第一条この府令において「有価証券」、「有価証券の募集」、「有価証券の私募」、「有価証券の売出し」、「発行者」、「金融商品取引業」、「金融商品取引業者」、「金融商品市場」、「金融商品取引所」、「デリバティブ取引」、「市場デリバティブ取引」、「店頭デリバティブ取引」、「外国市場デリバティブ取引」、「金融商品」、「金融指標」、「有価証券等清算取次ぎ」、「特定投資家」、「特定上場有価証券」又は「信用格付」とは、それぞれ金融商品取引法（昭和二十三年法律第二十五号。以下「法」という。）第二条に規定する有価証券、有価証券の募集、有価証券の私募、有価証券の売出し、発行者、金融商品取引業、金融商品取引業者、金融商品市場、金融商品取引所、デリバティブ取引、市場デリバティブ取引、店頭デリバティブ取引、外国市場デリバティブ取引、金融商品、金融指標、有価証券等清算取次ぎ、特定投資家、特定上場有価証券又は信用格付をいう。

Article 1(1)As used in this Cabinet Office Ordinance, the term "Securities," "Public Offering of Securities," "Private Placement of Securities," "Secondary Distribution of Securities," "Issuer," "Financial Instruments Services," "Financial Instruments Specialist," "Financial Instruments Market," "Financial Instruments Exchange," "Derivatives Transactions," "Exchange-Traded Derivatives Transactions," "Over-the-Counter Transactions of Derivatives," "Exchange-Traded Derivatives Transactions in a Foreign Market," "Financial Instruments," "Financial Indicator," "Brokerage for the Clearing of Securities, etc.," "Professional Investor," "Specified Listed Securities," and "(a) Credit Rating(s)" respectively mean Securities, Public Offering of Securities, Private Placement of Securities, Secondary Distribution of Securities, Issuer, Financial Instruments Services, Financial Instruments Specialist, Financial Instruments Market, Financial Instruments Exchange, Derivatives Transactions, Exchange-Traded Derivatives Transactions, Over-the-Counter Transactions of Derivatives, Exchange-Traded Derivatives Transactions in a Foreign Market, Financial Instruments, Financial Indicator, Brokerage for the Clearing of Securities, etc., Professional Investor, Specified Listed Securities, and (a) Credit Rating(s) as defined in Article 2 of the Financial Instruments and Exchange Act (Act No. 25 of 1948; hereinafter referred to as the "Act").

２この府令において「第一種金融商品取引業」、「第二種金融商品取引業」、「投資運用業」又は「有価証券関連業」とは、それぞれ法第二十八条に規定する第一種金融商品取引業、第二種金融商品取引業、投資運用業又は有価証券関連業をいう。

(2)As used in this Cabinet Office Ordinance, the term "Type I Financial Instruments Services," "Type II Financial Instruments Services," "Investment Management," and "Securities Services" respectively mean Type I Financial Instruments Services, Type II Financial Instruments Services, Investment Management, and Securities Services as defined in Article 28 of the Act.

３この府令において、次の各号に掲げる用語の意義は、当該各号に定めるところによる。

(3)In this Cabinet Office Ordinance, the meanings of the terms listed in the following items are as prescribed respectively in those items:

第二条法第二条第一項第十五号に規定する内閣府令で定めるものは、当該法人の委任によりその支払いを行う次に掲げる金融機関が交付した「ＣＰ」の文字が印刷された用紙を使用して発行するものとする。

Article 2Promissory notes specified by Cabinet Office Ordinance, as referred to in Article 2, paragraph (1), item (xv) of the Act, shall be those issued by using a paper which is delivered by any of the following financial institutions on entrustment by such juridical person to guarantee the payment thereof, and on which the mark "CP" is printed:

第三条法第二条第一項第十八号に規定する内閣府令で定めるものは、外国の者の発行する証券又は証書で銀行業を営む者その他の金銭の貸付けを業として行う者の貸付債権を信託する信託の受益権又はこれに類する権利を表示するものとする。

Article 3The securities or certificates specified by Cabinet Office Ordinance, as referred to in Article 2, paragraph (1), item (xviii) of the Act, shall be securities or certificates which have been issued by a foreign person, and which indicate the beneficial interest of a trust in which loan claims held by a person engaged in banking services or by any other person who grants money loans as a part of business are entrusted, or which indicate any other rights similar thereto.

第四条令第一条第二号に規定する内閣府令で定める事項は、次に掲げる事項とする。

Article 4The matters specified by Cabinet Office Ordinance, as referred to in Article 1, item (ii) of the Cabinet Order, shall be as follows:

第五条令第一条の三第四号に規定する内閣府令で定めるものは、競走用馬とする。

Article 5The goods specified by Cabinet Office Ordinance, as referred to in Article 1-3, item (iv) of the Cabinet Order, shall be racehorses.

第六条令第一条の三の三第五号に規定する内閣府令で定める者は、会社又はその被支配会社等の役員（相談役、顧問その他いかなる名称を有する者であるかを問わず、当該会社又はその被支配会社等に対し役員と同等以上の支配力を有するものと認められる者を含む。）又は従業員とする。

Article 6(1)The persons specified by Cabinet Office Ordinance, as referred to in Article 1-3-3, item (v) of the Cabinet Order, shall be officers (including those who are found to have the same or a higher authority than an officer over a company or its Controlled Company, etc., irrespective of their titles, such as advisor, consultant or others), or employees, of said company or its Controlled Company, etc.

２令第一条の三の三第五号に規定する内閣府令で定める要件は、各役員等（同号に規定する役員等をいう。）の一回当たりの拠出金額が百万円に満たないこととする。

(2)The requirement specified by Cabinet Office Ordinance, as referred to in Article 1-3-3, item (v) of the Cabinet Order, shall be that the amount of the contribution made by each of the Officers, etc. (meaning Officers, etc. as defined in that item) on each occasion shall be less than one million yen.

３第一項の「被支配会社等」とは、次の各号のいずれかに該当する会社をいう。

(3)The "Controlled Company, etc." under paragraph (1) shall be a company which falls under any of the following items:

４前項各号の場合における議決権（総株主等の議決権を除く。）には、社債、株式等の振替に関する法律（平成十三年法律第七十五号。以下「社債等振替法」という。）第百四十七条第一項又は第百四十八条第一項の規定により発行者に対抗することができない株式に係る議決権を含むものとする。

(4)The voting rights (excluding Voting Rights Held by All the Shareholders) in the cases referred to in the items of the preceding paragraph shall include voting rights pertaining to shares which are not to be duly asserted against the Issuer pursuant to the provisions of Article 147, paragraph (1) and Article 148, paragraph (1) of the Act on the Transfer of Corporate Bonds, Shares, etc. (Act No. 75 of 2001; hereinafter referred to as the "Corporate Bonds, etc. Transfer Act").

