表示の禁止）
en-us	(Prohibition on Representing a Purchase as Advantageous)

ja-jp	第百七十条　何人も、新たに発行される有価証券の取得の申込みの勧誘又は既に発行された有価証券の売付けの申込み若しくはその買付けの申込みの勧誘のうち、不特定かつ多数の者に対するもの（次条において「有価証券の不特定多数者向け勧誘等」という。）を行うに際し、不特定かつ多数の者に対して、これらの者の取得する当該有価証券を、自己又は他人が、あらかじめ特定した価格（あらかじめ特定した額につき一定の基準により算出される価格を含む。以下この条において同じ。）若しくはこれを超える価格により買い付ける旨又はあらかじめ特定した価格若しくはこれを超える価格により売り付けることをあつせんする旨の表示をし、又はこれらの表示と誤認されるおそれがある表示をしてはならない。ただし、当該有価証券が、第二条第一項第一号から第六号までに掲げる有価証券その他内閣府令で定める有価証券である場合は、この限りでない。
en-us	Article 170 In soliciting offers to acquire newly issued Securities or in offering to sell or soliciting offers to purchase already-issued Securities to many and unspecified persons (referred to as "Solicitation to Many and Unspecified Number of Persons for Securities" in the following Article), it is prohibited for any person to represent to such many and unspecified persons that it or any other person will purchase the Securities acquired by those many and unspecified persons at a predetermined price or more (including a price calculated from a predetermined amount using fixed criteria; hereinafter the same applies in this Article), or that it or any other person will arrange for such Securities to be sold at a predetermined price or more, and it is prohibited for any person to make a representation that could give rise to the misconception that this is what is being represented; provided, however, that this does not apply if the Securities are Securities set forth in Article 2, paragraph (1), items (i) to (vi) inclusive or other Securities specified by Cabinet Office Ordinance.

ja-jp	（一定の配当等の表示の禁止）
en-us	(Prohibition on Representations about a Fixed Amount of Dividends)

ja-jp	第百七十一条　有価証券の不特定多数者向け勧誘等（第二条第一項第一号から第六号までに掲げる有価証券その他内閣府令で定める有価証券に係るものを除く。以下この条において同じ。）をする者又はこれらの者の役員、相談役、顧問その他これらに準ずる地位にある者若しくは代理人、使用人その他の従業者は、当該有価証券の不特定多数者向け勧誘等に際し、不特定かつ多数の者に対して、当該有価証券に関し一定の期間につき、利益の配当、収益の分配その他いかなる名称をもつてするを問わず、一定の額（一定の基準によりあらかじめ算出することができる額を含む。以下この条において同じ。）又はこれを超える額の金銭（処分することにより一定の額又はこれを超える額の金銭を得ることができるものを含む。）の供与が行われる旨の表示（当該表示と誤認されるおそれがある表示を含む。）をしてはならない。ただし、当該表示の内容が予想に基づくものである旨が明示されている場合は、この限りでない。
en-us	Article 171 In a Solicitation to Many and Unspecified Number of Persons for Securities (excluding a solicitation involving the Securities set forth in Article 2, paragraph (1), items (i) to (vi) inclusive or other Securities specified by Cabinet Office Ordinance; hereinafter the same applies in this Article), it is prohibited for the person issuing the Solicitation to Many and Unspecified Number of Persons for Securities, its officer, advisor, consultant, or other person in an equivalent position, or its agent, employee, or other worker to make a representation to many and unspecified persons indicating that a fixed amount of money or more (including an amount that can be calculated in advance using fixed criteria; hereinafter the same applies in this Article) (including anything that can be disposed of to generate a fixed amount or of money or more) will be provided for the Securities after a certain period (including a representation that could give rise to the misconception that this is what is being represented), as a dividend of profits, distribution of profits, or any other kind of apportionment, regardless of what it is called; provided however, that this does not apply if it is clearly indicated that such representation only indicates an expectation.

ja-jp	第六章の二　課徴金
en-us	Chapter VI-2 Administrative Surcharges

ja-jp	第一節　納付命令
en-us	Section 1 Payment Orders

ja-jp	（届出が受理されていないのに有価証券の募集等をした者等に対する課徴金納付命令）
en-us	(Issuance of an Administrative Surcharge Payment Order against a Person Conducting a Public Offering of Securities Without Having Its Notification Accepted by the Prime Minister)

ja-jp	第百七十二条　第四条第一項の規定による届出を必要とする有価証券の募集若しくは売出し、同条第二項の規定による届出を必要とする適格機関投資家取得有価証券一般勧誘又は同条第三項の規定による届出を必要とする特定投資家等取得有価証券一般勧誘について、これらの届出が受理されていないのに当該募集若しくは売出し、適格機関投資家取得有価証券一般勧誘又は特定投資家等取得有価証券一般勧誘をした者（売出し、適格機関投資家取得有価証券一般勧誘又は特定投資家等取得有価証券一般勧誘をした者については、自己の所有する有価証券に関してこれらの行為をした者に限る。）があるときは、内閣総理大臣は、次節に定める手続に従い、その者に対し、次の各号に掲げる場合の区分に応じ、当該各号に定める額（次の各号のいずれにも該当する場合は、当該各号に定める額の合計額）に相当する額の課徴金を国庫に納付することを命じなければならない。
en-us	Article 172 (1) If, in respect of a Public Offering or Secondary Distribution of Securities subject to a notification under Article 4, paragraph (1), a General Solicitation Involving Securities Acquired by a Qualified Institutional Investor subject to a notification under Article 4, paragraph (2), or a General Solicitation Involving Securities Acquired by a Professional Investor subject to a notification under Article 4, paragraph (3), a person conducts a Public Offering or Secondary Distribution, or issues a General Solicitation Involving Securities Acquired by a Qualified Institutional Investor or a General Solicitation Involving Securities Acquired by a Professional Investor without having the notifications for them accepted by the Prime Minister (for a person that makes a Secondary Distribution or that issues a General Solicitation Involving Securities Acquired by a Qualified Institutional Investors or a General Solicitation Involving Securities Acquired by a Professional Investor, this is limited to a person that engages in any of these acts in connection with the Securities owned by that person), the Prime Minister, in accordance with the proceedings prescribed in the following Section, must order that person to pay an administrative surcharge to the national treasury that is equivalent to the amount specified in the relevant of the following items for the category of cases set forth in that item (if the person falls under both of the following items, the total of the amounts specified in those items):

ja-jp	一　当該募集により有価証券を取得させた場合　当該取得させた有価証券の発行価額の総額（当該有価証券が新株予約権証券その他これに準ずるものとして内閣府令で定める有価証券であるときは、当該新株予約権証券に係る新株予約権の行使に際して払い込むべき金額その他これに準ずるものとして内閣府令で定める額を含む。）の百分の二・二五（当該有価証券が株券等（株券、優先出資法に規定する優先出資証券その他これらに準ずるものとして政令で定める有価証券をいう。以下この条、次条、第百七十二条の九及び第百七十二条の十において同じ。）である場合にあつては、百分の四・五）
en-us	(i) the person causes the Securities to be acquired through such a Public Offering: 2.25 percent (or 4.5 percent, if the Securities are share certificates, etc. (meaning share certificates, preferred equity investment certificates under the Act on Preferred Equity Investment, and other Securities specified by Cabinet Order as being equivalent to them; hereinafter the same applies in this Article, the following Article, Article 172-9, and Article 172-10)) of the total issue value of the Securities it causes to be acquired (if the Securities are share option certificates or any other Securities specified by Cabinet Office Ordinance as being equivalent to them, the total issue value includes the amount to be paid in upon the exercise of the share options under the share option certificates or any other amount specified by Cabinet Office Ordinance as being equivalent to this); and

ja-jp	二　当該売出し、適格機関投資家取得有価証券一般勧誘又は特定投資家等取得有価証券一般勧誘により当該者が所有する有価証券を売り付けた場合　当該売り付けた有価証券の売出価額の総額（当該有価証券が新株予約権証券その他これに準ずるものとして内閣府令で定める有価証券であるときは、当該新株予約権証券に係る新株予約権の行使に際して払い込むべき金額その他これに準ずるものとして内閣府令で定める額を含む。）の百分の二・二五（当該有価証券が株券等である場合にあつては、百分の四・五）
en-us	(ii) the person sells Securities it owns through such a Secondary Distribution, General Solicitation Involving Securities Acquired by a Qualified Institutional Investor, or General Solicitation Involving Securities Acquired by a Professional Investor: 2.25 percent (or 4.5 percent, if the Securities are share certificates, etc.) of the total distribution value of the Securities it sells (if the Securities are share option certificates or any other Securities specified by Cabinet Office Ordinance as being equivalent to them, the total distribution value includes the amount to be paid in upon the exercise of the share options under the share option certificates or any other amount specified by Cabinet Office Ordinance as being equivalent to this).

ja-jp	２　第十五条第一項（第二十七条において準用する場合を含む。）の規定に違反して、同項に規定する有価証券を募集（第四条第一項に規定する有価証券の募集をいう。第百七十三条から第百七十四条の三までを除き、以下この章において同じ。）により取得させた発行者又は売出し（第四条第四項に規定する有価証券の売出しをいう。次項、次条第四項及び第五項、第百七十八条第三項、第五項及び第八項並びに第百八十五条の七第十二項及び第十三項を除き、以下この章において同じ。）により売り付けた者（自己の所有する有価証券を売り付けた者に限る。）があるときは、内閣総理大臣は、次節に定める手続に従い、これらの者に対し、次の各号に掲げる場合の区分に応じ、当該各号に定める額（次の各号のいずれにも該当する場合は、当該各号に定める額の合計額）に相当する額の課徴金を国庫に納付することを命じなければならない。
en-us	(2) If an Issuer violates the provisions of Article 15, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27) in causing Securities set forth in Article 15, paragraph (1) to be acquired through a Public Offering (meaning a Public Offering of Securities as prescribed in Article 4, paragraph (1); hereinafter the same applies in this Chapter, except in Articles 173 to 174-3 inclusive) or if a person violates such provisions in selling such Securities through a Secondary Distribution (meaning a Secondary Distribution of Securities prescribed in Article 4, paragraph (4); the same applies in this Chapter, except in the following paragraph; Article 172-2, paragraphs (4) and (5); Article 178, paragraphs (3), (5), and (8); and Article 185-7, paragraphs (12) and (13)) (limited to a person that sells Securities that it owns), the Prime Minister, in accordance with the proceedings prescribed in the following Section, must order the Issuer or that person to pay an administrative surcharge to the national treasury that is equivalent to the amount specified in the relevant of the following items for the category of cases set forth in that item (or, if the Issuer or person falls under both of the following items, the total of the amounts specified in those items):

ja-jp	一　当該発行者が当該募集により有価証券を取得させた場合　当該取得させた有価証券の発行価額の総額（当該有価証券が新株予約権証券その他これに準ずるものとして内閣府令で定める有価証券であるときは、当該新株予約権証券に係る新株予約権の行使に際して払い込むべき金額その他これに準ずるものとして内閣府令で定める額を含む。）の百分の二・二五（当該有価証券が株券等である場合にあつては、百分の四・五）
en-us	(i) the Issuer causes Securities to be acquired through such a Public Offering: 2.25 percent (or 4.5 percent, if the Securities are share certificates, etc.) of the total issue value of the Securities it causes to be acquired (if the Securities are share option certificates or any other Securities specified by Cabinet Office Ordinance as being equivalent to them, the total issue value includes the amount to be paid in upon the exercise of the share options under those share option certificates or any other amount specified by Cabinet Office Ordinance as being equivalent to this);

ja-jp	二　当該者が当該売出しにより自己の所有する有価証券を売り付けた場合　当該売り付けた有価証券の売出価額の総額（当該有価証券が新株予約権証券その他これに準ずるものとして内閣府令で定める有価証券であるときは、当該新株予約権証券に係る新株予約権の行使に際して払い込むべき金額その他これに準ずるものとして内閣府令で定める額を含む。）の百分の二・二五（当該有価証券が株券等である場合にあつては、百分の四・五）
en-us	(ii) the person sells Securities that it owns through such a Secondary Distribution: 2.25 percent (or 4.5 percent, if the Securities are share certificates, etc.) of the total distribution value of the Securities it sells (if the Securities are share option certificates or any other Securities specified by Cabinet Office Ordinance as being equivalent to them, the total distribution value includes the amount to be paid in upon the exercise of the share options under those share option certificates or any other amount specified by Cabinet Office Ordinance as being equivalent to this).

ja-jp	３　第十五条第二項（第二十七条において準用する場合を含む。）の規定に違反して、目論見書（第十三条第一項に規定する既に開示された有価証券の売出し（同項に規定する有価証券の売出しをいう。以下この項、次条第四項及び第五項、第百七十八条第五項及び第八項並びに第百八十五条の七第十二項において同じ。）に係る目論見書に限る。以下この章において同じ。）を交付しないで売出しにより自己の所有する当該有価証券を売り付けた者があるときは、内閣総理大臣は、次節に定める手続に従い、その者に対し、当該売り付けた有価証券の売出価額の総額（当該有価証券が新株予約権証券その他これに準ずるものとして内閣府令で定める有価証券であるときは、当該新株予約権証券に係る新株予約権の行使に際して払い込むべき金額その他これに準ずるものとして内閣府令で定める額を含む。）の百分の二・二五（当該有価証券が株券等である場合にあつては、百分の四・五）に相当する額の課徴金を国庫に納付することを命じなければならない。
en-us	(3) If a person violates the provisions of Article 15, paragraph (2) (including as applied mutatis mutandis pursuant to Article 27) in selling Securities that it owns through a Secondary Distribution without delivering a Prospectus (limited to a Prospectus in a Secondary Distribution of Securities for Which Disclosure Has Already Been Made as prescribed in Article 13, paragraph (1) (meaning a Secondary Distribution of the Securities prescribed in that paragraph; hereinafter the same applies in this paragraph; Article 172-2, paragraphs (4) and (5); Article 178, paragraphs (5) and (8); and Article 185-7, paragraph (12); hereinafter the same applies in this Chapter), the Prime Minister, in accordance with the proceedings prescribed in the following Section, must order that person to pay an administrative surcharge to the national treasury that is equivalent to 2.25 percent (or 4.5 percent, if the Securities are share certificates, etc.) of the total distribution value of the Securities it sells (if the Securities are share option certificates or any other Securities specified by Cabinet Office Ordinance as being equivalent to them, the total distribution value includes the amount to be paid in upon the exercise of the share options under those share option certificates or any other amount specified by Cabinet Office Ordinance as being equivalent to this).

ja-jp	４　第二項の規定は、第二十三条の八第一項（第二十七条において準用する場合を含む。）の規定に違反して、同項に規定する有価証券を募集により取得させた発行者又は売出しにより売り付けた者（自己の所有する有価証券を売り付けた者に限る。）がある場合について準用する。
en-us	(4) The provisions of paragraph (2) apply mutatis mutandis if an Issuer violates the provisions of Article 23-8, paragraph (1) (including the cases where it is applied mutatis mutandis pursuant to Article 27) in causing Securities specified in that paragraph to be acquired through a Public Offering or if a person violates such provisions in selling those Securities through a Secondary Distribution (limited to a person selling Securities that it owns).

ja-jp	（虚偽記載のある発行開示書類を提出した発行者等に対する課徴金納付命令）
en-us	(Issuance of an Administrative Surcharge Payment Order against an Issuer That Submits Offering Disclosure Documents Containing a False Statement)

ja-jp	第百七十二条の二　重要な事項につき虚偽の記載があり、又は記載すべき重要な事項の記載が欠けている発行開示書類を提出した発行者が、当該発行開示書類に基づく募集又は売出し（当該発行者が所有する有価証券の売出しに限る。）により有価証券を取得させ、又は売り付けたときは、内閣総理大臣は、次節に定める手続に従い、当該発行者に対し、次の各号に掲げる場合の区分に応じ、当該各号に定める額（次の各号のいずれにも該当する場合は、当該各号に定める額の合計額）に相当する額の課徴金を国庫に納付することを命じなければならない。
en-us	Article 172-2 (1) If an Issuer that submits an Offering Disclosure Document that contains a false statement about a material particular or omits a statement as to a material particular that is required to be stated, causes Securities to be acquired or sells Securities through a Public Offering or Secondary Distribution (limited to a Secondary Distribution of Securities that it owns) based on such an Offering Disclosure Document, the Prime Minister, in accordance with the proceedings prescribed in the following Section, must order that Issuer to pay an administrative surcharge to the national treasury that is equivalent to the amount specified in the relevant of the following items for the category of cases set forth in that item (if the Issuer falls under both of the following items, the total of the amounts specified in those items):

ja-jp	一　当該発行開示書類に基づく募集により有価証券を取得させた場合　当該取得させた有価証券の発行価額の総額（当該有価証券が新株予約権証券その他これに準ずるものとして内閣府令で定める有価証券であるときは、当該新株予約権証券に係る新株予約権の行使に際して払い込むべき金額その他これに準ずるものとして内閣府令で定める額を含む。）の百分の二・二五（当該有価証券が株券等である場合にあつては、百分の四・五）
en-us	(i) the Issuer causes the Securities to be acquired through a Public Offering based on such an Offering Disclosure Document: 2.25 percent (or 4.5 percent, if the Securities are share certificates, etc.) of the total issue value of the Securities it causes to be acquired (if the Securities are share option certificates or any other Securities specified by Cabinet Office Ordinance as being equivalent to them, the total issue value includes the amount to be paid in upon the exercise of the share options under those share option certificates or any other amount specified by Cabinet Office Ordinance as being equivalent to this); or

ja-jp	二　当該発行開示書類に基づく売出しにより当該発行者が所有する有価証券を売り付けた場合　当該売り付けた有価証券の売出価額の総額（当該有価証券が新株予約権証券その他これに準ずるものとして内閣府令で定める有価証券であるときは、当該新株予約権証券に係る新株予約権の行使に際して払い込むべき金額その他これに準ずるものとして内閣府令で定める額を含む。）の百分の二・二五（当該有価証券が株券等である場合にあつては、百分の四・五）
en-us	(ii) the Issuer sells Securities it owns through a Secondary Distribution based on such an Offering Disclosure Document: 2.25 percent (or 4.5 percent, if the Securities are share certificates, etc.) of the total distribution value of the Securities it sells (if the Securities are share option certificates or any other Securities specified by Cabinet Office Ordinance as being equivalent to them, the total distribution value includes the amount to be paid in upon the exercise of the share options under those share option certificates or any other amount specified by Cabinet Office Ordinance as being equivalent to this).

ja-jp	２　重要な事項につき虚偽の記載があり、又は記載すべき重要な事項の記載が欠けている発行開示書類を提出した発行者の役員等（当該発行者の役員、代理人、使用人その他の従業者をいう。以下この項、第五項及び第百七十二条の十第二項において同じ。）であつて、当該発行開示書類に虚偽の記載があり、又は記載すべき事項の記載が欠けていることを知りながら当該発行開示書類の提出に関与した者が、当該発行開示書類に基づく売出しにより当該役員等が所有する有価証券を売り付けたときは、内閣総理大臣は、次節に定める手続に従い、当該役員等に対し、当該売り付けた有価証券の売出価額の総額（当該有価証券が新株予約権証券その他これに準ずるものとして内閣府令で定める有価証券であるときは、当該新株予約権証券に係る新株予約権の行使に際して払い込むべき金額その他これに準ずるものとして内閣府令で定める額を含む。）の百分の二・二五（当該有価証券が株券等である場合にあつては、百分の四・五）に相当する額の課徴金を国庫に納付することを命じなければならない。
en-us	(2) If an Issuer submits an Offering Disclosure Document that contains a false statement about a material particular or that omits a statement as to a material particular that is required to be stated, and an officer, etc. of that Issuer (meaning an officer, agent, employee, or other worker of the Issuer; hereinafter the same applies in this paragraph, paragraph (5) and Article 172-10, paragraph (2)) that is involved in the submission of the Offering Disclosure Document with the knowledge that the Offering Disclosure Document contains a false statement or omits a statement as to a material particular that is required to be stated, sells Securities that the officer, etc. owns through a Secondary Distribution based on such an Offering Disclosure Document, the Prime Minister, in accordance with the proceedings prescribed in the following Section, must order that officer, etc. to pay an administrative surcharge to the national treasury that is equivalent to 2.25 percent (or 4.5 percent, if the Securities are share certificates, etc.) of the total distribution value of the Securities the officer, etc. sells (if the Securities are share option certificates or any other Securities specified by Cabinet Office Ordinance as being equivalent to them, the total distribution value includes the amount to be paid in upon the exercise of the share options under those share option certificates or any other amount specified by Cabinet Office Ordinance as being equivalent to this).

ja-jp	３　前二項の「発行開示書類」とは、第五条（第二十七条において準用する場合を含む。）の規定による届出書類（第五条第四項の規定の適用を受ける届出書の場合には、当該届出書に係る参照書類を含む。）、第七条、第九条第一項若しくは第十条第一項（これらの規定を第二十七条において準用する場合を含む。）の規定による訂正届出書（当該訂正届出書に係る参照書類を含む。）、第二十三条の三第一項及び第二項（これらの規定を第二十七条において準用する場合を含む。）の規定による発行登録書（当該発行登録書に係る参照書類を含む。）及びその添付書類、第二十三条の四若しくは第二十三条の九第一項（これらの規定を第二十七条において準用する場合を含む。）若しくは第二十三条の十第一項（同条第五項（第二十七条において準用する場合を含む。）及び第二十七条において準用する場合を含む。）の規定による訂正発行登録書（当該訂正発行登録書に係る参照書類を含む。）又は第二十三条の八第一項及び第五項（これらの規定を第二十七条において準用する場合を含む。）の規定による発行登録追補書類（当該発行登録追補書類に係る参照書類を含む。）及びその添付書類をいう。
en-us	(3) The term "Offering Disclosure Document" as used in the preceding two paragraphs means a statement and other documents under Article 5 (including as applied mutatis mutandis pursuant to Article 27) (including a Reference Document for the statement and other documents, if the statement is one to which the provisions of Article 5, paragraph (4) apply), an amended statement under Article 7, Article 9, paragraph (1), or Article 10, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27) (including a Reference Document for the amended statement), a Shelf Registration Statement under Article 23-3, paragraphs (1) and (2) (including as applied mutatis mutandis pursuant to Article 27) (including a Reference Document for the Shelf Registration Statement) and accompanying documents, as well as an Amended Shelf Registration Statement under Article 23-4, Article 23-9, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27) or Article 23-10, paragraph (1) (including as applied mutatis mutandis pursuant to Article 23-10, paragraph (5) (including as applied mutatis mutandis pursuant to Article 27) and Article 27) (including a Reference Document for the Amended Shelf Registration Statement) or Shelf Registration Supplement (including a Reference Document for the Shelf Registration Supplement) under Article 23-8, paragraphs (1) and (5) (including as applied mutatis mutandis pursuant to Article 27) (including a Reference Document for the Shelf Registration Supplement) and accompanying documents .

ja-jp	４　第一項（第一号を除く。）の規定は、重要な事項（第五条第一項各号（第二十七条において準用する場合を含む。）に掲げる事項に係るものに限る。以下この項及び次項において同じ。）につき虚偽の記載があり、又は記載すべき重要な事項の記載が欠けている目論見書を使用した発行者が、当該目論見書に係る売出しにより当該発行者が所有する有価証券を売り付けた場合について準用する。
en-us	(4) The provisions of paragraph (1) (excluding item (i)) apply mutatis mutandis if an Issuer that uses a Prospectus that contains a false statement about a material particular (limited to one that constitutes a particular set forth in one of the items of Article 5, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27); hereinafter the same applies in this and the following paragraph) or omits a statement as to a material particular that is required to be stated sells Securities that it owns through a Secondary Distribution involving such a Prospectus.

ja-jp	５　第二項の規定は、重要な事項につき虚偽の記載があり、又は記載すべき重要な事項の記載が欠けている目論見書を使用した発行者の役員等であつて、当該目論見書に虚偽の記載があり、又は記載すべき事項の記載が欠けていることを知りながら当該目論見書の作成に関与した者が、当該目論見書に係る売出しにより当該役員等が所有する有価証券を売り付けた場合について準用する。
en-us	(5) The provisions of paragraph (2) apply mutatis mutandis if an Issuer uses a Prospectus that contains a false statement about a material particular or omits a statement as to a material particular that is required to be stated, and an officer, etc. of that Issuer that is involved in the preparation of that Prospectus with the knowledge that the Prospectus contains a false statement or omits a statement as to a material particular that is required to be stated, sells Securities that the officer, etc. owns through a Secondary Distribution that involves such a Prospectus.

ja-jp	６　発行開示訂正書類（第七条前段（第二十七条において準用する場合を含む。）の規定による訂正届出書又は第二十三条の四前段（第二十七条において準用する場合を含む。）の規定による訂正発行登録書をいう。以下この章において同じ。）を提出すべき発行者が、当該発行開示訂正書類を提出しないで募集又は売出し（当該発行者が所有する有価証券の売出しに限る。）により有価証券を取得させ、又は売り付けたときは、内閣総理大臣は、次節に定める手続に従い、当該発行者に対し、次の各号に掲げる場合の区分に応じ、当該各号に定める額（次の各号のいずれにも該当する場合は、当該各号に定める額の合計額）に相当する額の課徴金を国庫に納付することを命じなければならない。
en-us	(6) If an Issuer that is required to submit an amended Offering Disclosure Document (meaning an amended statement under the first sentence of Article 7 (including as applied mutatis mutandis pursuant to Article 27) or an Amended Shelf Registration Statement under the first sentence of Article 23-4 (including as applied mutatis mutandis pursuant to Article 27); hereinafter the same applies in this Chapter) causes Securities to be acquired or sells Securities through a Public Offering or Secondary Distribution (limited to a Secondary Distribution of Securities that the Issuer owns) without submitting the amended Offering Disclosure Document, the Prime Minister, in accordance with the proceedings prescribed in the following Section, must order that Issuer to pay an administrative surcharge to the national treasury that is equivalent to the amount specified in the relevant of the following items for the category of cases set forth in that item (if the Issuer falls under both of the following items, the total of the amounts specified in those items):

ja-jp	一　当該発行開示訂正書類を提出しないで行つた募集により有価証券を取得させた場合　当該取得させた有価証券の発行価額の総額（当該有価証券が新株予約権証券その他これに準ずるものとして内閣府令で定める有価証券であるときは、当該新株予約権証券に係る新株予約権の行使に際して払い込むべき金額その他これに準ずるものとして内閣府令で定める額を含む。）の百分の二・二五（当該有価証券が株券等である場合にあつては、百分の四・五）
en-us	(i) the Issuer causes the Securities to be acquired through a Public Offering without submitting the amended Offering Disclosure Document: 2.25 percent (or 4.5 percent, if the Securities are share certificates, etc.) of the total issue value of the Securities it causes to be acquired (if the Securities are share option certificates or any other Securities specified by Cabinet Office Ordinance as being equivalent to them, the total issue value includes the amount to be paid in upon the exercise of the share options under those share option certificates or any other amount specified by Cabinet Office Ordinance as being equivalent to them); or

ja-jp	二　当該発行開示訂正書類を提出しないで行つた売出しにより当該発行者が所有する有価証券を売り付けた場合　当該売り付けた有価証券の売出価額の総額（当該有価証券が新株予約権証券その他これに準ずるものとして内閣府令で定める有価証券であるときは、当該新株予約権証券に係る新株予約権の行使に際して払い込むべき金額その他これに準ずるものとして内閣府令で定める額を含む。）の百分の二・二五（当該有価証券が株券等である場合にあつては、百分の四・五）
en-us	(ii) the Issuer sells Securities that it owns through a Secondary Distribution without submitting the amended Offering Disclosure Document: 2.25 percent (or 4.5 percent, if the Securities are share certificates, etc.) of the total distribution value of the Securities that it sells (if the Securities are share option certificates or any other Securities specified by Cabinet Office Ordinance as being equivalent to them, the total distribution value includes the amount to be paid in upon the exercise of the share options under those share option certificates or any other amount specified by Cabinet Office Ordinance as being equivalent to this).

ja-jp	（有価証券報告書等を提出しない発行者に対する課徴金納付命令）
en-us	(Issuance of an Administrative Surcharge Payment Order against an Issuer That Fails to Submit an Annual Report)

ja-jp	第百七十二条の三　第二十四条第一項又は第三項（これらの規定を同条第五項において準用し、及びこれらの規定を第二十七条において準用する場合を含む。）の規定に違反して、有価証券報告書を提出しない発行者があるときは、内閣総理大臣は、次節に定める手続に従い、当該発行者に対し、これらの規定により提出すべきであつた有価証券報告書に係る事業年度（当該発行者が第五条第一項（第二十七条において準用する場合を含む。）に規定する特定有価証券の発行者である場合には、当該特定有価証券に係る第二十四条第五項（第二十七条において準用する場合を含む。）において準用する第二十四条第一項に規定する特定期間。以下この条、次条第一項及び第百八十五条の七第二十九項（第五号を除く。）において同じ。）の直前事業年度における監査報酬額（第百九十三条の二第一項に規定する監査証明の対価として支払われ、又は支払われるべき金銭その他の財産の価額として内閣府令で定める額をいう。次項において同じ。）に相当する額（監査証明を受けるべき直前事業年度がない場合又はこれに準ずるものとして内閣府令で定める場合には、四百万円）の課徴金を国庫に納付することを命じなければならない。
en-us	Article 172-3 (1) If an Issuer violates the provisions of Article 24, paragraph (1) or (3) (including as applied mutatis mutandis pursuant to Article 24, paragraph (5), and also including as applied mutatis mutandis pursuant to Article 27) in failing to submit an Annual Report, the Prime Minister, in accordance with the proceedings prescribed in the following Section, must order the Issuer to pay an administrative surcharge to the national treasury that is equivalent to the amount of the audit certification fee (meaning the amount of money or value of other assets as specified by Cabinet Office Ordinance which has been paid or is payable as consideration for the audit certification set forth in Article 193-2, paragraph (1); the same applies in the following paragraph) for the business year immediately preceding the business year for which the Annual Report was required to be submitted pursuant to these provisions (if the Issuer falls under the category of an Issuer of regulated Securities set forth in Article 5, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27), the business year immediately preceding the Specified Period set forth in Article 24, paragraph (1) as applied mutatis mutandis pursuant to Article 24, paragraph (5) (including as applied mutatis mutandis pursuant to Article 27) in relation to such regulated Securities; hereinafter the same applies in this Article, Article 172-4, paragraph (1), and Article 185-7, paragraph (29) (excluding item (v)) (or, if there is no such immediately preceding business year for which an audit certification is required or in other cases specified by Cabinet Office Ordinance as being equivalent thereto, four million yen).

ja-jp	２　第二十四条の四の七第一項（同条第三項において準用し、及びこれらの規定を第二十七条において準用する場合を含む。）又は第二十四条の五第一項（同条第三項において準用し、及びこれらの規定を第二十七条において準用する場合を含む。）の規定に違反して、四半期報告書又は半期報告書（以下この章において「四半期・半期報告書」という。）を提出しない発行者があるときは、内閣総理大臣は、次節に定める手続に従い、当該発行者に対し、これらの規定により提出すべきであつた四半期・半期報告書に係る期間の属する事業年度の直前事業年度における監査報酬額の二分の一に相当する額（監査証明を受けるべき直前事業年度がない場合又はこれに準ずるものとして内閣府令で定める場合には、二百万円）の課徴金を国庫に納付することを命じなければならない。
en-us	(2) If an Issuer violates the provisions of Article 24-4-7, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (3) of that Article, and also including as applied mutatis mutandis pursuant to Article 27) or Article 24-5, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (3) of that Article, and also including as applied mutatis mutandis pursuant to Article 27) in failing to submit a Quarterly Report or Semiannual Report (hereinafter referred to as a "Quarterly or Semiannual Securities Report" in this Chapter), the Prime Minister, in accordance with the proceedings prescribed in the following Section, must order the Issuer to pay an administrative surcharge to the national treasury that is equivalent to half of the amount of the audit certification fee for the business year immediately preceding the business year that includes the period for which the Quarterly or Semiannual Report was required to be submitted pursuant to such provisions (or, if there is no such immediately preceding business year for which an audit certification is required or in other cases specified by Cabinet Office Ordinance as being equivalent thereto, two million yen).

ja-jp	（虚偽記載のある有価証券報告書等を提出した発行者等に対する課徴金納付命令）
en-us	(Issuance of an Administrative Surcharge Payment Order against an Issuer That Submits an Annual Report Containing a False Statement)

ja-jp	第百七十二条の四　発行者が、重要な事項につき虚偽の記載があり、又は記載すべき重要な事項の記載が欠けている有価証券報告書等（第二十四条第一項若しくは第三項（これらの規定を同条第五項において準用し、及びこれらの規定を第二十七条において準用する場合を含む。）及び第二十四条第六項（第二十七条において準用する場合を含む。）の規定による有価証券報告書及びその添付書類又は第二十四条の二第一項（第二十七条において準用する場合を含む。）において準用する第七条、第九条第一項若しくは第十条第一項の規定による訂正報告書をいう。以下この章において同じ。）を提出したときは、内閣総理大臣は、次節に定める手続に従い、当該発行者に対し、第一号に掲げる額（第二号に掲げる額が第一号に掲げる額を超えるときは、第二号に掲げる額）に相当する額の課徴金を国庫に納付することを命じなければならない。ただし、発行者の事業年度が一年である場合以外の場合においては、当該額に当該事業年度の月数を十二で除して得た数を乗じて得た額に相当する額の課徴金を国庫に納付することを命じなければならない。
en-us	Article 172-4 (1) If an Issuer submits an Annual Report, etc. (meaning an Annual Report as prescribed in Article 24, paragraph (1) or (3) (including as applied mutatis mutandis pursuant to Article 24, paragraph (5) and also including as applied mutatis mutandis pursuant to Article 27) and Article 24, paragraph (6) (including as applied mutatis mutandis pursuant to Article 27) and accompanying documents, or an amended report as prescribed in Article 7, Article 9, paragraph (1), or Article 10, paragraph (1) as applied mutatis mutandis pursuant to Article 24-2, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27); hereinafter the same applies in this Chapter) that contains a false statement about a material particular or that omits a statement as to a material particular that is required to be stated, the Prime Minister, in accordance with the proceedings prescribed in the following Section, must order the Issuer to pay an administrative surcharge to the national treasury that is equivalent to the amount specified in item (i) (or, if the amount set forth in item (ii) exceeds the amount set forth in item (i), the amount set forth in item (ii)); provided, however, that if the Issuer's business year is other than one year in length, the Prime Minister must order the Issuer to pay an administrative surcharge to the national treasury that is equivalent to the amount arrived at when the number of months in its business year is divided by 12 and the quotient is multiplied by the relevant of such amounts.

