金融商品取引所等に関する内閣府令 Cabinet Office Ordinance on Financial Instruments Exchanges 平成十九年内閣府令第五十四号 Cabinet Office Ordinance No. 54 of 2007 平成二十二年内閣府令第一号 Cabinet Office Ordinance No. 1 of 2010 金融商品取引所等に関する内閣府令（平成十九年八月七日内閣府令第五十四号） Cabinet Office Ordinance on Financial Instruments Exchanges (Cabinet Office Ordinance No. 54 of August 7, 2007) 金融商品取引法（昭和二十三年法律第二十五号）及び金融商品取引法施行令（昭和四十年政令第三百二十一号）の規定に基づき、並びに同法及び同令を実施するため、金融商品取引所等に関する内閣府令を次のように定める。 Pursuant to the provisions of the Financial Instruments and Exchange Act (Act No. 25 of 1948) and the Order for Enforcement of the Financial Instruments and Exchange Act (Cabinet Order No. 321 of 1965), and for the purpose of enforcement of that Act and Cabinet Order, the Cabinet Office Ordinance on Financial Instruments Exchanges is enacted as follows: 第一章　総則（第一条―第三条） Chapter I General Provisions (Articles 1 to 3) 第二章　金融商品取引所 Chapter II Financial Instruments Exchanges 第一節　総則（第四条―第十条の二） Section 1 General Provisions (Articles 4 to 10-2) 第二節　金融商品会員制法人（第十一条―第十四条） Section 2 Financial Instruments Incorporated Association (Articles 11 to 14) 第三節　組織変更（第十五条―第三十条） Section 3 Entity Conversion (Articles 15 to 30) 第四節　自主規制法人（第三十一条―第三十九条） Section 4 Self-Regulation Organizations (Articles 31 to 39) 第五節　株式会社金融商品取引所（第四十条―第五十六条） Section 5 Stock Company-Operated Financial Instruments Exchanges (Articles 40 to 56) 第六節　金融商品取引所持株会社（第五十七条―第六十一条） Section 6 Financial Instruments Exchange Holding Companies (Articles 57 to 61) 第七節　取引所金融商品市場における有価証券の売買等（第六十二条―第七十六条） Section 7 Purchase and Sale, etc. of Securities on Financial Instruments Exchange Markets (Articles 62 to 76) 第八節　金融商品取引所の解散等（第七十七条・第七十八条） Section 8 Dissolution, etc. of Financial Instruments Exchanges (Articles 77 and 78) 第九節　合併 Section 9 Mergers 第一款　通則（第七十九条―第九十六条） Subsection 1 General Rules (Articles 79 to 96) 第二款　合併に際しての計算 Subsection 2 Accounting at the Time of a Merger 第一目　通則（第九十七条―第九十九条） Division 1 General Rules (Articles 97 to 99) 第二目　会員金融商品取引所と会員金融商品取引所の吸収合併の場合の計算（第百条・第百一条） Division 2 Accounting for an Absorption-Type Merger between a Membership-Type Financial Instruments Exchange and Another Membership-Type Financial Instruments Exchange (Articles 100 and 101) 第三目　会員金融商品取引所と株式会社金融商品取引所とが吸収合併する場合の計算（第百二条） Division 3 Accounting for an Absorption-Type Merger between a Membership-Type Financial Instruments Exchange and a Stock Company-Operated Financial Instruments Exchange (Article 102) 第四目　会員金融商品取引所と会員金融商品取引所とが新設合併する場合の計算（第百三条―第百六条） Division 4 Accounting for a Consolidation-Type Merger between a Membership-Type Financial Instruments Exchange and Another Membership-Type Financial Instruments Exchange (Articles 103 to 106) 第五目　会員金融商品取引所と株式会社金融商品取引所とが新設合併する場合の計算（第百七条―第百九条） Division 5 Accounting for a Consolidation-Type Merger between a Membership-Type Financial Instruments Exchange and a Stock Company-Operated Financial Instruments Exchange (Articles 107 to 109) 第十節　雑則（第百十条―第百十三条） Section 10 Miscellaneous Provisions (Articles 110 to 113) 第三章　外国金融商品取引所（第百十四条―第百十九条） Chapter III Foreign Financial Instruments Exchanges (Articles 114 to 119) 第四章　雑則（第百二十条・第百二十一条） Chapter IV Miscellaneous Provisions (Articles 120 and 121) 附則 Supplementary Provisions 第一章　総則 Chapter I General Provisions 第一条　この府令において「有価証券」、「発行者」、「金融商品取引業者」、「金融商品会員制法人」、「金融商品取引所」、「取引所金融商品市場」、「金融商品取引所持株会社」、「取引参加者」、「市場デリバティブ取引」、「外国市場デリバティブ取引」、「金融指標」、「外国金融商品取引所」、「有価証券等清算取次ぎ」、「金融商品債務引受業」、「金融商品取引清算機関」又は「証券金融会社」とは、それぞれ金融商品取引法（以下「法」という。）