第七条令第一条の三の三第六号に規定する内閣府令で定めるものは、次に掲げるものとする。

Article 7(1)The rights specified by Cabinet Office Ordinance, as referred to in Article 1-3-3, item (vi) of the Cabinet Order, shall be as follows:

２前項第一号の「関係会社」とは、次の各号のいずれかに該当する会社をいう。

(2)The term "Associated Company" as used in item (i) of the preceding paragraph shall mean a company which falls under any of the following items:

第八条令第一条の三の四第一号に規定する内閣府令で定める事項は、利率及び弁済期とする。

Article 8(1)The matters specified by Cabinet Office Ordinance, as referred to in Article 1-3-4, item (i) of the Cabinet Order, shall be interest rates and the due date.

２令第一条の三の四第二号イに規定する内閣府令で定める者は、次に掲げる者とする。

(2)The interested persons specified by Cabinet Office Ordinance, as referred to in Article 1-3-4, item (ii), sub-item (a) of the Cabinet Order, shall be those listed in any of the following items:

第九条法第二条第三項各号列記以外の部分に規定する内閣府令で定めるものは、次の各号に掲げる有価証券の区分に応じ、当該各号に定めるものとする。

Article 9The acts specified by Cabinet Office Ordinance, referred to in the non-itemized part of Article 2, paragraph (3) of the Act, shall be those specified in the following items according to the categories of Securities listed in the respective items:

第十条法第二条第三項第一号に規定する内閣府令で定める者は、次に掲げる者とする。ただし、第十五号に掲げる者以外の者については金融庁長官が指定する者を除き、同号に掲げる者については金融庁長官が指定する者に限る。

Article 10(1)The person specified by Cabinet Office Ordinance, referred to in Article 2, paragraph (3), item (i) of the Act, shall be as follows; provided, however, that in the case of any person other than those listed in item (xv), a person designated by the Commissioner of the Financial Services Agency shall be excluded, and in the case of a person listed in that item, such person shall be limited to one designated by the Commissioner of the Financial Services Agency:

２その発行の際にその取得勧誘（法第二条第三項に規定する取得勧誘をいい、法第二条の二第二項に規定する組織再編成発行手続を含む。第十三条第二項を除き、以下同じ。）が法第二条第三項第一号に掲げる場合に該当する場合における同号の規定により当該取得勧誘の相手方から除かれる適格機関投資家を相手方として行うもの又は同項第二号イ若しくは法第二条の二第四項第二号イに掲げる場合に該当するものであった有価証券を前項各号に掲げる者が取得し又は買い付けた場合（当該取得又は買付けの際に、当該有価証券に関して法第四条第七項に規定する開示が行われている場合又はその者が前項第一号から第十四号まで若しくは第十六号から第二十六号までに掲げる者で同項ただし書の指定を既に受けていた者であった場合、同項第十五号に掲げる者で同項ただし書の指定を既に解除されていた者であった場合若しくは同項第九号、第十七号、第十九号若しくは第二十一号から第二十六号までに掲げる者について第五項に規定する期間を経過している場合を除く。）には、その者が前項第一号から第十四号まで若しくは第十六号から第二十六号までに掲げる者で同項ただし書の指定を受けた場合、同項第十五号に掲げる者で同項ただし書の指定を解除された場合又は同項第九号、第十七号、第十九号若しくは第二十一号から第二十六号までに掲げる者について第五項に規定する期間を経過した場合においても、当該有価証券の売付けの申込み又はその買付けの申込みの勧誘を行う場合には適格機関投資家に該当する者とみなして法第四条第二項の規定を適用する。

(2)In cases where a person listed in any of the items of the preceding paragraph has acquired or purchased Securities for which, at the time of the issuance thereof, Solicitation of an Offer to Acquire (meaning the Solicitation of Offers to Acquire as prescribed in Article 2, paragraph (3) of the Act, and including Procedures Related to the Issuance of Securities During a Reorganization as prescribed in Article 2-2, paragraph (2) of the Act; hereinafter the same shall apply except in Article 13, paragraph (2)) was made to any Qualified Institutional Investor that is excluded from being a counterparty to said Solicitation of Offers to Acquire pursuant to the provisions of Article 2, paragraph (3), item (i) of the Act in cases where that item applies, or for which, at the time of the issuance thereof, the Solicitation of an Offer to Acquire fell under the case specified in Article 2, paragraph (3), item (ii), sub-item (a) or Article 2-2, paragraph (4), item (ii), sub-item (a) of the Act (excluding cases where the disclosure prescribed in Article 4, paragraph (7) of the Act has been made with regard to said Securities, cases where the person is a person who falls under any of items (i) to (xiv) inclusive or items (xvi) to (xxvi) inclusive of the preceding paragraph and who has already been designated under the proviso to that paragraph, cases where the person is a person who falls under item (xv) of that paragraph and whose designation under the proviso to that paragraph has already been cancelled, or cases where the person is a person who falls under any of items (ix), (xvii), (xix) or (xxi) to (xxvi) inclusive of that paragraph and for whom the period prescribed in paragraph (5) has elapsed, at the time of said acquisition or purchase), even when the person is a person who falls under any of items (i) to (xiv) inclusive or items (xvi) to (xxvi) inclusive of the preceding paragraph and who has been designated under the proviso to that paragraph, even when the person is a person who falls under item (xv) of that paragraph and whose designation under the proviso to that paragraph has already been canceled, or even when the person is a person who falls under items (ix), (xvii), (xix) or (xxi) to (xxvi) inclusive of that paragraph and for whom the period prescribed in paragraph (5) has elapsed, if offers to sell and the solicitation of offers to buy said Securities are to be made, the person shall be deemed to be a person who falls under the category of a Qualified Institutional Investor, and the provisions of Article 4, paragraph (2) of the Act shall apply thereto.