ja-jp	一　六百万円
en-us	(i) six million yen; or

ja-jp	二　イに掲げる額にロに掲げる数を乗じて得た額
en-us	(ii) the amount arrived at when the amount specified in sub-item (a) is multiplied by the number specified in sub-item (b):

ja-jp	イ　当該発行者が発行する算定基準有価証券（株券、優先出資法に規定する優先出資証券その他これらに準ずるものとして政令で定める有価証券をいう。以下この号及び第百七十二条の十一第一項において同じ。）の内閣府令で定めるところにより算出される市場価額の総額（当該算定基準有価証券の市場価額がないとき又は当該発行者が算定基準有価証券を発行していないときは、これに相当するものとして政令で定めるところにより算出した額）
en-us	(a) the total market value of index Securities for calculation (meaning share certificates, preferred equity investment certificates under the Act on Preferred Equity Investment, and other Securities specified by Cabinet Order as being equivalent to them; hereinafter the same applies in this item and Article 172-11, paragraph (1)) issued by the Issuer, as calculated pursuant to the provisions of Cabinet Office Ordinance (if the index Securities for calculation have no market value or if the Issuer has not issued any index Securities for calculation, the amount calculated pursuant to the provisions of Cabinet Order as being equivalent to this); and

ja-jp	ロ　十万分の六
en-us	(b) six hundred thousandths.

ja-jp	２　発行者が、重要な事項につき虚偽の記載があり、又は記載すべき重要な事項の記載が欠けている四半期・半期・臨時報告書等（第二十四条の四の七第一項若しくは第二項（これらの規定を同条第三項において準用し、及びこれらの規定を第二十七条において準用する場合を含む。）の規定による四半期報告書若しくは第二十四条の五第一項（同条第三項において準用する場合を含む。）若しくは第四項（これらの規定を第二十七条において準用する場合を含む。）の規定による半期報告書若しくは臨時報告書又は第二十四条の四の七第四項（第二十七条において準用する場合を含む。）及び第二十四条の五第五項（第二十七条において準用する場合を含む。）において準用する第七条、第九条第一項若しくは第十条第一項の規定による訂正報告書をいう。以下この章において同じ。）を提出したときは、内閣総理大臣は、次節に定める手続に従い、当該発行者に対し、前項第一号に掲げる額（同項第二号に掲げる額が同項第一号に掲げる額を超えるときは、同項第二号に掲げる額）の二分の一に相当する額の課徴金を国庫に納付することを命じなければならない。この場合においては、同項ただし書の規定を準用する。
en-us	(2) If an Issuer submits a Quarterly, Semiannual, or Ad Hoc Report, etc. (meaning a Quarterly Report under Article 24-4-7, paragraph (1) or (2) (including as applied mutatis mutandis pursuant to Article 24-4-7, paragraph (3), and also including as applied mutatis mutandis pursuant to Article 27), a Semiannual Report or Ad Hoc Report under Article 24-5, paragraph (1) (including as applied mutatis mutandis pursuant to Article 24-5, paragraph (3)) or paragraph (4) of that Article (including as applied mutatis mutandis pursuant to Article 27), or an amended report under Article 7, Article 9, paragraph (1), or Article 10, paragraph (1) as applied mutatis mutandis pursuant to Article 24-4-7, paragraph (4) (including as applied mutatis mutandis pursuant to Article 27) and Article 24-5, paragraph (5) (including as applied mutatis mutandis pursuant to Article 27); hereinafter the same applies in this Chapter), which contains false statement about a material particular or omits a statement as to a material particular that is required to be stated, the Prime Minister, in accordance with the proceedings prescribed in the following Section, must order the Issuer to pay an administrative surcharge to the national treasury that is equivalent to half of the amount set forth in item (i) of the preceding paragraph (or, if the amount set forth in item (ii) of that paragraph exceeds the amount set forth in item (i) of that paragraph, the amount set forth in item (ii) of that paragraph). In such a case, the proviso to the preceding paragraph applies mutatis mutandis.

ja-jp	３　前項の規定は、第二十四条の五第四項（第二十七条において準用する場合を含む。）の規定による臨時報告書のうち投資者の投資判断に重要な影響を及ぼすものとして内閣府令で定める事項を記載すべきものを提出しない発行者がある場合について準用する。
en-us	(3) The provisions of the preceding paragraph apply mutatis mutandis if an Issuer fails to submit an Ad Hoc Report under Article 24-5, paragraph (4) (including as applied mutatis mutandis pursuant to Article 27) stating the particulars specified by Cabinet Office Ordinance as having a material influence on investors' investment decisions.

ja-jp	４　第一項ただし書（第二項後段（前項において準用する場合を含む。）において準用する場合を含む。）の月数は、暦に従つて計算し、一月に満たない端数を生じたときは、これを一月とする。
en-us	(4) The number of months referred to in the proviso to paragraph (1) (including as applied mutatis mutandis pursuant to the second sentence of paragraph (2) (including as applied mutatis mutandis pursuant to the preceding paragraph)) is calculated in accordance with the calendar, and if a period of less than one month is subject to calculation, it is counted as one month.

ja-jp	（公開買付開始公告を行わないで株券等の買付け等をした者に対する課徴金納付命令）
en-us	(Issuance of an Administrative Surcharge Payment Order against a Person Effecting a Purchase, etc. of Share Certificates, etc. Without Issuing Public Notice of the Commencement of a Tender Offer)

ja-jp	第百七十二条の五　第二十七条の三第一項（第二十七条の二十二の二第二項において準用する場合を含む。以下この条において同じ。）の規定に違反して、第二十七条の三第一項の規定による公告（以下この章において「公開買付開始公告」という。）を行わないで株券等（第二十七条の二第一項に規定する株券等をいう。以下この条、次条及び第百七十八条第十三項において同じ。）又は上場株券等（第二十四条の六第一項に規定する上場株券等をいう。以下この条、次条、第百七十八条第十三項及び第百八十五条の七第十三項において同じ。）の買付け等（第二十七条の二第一項又は第二十七条の二十二の二第一項に規定する買付け等をいう。以下この条、次条及び第百七十八条第十三項において同じ。）をした者があるときは、内閣総理大臣は、次節に定める手続に従い、その者に対し、第一号に掲げる額に第二号に掲げる数を乗じて得た額に相当する額の課徴金を国庫に納付することを命じなければならない。
en-us	Article 172-5 If a person violates the provisions of Article 27-3, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27-22-2, paragraph (2); hereinafter the same applies in this Article) in effecting a purchase, etc. (meaning a purchase, etc. as prescribed in Article 27-2, paragraph (1) or Article 27-22-2, paragraph (1); hereinafter the same applies in this Article, the following Article, and Article 178, paragraph (13)) of Share Certificates, etc. (meaning the Share Certificates, etc. prescribed in Article 27-2, paragraph (1); hereinafter the same applies in this Article, the following Article and Article 178, paragraph (13)) or Listed Share Certificates, etc. (meaning the Listed Share Certificates, etc. prescribed in Article 24-6, paragraph (1); hereinafter the same applies in this Article, the following Article, Article 178, paragraph (13), and Article 185-7, paragraph (13)), without making the public notice under Article 27-3, paragraph (1) (hereinafter referred to as "Public Notice of the Commencement of a Tender Offer" in this Chapter), the Prime Minister, in accordance with the proceedings prescribed in the following Section, must order that person to pay an administrative surcharge to the national treasury that is equivalent to the amount arrived at when the amount specified in item (i) is multiplied by the amount specified in item (ii).

ja-jp	一　当該公開買付開始公告を行わないでした株券等又は上場株券等の買付け等の価格に当該買付け等の数量を乗じて得た額
en-us	(i) the amount arrived at when the prices for the purchases, etc. of Share Certificates, etc. or Listed Share Certificates, etc. that it effects without making Public Notice of the Commencement of the Tender Offer, are multiplied by the volumes of those purchases, etc.

ja-jp	二　百分の二十五
en-us	(ii) 25 percent.

ja-jp	（虚偽表示のある公開買付開始公告を行つた者等に対する課徴金納付命令）
en-us	(Issuance of an Administrative Surcharge Payment Order against a Person Issuing a Public Notice of the Commencement of a Tender Offer That Contains a False Representation)

ja-jp	第百七十二条の六　重要な事項につき虚偽の表示があり、若しくは表示すべき重要な事項の表示が欠けている公開買付開始公告等（公開買付開始公告又は第二十七条の七第二項（第二十七条の二十二の二第二項において準用する場合を含む。）の規定により公開買付開始公告の内容を訂正する公告若しくは公表をいう。以下この章において同じ。）を行つた者又は重要な事項につき虚偽の記載があり、若しくは記載すべき重要な事項の記載が欠けている公開買付届出書等（第二十七条の三第二項（第二十七条の二十二の二第二項において準用する場合を含む。）に規定する公開買付届出書、第二十七条の八第一項から第四項まで（これらの規定を第二十七条の二十二の二第二項において準用する場合を含む。）の規定による訂正届出書、第二十七条の十第十一項に規定する対質問回答報告書又は同条第十二項において準用する第二十七条の八第一項から第四項までの規定による訂正報告書をいう。以下この章において同じ。）を提出した者があるときは、内閣総理大臣は、次節に定める手続に従い、これらの者に対し、第一号に掲げる額に第二号に掲げる数を乗じて得た額に相当する額の課徴金を国庫に納付することを命じなければならない。
en-us	Article 172-6 (1) If a person makes a Public Notice of the Commencement of a Tender Offer, etc. (meaning a Public Notice of the Commencement of a Tender Offer or a public notice or public announcement amending the contents of a Public Notice of the Commencement of the Tender Offer as prescribed in Article 27-7, paragraph (2) (including as applied mutatis mutandis pursuant to Article 27-22-2, paragraph (2)); hereinafter the same applies in this Chapter) that contains a false representation about a material particular or that omits a representation as to a material particular that is required to be represented, or if a person submits a Tender Offer Statement, etc. (meaning a Tender Offer Statement as prescribed in Article 27-3, paragraph (2) (including as applied mutatis mutandis pursuant to Article 27-22-2, paragraph (2)), an amended statement under Article 27-8, paragraphs (1) to (4) inclusive (including as applied mutatis mutandis pursuant to Article 27-22-2, paragraph (2)), a Tender Offeror's Answer as prescribed in Article 27-10, paragraph (11), or an amended report under Article 27-8, paragraphs (1) to (4) inclusive as applied mutatis mutandis pursuant to Article 27-10, paragraph (12); hereinafter the same applies in this Chapter) that contains a false statement about a material particular or that omits a statement as to a material particular that is required to be stated, the Prime Minister, in accordance with the proceedings prescribed in the following Section, must order that person to pay an administrative surcharge to the national treasury that is equivalent to the amount arrived at when the amount specified in item (i) is multiplied by the amount specified in item (ii).

ja-jp	一　当該公開買付開始公告等又は公開買付届出書等に係る公開買付け（第二十七条の二第一項又は第二十七条の二十二の二第一項に規定する公開買付けをいう。以下この条並びに第百八十五条の七第八項及び第九項において同じ。）について公開買付開始公告を行つた日の前日における当該公開買付けに係る株券等又は上場株券等の第六十七条の十九又は第百三十条に規定する最終の価格（当該価格がない場合は、これに相当するものとして内閣府令で定める額）に、当該公開買付けにより買付け等を行つた当該株券等又は上場株券等の数を乗じて得た額
en-us	(i) the amount arrived at when the closing price of the Share Certificates, etc. or Listed Share Certificates, etc. subject to the Tender Offer (meaning a Tender Offer as prescribed in Article 27-2, paragraph (1) or Article 27-22-2, paragraph (1); hereinafter the same applies in this Article and Article 185-7, paragraphs (8) and (9)) to which that Public Notice of the Commencement of a Tender Offer, etc. or Tender Offer Statement, etc. pertains (meaning the closing price as set forth in Article 67-19 or Article 130 as of the day immediately preceding the day of the Public Notice of the Commencement of the Tender Offer (or, if there is no such price, the amount specified by Cabinet Office Ordinance as being equivalent to this), is multiplied by the number of Share Certificates, etc. or Listed Share Certificates, etc. that the person purchases, etc. through that Tender Offer.

ja-jp	二　百分の二十五
en-us	(ii) 25 percent.

ja-jp	２　前項の規定は、公開買付訂正届出書等（第二十七条の三第二項（第二十七条の二十二の二第二項において準用する場合を含む。）に規定する公開買付届出書、第二十七条の八第二項（第二十七条の二十二の二第二項において準用する場合を含む。）の規定による訂正届出書、第二十七条の十第十一項に規定する対質問回答報告書又は同条第十二項において準用する第二十七条の八第二項の規定による訂正報告書をいう。以下この章において同じ。）を提出しない者がある場合について準用する。
en-us	(2) The provisions of the preceding paragraph apply mutatis mutandis if a person fails to submit an Amended Tender Offer Statement, etc. (meaning a Tender Offer Statement as prescribed in Article 27-3, paragraph (2) (including as applied mutatis mutandis pursuant to Article 27-22-2, paragraph (2)), an amended statement under Article 27-8, paragraph (2) (including as applied mutatis mutandis pursuant to Article 27-22-2, paragraph (2), a Tender Offeror's Answer as prescribed in Article 27-10, paragraph (11), or an amended report under Article 27-8, paragraph (2) as applied mutatis mutandis pursuant to Article 27-10, paragraph (12); hereinafter the same applies in this Chapter).

ja-jp	（大量保有・変更報告書を提出しない者に対する課徴金納付命令）
en-us	(Issuance of an Administrative Surcharge Payment Order against a Person That Fails to Submit a Statement of Large-Volume Holdings or Changes)

ja-jp	第百七十二条の七　第二十七条の二十三第一項、第二十七条の二十五第一項又は第二十七条の二十六第一項、第二項、第四項若しくは第五項の規定に違反して、大量保有報告書又は変更報告書（以下この章において「大量保有・変更報告書」という。）を提出しない者があるときは、内閣総理大臣は、次節に定める手続に従い、その者に対し、第一号に掲げる額に第二号に掲げる数を乗じて得た額に相当する額の課徴金を国庫に納付することを命じなければならない。
en-us	Article 172-7 If a person violates the provisions of Article 27-23, paragraph (1), Article 27-25, paragraph (1), or Article 27-26, paragraph (1), (2), (4), or (5) in failing to submit a Statement of Large-Volume Holdings or a Statement of Changes (hereinafter referred to as a "Statement of Large-Volume Holdings or Changes" in this Chapter), the Prime Minister, in accordance with the proceedings prescribed in the following Section, must order that person to pay an administrative surcharge to the national treasury that is equivalent to the amount arrived at when the amount specified in item (i) is multiplied by the amount specified in item (ii).

ja-jp	一　当該提出すべき大量保有・変更報告書に係る株券等（第二十七条の二十三第一項に規定する株券等をいう。次条において同じ。）の発行者（同項に規定する発行者をいう。以下この条及び次条において同じ。）が発行する株券又はこれに準ずるものとして内閣府令で定める有価証券の当該提出すべき大量保有・変更報告書の提出期限の翌日における第六十七条の十九又は第百三十条に規定する最終の価格に、当該翌日における当該発行者の発行済株式の総数又はこれに準ずるものとして内閣府令で定める数を乗じて得た額（当該価格がないときは、これに相当するものとして内閣府令で定めるところにより算出した額）
en-us	(i) the amount arrived at when the closing price as provided in Article 67-19 or Article 130, of the day after that on which the person is required to submit a Statement of Large-Volume Holdings or Changes for share certificates issued by the Issuer (meaning the Issuer as prescribed in Article 27-23, paragraph (1); hereinafter the same applies in this and the following Articles) of Share Certificates, etc. (meaning Share Certificates, etc. as prescribed in Article 27-23, paragraph (1); the same applies in the following Article) that are the subject of the Statement of Large-Volume Holdings or Changes that the person is required to submit or the closing price of Securities specified by Cabinet Office Ordinance as being equivalent to such share certificates on that day, is multiplied by the Issuer's total number of issued shares as of that day or by the number specified by Cabinet Office Ordinance as being equivalent to this (or, if there is no such price, the amount calculated pursuant to the provisions of Cabinet Office Ordinance as being equivalent to this).

ja-jp	二　十万分の一
en-us	(ii) one hundred thousandths.

ja-jp	（虚偽記載のある大量保有・変更報告書等を提出した者に対する課徴金納付命令）
en-us	(Issuance of an Administrative Surcharge Payment Order against a Person Submitting a Statement of Large-Volume Holdings or Changes That Contains a False Statement)

ja-jp	第百七十二条の八　重要な事項につき虚偽の記載があり、又は記載すべき重要な事項の記載が欠けている大量保有・変更報告書等（大量保有・変更報告書又は第二十七条の二十五第四項（第二十七条の二十六第六項において準用する場合を含む。）若しくは第二十七条の二十九第一項において準用する第九条第一項若しくは第十条第一項の規定による訂正報告書をいう。以下この章において同じ。）を提出した者があるときは、内閣総理大臣は、次節に定める手続に従い、その者に対し、第一号に掲げる額に第二号に掲げる数を乗じて得た額に相当する額の課徴金を国庫に納付することを命じなければならない。
en-us	Article 172-8 If a person submits a Statement of Large-Volume Holdings or Changes, etc. (meaning a Statement of Large-Volume Holdings or Changes or an amended statement under prescribed in Article 9, paragraph (1) or Article 10, paragraph (1) as applied mutatis mutandis pursuant to Article 27-25, paragraph (4) (including as applied mutatis mutandis pursuant to Article 27-26, paragraph (6)) or Article 27-29, paragraph (1); hereinafter the same applies in this Chapter) that contains a false statement about a material particular or that omits a statement as to a material particular that is required to be stated, the Prime Minister, in accordance with the proceedings prescribed in the following Section, must order that person to pay an administrative surcharge to the national treasury that is equivalent to the amount arrived at when the amount specified in item (i) is multiplied by the amount specified in item (ii).

ja-jp	一　当該大量保有・変更報告書等に係る株券等の発行者が発行する株券又はこれに準ずるものとして内閣府令で定める有価証券の当該大量保有・変更報告書等が提出された日の翌日における第六十七条の十九又は第百三十条に規定する最終の価格に、当該翌日における当該発行者の発行済株式の総数又はこれに準ずるものとして内閣府令で定める数を乗じて得た額（当該価格がないときは、これに相当するものとして内閣府令で定めるところにより算出した額）
en-us	(i) the amount arrived at when the closing price as provided in Article 67-19 or Article 130, on of the day after that on which the person is required to submit a Statement of Large-Volume Holdings or Changes for share certificates issued by the Issuer of Share Certificates, etc. that are the subject of that Statement of Large-Volume Holdings or Changes or the closing price of Securities specified by Cabinet Office Ordinance as being equivalent to such share certificates on that day, is multiplied by the Issuer's total number of issued shares as of that day or by the number specified by Cabinet Office Ordinance as being equivalent to this (or, if there is no such price, the amount calculated pursuant to the provisions of Cabinet Office Ordinance as being equivalent to this).

ja-jp	二　十万分の一
en-us	(ii) one hundred thousandth.

ja-jp	（特定証券情報の提供又は公表がされていないのに特定勧誘等をした者に対する課徴金納付命令）
en-us	(Issuance of an Administrative Surcharge Payment Order against a Person That Issues a Specified Solicitation, etc. Without Providing or Disclosing Specified Information on Securities)

ja-jp	第百七十二条の九　有価証券の発行者が当該有価証券に係る特定証券情報を第二十七条の三十一第二項に定めるところにより、その相手方に提供し、又は公表していないのに特定勧誘等をした者（特定売付け勧誘等をした者については、自己の所有する有価証券に関して特定売付け勧誘等をした者に限る。）があるときは、内閣総理大臣は、次節に定める手続に従い、その者に対し、次の各号に掲げる場合の区分に応じ、当該各号に定める額（次の各号のいずれにも該当する場合は、当該各号に定める額の合計額）に相当する額の課徴金を国庫に納付することを命じなければならない。
en-us	Article 172-9 If a person issues a Specified Solicitation, etc. (if the person issues a Specified Offer to Sell, etc., this is limited to a Specified Offer to Sell, etc. Securities that the person owns) even though the Issuer of the Securities has not provided the other party with or disclosed the Specified Information on Securities, etc. for the relevant Securities pursuant to the provisions of Article 27-31, paragraph (2), the Prime Minister, in accordance with the proceedings prescribed in the following Section, must order that person to pay an administrative surcharge to the national treasury that is equivalent to the amount specified in the relevant of the following items for the category of cases set forth in that item (if the person falls under both of the following items, the total of the amounts specified in those items):

ja-jp	一　特定取得勧誘により有価証券を取得させた場合　当該取得させた有価証券の発行価額の総額（当該有価証券が新株予約権証券その他これに準ずるものとして内閣府令で定める有価証券であるときは、当該新株予約権証券に係る新株予約権の行使に際して払い込むべき金額その他これに準ずるものとして内閣府令で定める額を含む。）の百分の二・二五（当該有価証券が株券等である場合にあつては、百分の四・五）
en-us	(i) the person causes the Securities to be acquired through an Exclusive Solicitation of Offers to Acquire: 2.25 percent (or 4.5 percent, if the Securities are share certificates, etc.) of the total issue value of the Securities acquired (if the Securities are share option certificates or any other Securities specified by Cabinet Office Ordinance as being equivalent to them, the total issue value includes the amount to be paid in upon the exercise of the share options under those share option certificates or any other amount specified by Cabinet Office Ordinance as being equivalent to this).

ja-jp	二　特定売付け勧誘等により当該者が所有する有価証券を売り付けた場合　当該売り付けた有価証券の価格の総額（当該有価証券が新株予約権証券その他これに準ずるものとして内閣府令で定める有価証券であるときは、当該新株予約権証券に係る新株予約権の行使に際して払い込むべき金額その他これに準ずるものとして内閣府令で定める額を含む。）の百分の二・二五（当該有価証券が株券等である場合にあつては、百分の四・五）
en-us	(ii) if the person sells Securities that it owns through a Specified an Offer to Sell, etc.: 2.25 percent (or 4.5 percent, if the Securities are share certificates, etc.) of the total price of the Securities that it sells (if the Securities are share option certificates or any other Securities specified by Cabinet Office Ordinance as being equivalent to them, the total price includes the amount to be paid in upon the exercise of the share options under those share option certificates or any other amount specified by Cabinet Office Ordinance as being equivalent to this).

ja-jp	（虚偽のある特定証券等情報の提供又は公表をした発行者等に対する課徴金納付命令）
en-us	(Administrative Surcharge Payment Order against Issuer, etc. which Has Provided or Disclosed Specified Information on Securities, etc. That Contains a Falsity)

ja-jp	第百七十二条の十　重要な事項につき虚偽の情報があり、又は提供し、若しくは公表すべき重要な事項に関する情報が欠けている特定証券等情報（以下この条、第百七十八条第二十項及び第百八十五条の七第十三項において「虚偽等のある特定証券等情報」という。）を提供し、又は公表した発行者が、当該虚偽等のある特定証券等情報に係る特定勧誘等（特定売付け勧誘等にあつては、当該発行者が所有する有価証券の特定売付け勧誘等に限る。）により有価証券を取得させ、又は売り付けたときは、内閣総理大臣は、次節に定める手続に従い、当該発行者に対し、第一号に掲げる額（当該虚偽等のある特定証券等情報が公表されていない場合にあつては、当該額に第二号に掲げる数を乗じて得た額）の課徴金を国庫に納付することを命じなければならない。
en-us	Article 172-10 (1) If an Issuer that provides or discloses Specified Information on Securities, etc. which contains false information about a material particular or which omits information about a material particular that is required to be provided or disclosed (hereinafter referred to as "Specified Information on Securities, etc. That Contains a Falsity, etc." in this Article, Article 178, paragraph (20), and Article 185-7, paragraph (13)) causes Securities to be acquired or sells Securities through a Specified Solicitation, etc. involving Specified Information on Securities, etc. That Contains a Falsity, etc. (if this constitutes a Specified an Offer to Sell, etc., it is limited to a Specified Offer to Sell, etc. Securities that the Issuer owns), the Prime Minister, in accordance with the proceedings prescribed in the following Section, must order the Issuer to pay an administrative surcharge to the national treasury in the amount specified in item (i) (if the Specified Information on Securities, etc. That Contains a Falsity, etc. is not disclosed, the amount arrived at when that amount is multiplied by the number set forth in item (ii)):

ja-jp	一　次に掲げる場合の区分に応じ、それぞれ次に定める額（次に掲げる場合のいずれにも該当する場合は、それぞれ次に定める額の合計額）に相当する額
en-us	(i) the amount equivalent to that set forth in the relevant of the following sub-items for the category of cases set forth in that sub-item (or, in a case that falls under both of the following sub-items, the total of the amounts specified in those sub-items):

ja-jp	イ　当該虚偽等のある特定証券等情報に係る特定取得勧誘により有価証券を取得させた場合　当該取得させた有価証券の発行価額の総額（当該有価証券が新株予約権証券その他これに準ずるものとして内閣府令で定める有価証券であるときは、当該新株予約権証券に係る新株予約権の行使に際して払い込むべき金額その他これに準ずるものとして内閣府令で定める額を含む。）の百分の二・二五（当該有価証券が株券等である場合にあつては、百分の四・五）
en-us	(a) the Issuer causes Securities to be acquired through an Exclusive Solicitation of Offers to Acquire involving Specified Information on Securities, etc. That Contains a Falsity, etc.: 2.25 percent (or 4.5 percent, if the Securities are share certificates, etc.) of the total issue value of the Securities it causes to be acquired (if the Securities are share option certificates or any other Securities specified by Cabinet Office Ordinance as being equivalent to them, the total issue value includes the amount to be paid in upon the exercise of the share options under those share option certificates or any other amount specified by Cabinet Office Ordinance as being equivalent to this);

ja-jp	ロ　当該虚偽等のある特定証券等情報に係る特定売付け勧誘等により当該発行者が所有する有価証券を売り付けた場合　当該売り付けた有価証券の価格の総額（当該有価証券が新株予約権証券その他これに準ずるものとして内閣府令で定める有価証券であるときは、当該新株予約権証券に係る新株予約権の行使に際して払い込むべき金額その他これに準ずるものとして内閣府令で定める額を含む。）の百分の二・二五（当該有価証券が株券等である場合にあつては、百分の四・五）
en-us	(b) the Issuer sells the Securities it owns through a Specified Offer to Sell, etc. involving Specified Information on Securities, etc. That Contains a Falsity, etc.: 2.25 percent (or 4.5 percent, if the Securities are share certificates, etc.) of the total distribution value of the Securities that it sells (if the Securities are share option certificates or any other Securities specified by Cabinet Office Ordinance as being equivalent to them, the total distribution value includes the amount to be paid in upon the exercise of the share options under those share option certificates or any other amount specified by Cabinet Office Ordinance as being equivalent to this).

ja-jp	二　イに掲げる数をロに掲げる数で除して得た数
en-us	(ii) the number arrived at when the number set forth in sub-item (a) is divided by the number set forth in sub-item (b):

ja-jp	イ　当該虚偽等のある特定証券等情報の提供を受けた者の数
en-us	(a) the number of persons provided with the Specified Information on Securities, etc. That Contains a Falsity, etc.;

ja-jp	ロ　当該特定勧誘等の相手方の数
en-us	(b) the number of persons to which the Specified Solicitation, etc. is issued.

ja-jp	２　虚偽等のある特定証券等情報を提供し、又は公表した発行者の役員等であつて、当該虚偽等のある特定証券等情報に虚偽の情報があり、又は提供し、若しくは公表すべき事項に関する情報が欠けていることを知りながら当該虚偽等のある特定証券等情報の提供又は公表に関与した者が、当該虚偽等のある特定証券等情報に係る特定売付け勧誘等により当該役員等が所有する有価証券を売り付けたときは、内閣総理大臣は、次節に定める手続に従い、当該役員等に対し、当該売り付けた有価証券の価格の総額（当該有価証券が新株予約権証券その他これに準ずるものとして内閣府令で定める有価証券であるときは、当該新株予約権証券に係る新株予約権の行使に際して払い込むべき金額その他これに準ずるものとして内閣府令で定める額を含む。）の百分の二・二五（当該有価証券が株券等である場合にあつては、百分の四・五）に相当する額（当該虚偽等のある特定証券等情報が公表されていない場合にあつては、当該額に、前項第二号に掲げる数を乗じて得た額）の課徴金を国庫に納付することを命じなければならない。
en-us	(2) If an Issuer provides or discloses Specified Information on Securities, etc. That Contains a Falsity, etc., and an officer, etc. that is involved in providing or disclosing that Specified Information on Securities, etc. That Contains a Falsity, etc. with the knowledge that the Specified Information on Securities, etc. That Contains a Falsity, etc. contains false information or omits information about a particular that is required to be provided or disclosed, sells the Securities that the officer, etc. owns through a Specified Offer to Sell, etc. that involves the Specified Information on Securities, etc. That Contains a Falsity, etc., the Prime Minister, in accordance with the proceedings prescribed in the following Section, must order that officer, etc. to pay an administrative surcharge to the national treasury that is equivalent to 2.25 percent (or 4.5 percent, if the Securities are share certificates, etc.) of the total price of the Securities that the officer, etc. sells (if the Securities are share option certificates or any other Securities specified by Cabinet Office Ordinance as being equivalent to them, the total price includes the amount to be paid in upon the exercise of the share options under those share option certificates or any other amount specified by Cabinet Office Ordinance as being equivalent to this) (or, if the Specified Information on Securities, etc. That Contains a Falsity, etc. is not disclosed, this means the amount arrived at when such an amount is multiplied by the number set forth in item (ii) of the preceding paragraph).

ja-jp	（虚偽のある発行者等情報の提供又は公表をした発行者に対する課徴金納付命令）
en-us	(Issuance of an Administrative Surcharge Payment Order against an Issuer That Provides or Discloses Information on the Issuer, etc. That Contains a Falsity)

ja-jp	第百七十二条の十一　発行者が、重要な事項につき虚偽の情報があり、又は提供し、若しくは公表すべき重要な事項に関する情報が欠けている発行者等情報（以下この項、第百七十八条第二十一項及び第百八十五条の七第十三項において「虚偽等のある発行者等情報」という。）を提供し、又は公表したときは、内閣総理大臣は、次節に定める手続に従い、当該発行者に対し、第一号に掲げる額（当該虚偽等のある発行者等情報が公表されていない場合にあつては、当該額に第二号に掲げる数を乗じて得た額）に相当する額の課徴金を国庫に納付することを命じなければならない。ただし、発行者の事業年度が一年である場合以外の場合においては、当該額に当該事業年度の月数を十二で除して得た数を乗じて得た額に相当する額の課徴金を国庫に納付することを命じなければならない。
en-us	Article 172-11 (1) If an Issuer provides or discloses Information on the Issuer that contains false information about a material particular or that omits information about a material particular that is required to be provided or disclosed (hereinafter referred to as "Information on the Issuer, etc. That Contains a Falsity, etc." in this paragraph, Article 178, paragraph (21), and Article 185-7, paragraph (13)), the Prime Minister, in accordance with the proceedings prescribed in the following Section, must order the Issuer to pay an administrative surcharge to the national treasury that is equivalent to the amount set forth in item (i) below (if the Information on the Issuer, etc. That Contains a Falsity, etc. is not disclosed, this means the amount arrived at when that amount is multiplied by the number set forth in item (ii)); provided, however, that if the Issuer's business year is other than one year in length, the Prime Minister must order the Issuer to pay an administrative surcharge to the national treasury that is equivalent to the amount arrived at when the number of months in its business year is divided by 12 and the quotient is multiplied by the relevant of such amounts:

ja-jp	一　イに掲げる額（ロに掲げる額がイに掲げる額を超えるときは、ロに掲げる額）
en-us	(i) the amount specified in sub-item (a) (or, if the amount set forth in sub-item (b) exceeds that set forth in sub-item (a), the amount set forth in sub-item (b)):

ja-jp	イ　六百万円
en-us	(a) six million yen;

ja-jp	ロ　（１）に掲げる額に（２）に掲げる数を乗じて得た額
en-us	(b) the amount arrived at when the amount set forth in 1. below is multiplied by the number set forth in 2. below:

ja-jp	（１）当該発行者が発行する算定基準有価証券の内閣府令で定めるところにより算出される市場価額の総額（当該算定基準有価証券の市場価額がないとき又は当該発行者が算定基準有価証券を発行していないときは、これに相当するものとして政令で定めるところにより算出した額）
en-us	1. the total market value of the index Securities for calculation issued by the Issuer, as calculated pursuant to the provisions of Cabinet Office Ordinance (or, if there is no market value for the index Securities for calculation or if the Issuer has not issued any index Securities for calculation, the amount equivalent thereto as calculated pursuant to the provisions of Cabinet Order);

ja-jp	二　イに掲げる数をロに掲げる数で除して得た数
en-us	(ii) the number arrived at when the number set forth in sub-item (a) is divided by the number set forth in sub-item (b):

ja-jp	イ　当該虚偽等のある発行者等情報の提供を受けた者の数
en-us	(a) the number of persons provided with the Information on the Issuer, etc. That Contains a Falsity, etc.;

ja-jp	ロ　第二十七条の三十二第一項から第三項までの規定により発行者等情報を提供する場合において提供を受けるべき相手方の数
en-us	(b) the number of persons to which the Information on the Issuer, etc. is required to be provided, in a case to which the provisions of Article 27-32, paragraphs (1) to (3) inclusive apply.

ja-jp	２　前項ただし書の月数は、暦に従つて計算し、一月に満たない端数を生じたときは、これを一月とする。
en-us	(2) The number of months referred to in the proviso to the preceding paragraph is calculated in accordance with the calendar, and if a period of less than one month is subject to calculation, it is counted as one month.