第二条に規定する有価証券、発行者、金融商品取引業者、金融商品会員制法人、金融商品取引所、取引所金融商品市場、金融商品取引所持株会社、取引参加者、市場デリバティブ取引、外国市場デリバティブ取引、金融指標、外国金融商品取引所、有価証券等清算取次ぎ、金融商品債務引受業、金融商品取引清算機関又は証券金融会社をいう。 Article 1 (1) As used in this Cabinet Office Ordinance, the terms "Securities", "Issuer", "Financial Instruments Business Operator", "Financial Instruments Incorporated Association", "Financial Instruments Exchange", "Financial Instruments Exchange Market", "Financial Instruments Exchange Holding Company", "Trading Participant", "Market Derivatives Transaction", "Foreign Market Derivatives Transaction", "Financial Indicator", "Foreign Financial Instruments Exchange", "Brokerage for Clearing of Securities, etc.", "Financial Instruments obligation Assumption Service", "Financial Instruments Clearing Organization" or "Securities Finance Company" respectively means Securities, Issuer, Financial Instruments Business Operator, Financial Instruments Incorporated Association, Financial Instruments Exchange, Financial Instruments Exchange Market, Financial Instruments Exchange Holding Company, Trading Participant, Market Derivatives Transaction, Foreign Market Derivatives Transactions, Financial Indicator, Foreign Financial Instruments Exchange, Brokerage for Clearing of Securities, etc., Financial Instruments obligation Assumption Service, Financial Instruments Clearing Organization or Securities Finance Company as defined in Article 2 of the Financial Instruments and Exchange Act (hereinafter referred to as the "Act"). ２　この府令において、次の各号に掲げる用語の意義は、当該各号に定めるところによる。 (2) As used in this Cabinet Office Ordinance, the meanings of the terms listed in each of the following items are as prescribed respectively in those items: 一　オプション　法第二条第一項第十九号に規定するオプションをいう。 (i) Option: Option as defined in Article 2, paragraph (1), item (xix) of the Act. 二　外国金融商品市場　法第二条第八項第三号ロに規定する外国金融商品市場をいう。 (ii) Foreign Financial Instruments Market: a Foreign Financial Instruments Market as defined in Article 2, paragraph (8), item (iii), sub-item (b) of the Act. 三　登録金融機関　法第二条第十一項に規定する登録金融機関をいう。 (iii) Registered Financial Institution: a Registered Financial Institution as defined in Article 2, paragraph (11) of the Act. 四　約定数値　法第二条第二十一項第二号に規定する約定数値をいう。 (iv) Agreed Figure: an Agreed Figure as defined in Article 2, paragraph (21), item (ii) of the Act. 五　現実数値　法第二条第二十一項第二号に規定する現実数値をいう。 (v) Actual Figure: an Actual Figure as defined in Article 2, paragraph (21), item (ii) of the Act. 六　役員　法第二十一条第一項第一号に規定する役員をいう。 (vi) Officer: an Officer as defined in Article 21, paragraph (1), item (i) of the Act. 七　登録金融機関業務　法第三十三条の五第一項第三号に規定する登録金融機関業務をいう。 (vii) Registered Financial Institutions Business: a Registered Financial Institutions Business as defined in Article 33-5, paragraph (1), item (iii) of the Act. 八　上場株券等　法第六十七条の十八第七号に規定する上場株券等をいう。 (viii) Listed Share Certificates, etc.: the Listed Share Certificates, etc. as defined in Article 67-18, item (vii) of the Act. 