３第一項第九号、第十七号、第十九号又は第二十一号から第二十六号までの規定により当該各号に掲げる者として金融庁長官に届出を行おうとする者（以下この条において「届出者」という。）は、次の各号に掲げる届出者の区分に応じ、当該各号に定める事項を記載した書面により、当該届出を行おうとする日の属する年の一月一日から一月を経過する日まで、四月一日から一月を経過する日まで、七月一日から一月を経過する日まで又は十月一日から一月を経過する日までの間に、その旨を金融庁長官に届け出なければならない。

(3)A person who intends to file a notification with the Commissioner of the Financial Services Agency as a person listed in any of the items (ix), (xvii), (xix) or (xxi) to (xxvi) inclusive of paragraph (1) pursuant to the provisions of respective items (hereinafter referred to as a "Notifier" in this Article) shall file a notification to that effect with the Commissioner of the Financial Services Agency according to the categories of Notifier listed in the following items, with a document stating the matters listed in the respective items, during the period from January 1 until one month thereafter, the period from April 1 until one month thereafter, the period from July 1 until one month thereafter, or the period from October 1 until one month thereafter, in the year which includes the day on which the person intends to make said notification:

４届出者は、前項に規定する書面を次の各号に掲げる届出者の区分に応じ、当該各号に定める財務局長又は福岡財務支局長を経由して金融庁長官に提出しなければならない。

(4)A Notifier shall submit a document as prescribed in the preceding paragraph according to the category of Notifier in the following items to the Commissioner of the Financial Services Agency via the Director-General of the Local Finance Bureau or the Director-General of the Fukuoka Local Finance Branch Bureau prescribed in the respective items:

５第三項の規定により届出を行った場合の適格機関投資家に該当することとなる期間は、当該届出が一月一日から一月を経過する日までの間に行われた場合はその日の属する年の三月一日から二年を経過する日まで、四月一日から一月を経過する日までの間に行われた場合はその日の属する年の六月一日から二年を経過する日まで、七月一日から一月を経過する日までの間に行われた場合はその日の属する年の九月一日から二年を経過する日まで及び十月一日から一月を経過する日までの間に行われた場合はその日の属する年の十二月一日から二年を経過する日までとする。

(5)The period for which the Notifier is regarded as falling under the category of a Qualified Institution Investor in cases where such person has made a notification pursuant to the provisions of paragraph (3) shall be the period from March 1 of the year in which the date of the notification falls up until the day when two years have elapsed from said day in cases where said notification was made during the period from January 1 until one month thereafter; the period from June 1 of the year in which the date of the notification falls up until the day when two years have elapsed from said day in cases where said notification was made in the period from April 1 until one month thereafter; the period from September 1 of the year in which the date of the notification falls up until the day when two years have elapsed from said day in cases where said notification was made during the period from July 1 until one month thereafter; and the period from December 1 of the year in which the date of the notification falls up until the day when two years have elapsed from said day in cases where said notification was filed during the period from October 1 until one month thereafter.

６第三項の規定により届出を行った者は、前項に規定する適格機関投資家に該当することとなる期間において、当該届出に係る事項（第三項第一号イ若しくはハ、第二号イ若しくはハ又は第三号イ若しくはハに掲げる事項に限る。）に変更があった場合には、遅滞なく、書面によりその旨を金融庁長官に届け出なければならない。

(6)A person who has made the notification pursuant to the provisions of paragraph (3) shall, when there is any change to the matters pertaining to said notification (limited to the matters listed in paragraph (3), item (i), sub-item (a) or (c), paragraph (3), item (ii), sub-item (a) or (c), or paragraph (3), item (iii), sub-item (a) or (c)) during the period for which said persons are regarded as falling under the category of a Qualified Institutional Investor as prescribed in the preceding paragraph, file a written notification to that effect, without delay, with the Commissioner of the Financial Services Agency.

７第四項の規定は、前項の規定による届出について準用する。この場合において、第四項中「前項に規定する書面」とあるのは、「変更の内容を記載した書面」と読み替えるものとする。

(7)The provisions of paragraph (4) shall apply mutatis mutandis to the notifications under the preceding paragraph.In this case, the term "a document as prescribed in the preceding paragraph" in paragraph (4) shall be deemed to be replaced with "a document stating the details of the matters so changed".

８金融庁長官は、第三項の規定により届出が行われたときは、当該届出が一月一日から一月を経過する日までの間に行われた場合はその日の属する年の三月一日までに、四月一日から一月を経過する日までの間に行われた場合はその日の属する年の六月一日までに、七月一日から一月を経過する日までの間に行われた場合はその日の属する年の九月一日までに及び十月一日から一月を経過する日までの間に行われた場合はその日の属する年の十二月一日までに、当該届出を行った者の商号、名称又は氏名、本店若しくは主たる事務所の所在地又は住所、適格機関投資家に該当する期間（第五項に規定する期間をいう。）及び当該届出を行った者が第一項第二十三号ロ又は第二十四号ロに該当するものとして届出を行った者である場合にはその旨を官報に公告しなければならない。

(8)When the notification has been filed pursuant to the provisions of paragraph (3), the Commissioner of the Financial Services Agency shall give a public notice of the trade name or name, and the location of the head office or principal office or the domicile, of the person who made said notification, the period during which the person who made said notification is to be regarded as falling under the category of a Qualified Institutional Investor (meaning the period as prescribed in paragraph (5)), and, if the person who has made said notification made such notification as a person who falls under paragraph (1), item (xxiii), sub-item (b) or, item (xxiv), sub-item (b) it shall be published to that effect in Official Gazette until March 1 of the year in which the date of the notification falls in cases where said notification was made during the period from January 1 until one month thereafter; until June 1 of the year in which the date of the notification falls in cases where said notification was made during the period from April 1 until one month thereafter; until September 1 of the year in which the date of the notification falls in cases where said notification was made during the period from July 1 until one month thereafter; or until December 1 of the year in which the date of the notification falls in cases where said notification was made during the period from October 1 until one month thereafter.

９金融庁長官は、第六項の規定による届出が行われたときは、遅滞なく、届出のあった事項を官報に公告しなければならない。

(9)When the notification under paragraph (6) has been filed, the Commissioner of the Financial Services Agency shall give public notice of the matters so notified in the Official Gazette without delay.

１０第一項第二十三号及び第二十四号に掲げる者に係る届出者の直近日における有価証券の残高並びに同項第二十五号に掲げる者に係る届出者の資本金若しくは出資の額又は基金の総額を本邦通貨に換算する場合には、同項第二十三号から第二十五号までに規定する届出の時における外国為替相場（外国為替及び外国貿易法第七条第一項に規定する基準外国為替相場又は裁定外国為替相場をいう。）によるものとする。

(10)The conversion of the balance of Securities held by the Notifier for persons as listed in items (xxiii) and (xxiv) of paragraph (1) at the Latest Date, and the conversion of the amount of the stated capital or the contribution, or the total amount of the funds of the Notifier for a person as listed in item (xxv) of that paragraph, into Japanese currency shall be made by using the exchange rate (meaning the Basic Exchange Rate or the Arbitrated Exchange Rate as prescribed in Article 7, paragraph (1) of the Foreign Exchange and Foreign Trade Act) at the time of a notification under any of items (xxiii) to (xxv) inclusive of that paragraph.