ja-jp	（風説の流布等により有価証券等の価格に影響を与えた者に対する課徴金納付命令）
en-us	(Issuance of an Administrative Surcharge Payment Order against a Person That Influences the Price of Securities, etc. by Disseminating Unfounded Rumors)

ja-jp	第百七十三条　第百五十八条の規定に違反して、風説を流布し、又は偽計を用い、当該風説の流布又は偽計（以下この条において「違反行為」という。）により有価証券等の価格に影響を与えた者（以下この条において「違反者」という。）があるときは、内閣総理大臣は、次節に定める手続に従い、当該違反者に対し、次の各号に掲げる場合の区分に応じ、当該各号に定める額（次の各号のうち二以上の号に掲げる場合に該当するときは、当該二以上の号に定める額の合計額）に相当する額の課徴金を国庫に納付することを命じなければならない。
en-us	Article 173 (1) If a person, in violation of the provisions of Article 158, spreads unfounded rumors or trades by fraudulent means, or influences the prices of Securities, etc. by spreading those unfounded rumors or trading by those fraudulent means (such an act is hereinafter referred to as a "Violation" and such person is hereinafter referred to as the "Violator" in this Article), the Prime Minister, in accordance with the proceedings prescribed in the following Section, must order the Violator to pay an administrative surcharge to the national treasury that is equivalent to the amount specified in the relevant of the following items for the category of cases set forth in that item (or, if the Violation falls under two or more of the cases set forth in the following items, the total of the amounts specified in those items):

ja-jp	一　当該違反行為の開始時から終了時までの間（以下この条において「違反行為期間」という。）において、当該違反者が当該違反行為に係る有価証券等について自己の計算において行つた有価証券の売付け等の数量が、当該違反者が当該違反行為に係る有価証券等について自己の計算において行つた有価証券の買付け等の数量を超える場合　次のイに掲げる額から次のロに掲げる額を控除した額（当該額が零を下回る場合には、零とする。）
en-us	(i) in the period from the onset to the end of the Violation (hereinafter referred to as the "Duration of the Violation" in this Article), the volume of Securities Sales, etc. that the Violator effects on the Violator's own account for the Securities, etc. involved in the Violation, exceeds the volume of Securities Purchases, etc. that the Violator effects on the Violator's own account as pertains to the Securities, etc. involved in the Violation: the amount arrived at when the amount set forth in sub-item (b) below is deducted from the amount set forth in sub-item (a) below (if the resulting amount is less than zero, it is deemed to be zero):

ja-jp	イ　当該超える数量に係る有価証券の売付け等の価額
en-us	(a) the Value of the volume of Securities Sales, etc. that is in excess;

ja-jp	ロ　当該違反行為が終了してから一月を経過するまでの間の各日における当該有価証券等に係る有価証券の買付け等についての第六十七条の十九又は第百三十条に規定する最低の価格（当該価格がない場合は、これに相当するものとして内閣府令で定めるものをいい、当該違反行為が終了した日にあつては、内閣府令で定める額とする。）のうち最も低い価格に当該超える数量を乗じて得た額
en-us	(b) the amount arrived at when the lowest Securities Purchase, etc. price for the relevant Securities, etc., from among the lowest prices as prescribed in Article 67-19 or Article 130 on each day in the period from the end of the Violation until one month has elapsed since it ended (if there is no such lowest price, this means the price specified by Cabinet Office Ordinance as being equivalent to it; the lowest price on the day on which the Violation ends is the amount specified by Cabinet Office Ordinance), is multiplied by the volume that is in excess.

ja-jp	二　違反行為期間において、当該違反者が当該違反行為に係る有価証券等について自己の計算において行つた有価証券の買付け等の数量が、当該違反者が当該違反行為に係る有価証券等について自己の計算において行つた有価証券の売付け等の数量を超える場合　次のイに掲げる額から次のロに掲げる額を控除した額（当該額が零を下回る場合には、零とする。）
en-us	(ii) during the Duration of the Violation, the volume of Securities Purchases, etc. that the Violator effects on the Violator's own account for the Securities, etc. involved in the Violation, exceeds the volume of Securities Sales, etc. of Securities Sales, etc. that the Violator effects on the Violator's own account for the Securities, etc. involved in the Violation: the amount arrived at when the amount set forth in sub-item (b) below is deducted from the amount set forth in sub-item (a) below (if the resulting amount is less than zero, it is deemed to be zero):

ja-jp	イ　当該違反行為が終了してから一月を経過するまでの間の各日における当該有価証券等に係る有価証券の売付け等についての第六十七条の十九又は第百三十条に規定する最高の価格（当該価格がない場合は、これに相当するものとして内閣府令で定めるものをいい、当該違反行為が終了した日にあつては、内閣府令で定める額とする。）のうち最も高い価格に当該超える数量を乗じて得た額
en-us	(a) the amount arrived at when the highest Securities Sale, etc. price for the relevant Securities, etc., from among the highest prices as prescribed in Article 67-19 or Article 130 on each day in the period from the end of the Violation until one month has elapsed since it ended (if there is no such highest price, this means the price specified by Cabinet Office Ordinance as being equivalent to it; the highest price on the day on which the Violation ends is the amount specified by Cabinet Office Ordinance), is multiplied by the volume that is in excess;

ja-jp	ロ　当該超える数量に係る有価証券の買付け等の価額
en-us	(b) the Value of the volume of Securities Purchases, etc. that is in excess.

ja-jp	三　当該違反行為の開始時から当該違反行為の終了後一月を経過するまでの間に当該違反者が自己又は第五項各号に掲げる者の発行する当該違反行為に係る有価証券を有価証券発行勧誘等により取得させ、又は組織再編成（第二条の二第一項に規定する組織再編成をいう。以下この章において同じ。）により交付した場合　次のイに掲げる額から次のロに掲げる額を控除した額（当該額が零を下回る場合には、零とする。）
en-us	(iii) during the period from the onset of the Violation until one month has elapsed since it ended, the Violator causes the Securities involved in the Violation, which the Violator or a person set forth in the items of paragraph (5) issues, to be acquired through a solicitation with a view to issuing new securities or delivers those Securities in a Reorganization (meaning a Reorganization as prescribed in Article 2-2, paragraph (1); hereinafter the same applies in this Chapter): the amount arrived at when the amount set forth in sub-item (b) below is deducted from the amount set forth in sub-item (a) below (if the resulting amount is less than zero, it is deemed to be zero):

ja-jp	イ　当該違反行為が終了してから一月を経過するまでの間の各日における当該有価証券発行勧誘等により取得させ、又は組織再編成により交付した有価証券についての第六十七条の十九又は第百三十条に規定する最高の価格（当該価格がない場合は、これに相当するものとして内閣府令で定めるものをいい、当該違反行為が終了した日にあつては、内閣府令で定める額とする。）のうち最も高い価格に当該有価証券発行勧誘等により取得させ、又は組織再編成により交付した有価証券の数量を乗じて得た額
en-us	(a) the amount arrived at when the highest Securities Purchase, etc. price for the Securities that the Violator causes to be acquired through the solicitation with a view to issuing new securities or delivers in the Reorganization, from among the highest prices as prescribed in Article 67-19 or Article 130 on each day in the period from the end of the Violation until one month has elapsed since it ended (if there is no such highest price, this means the price specified by Cabinet Office Ordinance as being equivalent to it; the highest price on the day on which the Violation ends is the amount specified by Cabinet Office Ordinance), is multiplied by the volume of Securities that the Violator causes to be acquired through such solicitation with a view to issuing new securities or delivers in the Reorganization;

ja-jp	ロ　当該有価証券発行勧誘等により取得させ、又は組織再編成により交付した有価証券の違反行為の直前の価格として政令で定めるもの（以下この条において「違反行為の開始前の価格」という。）に当該有価証券発行勧誘等により取得させ、又は組織再編成により交付した有価証券の数量を乗じて得た額
en-us	(b) the amount arrived at when the price specified by Cabinet Order as the price of the Securities that the Violator causes to be acquired through the solicitation with a view to issuing new securities or delivers in the Reorganization as of the time immediately preceding the Violation (hereinafter referred to as the "Price Immediately Preceding the Violation" in this Article), is multiplied by the volume of the Securities that the Violator causes to be acquired through the solicitation with a view to issuing new securities or delivers in the Reorganization.

ja-jp	四　違反者（金融商品取引業者等に限る。）が、その行う金融商品取引業（登録金融機関業務を含む。）の顧客又は第四十二条第一項に規定する権利者（第五項各号に掲げる者を除く。）の計算において、当該違反行為の開始時から当該違反行為の終了後一月を経過するまでの間に有価証券の売付け等又は有価証券の買付け等をした場合　当該有価証券の売付け等又は有価証券の買付け等に係る手数料、報酬その他の対価の額として内閣府令で定める額
en-us	(iv) during the period from the onset of the Violation until one month has elapsed since it ended, the Violator (limited to a Financial Services Provider, etc.) effects a Securities the Sales, etc. of Securities Sale, etc. or a Securities Purchase, etc. on the account of a customer of its Financial Instruments Business (including the services of a registered financial institution) or on the account of a rights holder as prescribed in Article 42, paragraph (1) (other than one as set forth in the items of paragraph (5)): the amount specified by Cabinet Office Ordinance as the amount of fees, remuneration, or other type of consideration connected with the Securities Sale, etc. or Securities Purchase, etc.

ja-jp	２　この条において「有価証券の売付け等」とは、有価証券の売付け、第二条第二十一項第二号に掲げる取引（現実数値が約定数値を上回つた場合に金銭を支払う立場の当事者となるものに限る。）、同項第三号に掲げる取引（オプションを付与する立場の当事者となるものに限る。）その他の政令で定める取引をいう。
en-us	(2) The term "Securities Sale, etc." as used in this Article means the sale of Securities, a transaction as set forth in Article 2, paragraph (21), item (ii) (limited to a transaction wherein the Violator is the party to pay the money if the Actual Figure exceeds the Agreed Figure), a transaction as set forth in Article 2, paragraph (21), item (iii) (limited to a transaction wherein the relevant person is the party to grant the Option), or any other transaction specified by Cabinet Order.

ja-jp	３　この条において「有価証券の買付け等」とは、有価証券の買付け、第二条第二十一項第二号に掲げる取引（現実数値が約定数値を上回つた場合に金銭を受領する立場の当事者となるものに限る。）、同項第三号に掲げる取引（オプションを取得する立場の当事者となるものに限る。）その他の政令で定める取引をいう。
en-us	(3) The term "Securities Purchase, etc. " as used this Article means a purchase of Securities, a transaction as set forth in Article 2, paragraph (21), item (ii) (limited to a transaction wherein the relevant person is the party to receive the money if the Actual Figure exceeds the Agreed Figure), a transaction as set forth in Article 2, paragraph (21), item (iii) (limited to a transaction wherein the relevant person is the party to acquire the Option), or any other transaction specified by Cabinet Order.

ja-jp	４　第一項の「価額」とは、有価証券の売付け等又は有価証券の買付け等の価格にそれぞれその数量を乗じて得た額をいう。
en-us	(4) The term "Value" as used in paragraph (1) means the amount arrived at when the Securities Sale, etc. price is multiplied by the volume of that sale, etc. or when the Securities Purchase, etc. price is multiplied by the volume of that purchase, etc.

ja-jp	５　第一項の場合において、違反者が次の各号に掲げる者の計算において有価証券の売付け等又は有価証券の買付け等をした場合には、当該有価証券の売付け等又は有価証券の買付け等（当該各号に掲げる者が当該違反者と同一の違反行為をした場合にあつては、当該各号に掲げる者が自己の計算において行つた有価証券の売付け等又は有価証券の買付け等と同一のものを除く。）を自己の計算においてしたものとみなして、前各項の規定を適用する。
en-us	(5) In the case referred to in paragraph (1), if the Violator effects the Securities Sale, etc. or Securities Purchase, etc. on the account of a person set forth in one of the following items, the Violator is deemed to effect the Securities Sale, etc. or Securities Purchase, etc. on its own account (if the person set forth in the relevant item commits the same Violation as the Violator, this excludes anything that constitutes the same Securities Sale, etc. or Securities Purchase, etc. as one that the person set forth in that item effects on that person's own account), and the provisions of the preceding paragraphs apply:

ja-jp	一　違反者がその総株主等の議決権の過半数を保有している会社その他の違反者と密接な関係を有する者として内閣府令で定める者
en-us	(i) a company in which the Violator holds the majority of all shareholders', etc. voting rights or any other person specified by Cabinet Office Ordinance as being closely related to the Violator.

ja-jp	二　違反者と生計を一にする者その他の違反者と特殊の関係にある者として内閣府令で定める者
en-us	(ii) a person that shares living expenses with the Violator or any other person specified by Cabinet Office Ordinance as being uniquely related to the Violator.

ja-jp	６　違反者が、違反行為の開始時に自己又は前項各号に掲げる者（当該違反行為と同一の違反行為をした者を除く。以下この項において同じ。）の計算において当該違反行為に係る有価証券を有しないで当該有価証券の売付けをしている場合、現実数値が約定数値を上回つた場合に金銭を支払う第二条第二十一項第二号に掲げる取引（当該違反行為に係る有価証券に係るものに限る。）を自己又は前項各号に掲げる者の計算において約定している場合その他の政令で定める場合には、第一項各号に掲げる額の計算において、当該違反者が、違反行為の開始時に違反行為の開始前の価格で有価証券の売付け等を自己の計算においてしたものとみなす。
en-us	(6) For the purposes of calculating the amounts set forth in the items of paragraph (1), if the Violator, at the time the Violation begins, effects a sale of the Securities involved in the Violation, without possessing those Securities, on the Violator's own account or on the account of a person set forth in one of the items of the preceding paragraph (this means a person other than one committing the same Violation; hereinafter the same applies in this paragraph); if the Violator, as of the time the Violation begins, has agreed to effect a transaction set forth in Article 2, paragraph (21), item (ii) (limited to a transaction of the Securities involved in the Violation), wherein the Violator will be the party to pay the money if the Actual Figure exceeds the Agreed Figure, on the Violator's own account or on the account of a person set forth in one of the items of the preceding paragraph; or in any other case specified by Cabinet Order; the Violator, at the time the Violation begins, is deemed to effect a Securities Sales, etc. , at the Price Immediately Preceding the Violation on the Violator's own account.

ja-jp	７　違反者が、違反行為の開始時に当該違反行為に係る有価証券を所有している場合、現実数値が約定数値を上回つた場合に金銭を受領する第二条第二十一項第二号に掲げる取引（当該違反行為に係る有価証券に係るものに限る。）を自己又は第五項各号に掲げる者（当該違反行為と同一の違反行為をした者を除く。）の計算において約定している場合その他の政令で定める場合には、第一項各号に掲げる額の計算において、当該違反者が、違反行為の開始時に違反行為の開始前の価格で有価証券の買付け等を自己の計算においてしたものとみなす。
en-us	(7) For the purposes of calculating the amounts set forth in the items of paragraph (1), if the Violator, at the time the Violation begins, owns the Securities involved in the Violation; if the Violator, as of the time the Violation begins, has agreed to effect a transaction set forth in Article 2, paragraph (21), item (ii), wherein the Violator will be the party to receive the money if the Actual Figure exceeds the Agreed Figure (limited to a transaction of the Securities involved in the Violation), on the Violator's own account or on the account of a person set forth in one of the items of paragraph (5) (this means a person other than one committing the same Violation); and in any other case specified by Cabinet Order; the Violator, at the time the Violation begins, is deemed to effect the Securities Purchase, etc. at the Price Immediately Preceding the Violation on the Violator's own account.

ja-jp	８　第一項各号に掲げる額は、銘柄ごとに計算する。
en-us	(8) The amounts set forth in the items of paragraph (1) are calculated for each issue of Securities.

ja-jp	９　第二条第二十一項第二号に掲げる取引が現実数値に基づき金銭の授受により決済された場合、同項第三号に掲げる取引に係るオプションが行使されずに消滅した場合その他これらに類するものとして政令で定める場合における第一項の課徴金の計算に関し必要な事項は、政令で定める。
en-us	(9) If a transaction set forth in Article 2, paragraph (21), item (ii) is settled through the payment and receipt of money based on the Actual Figure; if the Options on a transaction set forth in Article 2, paragraph (21), item (iii) extinguish without being exercised; and in any other case specified by Cabinet Order as being similar; the necessary particulars relevant to the calculation of the administrative surcharge referred to in paragraph (1) are specified by Cabinet Order.

ja-jp	１０　第二項から前項までに規定するもののほか、第一項に規定する有価証券の売付け等の価額及び有価証券の買付け等の価額の計算に関し必要な事項その他同項の課徴金の計算に関し必要な事項は、政令で定める。
en-us	(10) Beyond what is provided for in paragraph (2) to the preceding paragraph inclusive, the necessary particulars relevant to the calculation of the value of the Securities Sales, etc. and the value of the Securities Purchase, etc. provided for in paragraph (1), and necessary particulars otherwise relevant to the calculation of the administrative surcharge referred to in that paragraph are specified by Cabinet Order.

ja-jp	（取引の状況に関し他人に誤解を生じさせる目的をもつて有価証券の売買等をした者に対する課徴金納付命令）
en-us	(Issuance of an Administrative Surcharge Payment Order against a Person Effects a Purchase and Sale, etc. of Securities with the Aim of Misleading Others About the Status of Transactions)

ja-jp	第百七十四条　第百五十九条第一項の規定に違反する有価証券の売買、市場デリバティブ取引若しくは店頭デリバティブ取引又はこれらの取引の申込み若しくは委託等（以下この条において「違反行為」という。）をした者（以下この条において「違反者」という。）があるときは、内閣総理大臣は、次節に定める手続に従い、当該違反者に対し、次の各号に掲げる場合の区分に応じ、当該各号に定める額（次の各号のうち二以上の号に掲げる場合に該当するときは、当該二以上の号に定める額の合計額）に相当する額の課徴金を国庫に納付することを命じなければならない。
en-us	Article 174 (1) If a person effects a purchase and sale of Securities, Market Transaction of Derivatives, or Over-the-Counter Derivatives Transaction that is in violation of the provisions of Article 159, paragraph (1), offers to effect such a transaction, or entrusts, etc. a person with effecting such a transaction (such an act is hereinafter referred to as a "Violation" and such a person is hereinafter referred to as a "Violator" in this Article), the Prime Minister, in accordance with the proceedings prescribed in the following Section, must order the Violator to pay an administrative surcharge to the national treasury that is equivalent to the amount specified in the relevant of the following items for the category of cases set forth in that item (or, if the Violation falls under two or more of the cases set forth in the following items, the total of the amounts specified in those items):

ja-jp	一　当該違反行為の開始時から終了時までの間（以下この条において「違反行為期間」という。）において、当該違反者が当該違反行為に係る有価証券等（有価証券若しくはオプション又はデリティブ取引に係る金融商品（有価証券を除く。）若しくは金融指標をいう。以下この条及び次条において同じ。）について自己の計算において行つた有価証券の売付け等の数量が、当該違反者が当該違反行為に係る有価証券等について自己の計算において行つた有価証券の買付け等の数量を超える場合　次のイに掲げる額から次のロに掲げる額を控除した額（当該額が零を下回る場合には、零とする。）
en-us	(i) in the period from the onset to the end of the Violation (hereinafter referred to as the "Duration of the Violation" in this Article), the volume of the Securities Sales, etc. that the Violator effects on the Violator's own account for the Securities, etc. (meaning Securities or Options, or Financial Instruments (other than Securities) or Financial Indicators connected with Derivatives Transactions; hereinafter the same applies in this and the following Articles) that are involved in the Violation, exceeds the volume of Securities Purchases, etc. that the Violator effects on the Violator's own account for the Securities, etc. that are involved in the Violation: the amount arrived at when the amount set forth in sub-item (b) below is deducted from the amount set forth in sub-item (a) below (if the resulting amount is less than zero, it is deemed to be zero):

ja-jp	イ　当該超える数量に係る有価証券の売付け等の価額
en-us	(a) the Value of the volume of Securities Sales, etc. that is in excess;

ja-jp	ロ　当該違反行為が終了してから一月を経過するまでの間の各日における当該有価証券等に係る有価証券の買付け等についての第六十七条の十九又は第百三十条に規定する最低の価格（当該価格がない場合は、これに相当するものとして内閣府令で定めるものをいい、当該違反行為が終了した日にあつては、内閣府令で定める額とする。）のうち最も低い価格に当該超える数量を乗じて得た額
en-us	(b) the amount arrived at when the lowest Securities Purchase, etc. price for the relevant Securities, etc., from among the lowest prices as prescribed in Article 67-19 or Article 130 on each day in the period from the end of the Violation until one month has elapsed since the Violation has ended (if there is no such lowest price, this means the price specified by Cabinet Office Ordinance as being equivalent to it and the lowest price on the day on which the Violation ends is the amount specified by Cabinet Office Ordinance), is multiplied by the volume that is in excess.

ja-jp	二　違反行為期間において、当該違反者が当該違反行為に係る有価証券等について自己の計算において行つた有価証券の買付け等の数量が、当該違反者が当該違反行為に係る有価証券等について自己の計算において行つた有価証券の売付け等の数量を超える場合　次のイに掲げる額から次のロに掲げる額を控除した額（当該額が零を下回る場合には、零とする。）
en-us	(ii) during the Duration of the Violation, the volume of Securities Purchases, etc. that the Violator effects on the Violator's own account for the Securities, etc. that are involved in the Violation, exceeds the volume of Securities Sales, etc. that the Violator effects on the Violator's own account for the Securities, etc. that are involved in the Violation: the amount arrived at when the amount set forth in sub-item (b) below is deducted from the amount set forth in sub-item (a) below (if the resulting amount is less than zero, it is deemed to be zero):

ja-jp	イ　当該違反行為が終了してから一月を経過するまでの間の各日における当該有価証券等に係る有価証券の売付け等についての第六十七条の十九又は第百三十条に規定する最高の価格（当該価格がない場合は、これに相当するものとして内閣府令で定めるものをいい、当該違反行為が終了した日にあつては、内閣府令で定める額とする。）のうち最も高い価格に当該超える数量を乗じて得た額
en-us	(a) the amount arrived at when the highest Securities Sale, etc. price for the relevant Securities, etc., from among the highest prices as prescribed in Article 67-19 or Article 130 on each day in the period from the end of the Violation until one month has elapsed since it ended (if there is no such highest price, this means the price specified by Cabinet Office Ordinance as being equivalent to it; the highest price on the day on which the Violation ends is the amount specified by Cabinet Office Ordinance), is multiplied by the volume that is in excess;

ja-jp	ロ　当該超える数量に係る有価証券の買付け等の価額
en-us	(b) the Value of the volume of Securities Purchases, etc. that is in excess.

ja-jp	三　当該違反行為の開始時から当該違反行為の終了後一月を経過するまでの間に当該違反者が自己又は第五項各号に掲げる者の発行する当該違反行為に係る有価証券を有価証券発行勧誘等により取得させ、又は組織再編成により交付した場合　次のイに掲げる額から次のロに掲げる額を控除した額（当該額が零を下回る場合には、零とする。）
en-us	(iii) in the period from the onset of the Violation until one month has elapsed since it ended, the Violator causes the Securities involved in the Violation which the Violator or a person set forth in the items of paragraph (5) issues, to be acquired through a solicitation with a view to issuing new securities or delivers such Securities in a Reorganization: the amount arrived at when the amount set forth in sub-item (b) below is deducted from the amount set forth in sub-item (a) below (if the resulting amount is less than zero, it is deemed to be zero):

ja-jp	イ　当該違反行為が終了してから一月を経過するまでの間の各日における当該有価証券発行勧誘等により取得させ、又は組織再編成により交付した有価証券についての第六十七条の十九又は第百三十条に規定する最高の価格（当該価格がない場合は、これに相当するものとして内閣府令で定めるものをいい、当該違反行為が終了した日にあつては、内閣府令で定める額とする。）のうち最も高い価格に当該有価証券発行勧誘等により取得させ、又は組織再編成により交付した有価証券の数量を乗じて得た額
en-us	(a) the amount arrived at when the highest Securities Purchase, etc. price for the Securities that the Violator causes to be acquired through the solicitation with a view to issuing new securities or delivers in the Reorganization, from among the highest prices as prescribed in Article 67-19 or Article 130 on each day in the period from the end of the Violation until one month has elapsed since it ended (if there is no such highest price, this means the price specified by Cabinet Office Ordinance as being equivalent to it and the highest price on the day on which the Violation ends is the amount specified by Cabinet Office Ordinance), is multiplied by the volume of Securities that the Violator causes to be acquired through the solicitation with a view to issuing new securities or delivers in the Reorganization;

ja-jp	ロ　当該有価証券発行勧誘等により取得させ、又は組織再編成により交付した有価証券の当該違反行為の開始時における価格に当該有価証券発行勧誘等により取得させ、又は組織再編成により交付した有価証券の数量を乗じて得た額
en-us	(b) the amount arrived at when the price at the onset of the Violation for the Securities that the Violator causes to be acquired through the solicitation with a view to issuing new securities or delivers in the Reorganization, is multiplied by the volume of Securities that the Violator causes to be acquired through the solicitation with a view to issuing new securities or delivers in the Reorganization.

ja-jp	四　違反者（金融商品取引業者等に限る。）が、その行う金融商品取引業（登録金融機関業務を含む。）の顧客又は第四十二条第一項に規定する権利者（第五項各号に掲げる者を除く。）の計算において、当該違反行為の開始時から当該違反行為の終了後一月を経過するまでの間に違反行為又は有価証券の売付け等若しくは有価証券の買付け等をした場合　当該違反行為又は有価証券の売付け等若しくは有価証券の買付け等に係る手数料、報酬その他の対価の額として内閣府令で定める額
en-us	(iv) in the period from the onset of the Violation until one month has elapsed since it ended, the Violator (limited to a Financial Services Provider, etc.) commits a Violation or effects a Securities Sale, etc. or Securities Purchase, etc. on the account of a customer of its Financial Instruments Business (including the services of a registered financial institution) or on the account of a rights holder as prescribed in Article 42, paragraph (1) (other than one as set forth in one of the items of paragraph (5)): the amount specified by Cabinet Office Ordinance as the amount of fees, remuneration, or other type of consideration connected with the Violation, Securities Sales, etc., or Securities Purchase, etc.

ja-jp	２　この条において「有価証券の売付け等」とは、有価証券の売付け、第二条第二十一項第二号に掲げる取引（現実数値が約定数値を上回つた場合に金銭を支払う立場の当事者となるものに限る。）、同項第三号に掲げる取引（オプションを付与する立場の当事者となるものに限る。）その他の政令で定める取引をいう。
en-us	(2) The term "Securities Sale, etc." as used in this Article means the sale of Securities, a transaction as set forth in Article 2, paragraph (21), item (ii) (limited to a transaction wherein the Violator is the party to pay the money if the Actual Figure exceeds the Agreed Figure), a transaction as set forth in Article 2, paragraph (21), item (iii) (limited to a transaction wherein the relevant person is the party to grant the Option), or any other transaction specified by Cabinet Order.

ja-jp	３　この条において「有価証券の買付け等」とは、有価証券の買付け、第二条第二十一項第二号に掲げる取引（現実数値が約定数値を上回つた場合に金銭を受領する立場の当事者となるものに限る。）、同項第三号に掲げる取引（オプションを取得する立場の当事者となるものに限る。）その他の政令で定める取引をいう。
en-us	(3) The term "Securities Purchase, etc." as used this Article means a purchase of Securities, a transaction as set forth in Article 2, paragraph (21), item (ii) (limited to a transaction wherein the Violator is the party to receive the money if the Actual Figure exceeds the Agreed Figure), a transaction as set forth in Article 2, paragraph (21), item (iii) (limited to a transaction wherein the relevant person is the party to acquire the Option), or any other transaction specified by Cabinet Order.

ja-jp	４　第一項の「価額」とは、有価証券の売付け等又は有価証券の買付け等の価格にそれぞれその数量を乗じて得た額をいう。
en-us	(4) The term "Value" as used in paragraph (1) means the amount arrived at when the Securities Sale, etc. price is multiplied by the volume of that sale, etc. or when the Securities Purchase, etc. price is multiplied by the volume of that purchase, etc.

ja-jp	５　第一項の場合において、違反者が次の各号に掲げる者の計算において有価証券の売付け等又は有価証券の買付け等をした場合には、当該有価証券の売付け等又は有価証券の買付け等（当該各号に掲げる者が当該違反者と同一の違反行為をした場合にあつては、当該各号に掲げる者が自己の計算において行つた有価証券の売付け等又は有価証券の買付け等と同一のものを除く。）を自己の計算においてしたものとみなして、前各項の規定を適用する。
en-us	(5) In the case referred to in paragraph (1), if the Violator effects the Securities Sale, etc. or Securities Purchase, etc. on the account of a person set forth in one of the following items, the Violator is deemed to effect the Securities Sale, etc. or Securities Purchase, etc. on its own account (if the person set forth in the relevant item commits the same Violation as the Violator, this excludes anything that constitutes the same Securities Sale, etc. or Securities Purchase, etc. as one that the person set forth in that item effects on that person's own account), and the provisions of the preceding paragraphs apply:

ja-jp	一　違反者がその総株主等の議決権の過半数を保有している会社その他の違反者と密接な関係を有する者として内閣府令で定める者
en-us	(i) a company in which the Violator holds the majority of all shareholders', etc. voting rights or any other person specified by Cabinet Office Ordinance as being closely related to the Violator.

ja-jp	二　違反者と生計を一にする者その他の違反者と特殊の関係にある者として内閣府令で定める者
en-us	(ii) a person that shares living expenses with the Violator, or any other person specified by Cabinet Office Ordinance as being uniquely related to the Violator.

ja-jp	６　違反者が、違反行為の開始時に自己又は前項各号に掲げる者（当該違反行為と同一の違反行為をした者を除く。以下この項において同じ。）の計算において当該違反行為に係る有価証券を有しないで当該有価証券の売付けをしている場合、現実数値が約定数値を上回つた場合に金銭を支払う第二条第二十一項第二号に掲げる取引（当該違反行為に係る有価証券に係るものに限る。）を自己又は前項各号に掲げる者の計算において約定している場合その他の政令で定める場合には、第一項各号に掲げる額の計算において、当該違反者が、違反行為の開始時にその時における価格で有価証券の売付け等を自己の計算においてしたものとみなす。
en-us	(6) For the purposes of calculating the amounts set forth in the items of paragraph (1), if the Violator, at the time the Violation begins, owns the Securities involved in the Violation; if the Violator, as of the time the Violation begins, has agreed to effect a transaction set forth in Article 2, paragraph (21), item (ii), wherein the Violator will be the party to pay the money if the Actual Figure exceeds the Agreed Figure (limited to a transaction of the Securities involved in the Violation), on the Violator's own account or on the account of a person set forth in one of the items of paragraph (5) (this means a person other than one committing the same Violation); and in any other case specified by Cabinet Order; the Violator, at the time the Violation begins, is deemed to effect the Securities Purchase, etc. at the Price Immediately Preceding the Violation on the Violator's own account.

ja-jp	７　違反者が、違反行為の開始時に当該違反行為に係る有価証券を所有している場合、現実数値が約定数値を上回つた場合に金銭を受領する第二条第二十一項第二号に掲げる取引（当該違反行為に係る有価証券に係るものに限る。）を自己又は第五項各号に掲げる者（当該違反行為と同一の違反行為をした者を除く。）の計算において約定している場合その他の政令で定める場合には、第一項各号に掲げる額の計算において、当該違反者が、違反行為の開始時にその時における価格で有価証券の買付け等を自己の計算においてしたものとみなす。
en-us	(7) For the purposes of calculating the amounts set forth in the items of paragraph (1), if the Violator, at the time the Violation begins, owns the Securities involved in the Violation; if the Violator, as of the time the Violation begins, has agreed to effect a transaction set forth in Article 2, paragraph (21), item (ii), wherein the Violator will be the party to receive the money if the Actual Figure exceeds the Agreed Figure (limited to a transaction of the Securities involved in the Violation), on the Violator's own account or on the account of a person set forth in one of the items of paragraph (5) (this means a person other than one committing the same Violation); and in any other case specified by Cabinet Order; the Violator, at the time the Violation begins, is deemed to effect the Securities Purchase, etc. at the Price Immediately Preceding the Violation on the Violator's own account.

ja-jp	８　第一項各号に掲げる額は、銘柄ごとに計算する。
en-us	(8) The amounts set forth in the items of paragraph (1) is calculated for each issue of Securities.

ja-jp	９　第二条第二十一項第二号に掲げる取引が現実数値に基づき金銭の授受により決済された場合、同項第三号に掲げる取引に係るオプションが行使されずに消滅した場合その他これらに類するものとして政令で定める場合における第一項の課徴金の計算に関し必要な事項は、政令で定める。
en-us	(9) If a transaction set forth in Article 2, paragraph (21), item (ii) is settled through the payment and receipt of money based on the Actual Figure; if the Options on a transaction set forth in Article 2, paragraph (21), item (iii) extinguish without being exercised; and in any other case specified by Cabinet Order as being similar; the necessary particulars relevant to the calculation of the administrative surcharge referred to in paragraph (1) are specified by Cabinet Order.

ja-jp	１０　第二項から前項までに規定するもののほか、第一項に規定する有価証券の売付け等の価額及び有価証券の買付け等の価額の計算に関し必要な事項その他同項の課徴金の計算に関し必要な事項は、政令で定める。
en-us	(10) Beyond what is provided for in paragraph (2) to the preceding paragraph inclusive, the necessary particulars relevant to the calculation of the value of the Securities Sale, etc. and the value of the Securities Purchase, etc. provided for in paragraph (1), and necessary particulars otherwise relevant to the calculation of the administrative surcharge referred to in that paragraph are specified by Cabinet Order.