九　会員等　法第八十一条第一項第三号に規定する会員等をいう。 (ix) Member, etc.: a Member, etc. as defined in Article 81, paragraph (1), item (iii) of the Act. 十　自主規制業務　法第八十四条第二項に規定する自主規制業務をいう。 (x) Self-Regulation Related Services: Self-Regulation Related Services as defined in Article 84, paragraph (2) of the Act. 十一　金融商品等　法第八十四条第二項第一号に規定する金融商品等をいう。 (xi) Financial Instruments, etc.: Financial Instruments, etc. as defined in Article 84, paragraph (2), item (i) of the Act. 十二　自主規制法人　法第八十五条第一項に規定する自主規制法人をいう。 (xii) Self-Regulation Organization: a Self-Regulation Organization as defined in Article 85, paragraph (1) of the Act. 十三　受託自主規制法人　法第八十五条の二第一項第二号に規定する受託自主規制法人をいう。 (xiii) Entrusted Self-Regulation Organization: an Entrusted Self-Regulation Organization as defined in Article 85-2, paragraph (1), item (ii) of the Act. 十四　組織変更　法第百一条の二第一項に規定する組織変更をいう。 (xiv) Entity Conversion: an Entity Conversion as defined in Article 101-2, paragraph (1) of the Act. 十五　組織変更後株式会社金融商品取引所　法第百一条の二第三項に規定する組織変更後株式会社金融商品取引所をいう。 (xv) Stock Company-Operated Financial Instruments Exchange after Entity Conversion: a Stock Company-Operated Financial Instruments Exchange after Entity Conversion as defined in Article 101-2, paragraph (3) of the Act. 十六　委託金融商品取引所　法第百二条の十九第一項に規定する委託金融商品取引所をいう。 (xvi) Entrusting Financial Instruments Exchange: an Entrusting Financial Instruments Exchange as defined in Article 102-19, paragraph (1) of the Act. 十七　対象議決権　法第百三条の二第一項に規定する対象議決権をいう。 (xvii) Subject Voting Rights: Subject Voting Rights as defined in Article 103-2, paragraph (1) of the Act. 十八　特定株式会社金融商品取引所　法第百五条の四第二項に規定する特定株式会社金融商品取引所をいう。 (xviii) Specified Stock Company-Operated Financial Instruments Exchange: a Specified Stock Company-Operated Financial Instruments Exchange as defined in Article 105-4, paragraph (2) of the Act. 十九　吸収合併存続金融商品取引所　法第百三十六条第二項に規定する吸収合併存続金融商品取引所をいう。 (xix) Financial Instruments Exchange Surviving an Absorption-Type Merger: a Financial Instruments Exchange Surviving an Absorption-Type Merger as defined in Article 136, paragraph (2) of the Act. 二十　新設合併設立金融商品取引所　法第百三十六条第二項に規定する新設合併設立金融商品取引所をいう。 (xx) Financial Instruments Exchange Established by a Consolidation-Type Merger: a Financial Instruments Exchange Established by a Consolidation-Type Merger as defined in Article 136, paragraph (2) of the Act. 二十一　新設合併消滅金融商品取引所　法第百三十六条第二項に規定する新設合併消滅金融商品取引所をいう。 (xxi) Financial Instruments Exchange Disappearing in a Consolidation-Type Merger: a Financial Instruments Exchange Disappearing in a Consolidation-Type Merger as defined in Article 136, paragraph (2) of the Act. 二十二　吸収合併消滅会員金融商品取引所　法第百三十七条第一号に規定する吸収合併消滅会員金融商品取引所をいう。 (xxii) Membership-Type Financial Instruments Exchange Disappearing in an Absorption-Type Merger: a Membership-Type Financial Instruments Exchange Disappearing in an Absorption-Type Merger as defined in Article 137, item (i) of the Act. 二十三　吸収合併存続会員金融商品取引所　法第百三十七条第一号に規定する吸収合併存続会員金融商品取引所をいう。 (xxiii) Membership-Type Financial Instruments Exchange Surviving an Absorption-Type Merger: a Membership-Type Financial Instruments Exchange Surviving an Absorption-Type Merger as defined in Article 137, item (i) of the Act.