１１第一項第二十三号及び第二十四号に掲げる者（非居住者に限る。）並びに同項第二十五号及び第二十六号に掲げる者に係る届出者は、本邦内に本店若しくは主たる事務所の所在地又は住所を有する者であって、第三項及び第六項に規定する届出に関する一切の行為につき、当該届出者を代理する権限を有するものを定めなければならない。

(11)The Notifier for persons as listed in items (xxiii) and (xxiv) of paragraph (1) (limited to a Non-resident), and the Notifier for persons as listed in items (xxv) and (xxvi) of that paragraph shall designate a person whose head office or principal office is located in Japan or who has a domicile in Japan and who has the authority to represent said Notifier with regard to any and all acts relating to the notification prescribed in paragraphs (3) and (6).

１２第一項第二十三号及び第二十四号に掲げる者（非居住者に限る。）並びに同項第二十五号及び第二十六号に掲げる者は、本邦内に本店若しくは主たる事務所の所在地又は住所を有する者であって、当該者が取得した有価証券（その発行の際にその取得勧誘が法第二条第三項第一号に掲げる場合に該当する場合における同号の規定により当該取得勧誘の相手方から除かれる適格機関投資家を相手方として行うもの又は同項第二号イ若しくは法第二条の二第四項第二号イに掲げる場合に該当するものであった有価証券に限る。）に係る法第二十三条の十三第一項の規定による告知及び同条第二項の規定による書面の交付に関する一切の行為につき、当該者を代理する権限を有するものを定めなければならない。

(12)A person listed in any of items (xxiii) and (xxiv) of paragraph (1) (limited to a Non-resident) and a person listed in any of items (xxv) and (xxvi) of that paragraph shall designate a person whose head office or principal office is located in Japan or who has a domicile in Japan and has the authority to represent said person with regard to any and all acts relating to a notification as prescribed in Article 23-13, paragraph (1) of the Act or to the delivery of documents as prescribed in Article 23-13, paragraph (2) of the Act pertaining to Securities acquired by said person (limited to Securities for which the Solicitation of Offers to Acquire fell under the cases listed in Article 2, paragraph (3), item (i) of the Act at the time of the issuance thereof, and was made to Qualified Institutional Investors excluded from being the counterparty to said Solicitation of Offers to Acquire pursuant to the provisions of the provisions of that item, or Securities for which Solicitation of Offers to Acquire fell under the cases listed in sub-item (a), item (ii) of that paragraph or Article 2-2, paragraph (4), item (ii), sub-item (a) of the Act at the time of the issuance thereof).

第十条の二令第一条の四第一号ロ、第二号ロ及びハ並びに第三号イ及びロ、第一条の五の二第二項第一号イ、第一条の七第二号イ（２）、ロ（２）及び（３）並びにハ（１）及び（２）、第一条の七の四第一号ロ、第二号ロ及びハ並びに第三号イ及びロ、第一条の八の二第一号イ並びに第一条の八の四第三号イ（２）、ロ（２）及び（３）並びにハ（１）及び（２）に規定する同一種類の有価証券として内閣府令で定めるものは、当該有価証券及び当該有価証券と発行者が同一で、次の各号に掲げる有価証券の区分に応じ、当該各号に定める事項が同一である有価証券とする。

Article 10-2(1)The Securities specified by Cabinet Office Ordinance as being the same class of Securities, as referred to in Article 1-4, item (i), sub-item (b), item (ii), sub-items (b) and (c), item (iii), sub-items (a) and (b), Article 1-5-2, paragraph (2), item (i), sub-item (a), Article 1-7, item (ii), sub-item (a)2., sub-item (b)2. and 3., sub-item (c)1. and 2., Article 1-7-4, item (i), sub-item (b), item (ii), sub-items (b) and (c), and item (iii), sub-items (a) and (b), Article 1-8-2, item (i), sub-item (a), and Article 1-8-4, item (iii), sub-item (a)2., sub-item (b)2. and 3., and sub-item (c)1. and 2. of the Cabinet Order shall be the relevant Securities, and the Securities whose Issuer is the same as the Issuer of the relevant Securities, and for which the matters specified in the following items according to the category of Securities listed in the respective items are the same:

２令第一条の六及び第一条の八の三に規定する当該有価証券と同一種類の有価証券として内閣府令で定める他の有価証券は、当該有価証券と発行者が同一で、前項各号に掲げる有価証券の区分に応じ、当該各号に定める事項が同一である有価証券とする。

(2)The other Securities specified by Cabinet Office Ordinance as being the same class of Securities as the relevant Securities, as referred to in Article 1-6 and Article 1-8-3 of the Cabinet Order shall be the Securities of which the Issuer is the same as the Issuer of the relevant Securities and of which the matters specified in the items of the preceding paragraph according to the category of Securities set forth in the respective items are the same as the relevant Securities.

３第一項第三号の「短期外債」とは、社債等振替法第百二十七条において準用する社債等振替法第六十六条（第一号を除く。）に規定する外国又は外国法人の発行する債券に表示されるべき権利（以下この項において「振替外債」という。）のうち、次に掲げる要件のすべてに該当するものをいう。

(3)The term "Short-Term Foreign Bonds" as used in paragraph (1), item (iii) shall be rights to be indicated on bond certificates to be issued in a foreign state or by a foreign juridical person as prescribed in Article 66 of the Corporate Bonds, etc. Transfer Act (excluding item (i)) as applied mutatis mutandis pursuant to Article 127 of the Corporate Bonds, etc. Transfer Act (hereinafter referred to as the "Book-Entry Transfer Foreign Bonds" in this paragraph), which satisfy all of the following requirements:

第十一条令第一条の四第二号ニに規定する内閣府令で定める方式は、次の各号に掲げるいずれかの要件を満たすものとする。

Article 11(1)The method specified by Cabinet Office Ordinance, referred to in Article 1-4, item (ii), sub-item (d) of the Cabinet Order, shall be a method which satisfies any of the requirements listed in the following items:

２令第一条の四第三号ハに掲げる内閣府令で定める要件は、次の各号に掲げる要件に該当することとする。

(2)The requirements specified by Cabinet Office Ordinance as referred to in Article 1-4, item (iii), sub-item (c) of the Cabinet Order shall be that the relevant Securities fall under the requirements set forth in the following items:

３第一項第二号又は前項第一号ロに規定する書面を交付する者（以下この条において「書面交付者」という。）は、第一項第二号又は前項第一号ロに規定する書面の交付に代えて、第六項で定めるところにより、当該書面の交付を受けるべき者（以下この条において「書面被交付者」という。）の同意を得て、当該書面に記載すべき事項（以下この条において「転売制限情報」という。）を電子情報処理組織を使用する方法その他の情報通信の技術を利用する方法であって次に掲げるもの（以下この条において「電磁的方法」という。）により提供することができる。この場合において、書面交付者は、当該書面を交付したものとみなす。

(3)A person who delivers a document as prescribed in paragraph (1), item (ii), or item (i), sub-item (b) of the preceding paragraph (hereinafter referred to as a "Deliverer" in this Article) may, in lieu of the delivery of a document as prescribed in paragraph (1), item (ii), or item (i), sub-item (b) of the preceding paragraph, provide information that should be included in said document (hereinafter referred to as "Information on the Restriction on Resale" in this Article) by a method using an Electronic Data Processing System or a method using other information and communications technology, as listed in the following items (hereinafter referred to as "Electromagnetic Means" in this Article) with the consent of a person who receives said document (hereinafter referred to as the "Recipient" in this Article), pursuant to the provisions of paragraph (6).In this case, the Deliverer shall be deemed to have delivered said document.