ja-jp	（取引を誘引する目的をもつて一連の有価証券売買等をした者に対する課徴金納付命令）
en-us	(Issuance of an Administrative Surcharge Payment Order against a Person That Effects a Series of Purchase and Sales, etc. of Securities for the Purpose of Inducing Transactions)

ja-jp	第百七十四条の二　第百五十九条第二項第一号の規定に違反する一連の有価証券売買等（同項に規定する有価証券売買等をいう。）又はその申込み若しくは委託等（以下この条において「違反行為」という。）をした者（以下この条において「違反者」という。）があるときは、内閣総理大臣は、次節に定める手続に従い、当該違反者に対し、次の各号に掲げる額の合計額（第十項及び第十一項において「合算対象額」という。）に相当する額の課徴金を国庫に納付することを命じなければならない。
en-us	Article 174-2 (1) If a person effects a series of Purchase and Sales of Securities, etc. (meaning Purchase and Sales of Securities, etc. as prescribed in Article 159, paragraph (2)) that is in violation of the provisions of Article 159, paragraph (2), item (i), offers to effect such a series of purchase and sales, or entrusts, etc. a person with effecting such a series of purchase and sales (such an act is hereinafter referred to as a "Violation" and such a person is hereinafter referred to as the "Violator" in this Article), the Prime Minister, in accordance with the proceedings prescribed in the following Section, must order the Violator to pay an administrative surcharge to the national treasury that is equivalent to the total of the amounts set forth in each of the following items (referred to as the "Total Amount" in paragraphs (10) and (11)):

ja-jp	一　次のイに掲げる額から次のロに掲げる額を控除した額
en-us	(i) the amount arrived at when the amount set forth in sub-item (b) below is deducted from the amount set forth in sub-item (a) below:

ja-jp	イ　自己の計算による有価証券の売付け等（当該違反行為に係る売買対当数量に係るものに限る。）の価額
en-us	(a) the Value of the Securities Sales, etc. on the Violator's own account (limited to those connected with the Volume of Corresponding Purchases or Sales that is involved in the relevant Violation);

ja-jp	ロ　自己の計算による有価証券の買付け等（当該違反行為に係る売買対当数量に係るものに限る。）の価額
en-us	(b) the Value of the Securities Purchases, etc. on the Violator's own account (limited to those connected with the Volume of Corresponding Purchases or Sales that is involved in the relevant Violation).

ja-jp	二　次のイからニまでに掲げる場合の区分に応じ、当該イからニまでに定める額（次のイからニまでのうち二以上に掲げる場合に該当するときは、当該二以上のイからニまでに定める額の合計額）
en-us	(ii) the amount specified in the relevant of the following sub-items (a) to (d) inclusive for the category of cases set forth in that sub-item (or, if the Violation falls under two or more of the cases set forth in the following sub-items (a) to (d) inclusive, the total of the amounts specified in those two or more sub-items):

ja-jp	イ　当該違反行為に係る自己の計算による有価証券の売付け等の数量が当該違反行為に係る自己の計算による有価証券の買付け等の数量を超える場合　次の（１）に掲げる額から次の（２）に掲げる額を控除した額（当該額が零を下回る場合には、零とする。）
en-us	(a) the volume of Securities Sales, etc. on the Violator's own account that are involved in the Violation, exceeds the volume of Securities Purchases, etc. on the Violator's own account that are involved in Violation: the amount arrived at when the amount specified in 2. below is deducted from the amount specified in 1. below (if the resulting amount is less than zero, it is deemed to be zero):

ja-jp	（１）　当該超える数量に係る有価証券の売付け等の価額
en-us	1. the Value of the volume of Securities Sales, etc. that is in excess;

ja-jp	（２）　当該違反行為が終了してから一月を経過するまでの間の各日における当該違反行為に係る有価証券等に係る有価証券の買付け等についての第六十七条の十九又は第百三十条に規定する最低の価格（当該価格がない場合は、これに相当するものとして内閣府令で定めるものをいい、当該違反行為が終了した日にあつては、内閣府令で定める額とする。）のうち最も低い価格に当該超える数量を乗じて得た額
en-us	2. the amount arrived at when the lowest Securities Purchase, etc. price for the Securities, etc. involved in the Violation, from among the lowest prices as prescribed in Article 67-19 or Article 130 on each day in the period from the end of the Violation until one month has elapsed since it ended (if there is no such lowest price, this means the price specified by Cabinet Office Ordinance as being equivalent to it; the lowest price on the day on which the Violation ends is the amount specified by Cabinet Office Ordinance), is multiplied by the volume that is in excess.

ja-jp	ロ　当該違反行為に係る自己の計算による有価証券の買付け等の数量が当該違反行為に係る自己の計算による有価証券の売付け等の数量を超える場合　次の（１）に掲げる額から次の（２）に掲げる額を控除した額（当該額が零を下回る場合には、零とする。）
en-us	(b) the volume of Securities Purchases, etc. on the Violator's own account that the Violation involves, exceeds the volume of Securities Sales, etc. on the Violator's own account that the Violation involves: the amount arrived at when the amount specified in 2. below is deducted from the amount specified in 1. below (if the resulting amount is less than zero, it is deemed to be zero):

ja-jp	（１）　当該違反行為が終了してから一月を経過するまでの間の各日における当該違反行為に係る有価証券等に係る有価証券の売付け等についての第六十七条の十九又は第百三十条に規定する最高の価格（当該価格がない場合は、これに相当するものとして内閣府令で定めるものをいい、当該違反行為が終了した日にあつては、内閣府令で定める額とする。）のうち最も高い価格に当該超える数量を乗じて得た額
en-us	1. the amount arrived at when the highest Securities Sale, etc. price for the Securities, etc. involved in the Violation, from among the highest prices as prescribed in Article 67-19 or Article 130 on each day in the period from the end of the Violation until one month has elapsed since it ended (if there is no such highest price, this means the price specified by Cabinet Office Ordinance as being equivalent to it; the highest price on the day on which the Violation ends is the amount specified by Cabinet Office Ordinance), is multiplied by the volume that is in excess;

ja-jp	（２）　当該超える数量に係る有価証券の買付け等の価額
en-us	2. the Value of the volume of Securities Purchases, etc. that is in excess.

ja-jp	ハ　当該違反行為の開始時から当該違反行為の終了後一月を経過するまでの間に当該違反者が自己又は第六項各号に掲げる者の発行する当該違反行為に係る有価証券を有価証券発行勧誘等により取得させ、又は組織再編成により交付した場合　次の（１）に掲げる額から次の（２）に掲げる額を控除した額（当該額が零を下回る場合には、零とする。）
en-us	(c) during the period from the onset of the Violation until one month has elapsed since it ended, the Violator causes the Securities involved in the Violation that the Violator or a person set forth in the items of paragraph (6) issues, to be acquired through a solicitation with a view to issuing new securities or delivers such Securities in a Reorganization: the amount arrived at when the amount specified in 2. below is deducted from the amount specified in 1. below (if the resulting amount is less than zero, it is deemed to be zero):

ja-jp	（１）　当該違反行為が終了してから一月を経過するまでの間の各日における当該有価証券発行勧誘等により取得させ、又は組織再編成により交付した有価証券についての第六十七条の十九又は第百三十条に規定する最高の価格（当該価格がない場合は、これに相当するものとして内閣府令で定めるものをいい、当該違反行為が終了した日にあつては、内閣府令で定める額とする。）のうち最も高い価格に当該有価証券発行勧誘等により取得させ、又は組織再編成により交付した有価証券の数量を乗じて得た額
en-us	1. the amount arrived at when the highest Securities Purchase, etc. price for the Securities that the Violator causes to be acquired through the solicitation with a view to issuing new securities or delivers in the Reorganization, from among the highest prices as prescribed in Article 67-19 or Article 130 on each day in the period from the end of the Violation until one month has elapsed since it ended (if there is no such highest price, this means the price specified by Cabinet Office Ordinance as being equivalent to it; the highest price on the day on which the Violation ends is the amount specified by Cabinet Office Ordinance), is multiplied by the volume of Securities that the Violator causes to be acquired through the solicitation with a view to issuing new securities or delivers in the Reorganization;

ja-jp	（２）　当該有価証券発行勧誘等により取得させ、又は組織再編成により交付した有価証券の当該違反行為の開始時における価格に当該有価証券発行勧誘等により取得させ、又は組織再編成により交付した有価証券の数量を乗じて得た額
en-us	2. the amount arrived at when the price at the onset of the Violation for the Securities that the Violator causes to be acquired through the solicitation with a view to issuing new securities or delivers in the Reorganization, is multiplied by the volume of Securities that the Violator causes to be acquired through the solicitation with a view to issuing new securities or delivers in the Reorganization.

ja-jp	ニ　違反者（金融商品取引業者等に限る。）が、その行う金融商品取引業（登録金融機関業務を含む。）の顧客又は第四十二条第一項に規定する権利者（第六項各号に掲げる者を除く。）の計算において、当該違反行為の開始時から当該違反行為の終了後一月を経過するまでの間に違反行為又は有価証券の売付け等若しくは有価証券の買付け等をした場合　当該違反行為又は有価証券の売付け等若しくは有価証券の買付け等に係る手数料、報酬その他の対価の額として内閣府令で定める額
en-us	(d) during the period from the onset of the Violation until one month has elapsed since it ended, the Violator (limited to a Financial Services Provider, etc.) commits a Violation or effects a Securities Sales, etc. or Securities Purchase, etc. on the account of a customer of its Financial Instruments Business (including the services of a registered financial institution) or on the account of a rights holder as prescribed in Article 42, paragraph (1) (other than one set forth in the items of paragraph (6)): the amount specified by Cabinet Office Ordinance as the amount of fees, remuneration, or other type of consideration connected with the Violation, Securities Sale, etc., or Purchase, etc. of Securities.

ja-jp	２　この条において「有価証券の売付け等」とは、有価証券の売付け、第二条第二十一項第二号に掲げる取引（現実数値が約定数値を上回つた場合に金銭を支払う立場の当事者となるものに限る。）、同項第三号に掲げる取引（オプションを付与する立場の当事者となるものに限る。）その他の政令で定める取引をいう。
en-us	(2) The term "Securities Sale, etc." as used in this Article means the sale of Securities, a transaction as set forth in Article 2, paragraph (21), item (ii) (limited to a transaction wherein the Violator is the party to pay the money if the Actual Figure exceeds the Agreed Figure), a transaction as set forth in Article 2, paragraph (21), item (iii) (limited to a transaction wherein the relevant person is the party to grant the Option), or any other transaction specified by Cabinet Order.

ja-jp	３　この条において「有価証券の買付け等」とは、有価証券の買付け、第二条第二十一項第二号に掲げる取引（現実数値が約定数値を上回つた場合に金銭を受領する立場の当事者となるものに限る。）、同項第三号に掲げる取引（オプションを取得する立場の当事者となるものに限る。）その他の政令で定める取引をいう。
en-us	(3) The term "Securities Purchase, etc." as used this Article means a purchase of Securities, a transaction as set forth in Article 2, paragraph (21), item (ii) (limited to a transaction wherein the Violator is the party to receive the money if the Actual Figure exceeds the Agreed Figure), a transaction as set forth in Article 2, paragraph (21), item (iii) (limited to a transaction wherein the relevant person is the party to acquire the Option), or any other transaction specified by Cabinet Order.

ja-jp	４　第一項第一号の「売買対当数量」とは、違反行為に係る自己の計算による有価証券の売付け等の数量と当該違反行為に係る自己の計算による有価証券の買付け等の数量のうちいずれか少ない数量をいう。
en-us	(4) The term " Volume of Corresponding Purchases and Sales" as used in paragraph (1), item (i) means either the volume of Securities Sales, etc. on the Violator's own account that are involved in the Violation, or the volume of Securities Purchases, etc. on the Violator's own account that are involved in the Violation, whichever is smaller.

ja-jp	５　第一項の「価額」とは、有価証券の売付け等又は有価証券の買付け等の価格にそれぞれその数量を乗じて得た額をいう。
en-us	(5) The term "Value" as used in paragraph (1) means the amount arrived at when the Securities Sale, etc. price is multiplied by the volume of that sale, etc. or when the Securities Purchase, etc. price is multiplied by the volume of that purchase, etc.

ja-jp	６　第一項の場合において、違反者が次の各号に掲げる者の計算において違反行為又は有価証券の売付け等若しくは有価証券の買付け等をした場合には、当該違反行為又は有価証券の売付け等若しくは有価証券の買付け等（当該各号に掲げる者が当該違反者と同一の違反行為をした場合にあつては、当該各号に掲げる者が自己の計算において行つた違反行為又は有価証券の売付け等若しくは有価証券の買付け等と同一のものを除く。）を自己の計算においてしたものとみなして、前各項の規定を適用する。
en-us	(6) In the case referred to in paragraph (1), if the Violator commits the Violation or effects the Securities Sale, etc. or Securities Purchase, etc. on the account of a person set forth in one of the following items, the Violator is deemed to commit the Violation or effect the Securities Sale, etc. or Securities Purchase, etc. on the Violator's own account (if the person set forth in the relevant item commits the same Violation as the Violator, this excludes anything that constitutes the same Securities Sale, etc. or Securities Purchase, etc. as one that the person set forth in that item effects on that person's own account), and the provisions of the preceding paragraphs apply:

ja-jp	一　違反者がその総株主等の議決権の過半数を保有している会社その他の違反者と密接な関係を有する者として内閣府令で定める者
en-us	(i) a company in which the Violator holds the majority of all shareholders', etc. voting rights, or any other person specified by Cabinet Office Ordinance as being closely related to the Violator;

ja-jp	二　違反者と生計を一にする者その他の違反者と特殊の関係にある者として内閣府令で定める者
en-us	(ii) a person that shares living expenses with the Violator, or any other person specified by Cabinet Office Ordinance as being uniquely related to the Violator.

ja-jp	７　違反者が、違反行為の開始時に自己又は前項各号に掲げる者（当該違反行為と同一の違反行為をした者を除く。以下この項において同じ。）の計算において当該違反行為に係る有価証券を有しないで当該有価証券の売付けをしている場合、現実数値が約定数値を上回つた場合に金銭を支払う第二条第二十一項第二号に掲げる取引（当該違反行為に係る有価証券に係るものに限る。）を自己又は前項各号に掲げる者の計算において約定している場合その他の政令で定める場合には、第一項各号に掲げる額の計算において、当該違反者が、当該違反行為の開始時にその時における価格で当該違反行為に係る有価証券の売付け等を自己の計算においてしたものとみなす。
en-us	(7) For the purposes of calculating the amounts set forth in the items of paragraph (1), if the Violator, at the time the Violation begins, owns the Securities involved in the Violation; if the Violator, as of the time the Violation begins, has agreed to effect a transaction set forth in Article 2, paragraph (21), item (ii), wherein the Violator will be the party to pay the money if the Actual Figure exceeds the Agreed Figure (limited to a transaction of the Securities involved in the Violation), on the Violator's own account or on the account of a person set forth in one of the items of paragraph (5) (this means a person other than one committing the same Violation); or in any other case specified by Cabinet Order; the Violator, at the time the Violation begins, is deemed to effect the Securities Purchase, etc. at the Price Immediately Preceding the Violation, on the Violator's own account.

ja-jp	８　違反者が、違反行為の開始時に当該違反行為に係る有価証券を所有している場合、現実数値が約定数値を上回つた場合に金銭を受領する第二条第二十一項第二号に掲げる取引（当該違反行為に係る有価証券に係るものに限る。）を自己又は第六項各号に掲げる者（当該違反行為と同一の違反行為をした者を除く。）の計算において約定している場合その他の政令で定める場合には、第一項各号に掲げる額の計算において、当該違反者が、当該違反行為の開始時にその時における価格で当該違反行為に係る有価証券の買付け等を自己の計算においてしたものとみなす。
en-us	(8) For the purposes of calculating the amounts set forth in the items of paragraph (1), if the Violator, at the time the Violation begins, owns the Securities involved in the Violation; if the Violator, as of the time the Violation begins, has agreed to effect a transaction set forth in Article 2, paragraph (21), item (ii), wherein the Violator will be the party to receive the money if the Actual Figure exceeds the Agreed Figure (limited to a transaction of the Securities involved in the Violation), on the Violator's own account or on the account of a person set forth in one of the items of paragraph (5) (this means a person other than one committing the same Violation); and in any other case specified by Cabinet Order; the Violator, at the time the Violation begins, is deemed to effect the Securities Purchase, etc. at the Price Immediately Preceding the Violation on the Violator's own account.

ja-jp	９　第一項各号に掲げる額は、銘柄ごとに計算する。
en-us	(9) The amounts set forth in the items of paragraph (1) are calculated for each issue of Securities.

ja-jp	１０　一の銘柄に係る第一項第一号に掲げる額につき控除しきれない額がある場合における合算対象額は、当該控除しきれない額を当該銘柄に係る同項第二号に掲げる額から控除した額とする。
en-us	(10) If a negative amount arises from the deduction set forth in paragraph (1), item (i) for a single issue, the Total Amount is the amount arrived at when that negative amount is deducted from the amount specified in item (ii) of that paragraph for the same issue.

ja-jp	１１　違反行為に係る二以上の銘柄がある場合において、そのいずれかの銘柄につき前項の規定により控除してもなお控除しきれない額があるときは、当該控除しきれない額は、他の銘柄に係る合算対象額から控除する。
en-us	(11) If there are two or more issues connected with a Violation and the amount for one of those issues is still negative even after a deduction is made pursuant to the provisions of the preceding paragraph, that negative amount is deducted from the Total Amount for other issues.

ja-jp	１２　第二条第二十一項第二号に掲げる取引が現実数値に基づき金銭の授受により決済された場合、同項第三号に掲げる取引に係るオプションが行使されずに消滅した場合その他これらに類するものとして政令で定める場合における第一項の課徴金の計算に関し必要な事項は、政令で定める。
en-us	(12) If a transaction set forth in Article 2, paragraph (21), item (ii) is settled through the payment and receipt of money based on the Actual Figure; if the Options on a transaction set forth in Article 2, paragraph (21), item (iii) extinguish without being exercised; and in any other case specified by Cabinet Order as being similar; the necessary particulars relevant to the calculation of the administrative surcharge referred to in paragraph (1) are specified by Cabinet Order.

ja-jp	１３　第二項から前項までに規定するもののほか、第一項に規定する有価証券の売付け等の価額及び有価証券の買付け等の価額の計算に関し必要な事項その他同項の課徴金の計算に関し必要な事項は、政令で定める。
en-us	(13) Beyond what is provided for in paragraph (2) to the preceding paragraph inclusive, the necessary particulars relevant to the calculation of the value of the Securities Sale, etc. and the value of the Securities Purchase, etc. provided for in paragraph (1), and necessary particulars otherwise relevant to the calculation of the administrative surcharge referred to in that paragraph are specified by Cabinet Order.

ja-jp	（安定操作取引等の禁止に違反した者に対する課徴金納付命令）
en-us	(Issuance of an Administrative Surcharge Payment Order against a Person Violating the Prohibition on Stabilizing Transactions)

ja-jp	第百七十四条の三　第百五十九条第三項の規定に違反する一連の有価証券売買等（同条第二項に規定する有価証券売買等をいう。）又はその申込み若しくは委託等（以下この条において「違反行為」という。）をした者（以下この条において「違反者」という。）があるときは、内閣総理大臣は、次節に定める手続に従い、当該違反者に対し、次の各号に掲げる額の合計額（第十一項及び第十二項において「合算対象額」という。）に相当する額の課徴金を国庫に納付することを命じなければならない。
en-us	Article 174-3 (1) If a person effects a series of Purchase and Sales of Securities, etc. (meaning Purchase and Sales of Securities, etc. as prescribed in Article 159, paragraph (2)) that is in violation of the provisions of Article 159, paragraph (3), offers to effect such a series of purchase and sales, or entrusts, etc. a person with effecting such a series of purchase and sales (such an act is hereinafter referred to as a "Violation" and such a person is hereinafter referred to as the "Violator" in this Article), the Prime Minister, in accordance with the proceedings prescribed in the following Section, must order the Violator to pay an administrative surcharge to the national treasury that is equivalent to the total of the amounts specified in each of the following items (referred to as the "Total Amount" in paragraphs (11) and (12)):

ja-jp	一　次のイに掲げる額から次のロに掲げる額を控除した額
en-us	(i) the amount arrived at when the amount specified in sub-item (b) below is deducted from the amount specified in sub-item (a) below:

ja-jp	イ　当該違反行為に係る自己の計算による有価証券の売付け等の価額
en-us	(a) the Value of the Securities Sales, etc. on the Violator's own account that the Violation involves.

ja-jp	ロ　当該違反行為に係る自己の計算による有価証券の買付け等の価額
en-us	(b) the Value of the Securities Purchases, etc. on the Violator's own account that the Violation involves.

ja-jp	二　次のイからニまでに掲げる場合の区分に応じ、当該イからニまでに定める額（次のイからニまでのうち二以上に掲げる場合に該当するときは、当該二以上のイからニまでに定める額の合計額）
en-us	(ii) the amount specified in the relevant of the following sub-items (a) to (d) inclusive, for the category of cases set forth in that sub-item (or, if the Violation falls under two or more of the cases set forth in the following sub-items (a) to (d) inclusive, the total of the amounts specified in those two or more sub-items):

ja-jp	イ　当該違反行為の開始時における当該違反行為に係る上場金融商品等（第百五十九条第二項第一号に規定する上場金融商品等をいう。以下この条において同じ。）又は店頭売買有価証券についての当該違反者の売付等数量が買付等数量を超える場合　次の（１）に掲げる額から次の（２）に掲げる額を控除した額に次の（３）に掲げる数量を乗じて得た額（当該額が零を下回る場合には、零とする。）
en-us	(a) at the time the Violation begins, the Violator's Sales Volume, etc. in respect of the listed Financial Instruments, etc. (meaning Listed Financial Instruments, etc. as prescribed in Article 159, paragraph (2), item (i); hereinafter the same applies in this Article) or Over-the-Counter Traded Securities involved in the Violation exceeds the Violator's Purchase Volume, etc. of the same: the amount arrived at when the amount specified in 2. below is deducted from the amount specified in 1. below, and then the difference is multiplied by the volume specified in 3. below (if the resulting amount is less than zero, it is deemed to be zero):

ja-jp	（１）　当該上場金融商品等又は店頭売買有価証券に係る有価証券の買付け等の当該違反行為後の価格（当該違反行為が終了してから一月を経過するまでの間の平均価格として内閣府令で定めるところにより算出される額をいう。以下この項において同じ。）
en-us	1. the Securities Purchase, etc. price for the listed Financial Instruments, etc. or Over-the-Counter Traded Securities, after the Violation (meaning the average price in the period from the end of the Violation until one month has elapsed since it ended, as calculated pursuant to the provisions of Cabinet Office Ordinance; hereinafter the same applies in this paragraph);

ja-jp	（２）　当該上場金融商品等又は店頭売買有価証券に係る有価証券の買付け等の当該違反行為中の価格（当該違反行為の開始時から終了時までの間の平均価格として内閣府令で定めるところにより算出される額をいう。以下この項において同じ。）
en-us	2. the Securities Purchase, etc. price for the listed Financial Instruments, etc. or Over-the-Counter Traded Securities, during the Violation (meaning the average price during the period between when the Violation begins and the when it ends, as calculated pursuant to the provisions of Cabinet Office Ordinance; hereinafter the same applies in this paragraph);

ja-jp	（３）　当該超える数量
en-us	3. the volume that is in excess.

ja-jp	ロ　当該違反行為の開始時における当該違反行為に係る上場金融商品等又は店頭売買有価証券についての当該違反者の買付等数量が売付等数量を超える場合　次の（１）に掲げる額から次の（２）に掲げる額を控除した額に次の（３）に掲げる数量を乗じて得た額（当該額が零を下回る場合には、零とする。）
en-us	(b) at the time the Violation begins, the Violator's Purchase Volume, etc. in respect of the listed Financial Instruments, etc. or Over-the-Counter Traded Securities involved in the Violation exceeds the Violator's Sales Volume, etc. of the same: the amount arrived at when the amount specified in 2. below is deducted from the amount specified in 1. below, and the difference is multiplied by the volume specified in 3. below (if the resulting amount is less than zero, it is deemed to be zero).

ja-jp	（１）　当該上場金融商品等又は店頭売買有価証券に係る有価証券の売付け等の当該違反行為中の価格
en-us	1. the Securities Sale, etc. price for the relevant Listed Financial Instruments, etc. or the Over-the-Counter Traded Securities, during the Violation.

ja-jp	（２）　当該上場金融商品等又は店頭売買有価証券に係る有価証券の売付け等の当該違反行為後の価格
en-us	2. the Securities Sale, etc. price for the relevant Listed Financial Instruments, etc. or the Over-the-Counter Traded Securities, after the Violation.

ja-jp	（３）　当該超える数量
en-us	3. the volume that is in excess.

ja-jp	ハ　当該違反行為の開始時から当該違反行為の終了後一月を経過するまでの間に当該違反者が自己又は特定関係者の発行する当該違反行為に係る有価証券を有価証券発行勧誘等により取得させ、又は組織再編成により交付した場合　次の（１）に掲げる額から次の（２）に掲げる額を控除した額に次の（３）に掲げる数量を乗じて得た額（当該額が零を下回る場合には、零とする。）
en-us	(c) during the period from the onset of the Violation until one month has elapsed since it ended, the Violator causes the Securities involved in the Violation that the Violator or a Person with a Specified Relationship thereto issues, to be acquired through a solicitation with a view to issuing new securities, or delivers such Securities in a Reorganization: the amount arrived at when the amount set forth in 2. below is deducted from the amount set forth in 1. below, and the difference is multiplied by the volume set forth in 3. below (if the resulting amount is less than zero, it is deemed to be zero):

ja-jp	（１）　当該有価証券発行勧誘等により取得させ、又は組織再編成により交付した有価証券の当該違反行為中の価格
en-us	1. the price, during the Violation, of the Securities that the Violator causes to be acquired through the solicitation with a view to issuing new securities or delivers in the Reorganization;

ja-jp	（２）　当該有価証券発行勧誘等により取得させ、又は組織再編成により交付した有価証券の当該違反行為後の価格
en-us	2. the price, after the Violation, of the Securities that the Violator causes to be acquired through the solicitation with a view to issuing new securities or delivers in the Reorganization;

ja-jp	（３）　当該有価証券発行勧誘等により取得させ、又は組織再編成により交付した有価証券の数量
en-us	3. the volume of Securities that the Violator causes to be acquired through the solicitation with a view to issuing new securities or delivers in the Reorganization.

ja-jp	ニ　違反者（金融商品取引業者等に限る。）が、その行う金融商品取引業（登録金融機関業務を含む。）の顧客又は第四十二条第一項に規定する権利者（特定関係者を除く。）の計算において、当該違反行為の開始時から当該違反行為の終了後一月を経過するまでの間に違反行為又は有価証券の売付け等若しくは有価証券の買付け等をした場合　当該違反行為又は有価証券の売付け等若しくは有価証券の買付け等に係る手数料、報酬その他の対価の額として内閣府令で定める額
en-us	(d) during the period from the onset of the Violation until one month has elapsed since it ended, the Violator (limited to a Financial Services Provider, etc.) commits a Violation or effects a Securities Sales, etc. of, or Securities Purchase, etc. on the account of a customer of its Financial Instruments Business (including the services of a registered financial institution) or on the account of a rights holder as prescribed in Article 42, paragraph (1) (other than a Person with a Specified Relationship thereto): the amount specified by Cabinet Office Ordinance as the amount of fees, remuneration, or other type of consideration connected with the Violation, Securities Sale, etc., or Securities Purchase, etc.

ja-jp	２　この条において「有価証券の売付け等」とは、有価証券の売付け、第二条第二十一項第二号に掲げる取引（現実数値が約定数値を上回つた場合に金銭を支払う立場の当事者となるものに限る。）、同項第三号に掲げる取引（オプションを付与する立場の当事者となるものに限る。）その他の政令で定める取引をいう。
en-us	(2) The term "Securities Sale, etc." as used in this Article means the sale of Securities, a transaction as set forth in Article 2, paragraph (21), item (ii) (limited to a transaction wherein the Violator is the party to pay the money if the Actual Figure exceeds the Agreed Figure), a transaction as set forth in Article 2, paragraph (21), item (iii) (limited to a transaction wherein the relevant person is the party to grant the Option), or any other transaction specified by Cabinet Order.

ja-jp	３　この条において「有価証券の買付け等」とは、有価証券の買付け、第二条第二十一項第二号に掲げる取引（現実数値が約定数値を上回つた場合に金銭を受領する立場の当事者となるものに限る。）、同項第三号に掲げる取引（オプションを取得する立場の当事者となるものに限る。）その他の政令で定める取引をいう。
en-us	(3) The term "Securities Purchase, etc." as used this Article means a purchase of Securities, a transaction as set forth in Article 2, paragraph (21), item (ii) (limited to a transaction wherein the Violator is the party to receive the money if the Actual Figure exceeds the Agreed Figure), a transaction as set forth in Article 2, paragraph (21), item (iii) (limited to a transaction wherein the relevant person is the party to acquire the Option), or any other transaction specified by Cabinet Order.

ja-jp	４　第一項第一号の「価額」とは、有価証券の売付け等又は有価証券の買付け等の価格にそれぞれその数量を乗じて得た額をいう。
en-us	(4) The term "Value" as used in paragraph (1), item (i) means the amount arrived at when the Securities Sale, etc. price is multiplied by the volume of that sale, etc. or when the Securities Purchase, etc. price is multiplied by the volume of that purchase, etc.

ja-jp	５　この条において「売付等数量」とは、違反者が自己若しくは特定関係者の計算において有価証券を有しないで当該有価証券の売付けをしている場合その他の政令で定める取引をしている場合における当該取引に係る有価証券の数量又は違反者が自己若しくは特定関係者の計算において約定している第二条第二十一項第二号に掲げる取引（現実数値が約定数値を上回つた場合に金銭を支払う立場の当事者となるものに限る。）その他の政令で定める取引の数量として政令で定めるところにより算定する数量をいう。
en-us	(5) The term "Sales Volume, etc." as used in this Article means the volume of the Securities involved in transactions if the Violator, on the Violator's own account or on the account of a Person with a Specified Relationship thereto, effects a Securities Sale, etc. or other transaction specified by Cabinet Order without possessing the Securities; and the volume calculated pursuant to the provisions of Cabinet Order as the volume of any transaction as set forth in Article 2, paragraph (21), item (ii) (limited to a transaction wherein the Violator is the party to pay the money if the Actual Figure exceeds the Agreed Figure) or any other transaction specified by Cabinet Order, which the Violator agrees to effect on the Violator's own account or on the account of a Person with a Specified Relationship thereto.

ja-jp	６　この条において「買付等数量」とは、違反者若しくは特定関係者が所有している有価証券その他これに準ずる有価証券として政令で定めるものの数量又は違反者が自己若しくは特定関係者の計算において約定している第二条第二十一項第二号に掲げる取引（現実数値が約定数値を上回つた場合に金銭を受領する立場の当事者となるものに限る。）その他の政令で定める取引の数量として政令で定めるところにより算定する数量をいう。
en-us	(6) The term "Purchase Volume, etc." as used in this Article means the volume of the Securities that the Violator or a Person with a Specified Relationship thereto owns or any other Securities specified by Cabinet Order as being equivalent thereto; and the volume calculated pursuant to the provisions of Cabinet Order as the volume of any transaction as set forth in Article 2, paragraph (21), item (ii) (limited to a transaction wherein the Violator is the party to receive the money if the Actual Figure exceeds the Agreed Figure) or any other transaction specified by Cabinet Order, which the Violator agrees to effect on the Violator's own account or on the account of a Person with a Specified Relationship thereto.

ja-jp	７　この条において「特定関係者」とは、次に掲げる者をいう。
en-us	(7) The term "Person with a Specified Relationship" as used in this Article means one of the following persons:

ja-jp	一　違反者がその総株主等の議決権の過半数を保有している会社その他の違反者と密接な関係を有する者として内閣府令で定める者
en-us	(i) a company in which the Violator holds the majority of all shareholders', etc. voting rights or any other person specified by Cabinet Office Ordinance as being closely related to the Violator.

ja-jp	二　違反者と生計を一にする者その他の違反者と特殊の関係にある者として内閣府令で定める者
en-us	(ii) a person that shares living expenses with the Violator, or any other person specified by Cabinet Office Ordinance as being uniquely related to the Violator.

ja-jp	８　特定関係者が違反者と同一の違反行為をした場合には、当該違反行為の開始時において当該違反行為に係る上場金融商品等又は店頭売買有価証券について、特定関係者が自己の計算において有価証券を有しないで当該有価証券の売付けをしている場合その他の政令で定める取引をしている場合における当該取引に係る有価証券の数量又は特定関係者が自己の計算において約定している第二条第二十一項第二号に掲げる取引（現実数値が約定数値を上回つた場合に金銭を支払う立場の当事者となるものに限る。）その他の政令で定める取引の数量として政令で定めるところにより算定する数量については、売付等数量から除くものとする。
en-us	(8) If a Person with a Specified Relationship to the Violator commits the same Violation as the Violator and, at the time the Violation begins, the Person with the Specified Relationship to the Violator effects a Securities Sale, etc. or any other transaction specified by Cabinet Order in respect of the listed Financial Instruments, etc. or Over-the-Counter Traded Securities involved in the Violation on its own account, without owning the Securities, the volume of Securities involved in that transaction is to be deducted from the Sales Volume, etc.; and the volume calculated pursuant to the provisions of Cabinet Order as the volume of any transaction as set forth in Article 2, paragraph (21), item (ii) (limited to a transaction wherein the Person with the Specified Relationship to the Violator is the party to pay the money if the Actual Figure exceeds the Agreed Figure) or any other transaction specified by Cabinet Order in respect of the listed Financial Instruments, etc. or Over-the-Counter Traded Securities involved in the Violation, which, as of the time of the Violation, the Person with the Specified Relationship to the Violator has agreed to effect on its own account, is also to be deducted from the Sales Volume, etc.