４前項各号に掲げる方法は、書面被交付者がファイルへの記録を出力することにより書面を作成することができるものでなければならない。

(4)The methods referred to in the items of the preceding paragraph shall be ones which allow the Recipient to create a document by outputting the contents recorded in the file.

５第三項の「電子情報処理組織」とは、書面交付者の使用に係る電子計算機と、書面被交付者の使用に係る電子計算機とを電気通信回線で接続した電子情報処理組織をいう。

(5)The term "Electronic Data Processing System" as used in paragraph (3) means an electronic data processing system wherein the computer used by the Deliverer is connected, by way of a telecommunications line, to the computer used by the Recipient.

６書面交付者は、第三項の規定により転売制限情報を提供しようとするときは、あらかじめ、当該書面被交付者に対し、その用いる次に掲げる電磁的方法の種類及び内容を示し、電磁的方法又は電話その他の方法により同意を得なければならない。

(6)Before a Deliverer attempts to provide the Information on the Restriction on Resale pursuant to the provisions of paragraph (3), he/she shall indicate the types and contents of the Electromagnetic Means listed in the following items to be used to said Recipient and obtain prior consent from said Recipient by Electromagnetic Means, telephone, or by any other means:

７前項の規定による同意を得た書面交付者は、当該書面被交付者から電磁的方法又は電話その他の方法により電磁的方法による提供を受けない旨の申出があったときは、当該書面被交付者に対し、転売制限情報の提供を電磁的方法によってしてはならない。ただし、当該書面被交付者が再び同項の規定による同意をした場合は、この限りでない。

(7)In cases where the Recipient has given notice by Electromagnetic Means, telephone, or by any other means to the effect that he/she refuses to receive information by Electromagnetic Means, a Deliverer who has obtained consent under the preceding paragraph shall not provide the Information on the Restriction on Resale to said Recipient by Electromagnetic Means; provided, however, that this shall not apply to cases where said Recipient has since given his/her consent again under that paragraph.

第十一条の二令第一条の五の二第二項第一号ロ及び第二号ロに規定する内閣府令で定める事項は、次の各号に掲げる事項（第二号に掲げる事項にあっては、当該契約の当事者が定めないこととした事項を除く。）とする。

Article 11-2(1)The matters specified by Cabinet Office Ordinance as referred to in Article 1-5-2, paragraph (2), item (i), sub-item (b) and item (ii), sub-item (b) of the Cabinet Order shall be the matters set forth in the following items (with regard to the matters set forth in item (ii), excluding the matters which the parties to the relevant contract have decided not to specify):

２特定役員とその被支配法人等が合わせて他の法人等（法人その他の団体をいう。以下この条において同じ。）の総株主等の議決権の百分の五十を超える議決権に係る株式又は出資を自己又は他人の名義をもって所有する場合には、当該他の法人等は、当該特定役員の被支配法人等とみなして前項第二号ハ及びこの項の規定を適用する。

(2)In cases where a Specified Officer and the Controlled Juridical Person, etc. thereof jointly hold shares or equity pertaining to voting rights exceeding 50 percent of the Voting Rights Held by All the Shareholders, etc. of another Juridical Person, etc. (meaning a juridical person or any other type of organization; hereinafter the same shall apply in this Article) in their own name or another person's name, the provisions of item (ii), sub-item (c) of the preceding paragraph and this paragraph shall apply by deeming said other Juridical Person, etc. to be the Controlled Juridical Person, etc. of said Specified Officer.

３第一項第二号ハ及び前項の被支配法人等とは、特定役員が他の法人等の総株主等の議決権の百分の五十を超える議決権に係る株式又は出資を自己又は他人の名義をもって所有する場合における当該他の法人等をいう。

(3)The Controlled Juridical Person, etc. as referred to in paragraph (1), item (ii), sub-item (c) and the preceding paragraph means, in cases where a Specified Officer holds shares or equity pertaining to voting rights exceeding 50 percent of the Voting Rights Held by All the Shareholders, etc. of another Juridical Person, etc. in his/her own name or another person's name, said other Juridical Person, etc.

４第一項第二号ハ及びニ、第二項（第十三条の五第二項において準用する場合を含む。）並びに前項（同条第二項において準用する場合を含む。）の場合における議決権（総株主等の議決権を除く。）には、社債等振替法第百四十七条第一項又は第百四十八条第一項（これらの規定を社債等振替法第二百二十八条第一項、第二百三十五条第一項、第二百三十九条第一項及び第二百七十六条（第二号に係る部分に限る。）において準用する場合を含む。）の規定により発行者に対抗することができない株式又は出資に係る議決権を含むものとする。

(4)The voting rights as in the cases referred to in paragraph (1), item (ii), sub-items (c) and (d), paragraph (2) (including the cases where it is applied mutatis mutandis pursuant to Article 13-5, paragraph (2)) and the preceding paragraph (including the cases where it is applied mutatis mutandis pursuant to paragraph (2) of that Article) shall include voting rights pertaining to shares or equity which may not be duly asserted against the Issuer pursuant to the provisions of Article 147, paragraph (1) or Article 148, paragraph (1) of the Corporate Bonds, etc. Transfer Act (including the cases where these provisions are applied mutatis mutandis pursuant to Article 228, paragraph (1), Article 235, paragraph (1), Article 239, paragraph (1) and Article 276 (limited to the part pertaining to item (ii)) of the Corporate Bonds, etc. Transfer Act).

第十二条令第一条の五の二第二項第三号に規定する内閣府令で定める要件は、次の各号に掲げる有価証券の区分に応じ、当該各号に定める要件に該当することとする。

Article 12The requirements specified by Cabinet Office Ordinance as referred to in Article 1-5-2, paragraph (2), item (iii) of the Cabinet Order shall be that the relevant case falls under the requirements specified in the following items according to the category of Securities set forth in the respective items:

第十三条令第一条の七第二号ロ（４）に規定する内閣府令で定める方式は、次に掲げるいずれかの要件を満たすものとする。

Article 13(1)The methods specified by Cabinet Office Ordinance, as referred to in Article 1-7, item (ii), sub-item (b)4. of the Cabinet Order, shall be methods which satisfy any of the following requirements:

２令第一条の七第二号ロ（４）に規定する内閣府令で定める要件は、次の各号に掲げるすべての要件に該当することとする。

(2)The requirements specified by Cabinet Office Ordinance referred to in Article 1-7, item (ii), sub-item (b)4. of the Cabinet Order shall be that the relevant case falls under all of the requirements set forth in the following items:

３令第一条の七第二号ハ（３）に規定する内閣府令で定める要件は、次の各号に掲げる要件に該当することとする。

(3)The requirements specified by Cabinet Office Ordinance as referred to in Article 1-7, item (ii), sub-item (c)3. of the Cabinet Order shall be that the relevant case falls under the requirements set forth in the following items:

４第一項第二号、第二項第二号ロ及び前項第一号ロに規定する書面を交付する者（以下この条において「書面交付者」という。）は、第一項第二号、第二項第二号ロ及び前項第一号ロに規定する書面の交付に代えて、第七項で定めるところにより、当該書面の交付を受けるべき者（以下この条において「書面被交付者」という。）の同意を得て、当該書面に記載すべき事項（以下この条において「転売制限情報」という。）を電子情報処理組織を使用する方法その他の情報通信の技術を利用する方法であって次に掲げるもの（以下この条において「電磁的方法」という。）により提供することができる。この場合において、書面交付者は、当該書面を交付したものとみなす。

(4)A person who delivers a document as prescribed in paragraph (1), item (ii), paragraph (2), item (ii), sub-item (b), or item (i), sub-item (b) of the preceding paragraph (hereinafter referred to as the "Deliverer" in this Article) may, in lieu of the delivery of the document as prescribed in paragraph (1), item (ii), paragraph (2), item (ii), sub-item (b), or item (i), sub-item (b) of the preceding paragraph, provide information that should be included in said document (hereinafter referred to as "Information on a Restriction on Resale" in this Article) by a method using an Electronic Data Processing System or a method using other information communications technology, as listed in the following items (hereinafter referred to as "Electromagnetic Means" in this Article) by gaining the consent of a person who is to receive said document (hereinafter referred to as the "Recipient" in this Article), pursuant to the provisions of paragraph (7).In this case, the Deliverer shall be deemed to have delivered said document:

５前項各号に掲げる方法は、書面被交付者がファイルへの記録を出力することにより書面を作成することができるものでなければならない。

(5)The methods referred to in the items of the preceding paragraph shall be ones that allow the Recipient to create a document by outputting the contents recorded in the file.

６第四項の「電子情報処理組織」とは、書面交付者の使用に係る電子計算機と、書面被交付者の使用に係る電子計算機とを電気通信回線で接続した電子情報処理組織をいう。

(6)The term "Electronic Data Processing System" as used in paragraph (4) means an electronic data processing system wherein the computer used by the Deliverer is connected, by way of a telecommunications line, to the computer used by the Recipient.

７書面交付者は、第四項の規定により転売制限情報を提供しようとするときは、あらかじめ、当該書面被交付者に対し、その用いる次に掲げる電磁的方法の種類及び内容を示し、電磁的方法又は電話その他の方法により同意を得なければならない。

(7)Before a Deliverer attempts to provide Information on a Restriction on Resale pursuant to the provisions of paragraph (4), he/she shall indicate the types and contents of the Electromagnetic Means listed in the following items to be used to said Recipient and obtain prior consent from said Recipient by Electromagnetic Means, telephone, or by any other means:

８前項の規定による同意を得た書面交付者は、当該書面被交付者から電磁的方法又は電話その他の方法により電磁的方法による提供を受けない旨の申出があったときは、当該書面被交付者に対し、転売制限情報の提供を電磁的方法によってしてはならない。ただし、当該書面被交付者が再び同項の規定による同意をした場合は、この限りでない。

(8)In cases where the Recipient has given notice by Electromagnetic Means, telephone, or by any other means to the effect that he/she refuses to receive information by Electromagnetic Means, the Deliverer who had obtained consent under the preceding paragraph shall not provide the Information on the Restriction on Resale to said Recipient by Electromagnetic Means; provided, however, that this shall not apply to cases where said Recipient has since given his/her consent again under that paragraph.

第十三条の二法第二条第四項に規定する内閣府令で定めるものは、次の各号に掲げるものとする。

Article 13-2The acts specified by Cabinet Office Ordinance as referred to in Article 2, paragraph (4) of the Act shall be those set forth in the following items:

第十三条の三令第一条の七の三第六号に規定する内閣府令で定める事項は、譲渡制限のない海外発行証券（同条第五号に規定する譲渡制限のない海外発行証券をいう。以下この項並びに第十三条の七第九項及び第十項において同じ。）に関する次に掲げる事項とする。

Article 13-3(1)The matters specified by Cabinet Office Ordinance, referred to in Article 1-7-3, item (vi) of the Cabinet Order, shall be the following matters related to Foreign Securities With No Restrictions on Transfer (meaning the Foreign Securities With No Restrictions on Transfer as prescribed in item (v) of that Article; hereinafter the same shall apply in this paragraph and Article 13-7, paragraphs (9) and (10)):

２令第一条の七の三第九号に規定する内閣府令で定める有価証券は、次の各号に掲げる有価証券とする。

(2)The Securities specified by Cabinet Office Ordinance as referred to in Article 1-7-3, item (ix) of the Cabinet Order shall be the Securities set forth in the following items:

第十三条の四令第一条の七の四第二号ニに規定する内閣府令で定める方式は、次に掲げるいずれかの要件に該当するものとする。

Article 13-4(1)The method specified by Cabinet Office Ordinance as referred to in Article 1-7-4, item (ii), sub-item (d) of the Cabinet Order shall be one that satisfies any of the following requirements:

２令第一条の七の四第三号ハに規定する内閣府令で定める要件は、次の各号に掲げるいずれかの要件に該当することとする。

(2)The requirements specified by Cabinet Office Ordinance as referred to in Article 1-7-4, item (iii), sub-item (c) of the Cabinet Order shall be that the relevant case falls under any of the following requirements:

３第一項第二号又は前項第一号ロに規定する書面を交付する者（以下この条において「書面交付者」という。）は、第一項第二号又は前項第一号ロに規定する書面の交付に代えて、第六項で定めるところにより当該書面の交付を受けるべき者（以下この条において「書面被交付者」という。）の同意を得て、当該書面に記載すべき事項（以下この条において「転売制限情報」という。）を電子情報処理組織を使用する方法その他の情報通信の技術を利用する方法であって次に掲げるもの（以下この条において「電磁的方法」という。）により提供することができる。この場合において、書面交付者は、当該書面を交付したものとみなす。