ja-jp	９　特定関係者が違反者と同一の違反行為をした場合には、当該違反行為の開始時において当該違反行為に係る上場金融商品等又は店頭売買有価証券について、特定関係者が所有している有価証券その他これに準ずる有価証券として政令で定めるものの数量又は特定関係者が自己の計算において約定している第二条第二十一項第二号に掲げる取引（現実数値が約定数値を上回つた場合に金銭を受領する立場の当事者となるものに限る。）その他の政令で定める取引の数量として政令で定めるところにより算定する数量については、買付等数量から除くものとする。
en-us	(9) If a Person with a Specified Relationship to the Violator commits the same Violation as the Violator, the volume of the Securities that the Person with the Specified Relationship to the Violator owns, and any other Securities specified by Cabinet Order as being equivalent thereto, at the time the Violation begins, in respect of the listed Financial Instruments or Over-the-Counter Traded Securities involved in the Violation, is to be deducted from the Purchase Volume, etc.; and the volume calculated pursuant to the provisions of Cabinet Order as the volume of any transaction as set forth in Article 2, paragraph (21), item (ii) (limited to a transaction wherein the Person with the Specified Relationship to the Violator is the party to receive the money if the Actual Figure exceeds the Agreed Figure) or any other transaction specified by Cabinet Order in respect of the listed Financial Instruments, etc. or Over-the-Counter Traded Securities involved in the Violation, which, as of the time of the Violation, the Person with the Specified Relationship to the Violator has agreed to effect on its own account, is also to be deducted from the Sales Volume, etc.

ja-jp	１０　第一項各号に掲げる額は、銘柄ごとに計算する。
en-us	(10) The amounts set forth in the items of paragraph (1) are calculated for each issue of Securities.

ja-jp	１１　一の銘柄に係る第一項第一号に掲げる額につき控除しきれない額がある場合における合算対象額は、当該控除しきれない額を当該銘柄に係る同項第二号に掲げる額から控除した額とする。
en-us	(11) If a negative amount arises from the deduction set forth in paragraph (1), item (i) for a single issue, the Total Amount is the amount arrived at when that negative amount is deducted from the amount specified in item (ii) of that paragraph for the same issue.

ja-jp	１２　違反行為に係る二以上の銘柄がある場合において、そのいずれかの銘柄につき前項の規定により控除してもなお控除しきれない額があるときは、当該控除しきれない額は、他の銘柄に係る合算対象額から控除する。
en-us	(12) If there are two or more issues connected with a Violation and the amount for one of those issues is still negative even after a deduction is made pursuant to the provisions of the preceding paragraph, that negative amount is deducted from the Total Amount for other issues.

ja-jp	１３　第二条第二十一項第二号に掲げる取引が現実数値に基づき金銭の授受により決済された場合、同項第三号に掲げる取引に係るオプションが行使されずに消滅した場合その他これらに類するものとして政令で定める場合における第一項の課徴金の計算に関し必要な事項は、政令で定める。
en-us	(13) If a transaction set forth in Article 2, paragraph (21), item (ii) is settled through the payment and receipt of money based on the Actual Figure; if the Options on a transaction set forth in Article 2, paragraph (21), item (iii) extinguish without being exercised; and in any other case specified by Cabinet Order as being similar; the necessary particulars relevant to the calculation of the administrative surcharge referred to in paragraph (1) are specified by Cabinet Order.

ja-jp	１４　第二項から前項までに規定するもののほか、第一項第一号に規定する有価証券の売付け等の価額及び有価証券の買付け等の価額の計算に関し必要な事項その他同項の課徴金の計算に関し必要な事項は、政令で定める。
en-us	(14) Beyond what is provided for in paragraph (2) to the preceding paragraph inclusive, the necessary particulars relevant to the calculation of the value of the Securities Sale, etc. and the value of the Securities Purchase, etc. provided for in paragraph (1), item (i), and necessary particulars otherwise relevant to the calculation of the administrative surcharge referred to in that paragraph are specified by Cabinet Order.

ja-jp	（会社関係者に対する禁止行為等に違反した者に対する課徴金納付命令）
en-us	(Administrative Surcharge Payment Order against a Person That Commits a Violation through an Act That Is Prohibited to Company Insiders)

ja-jp	第百七十五条　第百六十六条第一項又は第三項の規定に違反して、同条第一項に規定する売買等をした者があるときは、内閣総理大臣は、次節に定める手続に従い、その者に対し、次の各号に掲げる場合の区分に応じ、当該各号に定める額（次の各号のうち二以上の号に掲げる場合に該当するときは、当該二以上の号に定める額の合計額）に相当する額の課徴金を国庫に納付することを命じなければならない。
en-us	Article 175 (1) If a person violates the provisions of Article 166 paragraph (1) or (3) in effecting a Purchase and Sale, etc. prescribed in Article 166 paragraph (1), the Prime Minister, in accordance with the proceedings prescribed in the following Section, must order that person to pay an administrative surcharge to the national treasury that is equivalent to the amount specified in the relevant of the following items for the category of cases set forth in that item (or, if the violation falls under two or more of the cases set forth in the following items, the total of the amounts specified in those two or more items):

ja-jp	一　第百六十六条第一項又は第三項の規定に違反して、自己の計算において有価証券の売付け等（同条第一項に規定する業務等に関する重要事実の公表がされた日以前六月以内に行われたもの（当該公表がされた日については、当該公表がされた後に行われたものを除く。）に限る。以下この号において同じ。）をした場合　次のイに掲げる額から次のロに掲げる額を控除した額
en-us	(i) the person violates the provisions of Article 166, paragraph (1) or (3) in effecting a Securities Sale, etc. on its own account (limited to one effected within six months prior to the date on which a material fact about the business that is provided for in Article 166, paragraph (1) is disclosed (this excludes a Securities Sale, etc. on the date of the disclosure, if it is effected after the disclosure is made); hereinafter the same applies in this item): the amount arrived at when the amount specified in sub-item (b) below is deducted from the amount specified in sub-item (a) below:

ja-jp	イ　当該有価証券の売付け等について当該有価証券の売付け等をした価格にその数量を乗じて得た額
en-us	(a) the amount arrived at when the price at which the person effected the Securities Sale, etc., is multiplied by the volume of that Securities Sale, etc.;

ja-jp	ロ　当該有価証券の売付け等について業務等に関する重要事実の公表がされた後二週間における最も低い価格に当該有価証券の売付け等の数量を乗じて得た額
en-us	(b) the amount arrived at when the Lowest Price in the Two Weeks After the Disclosure of the Material Fact About the Business, etc., is multiplied by the volume of that Securities Sale, etc.

ja-jp	二　第百六十六条第一項又は第三項の規定に違反して、自己の計算において有価証券の買付け等（同条第一項に規定する業務等に関する重要事実の公表がされた日以前六月以内に行われたもの（当該公表がされた日については、当該公表がされた後に行われたものを除く。）に限る。以下この号において同じ。）をした場合　次のイに掲げる額から次のロに掲げる額を控除した額
en-us	(ii) the person violates the provisions of Article 166, paragraph (1) or (3) in effecting a Securities Purchase, etc. on its own account (limited to one effected within six months prior to the date on which the Material Fact About the Business, etc. set forth in Article 166, paragraph (1) is disclosed (this excludes a Securities Purchase, etc. on the date of disclosure, if it is effected after the disclosure is made); hereinafter the same applies in this item): the amount arrived at when the amount specified in sub-item (b) below is deducted from the amount specified in sub-item (a) below:

ja-jp	イ　当該有価証券の買付け等について業務等に関する重要事実の公表がされた後二週間における最も高い価格に当該有価証券の買付け等の数量を乗じて得た額
en-us	(a) the amount arrived at when the Highest Price in the Two Weeks After the Disclosure of the Material Fact About the Business, etc. is multiplied by the volume of that Securities Purchase, etc.

ja-jp	ロ　当該有価証券の買付け等について当該有価証券の買付け等をした価格にその数量を乗じて得た額
en-us	(b) the amount arrived at when the price at which the person effected the Securities Purchase, etc., is multiplied by the volume of that Securities Purchase, etc.

ja-jp	三　第百六十六条第一項に規定する売買等をした者（金融商品取引業者等に限る。）が、その行う金融商品取引業（登録金融機関業務を含む。）の顧客又は第四十二条第一項に規定する権利者（第十項各号に掲げる者を除く。）の計算において、当該売買等をした場合　当該売買等に係る手数料、報酬その他の対価の額として内閣府令で定める額
en-us	(iii) the person that effects a Sale and Purchase, etc. as prescribed in Article 166, paragraph (1) (limited to a Financial Services Provider, etc.) has effected that Sale and Purchase, etc. on the account of a customer of the Financial Instruments Business that the person conducts (including the services of a registered financial institution) or on the account of a rights holder as prescribed in Article 42, paragraph (1) (other than a person as set forth in the items of paragraph (10)): the amount specified by Cabinet Office Ordinance as the amount of fees, remuneration, or other type of consideration connected with the Sale and Purchase, etc.

ja-jp	２　第百六十七条第一項又は第三項の規定に違反して、同条第一項に規定する特定株券等若しくは関連株券等に係る買付け等又は同項に規定する株券等に係る売付け等をした者があるときは、内閣総理大臣は、次節に定める手続に従い、その者に対し、次の各号に掲げる場合の区分に応じ、当該各号に定める額（次の各号のうち二以上の号に掲げる場合に該当するときは、当該二以上の号に定める額の合計額）に相当する額の課徴金を国庫に納付することを命じなければならない。
en-us	(2) If a person violates the provisions of Article 167, paragraph (1) or (3) in effecting a purchase, etc. involving the Specified Share Certificates, etc. or Related Share Certificates, etc. prescribed in Article 167, paragraph (1) or a sale, etc. involving the Share Certificates, etc. prescribed in that paragraph, the Prime Minister, in accordance with the proceedings prescribed in the following Section, must order that person to pay an administrative surcharge to the national treasury that is equivalent to the amount specified in the relevant of the following items for the category of cases set forth in that item (or, if the violation falls under two or more of the cases set forth in the following items, the total of the amounts specified in those two or more items):

ja-jp	一　第百六十七条第一項又は第三項の規定に違反して、自己の計算において有価証券の売付け等（同条第一項に規定する公開買付け等の実施に関する事実又は公開買付け等の中止に関する事実の公表がされた日以前六月以内に行われたもの（当該公表がされた日については、当該公表がされた後に行われたものを除く。）に限る。以下この号において同じ。）をした場合　次のイに掲げる額から次のロに掲げる額を控除した額
en-us	(i) the person violates the provisions of Article 167, paragraph (1) or (3) in effecting a Securities Sale, etc. on its own account (limited to one effected within six months prior to the date on which the fact that a Tender Offer, etc. will be launched or of the fact that a Tender Offer, etc. will be suspended as provided in Article 167, paragraph (1) is disclosed (this excludes a Securities Sale, etc. on the date of disclosure, if it is effected after the disclosure is made); hereinafter the same applies in this item): the amount arrived at when the amount specified in sub-item (b) below is deducted from the amount specified in sub-item (a) below:

ja-jp	イ　当該有価証券の売付け等について当該有価証券の売付け等をした価格にその数量を乗じて得た額
en-us	(a) the amount arrived at when the price at which the person effected the the Securities Sale, etc., is multiplied by the volume of that Securities Sale, etc.;

ja-jp	ロ　当該有価証券の売付け等について公開買付け等の実施に関する事実又は公開買付け等の中止に関する事実の公表がされた後二週間における最も低い価格に当該有価証券の売付け等の数量を乗じて得た額
en-us	(b) the amount arrived at when the Lowest Price in the Two Weeks After the Disclosure of the Fact That the Tender Offer, etc. Will Be Launched or of the Fact That the Tender Offer, etc. Will Be Suspended, in respect of that Securities Sale, etc., is multiplied by the volume of that Securities Sale, etc.

ja-jp	二　第百六十七条第一項又は第三項の規定に違反して、自己の計算において有価証券の買付け等（同条第一項に規定する公開買付け等の実施に関する事実又は公開買付け等の中止に関する事実の公表がされた日以前六月以内に行われたもの（当該公表がされた日については、当該公表がされた後に行われたものを除く。）に限る。以下この号において同じ。）をした場合　次のイに掲げる額から次のロに掲げる額を控除した額
en-us	(ii) the person violates the provisions of Article 167, paragraph (1) or (3) in effecting a Purchase, etc. of Securities on its own account (limited to one effected within six months prior to the date on which the fact that the Tender Offer, etc. will be launched or the fact that a Tender Offer, etc. will be suspended as provided in Article 167, paragraph (1) is disclosed (this excludes a Securities Purchase, etc. on the date of disclosure, if it is effected after the disclosure is made); hereinafter the same applies in this item): the amount arrived at when the amount specified in sub-item (b) below is deducted from the amount specified in sub-item (a) below:

ja-jp	イ　当該有価証券の買付け等について公開買付け等の実施に関する事実又は公開買付け等の中止に関する事実の公表がされた後二週間における最も高い価格に当該有価証券の買付け等の数量を乗じて得た額
en-us	(a) the amount arrived at when the Highest Price in the Two Weeks After the Disclosure of the Fact That the Tender Offer, etc. Will Be Launched or the Fact That the Tender Offer, etc. Will Be Suspended, in respect of that Securities Purchase, etc., is multiplied by the volume of that Securities Purchase, etc.;

ja-jp	ロ　当該有価証券の買付け等について当該有価証券の買付け等をした価格にその数量を乗じて得た額
en-us	(b) the amount arrived at when the price at which the person effected the Securities Purchase, etc., is multiplied by the volume of that Securities Purchase, etc.

ja-jp	三　第百六十七条第一項に規定する特定株券等若しくは関連株券等に係る買付け等又は同項に規定する株券等に係る売付け等をした者（金融商品取引業者等に限る。）が、その行う金融商品取引業（登録金融機関業務を含む。）の顧客又は第四十二条第一項に規定する権利者（第十一項各号に掲げる者を除く。）の計算において、当該買付け等又は売付け等をした場合　当該買付け等又は売付け等に係る手数料、報酬その他の対価の額として内閣府令で定める額
en-us	(iii) the person that effects a purchase, etc. of the Specified Share Certificates, etc. or Related Share Certificates, etc. prescribed in Article 167, paragraph (1), or a Sale, etc. of the Share Certificates, etc. prescribed in that paragraph (limited to a Financial Services Provider, etc.), effects that purchase, etc. or sale, etc. on the account of a customer of the Financial Instruments Business that the person conducts (including the services of a registered financial institution) or on the account of a rights holder as prescribed in Article 42, paragraph (1) (other than a person as set forth in the items of paragraph (11)): the amount specified by Cabinet Office Ordinance as the amount of fees, remuneration, or other type of consideration connected with the purchase, etc. or sale, etc.

ja-jp	３　前二項の「有価証券の売付け等」とは、有価証券の売付け、第二条第二十一項第二号に掲げる取引（現実数値が約定数値を上回つた場合に金銭を支払う立場の当事者となるものに限る。）、同項第三号に掲げる取引（オプションを付与する立場の当事者となるものに限る。）その他の政令で定める取引をいう。
en-us	(3) The term "Securities Sale, etc." as used in the preceding two paragraphs means the sale of Securities, a transaction as set forth in Article 2, paragraph (21), item (ii) (limited to a transaction wherein the Violator is the party to pay the money if the Actual Figure exceeds the Agreed Figure), a transaction as set forth in Article 2, paragraph (21), item (iii) (limited to a transaction wherein the relevant person is the party to grant the Option), or any other transaction specified by Cabinet Order.

ja-jp	４　第一項及び第二項の「有価証券の買付け等」とは、有価証券の買付け、第二条第二十一項第二号に掲げる取引（現実数値が約定数値を上回つた場合に金銭を受領する立場の当事者となるものに限る。）、同項第三号に掲げる取引（オプションを取得する立場の当事者となるものに限る。）その他の政令で定める取引をいう。
en-us	(4) The term "Securities Purchase, etc." as used in paragraphs (1) and (2) means a purchase of Securities, a transaction as set forth in Article 2, paragraph (21), item (ii) (limited to a transaction wherein the relevant person is the party to receive the money if the Actual Figure exceeds the Agreed Figure), a transaction as set forth in Article 2, paragraph (21), item (iii) (limited to a transaction wherein the relevant person is the party to acquire the Option), or any other transaction specified by Cabinet Order.

ja-jp	５　第一項第一号ロの「業務等に関する重要事実の公表がされた後二週間における最も低い価格」とは、第百六十六条第一項に規定する業務等に関する重要事実の公表がされた時から二週間を経過するまでの間の各日における第六十七条の十九又は第百三十条に規定する最低の価格（当該価格がない場合は、これに相当するものとして内閣府令で定めるものをいい、当該重要事実の公表がされた日にあつては、内閣府令で定める額とする。）のうち最も低い価格をいう。
en-us	(5) The term "Lowest Price in the Two Weeks After the Disclosure of the Material Fact About the Business" as used in paragraph (1), item (i), sub-item (b) means the lowest price from among the lowest prices as prescribed in Article 67-19 or Article 130 on each day in the period from the day on which a material fact about business which is provided for in Article 166, paragraph (1) is disclosed until two weeks have elapsed since it was disclosed (if there is no such lowest price, this means the amount specified by Cabinet Office Ordinance as being equivalent to it; the lowest price on the day on which the material fact is disclosed is the amount specified by Cabinet Office Ordinance).

ja-jp	６　第一項第二号イの「業務等に関する重要事実の公表がされた後二週間における最も高い価格」とは、第百六十六条第一項に規定する業務等に関する重要事実の公表がされた時から二週間を経過するまでの間の各日における第六十七条の十九又は第百三十条に規定する最高の価格（当該価格がない場合は、これに相当するものとして内閣府令で定めるものをいい、当該重要事実の公表がされた日にあつては、内閣府令で定める額とする。）のうち最も高い価格をいう。
en-us	(6) The term "Highest Price in the Two Weeks After the Disclosure of the Material Fact About the Business" as used in paragraph (1), item (i), sub-item (a) means the highest of the high prices as prescribed in Article 67-19 or Article 130 on each day in the period from the day on which a material fact about business which is provided for in Article 166, paragraph (1) is disclosed until two weeks have elapsed since it was disclosed (if there is no such highest price, this means the amount specified by Cabinet Office Ordinance as being equivalent to it; the highest price on the day on which the material fact is disclosed is the amount specified by Cabinet Office Ordinance).

ja-jp	７　第二項第一号ロの「公開買付け等の実施に関する事実又は公開買付け等の中止に関する事実の公表がされた後二週間における最も低い価格」とは、第百六十七条第一項に規定する公開買付け等の実施に関する事実又は公開買付け等の中止に関する事実の公表がされた時から二週間を経過するまでの間の各日における第六十七条の十九又は第百三十条に規定する最低の価格（当該価格がない場合は、これに相当するものとして内閣府令で定めるものをいい、当該事実の公表がされた日にあつては、内閣府令で定める額とする。）のうち最も低い価格をいう。
en-us	(7) The term "Lowest Price in the Two Weeks After the Disclosure of the Fact That the Tender Offer, etc. Will Be Launched or the Fact That the Tender Offer, etc. Will Be Suspended" as used in paragraph (2), item (i), sub-item (b) means the lowest price from among the lowest prices as prescribed in Article 67-19 or Article 130 on each day in the period from the day on which the fact that the Tender Offer, etc. will be launched or of the fact that the Tender Offer, etc. will be suspended as provided in Article 167, paragraph (1) is disclosed until two weeks have elapsed since it was disclosed (if there is no such lowest price, this means the amount specified by Cabinet Office Ordinance as being equivalent to it; the lowest price on the day on which the fact is disclosed is the amount specified by Cabinet Office Ordinance).

ja-jp	８　第二項第二号イの「公開買付け等の実施に関する事実又は公開買付け等の中止に関する事実の公表がされた後二週間における最も高い価格」とは、第百六十七条第一項に規定する公開買付け等の実施に関する事実又は公開買付け等の中止に関する事実の公表がされた時から二週間を経過するまでの間の各日における第六十七条の十九又は第百三十条に規定する最高の価格（当該価格がない場合は、これに相当するものとして内閣府令で定めるものをいい、当該事実の公表がされた日にあつては、内閣府令で定める額とする。）のうち最も高い価格をいう。
en-us	(8) The term "Highest Price in the Two Weeks After the Disclosure of the Fact That the Tender Offer, etc. Will Be Launched or the Fact That the Tender Offer, etc. Will Be Suspended " as used in paragraph (2), item (ii), sub-item (a) means the highest of the high prices as prescribed in Article 67-19 or Article 130 on each day in the period from the day on which the fact that the Tender Offer, etc. will be launched or the fact that the Tender Offer, etc. will be suspended as provided in Article 167, paragraph (1) is disclosed until two weeks have elapsed since it was disclosed (if there is no such highest price, this means the price specified by Cabinet Office Ordinance as being equivalent to it; the highest price on the day on which the fact is disclosed is the amount specified by Cabinet Office Ordinance).

ja-jp	９　第一項（第三号を除く。）の規定は、第百六十六条第一項又は第三項の規定に違反して、上場会社等（第百六十三条第一項に規定する上場会社等又は第百六十六条第一項第一号に規定する親会社若しくは子会社をいう。）の計算において同条第一項に規定する売買等をした当該上場会社等の同号に規定する役員等がある場合について準用する。この場合において、第一項中「その者」とあるのは「当該上場会社等」と、同項第一号及び第二号中「自己の計算において」とあるのは「上場会社等の計算において」と読み替えるものとする。
en-us	(9) The provisions of paragraph (1) (excluding item (iii)) apply mutatis mutandis if the Officer, etc., as prescribed in Article 166, paragraph (1), item (i), of a Listed Company, etc. (meaning a Listed Company, etc. as prescribed in Article 163, paragraph (1), or a Parent Company or Subsidiary Company as set forth in Article 166, paragraph (1), item (i)) violates the provisions of Article 166, paragraph (1) or (3) in effecting a Purchase and Sale, etc. prescribed in Article 166, paragraph (1) on the account of that Listed Company, etc. In this case, in paragraph (1), the term "person" is deemed to be replaced with "Listed Company, etc.", and in items (i) and (ii) of that paragraph, the phrase "on its own account" is deemed to be replaced with "on the account of the Listed Company, etc.".

ja-jp	１０　第一項の場合において、次の各号に掲げる者の計算において第百六十六条第一項に規定する売買等をした者は、自己の計算において当該売買等（当該各号に掲げる者が同条第一項又は第三項の規定に違反して、自己の計算において同条第一項に規定する売買等をした場合にあつては、当該売買等と同一のものを除く。）をしたものとみなして、第一項の規定を適用する。
en-us	(10) In the case referred to in paragraph (1), a person that effects a Purchase and Sale, etc. prescribed in Article 166, paragraph (1) on the account of a person set forth in one of the following items, is deemed to effect that Purchase and Sale, etc. on its own account (with the exclusion of any identical Purchase and Sale, etc. as prescribed in paragraph (1) of that Article, if the person set forth in the relevant item has violated the provisions of paragraph (1) or (3) of that Article in effecting it on its own account), and the provisions of paragraph (1) apply:

ja-jp	一　当該売買等をした者がその総株主等の議決権の過半数を保有している会社その他の当該者と密接な関係を有する者として内閣府令で定める者
en-us	(i) a company in which the person that effects the Purchase and Sale, etc. holds the majority of all shareholders', etc. voting rights, or any other person specified by Cabinet Office Ordinance as being closely related to the person that effects that Purchase and Sale, etc.;

ja-jp	二　当該売買等をした者と生計を一にする者その他の当該売買等をした者と特殊の関係にある者として内閣府令で定める者
en-us	(ii) a person that shares living expenses with the person that effects the Purchase and Sale, etc., or any other person specified by Cabinet Office Ordinance as being uniquely related to the person that effects that Purchase and Sale, etc.

ja-jp	１１　第二項の場合において、次の各号に掲げる者の計算において第百六十七条第一項に規定する特定株券等若しくは関連株券等に係る買付け等又は同項に規定する株券等に係る売付け等をした者は、自己の計算において当該買付け等又は売付け等（当該各号に掲げる者が同条第一項又は第三項の規定に違反して、自己の計算において同条第一項に規定する特定株券等若しくは関連株券等に係る買付け等又は同項に規定する株券等に係る売付け等をした場合にあつては、当該買付け等又は売付け等と同一のものを除く。）をしたものとみなして、第二項の規定を適用する。
en-us	(11) In the case referred to in paragraph (2), a person that effects a purchase, etc. of the Specified Share Certificates, etc. or the Related Share Certificates, etc. prescribed in Article 167, paragraph (1) or a sale, etc. of the Share Certificates, etc. prescribed in that paragraph on the account of a person set forth in one of the following items, is deemed to effect that purchase, etc. or sale, etc. on its own account (with the exclusion of any identical purchase, etc. of Specified Share Certificates, etc. or Related Share Certificates, etc. prescribed in paragraph (1) of that Article or sale, etc. of Share Certificates, etc. prescribed in that paragraph, if the person set forth in the relevant item has violated the provisions of paragraph (1) or (3) of that Article in effecting it on its own account), and the provisions of paragraph (2) apply:

ja-jp	一　当該買付け等又は売付け等をした者がその総株主等の議決権の過半数を保有している会社その他の当該者と密接な関係を有する者として内閣府令で定める者
en-us	(i) a company in which the person that effects the Purchase and Sale, etc. holds the majority of all shareholders', etc. voting rights, or any other person specified by Cabinet Office Ordinance as being closely related to the person that effects the Purchase and Sale, etc.;

ja-jp	二　当該買付け等又は売付け等をした者と生計を一にする者その他の当該買付け等又は売付け等をした者と特殊の関係にある者として内閣府令で定める者
en-us	(ii) a person that shares living expenses with the person that effects the purchase, etc. or sale, etc., or any other person specified by Cabinet Office Ordinance as being uniquely related to the person that effects the Purchase and Sale, etc.

ja-jp	１２　第三項から第八項まで及び前二項に規定するもののほか、第一項（第九項において準用する場合を含む。以下この項において同じ。）及び第二項に規定する有価証券の売付け等又は有価証券の買付け等が第二条第二十一項第二号に掲げる取引である場合の価格及び数量その他第一項及び第二項の課徴金の計算に関し必要な事項は、政令で定める。
en-us	(12) Beyond what is prescribed in paragraphs (3) to (8) inclusive and the preceding two paragraphs, if the Securities Sale, etc. or Securities Purchase, etc. as provided for in paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (9); hereinafter the same applies in this paragraph) and paragraph (2) constitutes a transaction as set forth in Article 2, paragraph (21), item (ii), the price and volume and necessary particulars otherwise relevant to calculation of the administrative surcharge referred to in paragraph (1) or (2) are specified by Cabinet Order.

ja-jp	（課徴金の額の端数計算等）
en-us	(Rounding Off in the Calculation of Administrative Surcharge Amounts)

ja-jp	第百七十六条　第百七十二条から前条までの規定により計算した課徴金の額が一万円未満であるときは、課徴金の納付を命ずることができない。
en-us	Article 176 (1) It is not permitted to order the payment of an administrative surcharge if the amount of the administrative surcharge as calculated pursuant to the provisions of Articles 172 to the preceding Article inclusive is less than ten thousand yen.

ja-jp	２　第百七十二条から前条までの規定により計算した課徴金の額に一万円未満の端数があるときは、その端数は、切り捨てる。
en-us	(2) If the amount of an administrative surcharge as calculated pursuant to the provisions of Article 172 to the preceding Article inclusive, includes a number to the right of the ten thousands place, such amount is rounded down to the nearest ten thousand yen.

ja-jp	３　第百七十二条から前条までの規定による命令を受けた者は、これらの規定による課徴金を納付しなければならない。
en-us	(3) A person that is issued an order under the provisions of Article 172 to the preceding Article inclusive must pay the administrative surcharge under those provisions.

ja-jp	４　第百七十二条各項に規定する者、第百七十二条の二第一項、第四項若しくは第六項に規定する発行者、第百七十二条の三各項に規定する発行者、第百七十二条の四第一項から第三項までに規定する発行者、第百七十二条の五に規定する者、第百七十二条の六各項に規定する者、第百七十二条の七に規定する者、第百七十二条の八に規定する者、第百七十二条の九に規定する者、第百七十二条の十第一項に規定する発行者、第百七十二条の十一第一項に規定する発行者、第百七十三条第一項に規定する違反者、第百七十四条第一項に規定する違反者、第百七十四条の二第一項に規定する違反者、第百七十四条の三第一項に規定する違反者、前条第一項、同条第二項に規定する者又は同条第九項に規定する上場会社等が法人である場合において、当該法人が合併により消滅したときは、これらの者がした行為は、合併後存続し、又は合併により設立された法人がした行為とみなして、第百七十二条から前条まで及び前三項の規定を適用する。
en-us	(4) If a person prescribed in the paragraphs of Article 172; an Issuer prescribed in Article 172-2, paragraph (1), (4), or (6); an Issuer prescribed in the paragraphs of Article 172-3; an Issuer prescribed in Article 172-4, paragraphs (1) to (3) inclusive; a person prescribed in Article 172-5; a person prescribed in the paragraphs of Article 172-6; a person prescribed in Article 172-7; a person prescribed in Article 172-8; a person prescribed in Article 172-9; an Issuer prescribed in Article 172-10, paragraph (1); an Issuer prescribed in Article 172-11, paragraph (1); a Violator prescribed in Article 173, paragraph (1); a Violator prescribed in Article 174, paragraph (1); a Violator prescribed in 174-2, paragraph (1); a Violator prescribed in Article 174-3, paragraph (1); a person prescribed in paragraph (1) of the preceding Article or paragraph (2) of that Article; or a Listed Company, etc. prescribed in paragraph (9) of that Article is a corporation, and if that corporation disappears in a merger, the acts performed by the corporation that has disappeared are deemed to be acts performed by the corporation that has survived the merger or by the corporation incorporated in the merger, and the provisions of Article 172 to the preceding Article inclusive and the preceding three paragraphs apply.

ja-jp	（報告の徴取及び立入検査）
en-us	(Collection of Reports and On-Site Inspections)

ja-jp	第百七十七条　内閣総理大臣は、第百七十三条第一項、第百七十四条第一項、第百七十四条の二第一項、第百七十四条の三第一項又は第百七十五条第一項（同条第九項において準用する場合を含む。）若しくは第二項の規定による課徴金に係る事件について必要な調査をするため、当該職員に、次に掲げる処分をさせることができる。
en-us	Article 177 The Prime Minister may have the relevant officials reach the following dispositions in order to carry out the necessary investigation into a case connected with an administrative surcharge under Article 173, paragraph (1); Article 174, paragraph (1); Article 174-2, paragraph (1); Article 174-3, paragraph (1); or Article 175, paragraph (1) (including as applied mutatis mutandis pursuant to Article 175, paragraph (9)) or paragraph (2) of that Article:

ja-jp	一　事件関係人若しくは参考人に質問し、又はこれらの者から意見若しくは報告を徴すること。
en-us	(i) questioning a person concerned in the case or a witness, and having them submit opinions or reports; and

ja-jp	二　事件関係人の営業所その他必要な場所に立ち入り、帳簿書類その他の物件を検査すること。
en-us	(ii) entering the business office of a person concerned in the case and other necessary sites to inspect the books and documents or any other articles.

ja-jp	第二節　審判手続
en-us	Section 2 Administrative Hearing Proceedings

ja-jp	（審判手続開始の決定）
en-us	(Decision to Commence Administrative Adjudication Proceedings)

ja-jp	第百七十八条　内閣総理大臣は、次に掲げる事実のいずれかがあると認めるときは、当該事実に係る事件について審判手続開始の決定をしなければならない。
en-us	Article 178 (1) If the Prime Minister finds one of the following facts to have occurred, the Prime Minister must issue a decision to commence administrative hearing proceedings for a case that involves that fact:

ja-jp	一　第百七十二条第一項、第二項（同条第四項において準用する場合を含む。）又は第三項に該当する事実
en-us	(i) a fact that falls under Article 172, paragraph (1) or paragraph (2) (including as applied mutatis mutandis pursuant to paragraph (4) of that Article) or paragraph (3) of that Article;

ja-jp	二　第百七十二条の二第一項（同条第四項において準用する場合を含む。）、第二項（同条第五項において準用する場合を含む。）又は第六項に該当する事実
en-us	(ii) a fact that falls under Article 172-2, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (4) of that Article), paragraph (2) of that Article (including as applied mutatis mutandis pursuant to paragraph (5) of that Article), or paragraph (6) of that Article;

ja-jp	三　第百七十二条の三各項に該当する事実
en-us	(iii) a fact that falls under one of the paragraphs of Article 172-3;

ja-jp	四　第百七十二条の四第一項又は第二項（同条第三項において準用する場合を含む。）に該当する事実
en-us	(iv) a fact that falls under Article 172-4, paragraph (1) or paragraph (2) (including as applied mutatis mutandis pursuant to paragraph (3) of that Article);

ja-jp	五　第百七十二条の五に該当する事実
en-us	(v) a fact that falls under Article 172-5.

ja-jp	六　第百七十二条の六第一項（同条第二項において準用する場合を含む。）に該当する事実
en-us	(vi) a fact that falls under Article 172-6, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (2) of that Article);

ja-jp	七　第百七十二条の七に該当する事実
en-us	(vii) a fact that falls under Article 172-7;

ja-jp	八　第百七十二条の八に該当する事実
en-us	(viii) a fact that falls under Article 172-8;

ja-jp	九　第百七十二条の九に該当する事実
en-us	(ix) a fact that falls under Article 172-9;

ja-jp	十　第百七十二条の十各項に該当する事実
en-us	(x) a fact that falls under the paragraphs of Article 172-10;

ja-jp	十一　第百七十二条の十一第一項に該当する事実
en-us	(xi) a fact that falls under Article 172-11, paragraph (1);

ja-jp	十二　第百七十三条第一項に該当する事実
en-us	(xii) a fact that falls under Article 173, paragraph (1);

ja-jp	十三　第百七十四条第一項に該当する事実
en-us	(xiii) a fact that falls under Article 174, paragraph (1);

ja-jp	十四　第百七十四条の二第一項に該当する事実
en-us	(xiv) a fact that falls under Article 174-2, paragraph (1);

ja-jp	十五　第百七十四条の三第一項に該当する事実
en-us	(xv) a fact that falls under Article 174-3, paragraph (1); or

ja-jp	十六　第百七十五条第一項（同条第九項において準用する場合を含む。）又は第二項に該当する事実
en-us	(xvi) a fact that falls under Article 175, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (9) of that Article) or paragraph (2) of that Article.

ja-jp	２　内閣総理大臣は、審判手続開始の決定をした場合においては、当該決定に係る前項各号に掲げる事実が当該各号のうち他の号に掲げる事実にも該当することを理由として、審判手続開始の決定をすることができない。
en-us	(2) Once the Prime Minister issues a decision to commence administrative hearing proceedings, the Prime Minister may not decide to commence administrative hearing proceedings on the grounds that a fact set forth in the item of the preceding paragraph upon which that decision is based also falls under the category of another of the facts set forth in the items of that paragraph.

ja-jp	３　第四条第一項の規定による届出を必要とする有価証券の募集若しくは売出し、同条第二項の規定による届出を必要とする適格機関投資家取得有価証券一般勧誘又は同条第三項の規定による届出を必要とする特定投資家等取得有価証券一般勧誘を開始した日から五年を経過したときは、内閣総理大臣は、当該募集若しくは売出し、適格機関投資家取得有価証券一般勧誘又は特定投資家等取得有価証券一般勧誘に係る第一項第一号に掲げる事実（第百七十二条第一項に該当する事実に限る。）について、審判手続開始の決定をすることができない。
en-us	(3) Once five years have elapsed since the opening day of a Public Offering or Secondary Distribution of Securities for which a notification under Article 4, paragraph (1) is required, the opening day of a General Solicitation Involving Securities Acquired by a Qualified Institutional Investor for which a notification under paragraph (2) of that Article is required, or the opening day of a General Solicitation Involving Securities Acquired by a Professional Investor for which a notification under paragraph (3) of that Article is required, the Prime Minister may not issue a decision to commence administrative hearing proceedings based on the occurrence of the fact set forth in paragraph (1), item (i) in connection with that Public Offering or Secondary Distribution, General Solicitation Involving Securities Acquired by a Qualified Institutional Investor, or General Solicitation Involving Securities Acquired by a Professional Investor (limited to a fact that falls under Article 172, paragraph (1)).

ja-jp	４　第十五条第一項（第二十七条において準用する場合を含む。）の規定に違反して、同項に規定する有価証券を募集又は売出しにより取得させ、又は売り付けた日から五年を経過したときは、内閣総理大臣は、当該取得させ、又は売り付けた有価証券に係る第一項第一号に掲げる事実について、審判手続開始の決定をすることができない。
en-us	(4) Once five years have elapsed since the day on which a person prescribed in Article 15, paragraph (1) violates the provisions of Article 15, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27) in causing the Securities specified in that paragraph to be acquired or selling those Securities through a Public Offering or Secondary Distribution, the Prime Minister may not issue a decision to commence administrative hearing proceedings based on the occurrence of the fact set forth in paragraph (1), item (i) in connection with the Securities that the person causes to be acquired or sells.

ja-jp	５　第十五条第二項（第二十七条において準用する場合を含む。）の規定に違反して、目論見書を交付しないで売出しにより有価証券を売り付けた日から五年を経過したときは、内閣総理大臣は、当該売り付けた有価証券に係る第一項第一号に掲げる事実について、審判手続開始の決定をすることができない。
en-us	(5) Once five years have elapsed since the day on which a person prescribed in Article 15, paragraph (2) violates the provisions of Article 15, paragraph (2) (including as applied mutatis mutandis pursuant to Article 27) in selling Securities through a Secondary Distribution without having delivered a Prospectus, the Prime Minister may not issue a decision to commence administrative hearing proceedings based on the occurrence of the fact set forth in paragraph (1), item (i) in connection with the Securities that the person sells.

ja-jp	６　第二十三条の八第一項（第二十七条において準用する場合を含む。）の規定に違反して、同項に規定する有価証券を募集又は売出しにより取得させ、又は売り付けた日から五年を経過したときは、内閣総理大臣は、当該取得させ、又は売り付けた有価証券に係る第一項第一号に掲げる事実について、審判手続開始の決定をすることができない。
en-us	(6) Once five years have elapsed since the day on which a person prescribed in Article 23-8, paragraph (1) violates the provisions of Article 23-8, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27) in causing the Securities prescribed in that paragraph to be acquired or selling those Securities through a Public Offering or Secondary Distribution, the Prime Minister may not issue a decision to commence administrative hearing proceedings based on the occurrence of the fact set forth in paragraph (1), item (i) in connection with the Securities that the person causes to be acquired or sells.

ja-jp	７　重要な事項につき虚偽の記載があり、又は記載すべき重要な事項の記載が欠けている第百七十二条の二第三項に規定する発行開示書類を提出した日から五年を経過したときは、内閣総理大臣は、当該発行開示書類に係る第一項第二号に掲げる事実について、審判手続開始の決定をすることができない。
en-us	(7) Once five years have elapsed since the day of submission of an Offering Disclosure Document under Article 172-2, paragraph (3) that contains a false statement about a material particular or that omits a statement as to a material particular that is required to be stated, the Prime Minister may not issue a decision to commence administrative hearing proceedings based on the occurrence of the fact set forth in paragraph (1), item (ii) in connection with that Offering Disclosure Document.

ja-jp	８　第百七十二条の二第四項に規定する重要な事項につき虚偽の記載があり、又は記載すべき同項に規定する重要な事項の記載が欠けている目論見書に係る売出しを開始した日から五年を経過したときは、内閣総理大臣は、当該目論見書に係る第一項第二号に掲げる事実について、審判手続開始の決定をすることができない。
en-us	(8) Once five years have elapsed since the opening day of a Secondary Distribution under a Prospectus that contains a false statement about a material particular provided for in Article 172-2, paragraph (4) or omits a statement as to a material particular provided for in that paragraph that is required to be stated, the Prime Minister may not issue a decision to commence administrative hearing proceedings based on the occurrence of the fact set forth in paragraph (1), item (ii) in connection with that Prospectus.

ja-jp	９　発行開示訂正書類を提出しないで募集又は売出しにより有価証券を取得させ、又は売り付けた日から五年を経過したときは、内閣総理大臣は、当該発行開示訂正書類に係る第一項第二号に掲げる事実（第百七十二条の二第六項に該当する事実に限る。）について、審判手続開始の決定をすることができない。
en-us	(9) Once five years have elapsed since the day on which the Issuer causes Securities to be acquired or sells Securities through a Public Offering or Secondary Distribution without having submitted an amended Offering Disclosure Document, the Prime Minister may not issue a decision to commence administrative hearing proceedings based on the occurrence of the fact set forth in paragraph (1), item (ii) in connection with the amended Offering Disclosure Document (limited to a fact that falls under Article 172-2, paragraph (6)).

ja-jp	１０　有価証券報告書又は四半期・半期報告書のそれぞれの提出期限（第二十四条第三項（同条第五項において準用し、及びこれらの規定を第二十七条において準用する場合を含む。）の規定による有価証券報告書にあつては当該有価証券報告書を提出しなければならない事由が生じた日）から五年を経過したときは、内閣総理大臣は、当該有価証券報告書又は四半期・半期報告書に係る第一項第三号に掲げる事実について、審判手続開始の決定をすることができない。
en-us	(10) Once five years have elapsed since the due date for the submission of an Annual Report or Quarterly or Semiannual Report (for the Annual Report prescribed in Article 24, paragraph (3) (including as applied mutatis mutandis pursuant to the provisions of paragraph (5) of that Article and also including as applied mutatis mutandis pursuant to Article 27), from the day on which any grounds for the submission of the Annual Report arises), the Prime Minister may not issue a decision to commence administrative hearing proceedings based on the occurrence of the fact set forth in paragraph (1), item (iii) in connection with that Annual Report or Quarterly or Semiannual Report.

ja-jp	１１　重要な事項につき虚偽の記載があり、又は記載すべき重要な事項の記載が欠けている有価証券報告書等又は四半期・半期・臨時報告書等のそれぞれを提出した日から五年を経過したときは、内閣総理大臣は、当該有価証券報告書等又は四半期・半期・臨時報告書等に係る第一項第四号に掲げる事実について、審判手続開始の決定をすることができない。
en-us	(11) Once five years have elapsed since the day of submission of an Annual Report, etc., Quarterly Report, Semiannual Report, or Ad Hoc Report, etc. that contains a false statement about a material particular or that omits a statement as to a particular that is required to be stated, the Prime Minister may not issue a decision to commence administrative hearing proceedings based on the occurrence of the fact set forth in paragraph (1), item (iv) in connection with that Annual Report, etc., Quarterly Report, Semiannual Report, or Ad Hoc Report, etc.

ja-jp	１２　臨時報告書を提出しなければならない事由が生じた日から五年を経過したときは、内閣総理大臣は、当該臨時報告書に係る第一項第四号に掲げる事実（第百七十二条の四第三項において準用する同条第二項に該当する事実に限る。）について審判手続開始の決定をすることができない。
en-us	(12) Once five years have elapsed since the day on which any ground for the submission of an Ad Hoc Report arises, the Prime Minister may not issue a decision to commence administrative hearing proceedings based on the occurrence of the fact set forth in paragraph (1), item (iv) in connection with that Ad Hoc Report (limited to the fact which falls under Article 172-4, paragraph (2), as applied mutatis mutandis pursuant to paragraph (3) of that Article).

ja-jp	１３　第二十七条の三第一項（第二十七条の二十二の二第二項において準用する場合を含む。）の規定に違反して、公開買付開始公告を行わないで株券等又は上場株券等の買付け等が行われた日から五年を経過したときは、内閣総理大臣は、当該買付け等に係る第一項第五号に掲げる事実について、審判手続開始の決定をすることができない。
en-us	(13) Once five years have elapsed since the day on which a purchase, etc. of Share Certificates, etc. or Listed Share Certificates, etc. violates the provisions of Article 27-3, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27-22-2, paragraph (2)) in being effected without a Public Notice of the Commencement of a Tender Offer having being given, the Prime Minister may not issue a decision to commence administrative hearing proceedings based on the occurrence of the fact set forth in paragraph (1), item (iv) in connection with that purchase, etc.

ja-jp	１４　重要な事項につき虚偽の表示があり、又は表示すべき重要な事項の表示が欠けている公開買付開始公告等を行つた日から五年を経過したときは、内閣総理大臣は、当該公開買付開始公告等に係る第一項第六号に掲げる事実について、審判手続開始の決定をすることができない。
en-us	(14) Once five years have elapsed since the day of issuance of Public Notice of the Commencement of a Tender Offer, etc. which contains a false representation about a material particular or which omits a representation as to a material particular that is required to be represented, the Prime Minister may not issue a decision to commence administrative hearing proceedings based on the occurrence of the fact set forth in paragraph (1), item (vi) in connection with that Public Notice for Commencement of Tender Offer, etc.

ja-jp	１５　重要な事項につき虚偽の記載があり、又は記載すべき重要な事項の記載が欠けている公開買付届出書等を提出した日から五年を経過したときは、内閣総理大臣は、当該公開買付届出書等に係る第一項第六号に掲げる事実について、審判手続開始の決定をすることができない。
en-us	(15) Once five years have elapsed since the day of submission of a Tender Offer Statement, etc. that contains a false statement about a material particular or that omits a statement as to a material particular that is required to be stated, the Prime Minister may not issue a decision to commence administrative hearing proceedings based on the occurrence of the fact set forth in paragraph (1), item (vi) in connection with that Tender Offer Statement, etc.

ja-jp	１６　公開買付訂正届出書等の提出期限（第二十七条の八第二項（第二十七条の二十二の二第二項において準用する場合を含む。）の規定による訂正届出書又は第二十七条の十第十二項において準用する第二十七条の八第二項の規定による訂正報告書にあつては、これらの書類のそれぞれを提出しなければならない事由が生じた日）から五年を経過したときは、内閣総理大臣は、当該公開買付訂正届出書等に係る第一項第六号に掲げる事実（第百七十二条の六第二項において準用する同条第一項に該当する事実に限る。）について、審判手続開始の決定をすることができない。
en-us	(16) Once five years have elapsed since the due date for the submission of an Amended Tender Offer Statement, etc. (or, for an amended statement under Article 27-8, paragraph (2) (including as applied mutatis mutandis pursuant to Article 27-22-2, paragraph (2)) or an amended report under Article 27-8, paragraph (2) as applied mutatis mutandis pursuant to Article 27-10, paragraph (12), from the day on which any ground for the submission of any of these documents arises), the Prime Minister may not issue a decision to commence administrative hearing proceedings based on the occurrence of the fact set forth in paragraph (1), item (iv) in connection with that Amended Tender Offer Statement, etc. (limited to a fact that falls under Article 172-6, paragraph (1) as applied mutatis mutandis pursuant to paragraph (2) of that Article).

ja-jp	１７　大量保有・変更報告書の提出期限から五年を経過したときは、内閣総理大臣は、当該大量保有・変更報告書に係る第一項第七号に掲げる事実について、審判手続開始の決定をすることができない。
en-us	(17) Once five years have elapsed since the due date for the submission of a Statement of Large-Volume Holdings or Changes, the Prime Minister may not issue a decision to commence administrative hearing proceedings based on the occurrence of the fact set forth in paragraph (1), item (iv) involving that Statement of Large-Volume Holdings or Changes.

ja-jp	１８　重要な事項につき虚偽の記載があり、又は記載すべき重要な事項の記載が欠けている大量保有・変更報告書等を提出した日から五年を経過したときは、内閣総理大臣は、当該大量保有・変更報告書等に係る第一項第八号に掲げる事実について、審判手続開始の決定をすることができない。
en-us	(18) Once five years have elapsed since the day on which a person submits a Statement of Large-Volume Holdings or Changes, etc. that contains a false statement about a material particular or that omits a statement as to a material particular that is required to be stated, the Prime Minister may not issue a decision to commence administrative hearing proceedings based on the occurrence of the fact set forth in paragraph (1), item (viii) in connection with that Statement of Large-Volume Holdings or Statement of Changes, etc.

ja-jp	１９　特定勧誘等を開始した日から五年を経過したときは、内閣総理大臣は、当該特定勧誘等に係る第一項第九号に掲げる事実について、審判手続開始の決定をすることができない。
en-us	(19) Once five years have elapsed since the day on which a person commences a Specified Solicitation, etc., the Prime Minister may not issue a decision to commence administrative hearing proceedings based on the occurrence of the fact set forth in paragraph (1), item (ix) in connection with that Specified Solicitation, etc.

ja-jp	２０　虚偽等のある特定証券等情報を提供し、又は公表した日から五年を経過したときは、内閣総理大臣は、当該虚偽等のある特定証券等情報に係る第一項第十号に掲げる事実について、審判手続開始の決定をすることができない。
en-us	(20) Once five years have elapsed since the day on which a person provides or discloses Specified Information on Securities, etc. That Contains a Falsity, etc., the Prime Minister may not issue a decision to commence administrative hearing proceedings based on the occurrence of the fact set forth in paragraph (1), item (x) in connection with that Specified Information on Securities, etc. That Contains a Falsity, etc.

ja-jp	２１　虚偽等のある発行者等情報を提供し、又は公表した日から五年を経過したときは、内閣総理大臣は、当該虚偽等のある発行者等情報に係る第一項第十一号に掲げる事実について、審判手続開始の決定をすることができない。
en-us	(21) Once five years have elapsed since the day on which a person provides or discloses Information on the Issuer, etc. That Contains a Falsity, etc., the Prime Minister may not issue a decision to commence administrative hearing proceedings based on the occurrence of the fact set forth in paragraph (1), item (xi) in connection with that Information on the Issuer, etc. That Contains a Falsity, etc.

ja-jp	２２　第百七十三条第一項に規定する違反行為が終了した日から五年を経過したときは、内閣総理大臣は、当該違反行為に係る第一項第十二号に掲げる事実について、審判手続開始の決定をすることができない。
en-us	(22) Once five years have elapsed since the day on which the Violation set forth in Article 173, paragraph (1) ends, the Prime Minister may not issue a decision to commence administrative hearing proceedings based on the occurrence of the fact set forth in paragraph (1), item (xii) in connection with that Violation.

ja-jp	２３　第百七十四条第一項に規定する違反行為が終了した日から五年を経過したときは、内閣総理大臣は、当該違反行為に係る第一項第十三号に掲げる事実について、審判手続開始の決定をすることができない。
en-us	(23) Once five years have elapsed since the day on which the Violation prescribed in Article 174, paragraph (1) ends, the Prime Minister may not issue a decision to commence administrative hearing proceedings based on the occurrence of the fact set forth in paragraph (1), item (xiii) in connection with that Violation.

ja-jp	２４　第百七十四条の二第一項に規定する違反行為が終了した日から五年を経過したときは、内閣総理大臣は、当該違反行為に係る第一項第十四号に掲げる事実について、審判手続開始の決定をすることができない。
en-us	(24) Once five years have elapsed since the day on which the Violation prescribed in Article 174-2, paragraph (1) ends, the Prime Minister may not issue a decision to commence administrative hearing proceedings based on the occurrence of the fact set forth in paragraph (1), item (xiv) in connection with that Violation.

ja-jp	２５　第百七十四条の三第一項に規定する違反行為が終了した日から五年を経過したときは、内閣総理大臣は、当該違反行為に係る第一項第十五号に掲げる事実について、審判手続開始の決定をすることができない。
en-us	(25) Once five years have elapsed since the day on which an Violation prescribed in Article 174-3, paragraph (1) ends, the Prime Minister may not issue a decision to commence administrative hearing proceedings based on the occurrence of the fact set forth in paragraph (1), item (xv) in connection with that Violation.

ja-jp	２６　第百六十六条第一項に規定する売買等が行われた日から五年を経過したときは、内閣総理大臣は、当該売買等に係る第一項第十六号に掲げる事実について、審判手続開始の決定をすることができない。
en-us	(26) Once five years have elapsed since the day on which a Purchase and Sale, etc. prescribed in Article 166, paragraph (1) is effected, the Prime Minister may not issue a decision to commence administrative hearing proceedings based on the occurrence of the fact set forth in paragraph (1), item (xvi) in connection with that Purchase and Sale, etc.

ja-jp	２７　第百六十七条第一項に規定する特定株券等若しくは関連株券等に係る買付け等又は同項に規定する株券等に係る売付け等が行われた日から五年を経過したときは、内閣総理大臣は、当該買付け等又は売付け等に係る第一項第十六号に掲げる事実について、審判手続開始の決定をすることができない。
en-us	(27) Once five years have elapsed since the day on which a purchase, etc. of Specified Share Certificates, etc. or Related Share Certificates, etc. prescribed in Article 167, paragraph (1) or a sale, etc. of Share Certificates, etc. prescribed in that paragraph is effected, the Prime Minister may not issue a decision to commence administrative hearing proceedings based on the occurrence of the fact set forth in paragraph (1), item (xvi) in connection with that purchase, etc. or sale, etc.

ja-jp	（審判手続開始決定書）
en-us	(Written Decision to Commence Administrative Hearing Proceedings)

ja-jp	第百七十九条　審判手続開始の決定は、文書によつて行わなければならない。
en-us	Article 179 (1) A decision to commence administrative hearing proceedings must be issued in writing.

ja-jp	２　審判手続開始の決定に係る決定書（次項及び第百八十三条において「審判手続開始決定書」という。）には、審判の期日及び場所、課徴金に係る前条第一項各号に掲げる事実並びに納付すべき課徴金の額及びその計算の基礎を記載しなければならない。
en-us	(2) A written decision to commence administrative hearing proceedings (hereinafter referred to as the "Written Decision to Commence Administrative Hearing Proceedings" in the following paragraph and Article 183) must contain the dates and places for the administrative hearing proceedings, the fact set forth in the item of paragraph (1) of the preceding Article which is connected with the administrative surcharge, the amount of the administrative surcharge that would be required to be paid, and the basis for its computation.

ja-jp	３　審判手続は、課徴金の納付を命じようとする者（以下この節において「被審人」という。）に審判手続開始決定書の謄本を送達することにより、開始する。
en-us	(3) Administrative hearing proceedings are commenced through the service of a certified copy of a Written Decision to Commence Administrative Hearing Proceedings on the person that would be ordered to pay the administrative surcharge (hereinafter referred to as the "Respondent" in this Section).

ja-jp	４　被審人には、審判の期日に出頭すべき旨を命じなければならない。
en-us	(4) A Respondent must be issued an order to appear on the appearance dates for administrative hearing proceedings.

ja-jp	第百八十条　審判手続（審判手続開始の決定及び第百八十五条の七第十七項に規定する決定を除く。）は、三人の審判官をもつて構成する合議体が行う。ただし、簡易な事件については、一人の審判官が行う。
en-us	Article 180 (1) Administrative hearing proceedings (other than the decision to commence administrative hearing proceedings and a decision under Article 185-7, paragraph (17)) are conducted by a panel comprising three hearing examinars; provided, however, that in a simple case, proceedings are conducted by a single hearing examinar.

ja-jp	２　内閣総理大臣は、各審判事件について、前項本文の合議体を構成する審判官又は同項ただし書の一人の審判官を指定しなければならない。
en-us	(2) For each administrative hearing case, the Prime Minister must designate hearing examinars constituting the panel referred to in the main clause of the preceding paragraph, or the one hearing examinar referred to in the proviso to that paragraph.

ja-jp	３　内閣総理大臣は、合議体に審判手続を行わせることとしたときは、前項の規定により指定した審判官のうち一人を審判長として指定しなければならない。
en-us	(3) If the Prime Minister decides to have a panel conduct administrative hearing proceedings, the minister must designate one chiefexaminar, out of the hearing examinars designated pursuant to the provisions of the preceding paragraph.

ja-jp	４　内閣総理大臣は、当該事件について調査に関与したことのある者を審判官として指定することはできない。
en-us	(4) The Prime Minister may not designate a person that has participated in the investigation of the case as a hearing examinar.

ja-jp	（被審人の代理人等）
en-us	(Representative of the Respondent)

ja-jp	第百八十一条　被審人は、弁護士、弁護士法人又は内閣総理大臣の承認を得た適当な者を代理人とすることができる。
en-us	Article 181 (1) A Respondent may appoint as its representative an attorney-at-law, legal professional corporation, or an appropriate person that has been approved by the Prime Minister.

ja-jp	２　内閣総理大臣は、当該職員でその指定するもの（次項において「指定職員」という。）を審判手続に参加させることができる。
en-us	(2) The Prime Minister may have the relevant officials designated by the Prime Minister (each of such officials is referred to as a "Designated Official" in the following paragraph) participate in administrative hearing proceedings.

ja-jp	３　指定職員は、審判に立ち会い、証拠の申出その他必要な行為をすることができる。
en-us	(3) A Designated Official may attend an administrative adjudication, offer evidence, and perform other necessary acts.

ja-jp	（審判の公開）
en-us	(Opening of Administrative Hearing Proceedings to the Public)

ja-jp	第百八十二条　審判は、公開して行う。ただし、公益上必要があると認めるときは、この限りでない。
en-us	Article 182 Administrative hearing proceedings are open to the public; provided, however, that this does not apply if it is found to be necessary not to do so, in the public interest.

ja-jp	第百八十三条　被審人は、審判手続開始決定書の謄本の送達を受けたときは、これに対する答弁書を、遅滞なく、審判官に提出しなければならない。
en-us	Article 183 (1) Upon being served with a certified copy of a Written Decision to Commence Administrative Hearing Proceedings, the Respondent must submit a written answer to this to the hearing examinars without delay.

ja-jp	２　被審人が、審判手続開始決定書に記載された審判の期日前に、課徴金に係る第百七十八条第一項各号に掲げる事実及び納付すべき課徴金の額を認める旨の答弁書を提出したときは、審判の期日を開くことを要しない。
en-us	(2) If a Respondent submits a written answer acknowledging the fact set forth in the item of Article 178, paragraph (1) which relates to the administrative surcharge and acknowledging the amount of the administrative surcharge the Respondent is required to pay before the appearance date for administrative adjudication specified in the Written Decision to Commence Administrative Hearing Proceedings, the appearance date is not required to be set.

ja-jp	（意見の陳述）
en-us	(Statement of Opinions)

ja-jp	第百八十四条　被審人は、審判の期日に出頭して、意見を述べることができる。
en-us	Article 184 (1) A Respondent may state an opinion when appearing on the date of an administrative hearing.

ja-jp	２　審判官は、必要があると認めるときは、被審人に対して、意見の陳述を求めることができる。
en-us	(2) If a hearing examinar finds it necessary, the hearing examinar may request the Respondent to state an opinion.

ja-jp	（参考人に対する審問）
en-us	(Directing an Examination of a Witness)

ja-jp	第百八十五条　審判官は、被審人の申立てにより又は職権で、参考人に出頭を求めて審問することができる。この場合においては、被審人も、その参考人に質問することができる。
en-us	Article 185 (1) A hearing examinar may order a witness to appear so as to conduct an examination, at the petition of the Respondent or ex officio. In such a case, the Respondent may also question the witness.

ja-jp	２　民事訴訟法（平成八年法律第百九号）第百九十条、第百九十一条、第百九十六条、第百九十七条及び第二百一条第一項から第四項までの規定は、前項の規定により参考人を審問する手続について準用する。
en-us	(2) The provisions of Article 190, Article 191, Article 196, Article 197, and Article 201, paragraphs (1) to (4) inclusive of the Code of Civil Procedure (Act No. 109 of 1996) apply mutatis mutandis to the proceedings if an examination is directed to a witness pursuant to the provisions of the preceding paragraph.

ja-jp	（被審人に対する審問）
en-us	(Hearing of the Respondent)

ja-jp	第百八十五条の二　審判官は、被審人の申立てにより又は職権で、被審人を審問することができる。
en-us	Article 185-2 A hearing examinar may hear the Respondent at the petition of the Respondent or ex officio.

ja-jp	（証拠書類等の提出）
en-us	(Production of Documentary Evidence)

ja-jp	第百八十五条の三　被審人は、審判に際し、証拠書類又は証拠物を提出することができる。ただし、審判官が証拠書類又は証拠物を提出すべき相当の期間を定めたときは、その期間内に提出しなければならない。
en-us	Article 185-3 (1) The Respondent may submit documentary evidence or an article of evidence during the course of an administrative adjudication; provided, however, that if hearing examinars designates a reasonable period for the Respondent to submit documentary evidence or an article of evidence, the Respondent must submit it within the designated period.

ja-jp	２　審判官は、被審人の申立てにより又は職権で、書類その他の物件の所持人に対し、その物件の提出を求め、かつ、その提出された物件を留め置くことができる。
en-us	(2) Hearing examinars may order the person in possession of a document or other article to produce that article and may retain an article so submitted, at the petition of the Respondent or ex officio.

ja-jp	（学識経験者に対する鑑定命令）
en-us	(Issuance of an Order to Present an Expert Opinion to a Person with the Relevant Knowledge and Experience)

ja-jp	第百八十五条の四　審判官は、被審人の申立てにより又は職権で、学識経験を有する者に鑑定を命ずることができる。
en-us	Article 185-4 (1) Hearing examinars may order a person with the relevant knowledge and experience to present an expert opinion, at the petition of the Respondent or ex officio.

ja-jp	２　審判官が鑑定人に出頭を求めて審問する場合においては、被審人も、その鑑定人に質問することができる。
en-us	(2) If hearing examinars order an expert to appear so as to conduct a hearing, the Respondent may examine that expert.

ja-jp	３　民事訴訟法第百九十一条、第百九十七条、第二百一条第一項及び第二百十二条の規定は、第一項の規定により鑑定人に鑑定を命ずる手続について準用する。
en-us	(3) The provisions of Article 191, Article 197, Article 201, paragraph (1), and Article 212 of the Code of Civil Procedure apply mutatis mutandis to proceedings if an expert is ordered to present an expert opinion, pursuant to paragraph (1).

ja-jp	第百八十五条の五　審判官は、被審人の申立てにより又は職権で、事件関係人の営業所その他必要な場所に立ち入り、帳簿書類その他の物件を検査することができる。
en-us	Article 185-5 Hearing examinars may enter the business office of a persons concerned in a case and other necessary sites to inspect the books and documents or any other article, at the petition of the Respondent or ex officio.

ja-jp	（決定案の提出）
en-us	(Submission of a Draft Decision)

ja-jp	第百八十五条の六　審判官は、審判手続を経た後、審判事件についての決定案を作成し、内閣総理大臣に提出しなければならない。
en-us	Article 185-6 After the completion of administrative hearing proceedings, hearing examinars must prepare a draft decision on the administrative hearing case and submit the draft decision to the Prime Minister.

ja-jp	（課徴金の納付命令の決定等）
en-us	(Decision to Issue an Administrative Surcharge Payment Order)

ja-jp	第百八十五条の七　内閣総理大臣は、審判手続を経た後、第百七十八条第一項各号に掲げる事実のいずれかがあると認めるときは、この条に別段の定めがある場合を除き、被審人に対し、第百七十二条第一項、第二項（同条第四項において準用する場合を含む。）若しくは第三項、第百七十二条の二第一項（同条第四項において準用する場合を含む。）、第二項（同条第五項において準用する場合を含む。）若しくは第六項、第百七十二条の三第一項若しくは第二項、第百七十二条の四第一項若しくは第二項（同条第三項において準用する場合を含む。）、第百七十二条の五、第百七十二条の六第一項（同条第二項において準用する場合を含む。）、第百七十二条の七から第百七十二条の九まで、第百七十二条の十第一項若しくは第二項、第百七十二条の十一第一項、第百七十三条第一項、第百七十四条第一項、第百七十四条の二第一項、第百七十四条の三第一項又は第百七十五条第一項（同条第九項において準用する場合を含む。）若しくは第二項の規定による課徴金を国庫に納付することを命ずる旨の決定をしなければならない。
en-us	Article 185-7 (1) If, after the completion of administrative hearing proceedings, the Prime Minister finds a fact set forth in one of the items of Article 178, paragraph (1) to have occurred, unless otherwise provided for in this Article, the Prime Minister must issue a decision against the Respondent, ordering the Respondent to pay the administrative surcharge under the provisions of Article 172, paragraph (1), paragraph (2) (including as applied mutatis mutandis pursuant to paragraph (4) of that Article), or paragraph (3) of that Article; Article 172-2, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (4) of that Article), paragraph (2) of that Article (including as applied mutatis mutandis pursuant to paragraph (5) of that Article), or paragraph (6) of that Article; Article 172-3, paragraph (1) or (2); Article 172-4, paragraph (1) or paragraph (2) (including as applied mutatis mutandis pursuant to paragraph (3) of that Article); Article 172-5; Article 172-6, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (2) of that Article); Articles 172-7 to 172-9 inclusive; Article 172-10, paragraph (1) or (2); Article 172-11, paragraph (1), Article 173, paragraph (1), Article 174, paragraph (1), Article 174-2, paragraph (1); Article 174-3, paragraph (1); or Article 175, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (9) of that Article) or paragraph (2) of that Article to the national treasury.

ja-jp	２　内閣総理大臣は、同一の募集又は売出しについて第百七十二条第一項に該当する事実及び同条第二項に該当する事実のそれぞれについて前項の決定（第百七十八条第一項第一号に係るものに限る。）をしなければならないときは、第百七十二条第一項又は第二項の規定による額に代えて、同条第一項の規定により算出した額をそれぞれの決定に係る事実について同条第一項又は第二項の規定により算出した額に応じて按分して得た額に相当する額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。
en-us	(2) If the Prime Minister is required to issue the decision referred to the preceding paragraph in connection with a fact that falls under Article 172, paragraph (1) and a fact that falls under Article 172, paragraph (2) for the same Public Offering or Secondary Distribution (limited to a decision under Article 178, paragraph (1), item (i)), in lieu of the amount under Article 172, paragraph (1) or (2), the Prime Minister must issue an order for the relevant person to pay an administrative surcharge to the national treasury that is equivalent to the amount arrived at when the amount calculated pursuant to paragraph (1) of that Article is proportionally divided in parallel with the amounts calculated pursuant to paragraph (1) and paragraph (2) of that Article in respect of each fact subject to a decision.

ja-jp	３　内閣総理大臣は、第百七十二条第一項及び第二項のいずれにも該当する募集又は売出しについて既に第一項（第百七十八条第一項第一号に掲げる事実があると認める場合に限る。以下この項において同じ。）、前項又は第十三項（同号に掲げる事実があると認める場合に限る。）の規定により決定をしているときは、当該募集又は売出しについて前二項の規定により新たな決定をすることができない。
en-us	(3) Once the Prime Minister has issued a decision with regard to a Public Offering or Secondary Distribution that falls under both Article 172, paragraph (1) and paragraph (2) pursuant to the provisions of paragraph (1) (but only if the Prime Minister finds the fact set forth in Article 178, paragraph (1), item (i) to have occurred; hereinafter the same applies in this paragraph), the preceding paragraph, or paragraph (13) (but only if the Prime Minister finds the fact set forth in Article 178, paragraph (1), item (i) to have occurred), the Prime Minister may not issue a new decision with regard to such a Public Offering or Secondary Distribution pursuant to the preceding two paragraphs.

ja-jp	４　内閣総理大臣は、同一の記載対象事業年度に係る二以上の継続開示書類（有価証券報告書又は四半期・半期報告書をいう。次項において同じ。）の提出について第一項の決定（第百七十八条第一項第三号に係るものに限る。）をしなければならないときは、第百七十二条の三第一項又は第二項の規定による額に代えて、同条第一項の規定により算出した額を個別決定ごとの算出額（それぞれの決定に係る事実について同条第一項又は第二項の規定により算出した額をいう。次項において同じ。）に応じて按分して得た額に相当する額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。
en-us	(4) If the Prime Minister is required to issue the decision referred to in paragraph (1) in connection with the submission of two or more ongoing disclosure documents (meaning an Annual Report or a Quarterly or Semiannual Report; the same applies in the following paragraph) covering the same Business Year Subject to Disclosure (limited to a decision under Article 178, paragraph (1), item (iii)), in lieu of the amount set forth in Article 172-3, paragraph (1) or the amount set forth in Article 172-3, paragraph (2), the Prime Minister must issue an order for the relevant person to pay an administrative surcharge to the national treasury that is equivalent to the amount arrived at when the amount calculated pursuant to paragraph (1) of that Article is proportionally divided in parallel with the amount calculated for each decision (meaning the amount calculated pursuant to Article 172-3, paragraph (1) or (2) in respect of each fact subject to a decision; the same applies in the following paragraph).