(3)A person who delivers a document as prescribed in paragraph (1), item (ii), or item (i), sub-item (b) of the preceding paragraph (hereinafter referred to as a "Deliverer" in this Article) may, in lieu of the delivery of a document as prescribed in paragraph (1), item (ii), or item (i), sub-item (b) of the preceding paragraph, provide information that should be included in said document (hereinafter referred to as "Information on the Restriction on Resale" in this Article) by a method that uses an Electronic Data Processing System or a method that uses other information and communications technology, as listed in the following items (hereinafter referred to as "Electromagnetic Means" in this Article) with the consent of a person who is to receive said document (hereinafter referred to as the "Recipient" in this Article), pursuant to the provisions of paragraph (6).In this case, the Deliverer shall be deemed to have delivered said document:

４前項各号に掲げる方法は、書面被交付者がファイルへの記録を出力することにより書面を作成することができるものでなければならない。

(4)The methods referred to in the items of the preceding paragraph shall be methods which allow the Recipient to create a document by outputting the contents recorded in the file.

５第三項の「電子情報処理組織」とは、書面交付者の使用に係る電子計算機と書面被交付者の使用に係る電子計算機とを電気通信回線で接続した電子情報処理組織をいう。

(5)The term "Electronic Data Processing System" as used in paragraph (3) means an electronic data processing system wherein the computer used by the Deliverer is connected, by way of a telecommunications line, to the computer used by the Recipient.

６書面交付者は、第三項の規定により転売制限情報を提供しようとするときは、あらかじめ、当該書面被交付者に対し、その用いる次に掲げる電磁的方法の種類及び内容を示し、電磁的方法又は電話その他の方法により同意を得なければならない。

(6)Before a Deliverer attempts to provide the Information on the Restriction on Resale pursuant to the provisions of paragraph (3), he/she shall indicate the types and contents of the Electromagnetic Means listed in the following items that are to be used to said Recipient and obtain consent therefrom by Electromagnetic Means, telephone or by any other means:

７前項の規定による同意を得た書面交付者は、当該書面被交付者から電磁的方法又は電話その他の方法により電磁的方法による提供を受けない旨の申出があったときは、当該書面被交付者に対し、転売制限情報の提供を電磁的方法によってしてはならない。ただし、当該書面被交付者が再び同項の規定による同意をした場合は、この限りでない。

(7)In cases where the Recipient has given notice by Electromagnetic Means, telephone or by any other means to the effect that he/she refuses to receive information by Electromagnetic Means, a Deliverer who had obtained consent under the preceding paragraph shall not provide the Information on the Restriction on Resale to said Recipient by Electromagnetic Means; provided, however, that this shall not apply to cases where said Recipient has since given his/her consent again under that paragraph.

第十三条の五令第一条の八の二第一号ロ及び第二号ロに規定する内閣府令で定める事項は、次の各号に掲げる事項（第二号に掲げる事項にあっては、当該契約の当事者が定めないこととした事項を除く。）とする。

Article 13-5(1)The matters specified by Cabinet Office Ordinance as referred to in Article 1-8-2, item (i), sub-item (b) and item (ii), sub-item (b) of the Cabinet Order shall be the matters set forth in the following items (for the matters set forth in item (ii), excluding the matters which the parties to the relevant contract have decided not to specify):

２第十一条の二第二項及び第三項の規定は、前項第二号ハに掲げる場合について準用する。

(2)The provisions of Article 11-2, paragraphs (2) and (3) shall apply mutatis mutandis to the cases set forth in item (ii), sub-item (c) of the preceding paragraph.

第十三条の六令第一条の八の二第三号に規定する内閣府令で定める要件は、次の各号に掲げる有価証券の区分に応じ、当該各号に定める要件を満たすこととする。

Article 13-6The requirements specified by Cabinet Office Ordinance as referred to in Article 1-8-2, item (iii) of the Cabinet Order shall be that the relevant case satisfies the requirements specified in the following items according to the category of Securities set forth in the respective items:

第十三条の七令第一条の八の四第三号ロ（４）に規定する内閣府令で定める方式は、次に掲げるいずれかの要件を満たすものとする。

Article 13-7(1)The methods specified by Cabinet Office Ordinance, as referred to in Article 1-8-4, item (iii), sub-item (b)4. of the Cabinet Order, shall be the methods which satisfy any of the following requirements:

２令第一条の八の四第三号ロ（４）に規定する内閣府令で定める要件は、次の各号に掲げるすべての要件に該当することとする。

(2)The requirements specified by Cabinet Office Ordinance as referred to in Article 1-8-4, item (iii), sub-item (b)4. of the Cabinet Order shall be that the relevant case falls under all of the requirements set forth in the following items:

３令第一条の八の四第三号ハ（３）に規定する内閣府令で定める要件は、次の各号に掲げるいずれかの要件に該当することとする。

(3)The requirements specified by Cabinet Office Ordinance as referred to in Article 1-8-4, item (iii), sub-item (c)3. of the Cabinet Order shall be that the relevant case falls under any of the requirements set forth in the following items:

４第一項第二号、第二項第二号ロ及び前項第一号ロに規定する書面を交付する者（以下この条において「書面交付者」という。）は、第一項第二号、第二項第二号ロ及び前項第一号ロに規定する書面の交付に代えて、第七項で定めるところにより、当該書面の交付を受けるべき者（以下この条において「書面被交付者」という。）の同意を得て、当該書面に記載すべき事項（以下この条において「転売制限情報」という。）を電子情報処理組織を使用する方法その他の情報通信の技術を利用する方法であって次に掲げるもの（以下この条において「電磁的方法」という。）により提供することができる。この場合において、書面交付者は、当該書面を交付したものとみなす。

(4)A person who delivers a document as prescribed in paragraph (1), item (ii), paragraph (2), item (ii), sub-item (b), or item (i), sub-item (b) of the preceding paragraph (hereinafter referred to as the "Deliverer" in this Article) may, in lieu of the delivery of the document as prescribed in paragraph (1), item (ii), paragraph (2), item (ii), sub-item (b), or item (i), sub-item (b) of the preceding paragraph, provide information that should be included in said document (hereinafter referred to as "Information on the Restriction on Resale" in this Article) by a method that uses an Electronic Data Processing System or a method that uses other information communications technology, as listed in the following items (hereinafter referred to as "Electromagnetic Means" in this Article) by gaining the consent of a person who is to receive said document (hereinafter referred to as the "Recipient" in this Article), pursuant to the provisions of paragraph (7).In this case, the Deliverer shall be deemed to have delivered said document:

５前項各号に掲げる方法は、書面被交付者がファイルへの記録を出力することにより書面を作成することができるものでなければならない。

(5)The methods referred to in the items of the preceding paragraph shall be methods which allow the Recipient to create a document by outputting the contents recorded in the file.