ja-jp	５　内閣総理大臣は、第一項（第百七十八条第一項第三号に掲げる事実があると認める場合に限る。以下この項において同じ。）又は前項の決定をしなければならない場合において、既に第一項、前項、この項又は第十三項（同号に掲げる事実があると認める場合に限る。以下この項において同じ。）の規定によりなされた一以上の決定（以下この項において「既決定」という。）に係る継続開示書類と同一の記載対象事業年度に係る継続開示書類について一以上の決定（以下この項において「新決定」という。）をしなければならないときは、当該新決定について、第百七十二条の三第一項若しくは第二項又は前項の規定による額に代えて、第一号に掲げる額から第二号に掲げる額を控除した額を内閣府令で定めるところによりそれぞれの新決定に係る事実について個別決定ごとの算出額に応じて按分して得た額に相当する額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。ただし、第一号に掲げる額が第二号に掲げる額を超えないときは、同条第一項若しくは第二項又は前項の規定による課徴金の納付を命ずることができない。
en-us	(5) If the Prime Minister is required to issue the decision referred to in paragraph (1) (but only if a fact set forth in Article 178, paragraph (1), item (iii) is found to have occurred; hereinafter the same applies in this paragraph)) or the decision referred to in the preceding paragraph, and is required to issue one or more decisions (hereinafter each is referred to as a "New Decision" in this paragraph) in connection with an ongoing disclosure document for the same Business Year Subject to Disclosure, as an ongoing disclosure document in connection with which the Prime Minister has already issued one or more decisions pursuant to paragraph (1), the preceding paragraph, this paragraph, or paragraph (13) (but only if the Prime Minister found the fact set forth in Article 178, paragraph (1), item (iii) to have occurred; hereinafter the same applies in this paragraph) (each such decision is hereinafter referred to as a "Prior Decision" in this paragraph), in lieu of the amount set forth in Article 172-3, paragraph (1), Article 172-3, paragraph (2), or the preceding paragraph, the Prime Minister must issue an order in respect of the New Decisions, for the relevant person to pay an administrative surcharge to the national treasury that is equivalent to the amount arrived at when the amount specified in item (ii) is deducted from the amount specified in item (i), and the difference is then proportionally divided in parallel with the amount calculated for each decision in respect of each fact subject to a New Decision, pursuant to the provisions of Cabinet Office Ordinance; provided, however, that unless the amount specified in item (i) exceeds the amount specified in item (ii), the Prime Minister may not issue an administrative surcharge payment order under Article 172-3, paragraph (1) or (2) or the preceding paragraph:

ja-jp	一　第百七十二条の三第一項の規定により算出した額
en-us	(i) the amount calculated pursuant to Article 172-3, paragraph (1).

ja-jp	二　当該既決定に係る第百七十二条の三第一項若しくは第二項又は前項、この項若しくは第十三項の規定による課徴金の額を合計した額
en-us	(ii) the sum total of the amounts of the administrative surchargesunder Article 172-3, paragraph (1) and (2); the preceding paragraph; this paragraph; and paragraph (13) as relates to the Prior Decision.

ja-jp	６　内閣総理大臣は、同一の記載対象事業年度に係る二以上の継続開示書類等（有価証券報告書等又は四半期・半期・臨時報告書等をいい、これらの書類に係る虚偽の記載を訂正し、又は記載すべき重要な事項の不備を補正する第二十四条の二第一項、第二十四条の四の七第四項及び第二十四条の五第五項（これらの規定を第二十七条において準用する場合を含む。）において準用する第七条、第九条第一項又は第十条第一項の規定による訂正報告書を除く。次項において同じ。）について第一項の決定（第百七十八条第一項第四号に係るものに限る。）をしなければならない場合において、それぞれの決定に係る事実について第百七十二条の四第一項又は第二項（同条第三項において準用する場合を含む。）の規定により算出した額（以下この項、次項及び第十四項（同号に掲げる事実があると認める場合に限る。）において「個別決定ごとの算出額」という。）を合計した額が次の各号に掲げる額のいずれか高い額を超えるときは、第百七十二条の四第一項又は第二項（同条第三項において準用する場合を含む。）の規定による額に代えて、当該高い額を内閣府令で定めるところにより当該個別決定ごとの算出額に応じて按分して得た額に相当する額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。
en-us	(6) If the Prime Minister is required to issue the decision referred to in paragraph (1) (limited to a decision under Article 178, paragraph (1), item (iv)) in connection with two or more ongoing disclosure documents, etc. covering the same Business Year Subject to Disclosure (meaning an Annual Report, etc. or Quarterly Report, Semiannual Report, Ad Hoc Report, etc., but excluding an amended report to amend a false statement contained in any of those documents or to correct a deficiency in respect of a material particular that is required to be stated as prescribed in Article 7, Article 9, paragraph (1), or Article 10, paragraph (1) as applied mutatis mutandis pursuant to Article 24-2, paragraph (1), Article 24-4-7, paragraph (4), and Article 24-5, paragraph (5) (including as applied mutatis mutandis pursuant to Article 27); the same applies in the following paragraph), and the sum total of the amounts calculated pursuant to Article 172-4, paragraph (1) and (2) (including as applied mutatis mutandis pursuant to paragraph (3) of that Article) in respect of each fact subject to a decision (hereinafter referred to as the "Amount Calculated for Each Decision" in this paragraph, the following paragraph, and paragraph (14) (but only if the Prime Minister finds the fact set forth in Article 178, paragraph (1), item (iv) to have occurred)) exceeds the higher of the amounts set forth in either of the following items, in lieu of the amount provided for in Article 172-4, paragraph (1) or Article 172-4, paragraph (2) (including as applied mutatis mutandis pursuant to paragraph (3) of that Article), the Prime Minister must issue an order for the relevant person to pay an administrative surcharge to the national treasury that is equivalent to the amount arrived at when the higher of those amounts is proportionally divided in parallel with the Amount Calculated for Each Decision, pursuant to the provisions of Cabinet Office Ordinance:

ja-jp	一　それぞれの有価証券報告書等についての当該決定に係る事実について第百七十二条の四第一項の規定により算出した額のうち最も高い額
en-us	(i) the highest of the amounts calculated pursuant to Article 172-4, paragraph (1) for the fact that has occurred in respect of the decision, for each Annual Report, etc.;

ja-jp	二　それぞれの四半期・半期・臨時報告書等についての当該決定に係る事実について第百七十二条の四第二項（同条第三項において準用する場合を含む。）の規定により算出した額に二を乗じて得た額のうち最も高い額
en-us	(ii) the highest of the amounts arrived at when the amount calculated pursuant to Article 172-4, paragraph (2) (including as applied mutatis mutandis pursuant to paragraph (3) of that Article) for the fact that has occurred in respect of the decision is multiplied by two, for each Quarterly Report, Semiannual Report, or Ad Hoc Report, etc.

ja-jp	７　内閣総理大臣は、第一項（第百七十八条第一項第四号に掲げる事実があると認める場合に限る。以下この項において同じ。）又は前項の決定をしなければならない場合において、既に第一項、前項、この項、第十二項（同号に掲げる事実があると認める場合に限る。以下この項において同じ。）、第十三項（同号に掲げる事実があると認める場合に限る。以下この項において同じ。）又は第十四項（同号に掲げる事実があると認める場合に限る。以下この項において同じ。）の規定によりなされた一以上の決定（以下この項において「既決定」という。）に係る継続開示書類等と同一の記載対象事業年度に係る継続開示書類等について一以上の決定（以下この項において「新決定」という。）をしなければならないときは、当該新決定について、第百七十二条の四第一項若しくは第二項（同条第三項において準用する場合を含む。）又は前項の規定による額に代えて、第一号に掲げる額から第二号に掲げる額を控除した額を内閣府令で定めるところによりそれぞれの新決定に係る事実について個別決定ごとの算出額に応じて按分して得た額に相当する額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。ただし、第一号に掲げる額が第二号に掲げる額を超えないときは、同条第一項若しくは第二項（同条第三項において準用する場合を含む。）又は前項の規定による課徴金の納付を命ずることができない。
en-us	(7) If the Prime Minister is required to issue the decision referred to in paragraph (1) (but only if the Prime Minister finds the fact set forth in Article 178, paragraph (1), item (iv) to have occurred; hereinafter the same applies in this paragraph)) or the decision referred to in the preceding paragraph, and is required to issue one or more decisions (hereinafter each is referred to as a "New Decision" in this paragraph) in connection with an ongoing disclosure document, etc. for the same Business Year Subject to Disclosure, as an ongoing disclosure document, etc. in connection with which the Prime Minister has already issued one or more decisions pursuant to paragraph (1), the preceding paragraph, this paragraph, paragraph (12) (but only if the Prime Minister found the fact set forth in Article 178, paragraph (1), item (iv) to have occurred; hereinafter the same applies in this paragraph), paragraph (13) (but only if the Prime Minister found the fact set forth in Article 178, paragraph (1), item (iv) to have occurred; hereinafter the same applies in this paragraph), or paragraph (14) (but only if the Prime Minister found the fact set forth in Article 178, paragraph (1), item (iv) to have occurred; hereinafter the same applies in this paragraph) (each such a decision is hereinafter referred to as a "Prior Decision" in this paragraph), in lieu of the amount set forth in Article 172-4, paragraph (1) or (2) (including as applied mutatis mutandis pursuant to paragraph (3) of that Article) or the preceding paragraph, the Prime Minister must issue an order in respect of the New Decisions, for the relevant person to pay an administrative surcharge to the national treasury that is equivalent to the amount arrived at when the amount specified in item (ii) is deducted from the amount specified in item (i), and the difference is then proportionally divided in parallel with the Amount Calculated for Each Decision in respect of each fact subject to a New Decision, pursuant to the provisions of Cabinet Office Ordinance; provided, however, that unless the amount specified in item (i) exceeds the amount specified in item (ii), the Prime Minister may not issue an administrative surcharge payment order under paragraph (1) or (2) of that Article (including as applied mutatis mutandis pursuant to paragraph (3) of that Article) or the preceding paragraph:

ja-jp	一　それぞれの既決定及び新決定に係る事実について個別決定ごとの算出額を合計した額（その額が次のイ又はロに掲げる額のいずれか高い額を超えるときは、当該高い額）
en-us	(i) the sum total of the Amounts Calculated for Each Decision, in respect of each fact subject to a Prior Decision and to a New Decision (if this amount exceeds the higher of the amounts set forth in the following sub-item (a) or (b), this means the higher of those amounts):

ja-jp	イ　それぞれの有価証券報告書等についての当該既決定又は当該新決定に係る事実について第百七十二条の四第一項の規定により算出した額のうち最も高い額
en-us	(a) the highest of the amounts calculated pursuant to Article 172-4, paragraph (1) in respect of each fact subject to a Prior Decision and to a New Decision for each Annual Report, etc.; or

ja-jp	ロ　それぞれの四半期・半期・臨時報告書等についての当該既決定又は当該新決定に係る事実について第百七十二条の四第二項（同条第三項において準用する場合を含む。）の規定により算出した額に二を乗じて得た額のうち最も高い額
en-us	(b) the highest of the amounts arrived at when the amounts calculated pursuant to Article 172-4, paragraph (2) (including as applied mutatis mutandis pursuant to paragraph (3) of that Article) in respect of each fact subject to a Prior Decision and to a New Decision for each Quarterly Report, Semiannual Report, Ad Hoc Report, etc., are multiplied by two.

ja-jp	二　当該既決定に係る第百七十二条の四第一項若しくは第二項（同条第三項において準用する場合を含む。）又は前項、この項若しくは第十二項から第十四項までの規定による課徴金の額を合計した額
en-us	(ii) the sum total of the amounts of administrative surcharges under Article 172-4, paragraph (1) or (2) (including as applied mutatis mutandis pursuant to paragraph (3) of that Article), the preceding paragraph, this paragraph, and paragraphs (12) to (14) inclusive, in connection with Prior Decisions.

ja-jp	８　内閣総理大臣は、同一の公開買付けに係る二以上の公開買付書類等（公開買付開始公告等又は公開買付届出書等をいう。次項において同じ。）について第一項の決定（第百七十八条第一項第六号に係るものに限る。）をしなければならないときは、第百七十二条の六第一項（同条第二項において準用する場合を含む。）の規定による額に代えて、同条第一項の規定により算出した額をそれぞれの決定に係る事実について同項（同条第二項において準用する場合を含む。）の規定により算出した額に応じて按分して得た額に相当する額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。
en-us	(8) If the Prime Minister is required to issue the decision referred to in paragraph (1) in connection with two or more Tender Offer documents, etc. (meaning a Public Notice of the Commencement of the Tender Offer, etc. or a Tender Offer Statement; the same applies in the following paragraph) for the same Tender Offer (limited to a decision under Article 178, paragraph (1), item (vi)), in lieu of the amount set forth in Article 172-6, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (2) of that Article), the Prime Minister must issue an order for the relevant person to pay an administrative surcharge to the national treasury that is equivalent to the amount arrived at when the amount calculated pursuant to paragraph (1) of that Article is divided proportionally in parallel with the amounts calculated pursuant to that paragraph (including as applied mutatis mutandis pursuant to paragraph (2) of that Article) in respect of each fact subject to a decision.

ja-jp	９　内閣総理大臣は、公開買付書類等について既に第一項（第百七十八条第一項第六号に掲げる事実があると認める場合に限る。以下この項において同じ。）、前項又は第十三項（同号に掲げる事実があると認める場合に限る。）の規定により決定をしているときは、当該公開買付書類等と同一の公開買付けに係る公開買付書類等について第一項又は前項の規定により新たな決定をすることができない。
en-us	(9) If the Prime Minister has already issued a decision pursuant to paragraph (1) (but only if the Prime Minister found the fact set forth in Article 178, paragraph (1), item (vi) to have occurred; hereinafter the same applies in this paragraph), the preceding paragraph, or paragraph (13) (but only if the Prime Minister found the fact set forth in Article 178, paragraph (1), item (vi) to have occurred) in connection with a Tender Offer document, etc., the Prime Minister may not issue a new decision pursuant to paragraph (1) or the preceding paragraph in connection with a Tender Offer document, etc. linked to the same Tender Offer as that Tender Offer document, etc.

ja-jp	１０　内閣総理大臣は、同一の記載対象事業年度に係る二以上の発行者等情報（発行者等情報に係る虚偽の情報を訂正し、又は提供し、若しくは公表すべき重要な事項に関する情報の不備を補正する訂正発行者情報を除く。次項において同じ。）について第一項の決定（第百七十八条第一項第十一号に係るものに限る。）をしなければならないときは、第百七十二条の十一第一項の規定による額に代えて、それぞれの決定に係る事実について同項の規定により算出した額（以下この項、次項及び第十四項（同号に掲げる事実があると認める場合に限る。）において「個別決定ごとの算出額」という。）のうち最も高い額を内閣府令で定めるところにより当該個別決定ごとの算出額に応じて按分して得た額に相当する額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。
en-us	(10) If the Prime Minister is required to issue the decision referred to in paragraph (1) (limited to a decision under Article 178, paragraph (1), item (xi)) in connection with two or more pieces of Information on the Issuer, etc. for the same Business Year Subject to Disclosure (excluding Amended Information on the Issuer that amends false information contained in the relevant Information on the Issuer, etc. or that corrects a deficiency of information about a material particular that is required to be provided or disclosed; the same applies in the following paragraph), in lieu of the amount under Article 172-11, paragraph (1), the Prime Minister must issue an order for the relevant person to pay an administrative surcharge to the national treasury that is equivalent to the amount arrived at when the highest of the amounts calculated pursuant to that paragraph in respect of each fact subject to a decision (hereinafter referred to as the "Amount Calculated for Each Decision" in this paragraph, the following paragraph and paragraph (14) (but only if the Prime Minister finds the fact set forth in Article 178, paragraph (1), item (xi) to have occurred)) is proportionally divided in parallel with the Amount Calculated for Each Decision, pursuant to the provisions of Cabinet Office Ordinance.

ja-jp	１１　内閣総理大臣は、第一項（第百七十八条第一項第十一号に掲げる事実があると認める場合に限る。以下この項において同じ。）又は前項の決定をしなければならない場合において、既に第一項、前項、この項、次項（同号に掲げる事実があると認める場合に限る。以下この項において同じ。）、第十三項（同号に掲げる事実があると認める場合に限る。以下この項において同じ。）又は第十四項（同号に掲げる事実があると認める場合に限る。以下この項において同じ。）の規定によりなされた一以上の決定（以下この項において「既決定」という。）に係る発行者等情報と同一の記載対象事業年度に係る発行者等情報について一以上の決定（以下この項において「新決定」という。）をしなければならないときは、当該新決定について、第百七十二条の十一第一項又は前項の規定による額に代えて、第一号に掲げる額から第二号に掲げる額を控除した額を内閣府令で定めるところによりそれぞれの新決定に係る事実について個別決定ごとの算出額に応じて按分して得た額に相当する額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。ただし、第一号に掲げる額が第二号に掲げる額を超えないときは、同条第一項又は前項の規定による課徴金の納付を命ずることができない。
en-us	(11) If the Prime Minister is required to issue the decision referred to in paragraph (1) (but only if the Prime Minister finds the fact set forth in Article 178, paragraph (1), item (xi) to have occurred; hereinafter the same applies in this paragraph)) or the preceding paragraph, and must issue one or more decisions (hereinafter each is referred to as a "New Decision" in this paragraph) in connection with Information on the Issuer, etc. for the same Business Year Subject to Disclosure as Information on the Issuer, etc. in connection with which the Prime Minister has already issued one or more decisions pursuant to paragraph (1), the preceding paragraph, this paragraph, the following paragraph (but only if the Prime Minister found the fact set forth in Article 178, paragraph (1), item (xi) to have occurred; hereinafter the same applies in this paragraph), paragraph (13) (but only if the Prime Minister found the fact set forth in that Article 178, paragraph (1), item (xi) to have occurred; hereinafter the same applies in this paragraph), or paragraph (14) (but only if the Prime Minister found the fact set forth in Article 178, paragraph (1), item (xi) to have occurred; hereinafter the same applies in this paragraph) (each such a decision is hereinafter referred to as a "Prior Decision" in this paragraph), in lieu of the amount set forth in Article 172-11, paragraph (1) or the preceding paragraph, the Prime Minister must issue an order in connection with the New Decisions, for the relevant person to pay an administrative surcharge to the national treasury that is equivalent to the amount arrived at when the amount specified in item (ii) is deducted from the amount specified in item (i) and the difference is then divided proportionally in parallel with the Amount Calculated for Each Decision in respect of each fact subject to a New Decision, pursuant to the provisions of Cabinet Office Ordinance; provided, however, that unless the amount specified in item (i) exceeds the amount specified in item (ii), the Prime Minister may not issue an administrative surcharge payment order under Article 172-11, paragraph (1) or the preceding paragraph:

ja-jp	一　それぞれの既決定及び新決定に係る事実について個別決定ごとの算出額のうち最も高い額
en-us	(i) the highest of the Amounts Calculated for Each Decision in respect of each fact subject to a Prior Decision or to a New Decision.

ja-jp	二　当該既決定に係る第百七十二条の十一第一項又は前項、この項若しくは次項から第十四項までの規定による課徴金の額を合計した額
en-us	(ii) the sum total of the amounts of administrative surcharges under Article 172-11, paragraph (1), the preceding paragraph, this paragraph, and paragraphs (12) to (14) inclusive in connection with Prior Decisions.

ja-jp	１２　内閣総理大臣は、第一項（第百七十八条第一項第二号に掲げる事実のうち第百七十二条の二第一項（同条第四項において準用する場合を含む。以下この項において同じ。）に該当する事実、第百七十八条第一項第四号に掲げる事実のうち第百七十二条の四第一項若しくは第二項に該当する事実、第百七十八条第一項第七号に掲げる事実、同項第十号に掲げる事実のうち第百七十二条の十第一項に該当する事実、第百七十八条第一項第十一号に掲げる事実又は同項第十六号に掲げる事実のうち第百七十五条第一項（同条第九項において準用する場合を含む。）に該当する事実があると認める場合に限る。以下この項において同じ。）、第六項、第七項又は前二項の決定をしなければならない場合（同号に掲げる事実のうち同条第一項（同条第九項において準用する場合を含む。）に該当する事実があると認める場合にあつては、当該事実に係る第百六十六条第一項に規定する売買等が、第百七十五条第九項に規定する上場会社等による会社法第百五十六条第一項（同法第百六十三条及び第百六十五条第三項の規定により読み替えて適用する場合を含む。）の規定又はこれらに相当する外国の法令の規定による自己の株式の取得である場合その他これに準ずる場合として内閣府令で定める場合に限る。）において、次の表の第一欄に掲げる者が、同表の第二欄に掲げる規定に該当する事実について同表の第三欄に掲げる処分が行われる前に、当該事実を内閣府令で定めるところにより内閣総理大臣に報告しているときは、同表の第四欄に掲げる額に代えて、当該額に百分の五十を乗じて得た額に相当する額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。
en-us	(12) If the Prime Minister is required to issue the decision referred to in paragraph (1) (but only if the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (ii) to have occurred that comes under the purview of Article 172-2, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (4) of that Article; hereinafter the same applies in this paragraph); finds a fact set forth in Article 178, paragraph (1), item (iv) to have occurred that comes under the purview of Article 172-4, paragraph (1) or (2); finds a fact set forth in Article 178, paragraph (1), item (vii) or a fact set forth in Article 178, paragraph (1), item (x) to have occurred that comes under the purview of Article 172-10, paragraph (1); or finds a fact set forth in Article 178, paragraph (1), item (xi) or a fact set forth in Article 178, paragraph (1), item (xvi) to have occurred that comes under the purview of Article 175, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (9) of that Article); hereinafter the same applies in this paragraph), paragraph (6), paragraph (7), or the preceding two paragraphs (if the Prime Minister finds a fact set forth in the relevant item to have occurred that comes under the purview of paragraph (1) of the relevant Article (including as applied mutatis mutandis pursuant to paragraph (9) of that Article), this is only if the Purchase and Sale, etc. under Article 166, paragraph (1) involving that fact falls under the category of an acquisition, by a Listed Company, etc. as prescribed in Article 175, paragraph (9), of its own shares, pursuant to the provisions of Article 156, paragraph (1) of the Companies Act (including as it applies through the replacement of certain terms pursuant to the provisions of Article 163 and Article 165, paragraph (3) of that Act) or a foreign law or regulation that is equivalent to those provisions, or in any other case specified by Cabinet Office Ordinance as being equivalent to this), and the person set forth in Column 1 of the following table, prior to the disposition set forth in Column 3 of that table being issued with regard to a fact falling under the provisions set forth in Column 2 of that table, reports that fact to the Prime Minister pursuant to the provisions of Cabinet Office Ordinance, in lieu of the amounts set forth in Column 4 of that table, the Prime Minister must issue an order for the relevant person to pay an administrative surcharge to the national treasury that is equivalent to the amount arrived at when the relevant amount is multiplied by 50 percent.

ja-jp	１３　内閣総理大臣は、第一項、第二項、第四項から第八項まで又は前三項の規定により決定をしなければならない場合において、当該決定を受けるべき次の表の上欄に掲げる者が、同表の中欄に掲げる日からさかのぼり五年以内に、第百八十五条の十五第一項に規定する課徴金納付命令（当該課徴金納付命令に係る第百八十五条の十八第一項の訴えの提起があつたときは、当該訴えに係る裁判が確定している場合に限る。）又は第十六項に規定する決定（第三項、第五項ただし書、第七項ただし書、第九項、第十一項ただし書、次項ただし書又は第十五項ただし書に該当する旨の決定に限る。）を受けたことがあるときは、同表の下欄に掲げる規定による額に代えて、当該額の一・五倍に相当する額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。
en-us	(13) If the Prime Minister is required to issue the decision referred to in paragraph (1), paragraph (2), paragraphs (4) to (8) inclusive, or the preceding three paragraphs, and the person subject to the decision that is set forth in the left column of the following table, in the five years prior to the date set forth in the middle column of that table, was subject to an administrative surcharge payment order as provided in Article 185-15, paragraph (1) (if, in connection with such an administrative surcharge payment order, the legal action referred to in Article 185-18, paragraph (1) has been filed, this is only if the judicial decision on the legal action has become final and binding) or to a decision as provided in paragraph (16) (limited to a decision to which paragraph (3), the proviso to paragraph (5), the proviso to paragraph (7), paragraph (9), the proviso to paragraph (11), the proviso to the following paragraph, or the proviso to paragraph (15) is applicable), in lieu of the amount set forth in the provisions specified in the right-hand column of that table, the Prime Minister must issue an order for the relevant person to pay an administrative surcharge to the national treasury that is equivalent to 150 percent of that amount.

ja-jp	１４　内閣総理大臣は、第一項（第百七十八条第一項第四号又は第十一号に掲げる事実があると認める場合に限る。）、第六項、第七項、第十項、第十一項又は前二項（同条第一項第四号又は第十一号に掲げる事実があると認める場合に限る。以下この項において同じ。）の規定により一以上の決定をしなければならないときであつて、同一事件について、被審人に対し、罰金の確定裁判があるときは、第百七十二条の四第一項若しくは第二項（同条第三項において準用する場合を含む。以下この項において同じ。）、第百七十二条の十一第一項の規定又は第六項、第七項若しくは第十項から前項までの規定による額に代えて、第一号に掲げる額から第二号に掲げる額を控除した額を内閣府令で定めるところにより当該一以上の決定に係る事実について個別決定ごとの算出額に応じて按分して得た額に相当する額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。ただし、第一号に掲げる額が第二号に掲げる額を超えないときは、第百七十二条の四第一項若しくは第二項、第百七十二条の十一第一項の規定又は第六項、第七項若しくは第十項から前項までの規定による課徴金の納付を命ずることができない。
en-us	(14) If the Prime Minister is required to issue one or more decisions pursuant to paragraph (1) (but only if the Prime Minister finds the fact set forth in Article 178, paragraph (1), item (iv) or (xi) to have occurred), paragraph (6), paragraph (7), paragraph (10), paragraph (11), or the preceding two paragraphs (but only if the Prime Minister finds the fact set forth in Article 178, paragraph (1), item (iv) or (xi) to have occurred; hereinafter the same applies in this paragraph), and a final and binding judicial decision for the same case imposes a fine on the Respondent, in lieu of the amount specified in Article 172-4, paragraph (1) or (2) (including as applied mutatis mutandis pursuant to paragraph (3) of that Article; hereinafter the same applies in this paragraph), Article 172-11 (1), or Article 185-7, paragraph (6), (7), or (10) to (13) inclusive, the Prime Minister must issue an order for the relevant person to pay an administrative surcharge to the national treasury that is equivalent to the amount arrived at when the amount specified in item (ii) is deducted from the amount specified in item (i), and the difference is then proportionally divided in parallel with the Amount Calculated for Each Decision in respect of the facts subject to those one or more decisions, pursuant to the provisions of Cabinet Office Ordinance; provided, however, that unless the amount specified in item (i) exceeds the amount specified in item (ii), the Prime Minister may not issue an administrative surcharge payment order under Article 172-4, paragraph (1) or (2), Article 172-11, paragraph (1), or Article 185-7, paragraph (6), (7), or (10) to (13) inclusive:

ja-jp	一　当該一以上の決定に係る事実について第百七十二条の四第一項若しくは第二項、第百七十二条の十一第一項の規定又は第六項、第七項若しくは第十項から前項までの規定により算出した額を合計した額
en-us	(i) the sum total of the amounts calculated pursuant to the provisions of Article 172-4, paragraph (1) and (2), Article 172-11, paragraph (1), and Article 185-7, paragraph (6), (7), and (10) to (13) inclusive, in respect of the facts subject to those one or more decisions;

ja-jp	二　当該罰金の額
en-us	(ii) the amount of the fine.

ja-jp	１５　内閣総理大臣は、第一項（第百七十八条第一項第十二号から第十六号までに掲げる事実のいずれかがあると認める場合に限る。）、第十二項（同号に掲げる事実があると認める場合に限る。以下この項において同じ。）又は第十三項（同条第一項第十二号から第十六号までに掲げる事実のいずれかがあると認める場合に限る。以下この項において同じ。）の場合において、同一事件について、被審人に対し、第百九十八条の二第一項各号に掲げる財産の没収又は同項各号に掲げる財産の価額の追徴の確定裁判があるときは、第百七十三条第一項、第百七十四条第一項、第百七十四条の二第一項、第百七十四条の三第一項若しくは第百七十五条第一項（同条第九項において準用する場合を含む。）若しくは第二項の規定又は第十二項若しくは第十三項の規定による額に代えて、当該額から当該裁判において没収を命じられた第百九十八条の二第一項各号に掲げる財産に相当する額又は当該裁判において追徴を命じられた同項各号に掲げる財産の価額に相当する額（当該裁判において同項各号に掲げる財産の没収及び同項各号に掲げる財産の価額の追徴が命じられたときは、当該裁判において没収を命じられた同項各号に掲げる財産に相当する額及び当該裁判において追徴を命じられた同項各号に掲げる財産の価額に相当する額の合計額。以下この項において「没収等相当額」という。）を控除した額の課徴金を国庫に納付することを命ずる旨の決定をしなければならない。ただし、第百七十三条第一項、第百七十四条第一項、第百七十四条の二第一項、第百七十四条の三第一項若しくは第百七十五条第一項（同条第九項において準用する場合を含む。）若しくは第二項の規定又は第十二項若しくは第十三項の規定による額が、没収等相当額を超えないときは、これらの規定による課徴金の納付を命ずることができない。
en-us	(15) In the case referred to in paragraph (1) (but only if the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (xii) to (xvi) inclusive to have occurred), paragraph (12) of that Article (but only if the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (xii) to (xvi) inclusive to have occurred; hereinafter the same applies in this paragraph), or in paragraph (13) of that Article (but only if the Prime Minister finds a fact set forth in Article 178, paragraph (1), items (xii) to (xvi) inclusive to have occurred; hereinafter the same applies in this paragraph), if the final and binding judicial decision in the same case imposes on the Respondent a confiscation of the properties set forth in the items of Article 198-2, paragraph (1) or the collection of the value of the properties set forth in the items of Article 198-2, paragraph (1), in lieu of the amount set forth in Article 173, paragraph (1), Article 174, paragraph (1), Article 174-2, paragraph (1), Article 174-3, paragraph (1), or Article 175, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (9) of that Article) or paragraph (2) of that Article, or Article 185-7, paragraph (12) or (13), the Prime Minister must issue an order for the relevant person to pay an administrative surcharge to the national treasury in the amount of the difference after the amount equivalent to the properties set forth in the items of Article 198-2, paragraph (1) whose confiscation is ordered in that judicial decision, or the amount equivalent to the value of the properties set forth in the items of Article 198-2, paragraph (1) whose collection is ordered in that judicial decision (or, if both the confiscation of the properties set forth in the items of Article 198-2, paragraph (1) and the collection of the value of the properties set forth in the items of Article 198-2, paragraph (1) are ordered in that judicial decision, this means the sum total of the amount equivalent to the properties set forth in the items of Article 198-2, paragraph (1) whose confiscation is ordered in that judicial decision and the amount equivalent to the values of the properties set forth in the items of Article 198-2, paragraph (1) whose collection is ordered in that judicial decision; hereinafter referred to as the "Amount Equivalent to Confiscated Properties, etc." in this paragraph), is deducted from the relevant of those amounts; provided, however, that unless the amount set forth in Article 173, paragraph (1), Article 174, paragraph (1), Article 174-2, paragraph (1), Article 174-3, paragraph (1), Article 175, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (9) of that Article) or paragraph (2) of that Article, or Article 185-7, paragraph (12) or (13) exceeds the Amount Equivalent to Confiscated Properties, etc., the Prime Minister may not issue an administrative surcharge payment order under those provisions.

ja-jp	１６　内閣総理大臣は、審判手続を経た後、第百七十八条第一項各号に掲げる事実がないと認めるとき又は第三項、第五項ただし書、第七項ただし書、第九項、第十一項ただし書、第十四項ただし書若しくは前項ただし書に該当するときは、その旨を明らかにする決定をしなければならない。
en-us	(16) If, after the conclusion of administrative hearing proceedings, the Prime Minister finds no fact to have occurred that falls under an item of Article 178, paragraph (1), or in a case to which paragraph (3), the proviso to paragraph (5), the proviso to paragraph (7), paragraph (9), the proviso to paragraph (11), the proviso to paragraph (14), or the proviso to the preceding paragraph is applicable, the Prime Minister must issue a decision that gives a clear indication of this.

ja-jp	１７　第一項、第二項、第四項から第八項まで及び第十項から前項までの決定は、文書によつて、前条の規定により審判官が提出した決定案に基づいて行わなければならない。
en-us	(17) A decision as referred to in paragraph (1), (2), (4) to (8) inclusive, or (10) to (16) inclusive must be issued in writing based on the draft decision submitted by an hearing examinar pursuant to the provisions of the preceding Article.

ja-jp	１８　前項に規定する決定に係る決定書には、内閣総理大臣が認定した事実及びこれに対する法令の適用（第一項、第二項、第四項から第八項まで及び第十項から第十五項までの決定にあつては、課徴金の計算の基礎及び納付期限を含む。）を記載しなければならない。
en-us	(18) The written decision in respect of a decision provided for in the preceding paragraph must state the facts found by the Prime Minister and the application of laws and regulations to those facts (including the basis for the computation of the administrative surcharge and the due date for its payment, in the case of a decision under paragraph (1), (2), (4) to (8) inclusive, or (10) to (15) inclusive).

ja-jp	１９　前項の納付期限は、同項に規定する決定書（第一項、第二項、第四項から第八項まで及び第十項から第十五項までの決定に係るものに限る。）の謄本を発した日から二月を経過した日とする。
en-us	(19) The due date for payment as referred to in the preceding paragraph is the day on which two months have elapsed since the date on which a certified copy of the written decision provided for in that paragraph (limited to one for a decision under paragraph (1), (2), (4) to (8) inclusive, or (10) to (15) inclusive) is issued.

ja-jp	２０　第十七項に規定する決定は、被審人に当該決定に係る決定書の謄本を送達することによつて、その効力を生ずる。
en-us	(20) A decision as provided for in paragraph (17) comes into effect through the service of a certified copy of the pertinent written decision on the Respondent.

ja-jp	２１　第一項の決定（第百七十八条第一項第四号又は第十一号に係るものに限る。）並びに第六項、第七項、第十項、第十一項、第十二項（同条第一項第四号又は第十一号に掲げる事実があると認める場合に限る。）及び第十三項（同条第一項第四号又は第十一号に掲げる事実があると認める場合に限る。）の決定は、これらの決定の時において、同一事件について公訴が提起されている場合であつて、当該事件が裁判所に係属するときは、前項の規定にかかわらず、当該事件についての裁判が確定した時から、その効力を生ずる。ただし、当該事件について、当該決定を受けた者に対し、罰金の確定裁判があつたときは、次条第六項の規定による変更の処分に係る文書の謄本が送達された時から、その効力を生ずる。
en-us	(21) Notwithstanding the provisions of the preceding paragraph, if, at the time of the decision referred to in paragraph (1) (limited to a decision connected with Article 178, paragraph (1), item (iv) or (xi)) or a decision as referred to in paragraph (6), paragraph (7), paragraph (10), paragraph (11), paragraph (12) (but only if the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (iv) or (xi) to have occurred), or paragraph (13) (but only if the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (iv) or (xi) to have occurred), prosecution has been instituted for the same case and that case is still pending before the court, the decision comes into effect once the judicial decision in that case becomes final and binding; provided, however, that if the final and binding judicial decision in that case imposes a fine on the person subject to the decision, the decision comes into effect once a certified copy of a document concerning a modifying disposition under the provisions of paragraph (6) of the following Article is served.

ja-jp	２２　第一項の決定（第百七十八条第一項第十二号から第十六号までに係るものに限る。）並びに第十二項（同号に掲げる事実があると認める場合に限る。）及び第十三項（同条第一項第十二号から第十六号までに掲げる事実のいずれかがあると認める場合に限る。）の決定は、当該決定の時において、同一事件について公訴が提起されている場合であつて、当該事件が裁判所に係属するときは、第二十項の規定にかかわらず、当該事件についての裁判が確定した時から、その効力を生ずる。ただし、当該事件について、当該決定を受けた者に対し、第百九十八条の二第一項各号に掲げる財産の没収又は同項各号に掲げる財産の価額の追徴の確定裁判があつたときは、次条第七項の規定による変更の処分に係る文書の謄本が送達された時から、その効力を生ずる。
en-us	(22) Notwithstanding the provisions of paragraph (20), if, at the time of the decision referred to in paragraph (1) (limited to a decision connected with one of Article 178, paragraph (1), items (xii) to (xvi) inclusive), paragraph (12) (but only if the Prime Minister finds a fact set forth in one of Article 178, paragraph (1), items (xii) to (xvi) to have occurred) and paragraph (13) (but only if the Prime Minister finds a fact set forth in one of Article 178, paragraph (1), items (xii) to (xvi) inclusive to have occurred), prosecution has been instituted for the same case and that case is still pending before the court, the decision comes into effect once the judicial decision in that case becomes final and binding; provided, however, that if the final and binding judicial decision in that case imposes the confiscation of the properties set forth in the items of Article 198-2, paragraph (1) or the collection of the value of the properties set forth in the items of Article 198-2, paragraph (1) against the person subject to the decision, the decision comes into effect once a certified copy of a document concerning a modifying disposition under paragraph (7) of the following Article is served.

ja-jp	２３　第二十一項本文及び前項本文の規定は、当該事件についての裁判が確定した時において、第一項、第六項、第七項又は第十項から第十三項までの決定に係る決定書の謄本が送達されていない場合には、適用しない。
en-us	(23) The provisions of the main clause of paragraph (21) and the main clause of the preceding paragraph do not apply if a certified copy of the written decision in respect of the decision referred to in paragraph (1), (6), (7), or (10) to (13) inclusive is not served as of the time the judicial decision in the same case becomes final and binding.

ja-jp	２４　第二十一項ただし書の規定は、次条第六項の規定による変更の処分に係る文書の謄本が送達された時において、第一項の決定（第百七十八条第一項第四号又は第十一号に係るものに限る。）又は第六項、第七項、第十項、第十一項、第十二項（第百七十八条第一項第四号又は第十一号に掲げる事実があると認める場合に限る。）若しくは第十三項（第百七十八条第一項第四号又は第十一号に掲げる事実があると認める場合に限る。）の決定に係る決定書の謄本が送達されていない場合には、適用しない。
en-us	(24) The provisions of the proviso to paragraph (21) do not apply if a certified copy of the written decision in respect of the decision referred to in paragraph (1) (limited to a decision connected with Article 178, paragraph (1), item (iv) or (xi)), paragraph (6), paragraph (7), paragraph (10), paragraph (11), paragraph (12) (but only if the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (iv) or (xi) to have occurred) or paragraph (13) (but only if the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (iv) or (xi) to have occurred) is not served as of the time that a certified copy of a document concerning a modifying disposition under paragraph (6) of the following Article is served.

ja-jp	２５　第二十二項ただし書の規定は、次条第七項の規定による変更の処分に係る文書の謄本が送達された時において、第一項の決定（第百七十八条第一項第十二号から第十六号までに係るものに限る。）又は第十二項（同号に掲げる事実があると認める場合に限る。）若しくは第十三項（第百七十八条第一項第十二号から第十六号までに掲げる事実のいずれかがあると認める場合に限る。）の決定に係る決定書の謄本が送達されていない場合には、適用しない。
en-us	(25) The provisions of the proviso to paragraph (22) do not apply if a certified copy of the written decision in respect of the decision referred to in paragraph (1) (limited to a decision connected with Article 178, paragraph (1), items (xii) to (xvi) inclusive), paragraph (12) (but only if the Prime Minister finds a fact set forth in one of Article 178, paragraph (1), items (xii) to (xvi) inclusive to have occurred), or paragraph (13) (but only if the Prime Minister finds a fact set forth in one of Article 178, paragraph (1), items (xii) to (xvi) inclusive to have occurred) is not served as of the time that a certified copy of a document concerning a modifying disposition under paragraph (7) of the following Article is served.

ja-jp	２６　第二十一項本文又は第二十二項本文の場合において、課徴金の納付期限は、第十九項の規定にかかわらず、当該事件についての裁判が確定した日から二月を経過した日とする。
en-us	(26) Notwithstanding the provisions of paragraph (19), in the case referred to in the main clause of paragraph (21) or the main clause of paragraph (22), the due date for the payment of an administrative surcharge is the day on which two months have elapsed since the day on which the judicial decision in the case becomes final and binding.

ja-jp	２７　第二十一項ただし書又は第二十二項ただし書の場合において、課徴金の納付期限は、第十九項の規定にかかわらず、次条第六項又は第七項の規定による変更の処分に係る文書の謄本を発した日から二月を経過した日とする。
en-us	(27) Notwithstanding the provisions of paragraph (19), in the case referred to in the proviso to paragraph (21) or the proviso to paragraph (22), the due date for the payment of an administrative surcharge is the day on which two months have elapsed since the day on which a certified copy of a document concerning a modifying disposition under the provisions of paragraph (6) or (7) of the following Article is dispatched.

ja-jp	２８　第二項、第四項から第八項まで及び第十項から第十四項までの規定により計算した課徴金の額に一円未満の端数があるときは、その端数は、切り捨てる。
en-us	(28) If the amount of an administrative surcharge as calculated pursuant to the provisions of paragraphs (2), (4), to (8) inclusive, and (10) to (14) inclusive, includes a number to the right of the ones place, such amount is rounded down to the nearest one yen.

ja-jp	２９　第四項から第七項まで、第十項及び第十一項の「記載対象事業年度」とは、次の各号に掲げる書類又は情報の区分に応じ、当該各号に定める事業年度をいう。
en-us	(29) The term "Business Year Subject to Disclosure" as used in paragraphs (4) to (7) inclusive, and paragraphs (10) and (11) means the business year specified in the relevant of the following items for the category of documents or information set forth in that item:

ja-jp	一　第二十四条第一項又は第三項（これらの規定を同条第五項において準用し、及びこれらの規定を第二十七条において準用する場合を含む。）及び第二十四条第六項（第二十七条において準用する場合を含む。）並びに第二十四条の二第一項（第二十七条において準用する場合を含む。）において準用する第七条、第九条第一項又は第十条第一項の規定による有価証券報告書及びその添付書類並びにこれらの訂正報告書　当該有価証券報告書及びその添付書類に係る事業年度
en-us	(i) an Annual Report or accompanying document under Article 24, paragraph (1) or (3) (including as applied mutatis mutandis pursuant to paragraph (5) of that Article, and also including as applied mutatis mutandis pursuant to Article 27) or Article 24, paragraph (6) (including as applied mutatis mutandis pursuant to Article 27), as well as under Article 7, Article 9, paragraph (1), or Article 10, paragraph (1) as applied mutatis mutandis pursuant to Article 24-2, paragraph (1) (including as applied mutatis mutandis pursuant to Article 27), or any amended report in connection with the same: the business year of the Annual Report or accompanying document;

ja-jp	二　第二十四条の四の七第一項又は第二項（これらの規定を同条第三項において準用し、及びこれらの規定を第二十七条において準用する場合を含む。）及び第二十四条の四の七第四項（第二十七条において準用する場合を含む。）において準用する第七条、第九条第一項又は第十条第一項の規定による四半期報告書及びその訂正報告書　当該四半期報告書に係る期間の属する事業年度
en-us	(ii) a Quarterly Report under Article 24-4-7, paragraph (1) or (2) (including as applied mutatis mutandis pursuant to paragraph (3) of that Article, and also as applied mutatis mutandis pursuant to Article 27), as well as under Article 7, Article 9, paragraph (1), or Article 10, paragraph (1) as applied mutatis mutandis pursuant to Article 24-4-7, paragraph (4) (including as applied mutatis mutandis pursuant to Article 27) or any amended report in connection with the same: the business year that includes the period to which that Quarterly Report pertains;

ja-jp	三　第二十四条の五第一項（同条第三項において準用し、及びこれらの規定を第二十七条において準用する場合を含む。）及び第二十四条の五第五項（第二十七条において準用する場合を含む。）において準用する第七条、第九条第一項又は第十条第一項の規定による半期報告書及びその訂正報告書　当該半期報告書に係る期間の属する事業年度
en-us	(iii) a Semiannual Report under Article 24-5, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (3) of that Article, and also including as applied mutatis mutandis pursuant to Article 27), as well as under Article 7, Article 9, paragraph (1), or Article 10, paragraph (1) as applied mutatis mutandis pursuant to Article 24-5, paragraph (5) (including as applied mutatis mutandis pursuant to Article 27) or any amended report in connection with the same: the business year that includes the period to which that Semiannual Report pertains; and

ja-jp	四　第二十四条の五第四項（第二十七条において準用する場合を含む。）及び第二十四条の五第五項（第二十七条において準用する場合を含む。）において準用する第七条、第九条第一項又は第十条第一項の規定による臨時報告書及びその訂正報告書　当該臨時報告書を提出した日の属する事業年度
en-us	(iv) an Ad Hoc Report under Article 24-5, paragraph (4) (including as applied mutatis mutandis pursuant to Article 27), as well as under Article 7, Article 9, paragraph (1), or Article 10, paragraph (1) as applied mutatis mutandis pursuant to Article 24-5, paragraph (5) (including as applied mutatis mutandis pursuant to Article 27) or any amended report in connection with the same: the business year that includes the day on which the Ad Hoc Report was submitted; and

ja-jp	五　発行者情報及びその訂正発行者情報　当該発行者情報に係る事業年度
en-us	(v) the Information on the Issuer or any amended Information on the Issuer in connection with the same: the business year for the relevant Information on the Issuer.

ja-jp	（決定の効力の停止）
en-us	(Suspension of the Validity of a Decision)

ja-jp	第百八十五条の八　前条第一項の決定（第百七十八条第一項第四号又は第十一号から第十六号までに係るものに限る。第四項、第五項、第八項及び第十一項において同じ。）又は前条第六項、第七項、第十項、第十一項、第十二項（第百七十八条第一項第四号、第十一号又は第十六号に掲げる事実があると認める場合に限る。第四項、第五項、第八項及び第十一項において同じ。）若しくは第十三項（第百七十八条第一項第四号又は第十一号から第十六号までに掲げる事実があると認める場合に限る。第四項、第五項、第八項及び第十一項において同じ。）の決定の後、当該決定に係る納付期限前に同一事件について当該決定を受けた者に対し公訴の提起があつたときは、内閣総理大臣は、当該事件についての裁判が確定するまでの間、当該決定の効力を停止しなければならない。ただし、当該決定に係る課徴金の全部が納付されているときは、この限りでない。
en-us	Article 185-8 (1) If, after the decision referred to in paragraph (1) of the preceding Article (limited to a decision connected with Article 178, paragraph (1), item (iv), or (xi) to (xvi) inclusive; hereinafter the same applies in paragraphs (4), (5), (8), and (11)) or the decision referred to in Article 185-7, paragraph (6), (7), (10), (11), or (12) (but only if the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (iv), (xi), or (xvi) to have occurred; the same applies in paragraphs (4), (5), (8), and (11) of this Article), or Article 185-7, paragraph (13) (but only if the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (iv), or one of items (xi) to (xvi) inclusive to have occurred; the same applies in paragraphs (4), (5), (8), and (11) of this Article) is reached and before the due date for payment in connection with that decision, prosecution is instituted against the person subject to that decision in connection with the same case, the Prime Minister must suspend the validity of the decision until the judicial decision in the same case becomes final and binding; provided, however, that this does not apply if the administrative surcharge under that decision has already been paid in full.

ja-jp	２　前項本文の規定により前条第一項の決定（第百七十八条第一項第四号又は第十一号に係るものに限る。第六項において同じ。）又は前条第六項、第七項、第十項、第十一項、第十二項（第百七十八条第一項第四号又は第十一号に掲げる事実があると認める場合に限る。第六項において同じ。）若しくは第十三項（第百七十八条第一項第四号又は第十一号に掲げる事実があると認める場合に限る。第六項において同じ。）の決定の効力が停止された場合において、当該事件について、当該決定を受けた者に対し、罰金の確定裁判があつたときは、内閣総理大臣は、第六項の規定による変更の処分に係る文書の謄本が送達されるまでの間、当該決定の効力を停止しなければならない。
en-us	(2) If the validity of the decision referred to in paragraph (1) of the preceding paragraph (limited to a decision connected with Article 178, paragraph (1), item (iv) or (xi); hereinafter the same applies in paragraph (6)) or the validity of the decision referred to in Article 185-7, paragraph (6), (7), (10), (11), or (12) (but only if the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (iv) or (xi) to have occurred; the same applies in paragraph (6) of this Article), or Article 185-7, paragraph (13) (but only if the Prime Minister finds a fact set forth in Article 178, paragraph (1), item (iv) or (xi) to have occurred; the same applies in paragraph (6) of this Article) is suspended pursuant to the main clause of the preceding paragraph, and the final and binding judicial decision in the case imposes a fine on the person subject to that decision, the Prime Minister must suspend the validity of the decision until a certified copy of a document concerning a modifying disposition under paragraph (6) is served.

ja-jp	３　第一項本文の規定により前条第一項の決定（第百七十八条第一項第十二号から第十六号までに係るものに限る。第七項において同じ。）又は前条第十二項（同号に掲げる事実があると認める場合に限る。第七項において同じ。）若しくは第十三項（第百七十八条第一項第十二号から第十六号までに掲げる事実があると認める場合に限る。第七項において同じ。）の決定の効力が停止された場合において、当該事件について、当該決定を受けた者に対し、第百九十八条の二第一項各号に掲げる財産の没収又は同項各号に掲げる財産の価額の追徴の確定裁判があつたときは、内閣総理大臣は、第七項の規定による変更の処分に係る文書の謄本が送達されるまでの間、当該決定の効力を停止しなければならない。
en-us	(3) If the validity of the decision referred to in Article 185-7, paragraph (1) (limited to a decision connected with one of Article 178, paragraph (1), items (xii) to (xvi) inclusive; the same applies in paragraph (7) of this Article), Article 185-7, paragraph (12) (but only if the Prime Minister finds a fact set forth in one of Article 178, paragraph (1), items (xii) to (xvi) inclusive to have occurred; the same applies paragraph (7) of this Article), or Article 185-7, paragraph (13) (but only if the Prime Minister finds a fact set forth in one of Article 178, paragraph (1), items (xii) to (xvi) inclusive to have occurred; the same applies in paragraph (7) of this Article) is suspended pursuant to the main clause of paragraph (1), and the final and binding judicial decision in the case imposes a confiscation of the properties set forth in the items of Article 198-2, paragraph (1) or the collection of the value of the properties set forth in the items of Article 198-2, paragraph (1) against the person subject to the decision, the Prime Minister must suspend the validity of the decision until a certified copy of a document concerning a modifying disposition under paragraph (7) is served.

ja-jp	４　第一項の規定により前条第一項、第六項、第七項又は第十項から第十三項までの決定の効力が停止された場合においては、課徴金の納付期限は、同条第十九項の規定にかかわらず、当該事件についての裁判が確定した日から二月を経過した日とする。
en-us	(4) Notwithstanding the provisions of paragraph (19) of the preceding Article, if the validity of the decision referred to in paragraph (1), (6), (7), or (10) to (13) inclusive of that Article is suspended pursuant to the provisions of paragraph (1), the due date for the administrative surcharge payment is the day on which two months have elapsed since the day that the judicial decision in the case becomes final and binding.

ja-jp	５　第二項又は第三項の規定により前条第一項、第六項、第七項又は第十項から第十三項までの決定の効力が停止された場合においては、課徴金の納付期限は、同条第十九項及び前項の規定にかかわらず、次項又は第七項の規定による変更の処分に係る文書の謄本を発した日から二月を経過した日とする。
en-us	(5) Notwithstanding the provisions of paragraph (19) of the preceding Article and the preceding paragraph, if the validity of the decision referred to in paragraph (1), (6), (7), or (10) to (13) inclusive of that Article is suspended pursuant to the provisions of paragraph (2) or (3) of this Article, the due date for the administrative surcharge payment is the day on which two months have elapsed since the day that a certified copy of a document concerning a modifying disposition under the following paragraph or paragraph (7) is dispatched.

ja-jp	６　内閣総理大臣は、前条第一項の決定又は同条第六項、第七項若しくは第十項から第十三項までの決定の後、同一事件について、当該決定を受けた者に対し、罰金の確定裁判があつたときは、当該決定に係る課徴金の額を、これらの規定による額から、第一号に掲げる額から第二号に掲げる額を控除した額を内閣府令で定めるところにより当該決定に係る課徴金の額に応じて按分して得た額に相当する額に変更しなければならない。ただし、第一号に掲げる額が第二号に掲げる額を超えないときは、この限りでない。
en-us	(6) After the issuance of the decision referred to in paragraph (1) of the preceding Article or the decision referred to in paragraph (6), (7), or (10) to (13) inclusive of that Article, if a final and binding judicial decision in the same case imposes a fine on the person subject to the decision, the Prime Minister must modify the amount of the administrative surcharge subject to the decision, from the amount under those provisions to the amount equivalent to what is arrived at when the amount set forth in item (ii) is deducted from the amount set forth in item (i), and the difference is divided proportionally in parallel to the amount of the administrative surcharge subject to the decision, pursuant to the provisions of Cabinet Office Ordinance; provided however, that this does not apply unless the amount set forth in item (i) exceeds the amount set forth in item (ii):

ja-jp	一　当該決定に係る課徴金の額を合計した額
en-us	(i) the sum total of the administrative surchargessubject to the relevant decisions;

ja-jp	二　当該罰金の額
en-us	(ii) the amount of the fine.

ja-jp	７　内閣総理大臣は、前条第一項の決定又は同条第十二項若しくは第十三項の決定の後、同一事件について、当該決定を受けた者に対し、第百九十八条の二第一項各号に掲げる財産の没収又は同項各号に掲げる財産の価額の追徴の確定裁判があつたときは、前条第一項の決定又は同条第十二項若しくは第十三項の決定に係る課徴金の額を、第一号に掲げる額から第二号に掲げる額を控除した額に変更しなければならない。ただし、第一号に掲げる額が、第二号に掲げる額を超えないときは、この限りでない。
en-us	(7) After the decision referred to in paragraph (1), (12), or (13) of the preceding Article, if the final and binding judicial decision in the same case imposes a confiscation of the properties set forth in the items of Article 198-2, paragraph (1) or the collection of the value of the properties set forth in the items of Article 198-2, paragraph (1) against the person subject to the decision, the Prime Minister must modify the amount of the administrative surcharge subject to the decision referred to in paragraph (1), (12), or (13) of the preceding Article, to the amount arrived at when the amount set forth in item (ii) is deducted from the amount set forth in item (i); provided, however, this does not apply unless the amount set forth in item (i) exceeds the amount set forth in item (ii):

ja-jp	一　第百七十三条第一項、第百七十四条第一項、第百七十四条の二第一項、第百七十四条の三第一項若しくは第百七十五条第一項（同条第九項において準用する場合を含む。）若しくは第二項又は前条第十二項若しくは第十三項の規定による額
en-us	(i) the amount specified in the provisions of Article 173, paragraph (1), Article 174, paragraph (1), Article 174-2, paragraph (1), Article 174-3, paragraph (1), Article 175, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (9) of that Article) or paragraph (2) of that Article, or Article 185-7, paragraph (12) or (13);

ja-jp	二　当該裁判において没収を命じられた第百九十八条の二第一項各号に掲げる財産に相当する額又は当該裁判において追徴を命じられた同項各号に掲げる財産の価額に相当する額（当該裁判において同項各号に掲げる財産の没収及び同項各号に掲げる財産の価額の追徴が命じられたときは、当該裁判において没収を命じられた同項各号に掲げる財産に相当する額及び当該裁判において追徴を命じられた同項各号に掲げる財産の価額に相当する額の合計額）
en-us	(ii) the amount equivalent to the properties set forth in the items of Article 198-2, paragraph (1) whose confiscation is ordered in the judicial decision, or the amount equivalent to the values of the properties set forth in the items of Article 198-2, paragraph (1) whose collection is ordered in the judicial decision (if both the confiscation of the properties set forth in the items of Article 198-2, paragraph (1) and the collection of the value of the properties set forth in the items of Article 198-2, paragraph (1) are ordered in the judicial decision, this means the sum total of the amount equivalent to the properties set forth in the items of Article 198-2, paragraph (1) whose confiscation is ordered in the judicial decision and the amount equivalent to the values of the properties set forth in the items of Article 198-2, paragraph (1) whose collection is ordered in the judicial decision).

ja-jp	８　第六項ただし書又は前項ただし書の場合においては、内閣総理大臣は、前条第一項、第六項、第七項又は第十項から第十三項までの決定を取り消さなければならない。
en-us	(8) In a case as referred to in the proviso to paragraph (6) or the proviso to the preceding paragraph, the Prime Minister must rescind the decision referred to in paragraph (1), (6), (7), or (10) to (13) inclusive of the preceding Article.

ja-jp	９　第六項又は第七項の規定による変更の処分は、文書をもつて行わなければならない。
en-us	(9) A modifying disposition under paragraph (6) or (7) must be made in writing.

ja-jp	１０　第六項又は第七項の規定による変更の処分は、当該処分に係る文書の謄本を送達することによつて、その効力を生ずる。
en-us	(10) A modifying disposition under paragraph (6) or (7) comes into effect through the service of a certified copy of a document concerning that disposition.

ja-jp	１１　課徴金に係る請求権の時効は、第一項から第三項までの規定により前条第一項、第六項、第七項又は第十項から第十三項までの決定の効力が停止されている間は、進行しない。
en-us	(11) Prescription of a claim involving an administrative surcharge does not run while the validity of a decision referred to in paragraph (1), (6), (7), or (10) to (13) inclusive of the preceding Article is suspended pursuant to the provisions of paragraphs (1) to (3) inclusive.

ja-jp	１２　第六項の規定により計算した課徴金の額に一円未満の端数があるときは、その端数は、切り捨てる。
en-us	(12) If the amount of an administrative surcharge as calculated pursuant to the provisions of paragraph (6), includes a number to the right of the ones place, such amount is rounded down to the nearest one yen.

ja-jp	第百八十五条の九　送達すべき書類は、この節に規定するもののほか、内閣府令で定める。
en-us	Article 185-9 The documents that are required to be served other than those prescribed in this section are specified by Cabinet Office Ordinance.

ja-jp	（民事訴訟法の準用）
en-us	(Mutatis Mutandis Application of Code of Civil Procedure)

ja-jp	第百八十五条の十　書類の送達については、民事訴訟法第九十九条及び第百一条から第百九条までの規定を準用する。この場合において、同法第九十九条第一項中「執行官」とあるのは「金融庁の職員」と、同法第百四条第一項中「当事者、法定代理人又は訴訟代理人」とあるのは「被審人又はその代理人」と、「受訴裁判所」とあるのは「内閣総理大臣又は審判官」と、同法第百七条第一項中「裁判所書記官」とあるのは「金融庁の職員」と、同項第三号中「訴訟記録」とあるのは「事件記録」と、同法第百八条中「裁判長」とあるのは「内閣総理大臣又は審判長（金融商品取引法第百八十条第一項ただし書の場合にあっては、審判官）」と、同法第百九条中「裁判所」とあるのは「内閣総理大臣又は審判官」と読み替えるものとする。
en-us	Article 185-10 The provisions of Article 99 and Articles 101 to 109 inclusive of the Code of Civil Procedure apply mutatis mutandis to the service of documents. In this case, in Article 99, paragraph (1) in that Code, the term "a court execution officer" is deemed to be replaced with "an official of the Financial Services Agency"; in Article 104, paragraph (1) of that Code, the phrase "party, statutory agent, or litigation representative" is deemed to be replaced with "respondent or representative" and the term "court in charge" is deemed to be replaced with "Prime Minister or a hearing examinar"; in Article 107, paragraph (1) of that Code, the term "the court clerk" is deemed to be replaced with "an official of the Financial Services Agency"; in item (iii) of that paragraph, the term "case record" [sosho kiroku] is deemed to be replaced with "case record"; in Article 108 of that Code, the term "presiding judge" is deemed to be replaced with "Prime Minister or the chief hearing examinar (or the hearing examinar, if the proviso to Article 180, paragraph (1) of the Financial Instruments and Exchange Act applies)"; and in Article 109 of that Code, the term "the court" is deemed to be replaced with "the Prime Minister or an hearing examinar".

ja-jp	第百八十五条の十一　内閣総理大臣又は審判官は、次に掲げる場合には、公示送達をすることができる。
en-us	Article 185-11 (1) The Prime Minister or an hearing examinar may effect service by publication in the following cases:

ja-jp	一　送達を受けるべき者の住所、居所その他送達をすべき場所が知れない場合
en-us	(i) the domicile or residence of the person to be served, or the place where to serve is unknown;

ja-jp	二　前条において準用する民事訴訟法第百七条第一項の規定により送達をすることができない場合
en-us	(ii) it is not possible to effect service pursuant the provisions of Article 107, paragraph (1) of the Code of Civil Procedure as applied mutatis mutandis pursuant to the preceding Article;

ja-jp	三　外国においてすべき送達について、前条において準用する民事訴訟法第百八条の規定によることができず、又はこれによつても送達をすることができないと認めるべき場合
en-us	(iii) with regard to service that must be effected in a foreign country, it is impossible to effect service through the means prescribed in Article 108 of the Code of Civil Procedure as applied mutatis mutandis pursuant to the preceding Article, or it is found to be impossible to effect service even through such means; or

ja-jp	四　前条において準用する民事訴訟法第百八条の規定により外国の管轄官庁に嘱託を発した後六月を経過してもその送達を証する書面の送付がない場合
en-us	(iv) even after six months have elapsed since the competent government agency of a foreign country is issued a request to effect service pursuant to the provisions of Article 108 of the Code of Civil Procedure as applied mutatis mutandis pursuant to the preceding Article, no document certifying that the agency has effected service is sent.

ja-jp	２　公示送達は、送達すべき書類を送達を受けるべき者にいつでも交付すべき旨を金融庁の掲示場に掲示することにより行う。
en-us	(2) Service by publication is effected by a posting being made on the notice board of the Financial Services Agency indicating that the documents that are required to be served will be delivered to the person that is to be served with them at any time.

ja-jp	３　公示送達は、前項の規定による掲示を始めた日から二週間を経過することによつて、その効力を生ずる。
en-us	(3) Service by publication takes effect after the lapse of two weeks from the date on which the posting under the provisions of the preceding paragraph begins.

ja-jp	４　外国においてすべき送達についてした公示送達にあつては、前項の期間は、六週間とする。
en-us	(4) For service by publication in respect of service that must be effected in a foreign country, the period referred to in the preceding paragraph is six weeks.

ja-jp	（処分通知等の電子情報処理組織の使用）
en-us	(Use of an Electronic Data Processing System for Disposition Notices, etc.)

ja-jp	第百八十五条の十二　行政手続等における情報通信の技術の利用に関する法律第二条第七号に規定する処分通知等であつて、この節又は内閣府令の規定により書類の送達により行うこととしているものについては、同法第四条第一項の規定にかかわらず、当該処分通知等の相手方が送達を受ける旨の内閣府令で定める方式による表示をしないときは、電子情報処理組織を使用して行うことができない。
en-us	Article 185-12 (1) Notwithstanding the provisions of Article 4, paragraph (1) of the Act on the Utilization of Information and Communications Technology in Administrative Proceedings, a disposition notice, etc. as prescribed in Article 2, item (vii) of that Act, which is to be given by the relevant person being served with a document pursuant to the provisions of this Section or Cabinet Office Ordinance, may not be given using an electronic data processing system unless the recipient of the disposition notice, etc. indicates, in the form specified by Cabinet Office Ordinance, that the recipient will be so served.

ja-jp	２　金融庁の職員が前項に規定する処分通知等に関する事務を電子情報処理組織を使用して行つたときは、第百八十五条の十において準用する民事訴訟法第百九条の規定による送達に関する事項を記載した書面の作成及び提出に代えて、当該事項を電子情報処理組織を使用して金融庁の使用に係る電子計算機（入出力装置を含む。）に備えられたファイルに記録しなければならない。
en-us	(2) Whenever an official of the Financial Services Agency uses an electronic data processing system to do administrative work involving a disposition notice, etc. as prescribed in the preceding paragraph, the official must use that electronic data processing system to record the particulars of the service under the provisions of Article 109 of the Code of Civil Procedure as applied mutatis mutandis pursuant to Article 185-10, in a file that is stored on a computer (this includes on an input or output device) used by the Financial Services Agency instead of preparing and submitting a document that states those particulars.

ja-jp	（事件記録の閲覧等）
en-us	(Inspection of the Case Record)

ja-jp	第百八十五条の十三　利害関係人は、内閣総理大臣に対し、審判手続開始の決定後、事件記録の閲覧若しくは謄写又は第百八十五条の七第十七項に規定する決定に係る決定書の謄本若しくは抄本の交付を求めることができる。この場合において、内閣総理大臣は、第三者の利益を害するおそれがあるときその他正当な理由があるときでなければ、これを拒むことができない。
en-us	Article 185-13 After a decision to commence administrative hearing proceedings is issued, an interested party may file a request with the Prime Minister to inspect or copy the case records, or to be issued a certified copy of the written decision in respect of a decision prescribed in Article 185-7, paragraph (17), or an extract of the same. In such a case, the Prime Minister may not refuse the request, unless the inspection or issuance would be detrimental to the interests of a third party or unless there are any other legitimate grounds for refusal.

ja-jp	（納付の督促）
en-us	(Demand for Payment)

ja-jp	第百八十五条の十四　内閣総理大臣は、課徴金をその納付期限までに納付しない者があるときは、督促状により期限を指定してその納付を督促しなければならない。
en-us	Article 185-14 (1) If a person fails to pay an administrative surcharge by the due date for its payment, the Prime Minister, through a written demand, must demand payment of the administrative surcharge by the due date designated by the Prime Minister in the written demand.

ja-jp	２　内閣総理大臣は、前項の規定による督促をしたときは、同項の課徴金の額につき年十四・五パーセントの割合で、納付期限の翌日からその納付の日までの日数により計算した延滞金を徴収することができる。ただし、延滞金の額が千円未満であるときは、この限りでない。
en-us	(2) If the Prime Minister makes the demand for payment under the provisions of the preceding paragraph, the Prime Minister may collect a delinquency charge at a rate of 14.5 percent per annum accrued on the amount of the administrative surcharge referred to in that paragraph, calculated based on the number of days from the day after the due date for payment to the day on which the administrative surcharge is paid; provided, however, that this does not apply if the delinquency charge amounts to less than one thousand yen.

ja-jp	３　前項の規定により計算した延滞金の額に百円未満の端数があるときは、その端数は、切り捨てる。
en-us	(3) If the amount of a delinquency charge as calculated pursuant to the provisions of the preceding paragraph, includes a number to the right of the one hundreds place, such amount is rounded down to the nearest hundred yen.

ja-jp	（課徴金納付命令の執行）
en-us	(Execution of an Administrative Surcharge Payment Order)

ja-jp	第百八十五条の十五　前条第一項の規定により督促を受けた者がその指定する期限までにその納付すべき金額を納付しないときは、内閣総理大臣の命令で、第百八十五条の七第一項、第二項、第四項から第八項まで及び第十項から第十五項までの決定（第百八十五条の八第六項又は第七項の規定による変更後のものを含む。以下この条及び次条において「課徴金納付命令」という。）を執行する。この命令は、執行力のある債務名義と同一の効力を有する。
en-us	Article 185-15 (1) If a person that is issued a demand pursuant to paragraph (1) of the preceding Article fails to pay the amount that person is required to pay by the designated due date, a decision under Article 185-7, paragraph (1), (2), (4), to (8) or (10) to (15) (including a decision following a modification under Article 185-8, paragraph (6) or (7); hereinafter referred to as an "Administrative Surcharge Payment Order" in this and the following Articles) is executed by order of the Prime Minister. This order has the same effect as that of an enforceable title of obligation.

ja-jp	２　課徴金納付命令の執行は、民事執行法（昭和五十四年法律第四号）その他強制執行の手続に関する法令の規定に従つてする。
en-us	(2) An Administrative Surcharge Payment Order is executed in accordance with the provisions of the Civil Execution Act (Act No. 4 of 1979) and other laws and regulations on compulsory execution procedures.

ja-jp	３　内閣総理大臣は、課徴金納付命令の執行に関して必要があると認めるときは、公務所又は公私の団体に照会して必要な事項の報告を求めることができる。
en-us	(3) If the Prime Minister finds it to be necessary for the execution of an Administrative Surcharge Payment Order, the Prime Minister may inquire with public offices or public and private organizations, and request these parties to report the necessary particulars.

ja-jp	（課徴金等の請求権）
en-us	(Claim to an Administrative Surcharge)