６第四項の「電子情報処理組織」とは、書面交付者の使用に係る電子計算機と、書面被交付者の使用に係る電子計算機とを電気通信回線で接続した電子情報処理組織をいう。

(6)The term "Electronic Data Processing System" as used in paragraph (4) means an electronic data processing system wherein the computer used by the Deliverer is connected, by way of a telecommunications line, to the computer used by the Recipient.

７書面交付者は、第四項の規定により転売制限情報を提供しようとするときは、あらかじめ、当該書面被交付者に対し、その用いる次に掲げる電磁的方法の種類及び内容を示し、電磁的方法又は電話その他の方法により同意を得なければならない。

(7)Before a Deliverer attempts to provide the Information on the Restriction on Resale pursuant to the provisions of paragraph (4), he/she shall indicate the types and contents of the Electromagnetic Means listed in the following items that are to be used, to the Recipient and shall obtain consent therefrom by Electromagnetic Means, telephone or by any other means:

８前項の規定による同意を得た書面交付者は、当該書面被交付者から電磁的方法又は電話その他の方法により電磁的方法による提供を受けない旨の申出があったときは、当該書面被交付者に対し、転売制限情報の提供を電磁的方法によってしてはならない。ただし、当該書面被交付者が再び同項の規定による同意をした場合は、この限りでない。

(8)In cases where the Recipient has given notice by Electromagnetic Means, telephone, or by any other means to the effect that he/she refuses to receive information by Electromagnetic Means, a Deliverer who had obtained consent under the preceding paragraph shall not provide the Information on the Restriction on Resale to said Recipient by Electromagnetic Means; provided, however, that this shall not apply to cases where said Recipient has since given his/her consent again under that paragraph.

９令第一条の八の四第四号イに規定する内閣府令で定めるところにより算出した数は、当該売付け勧誘等により当該譲渡制限のない海外発行証券を取得し、かつ、現に所有する者の数とする。

(9)The numbers calculated pursuant to the provisions of a Cabinet Office Ordinance as referred to in Article 1-8-4, item (iv), sub-item (a) of the Cabinet Order shall be the number of persons who have acquired the relevant Foreign Securities With No Restriction on Transfer through the relevant Offers to Sell, etc. and who actually holds such Foreign Securities.

１０令第一条の八の四第四号イに規定する内閣府令で定める事項は、譲渡制限のない海外発行証券に関する次に掲げる事項とする。

(10)The matters specified by Cabinet Office Ordinance as referred to in Article 1-8-4, item (iv), sub-item (a) of the Cabinet Order shall be the following matters related to Foreign Securities With No Restriction on Transfer:

第十四条法第二条第五項に規定する内閣府令で定める有価証券は、特定目的信託の受益証券、受益証券発行信託の受益証券及び抵当証券並びに法第二条第一項第十七号に掲げる有価証券のうち特定目的信託の受益証券、受益証券発行信託の受益証券及び抵当証券の性質を有するもの並びに同項第二十号に掲げる有価証券とする。

Article 14(1)The Securities specified by Cabinet Office Ordinance, referred to in Article 2, paragraph (5) of the Act, shall be the Beneficiary Certificates of a Special Purpose Trust, the Beneficiary Certificates of a Trust That Issues Beneficiary Certificates and Mortgage Securities; the Securities which are listed in Article 2, paragraph (1), item (xvii) of the Act and which have the nature of the Beneficiary Certificates of a Special Purpose Trust, the Beneficiary Certificates of a Trust That Issues Beneficiary Certificates and Mortgage Securities; and the Securities listed in item (xx) of that paragraph.

２法第二条第五項に規定する有価証券を発行し、又は発行しようとする内閣府令で定める者は、次の各号に掲げる有価証券の区分に応じ、当該各号に定める者とする。

(2)A person to be specified by Cabinet Office Ordinance who issues or intends to issue the Securities as referred to in Article 2, paragraph (5) of the Act shall be those prescribed in the following items according to the categories of Securities listed in the respective items:

３法第二条第五項に規定する権利の種類ごとに内閣府令で定める時に有価証券として発行されたものとみなされる内閣府令で定める者は、次の各号に掲げる権利の区分に応じ、当該各号に定める者とする。

(3)The person to be specified by Cabinet Office Ordinance for each kind of right, prescribed in Article 2, paragraph (5) of the Act, for whom the rights are deemed to be issued as Securities at the time specified by Cabinet Office Ordinance shall be those prescribed in the following items according to the categories of rights listed in the respective items:

４法第二条第五項に規定する内閣府令で定める時は、次の各号に掲げる権利の区分に応じ、当該各号に定める時とする。

(4)The time specified by Cabinet Office Ordinance, as referred to in Article 2, paragraph (5) of the Act, shall be the time prescribed in the following items, according to the categories of rights listed in the respective items:

第十五条令第一条の八の六第一項第二号イに規定する内閣府令で定める者は、次に掲げる者とする。

Article 15(1)The persons specified by Cabinet Office Ordinance, as referred to in Article 1-8-6, paragraph (1) item (ii), sub-item (a) of the Cabinet Order, shall be those listed in the following items:

２令第一条の八の六第一項第二号ロに規定する内閣府令で定める金額は、十億円とする。

(2)The amount specified by Cabinet Office Ordinance, referred to in Article 1-8-6, paragraph (1), item (ii), sub-item (b) of the Cabinet Order, shall be one billion yen.

第十六条令第一条の八の六第一項第四号に規定する内閣府令で定める行為は、次に掲げる行為とする。

Article 16(1)The acts specified by Cabinet Office Ordinance, referred to in Article 1-8-6, paragraph (1), item (iv) of the Cabinet Order, shall be those listed in the following items:

２前項第二号の「関係外国運用業者」とは、外国の法令に準拠し、外国において投資運用業を行う法人その他の団体であって、次のいずれかに該当するものをいう。

(2)The term "Affiliated Foreign Investment Specialist" as used in item (ii) of the preceding paragraph means a juridical person or any other type of organization which is engaged in an Investment Management in a foreign state in accordance with the laws and regulations of said foreign state, and which falls under any of the following items:

３第一項第八号の「関係外国金融商品取引業者」とは、外国の法令に準拠し、外国において第一種金融商品取引業又は第二種金融商品取引業を行う法人その他の団体であって、次のいずれかに該当するものをいう。

(3)The term "Affiliated Foreign Financial Instruments Specialist" as used in item (viii) of paragraph (1) means a juridical person or any other type of organization engaged in Type I Financial Instruments Services or Type II Financial Instruments Services in a foreign state in accordance with the laws and regulations of said foreign state, and which falls under any of the following items:

４第一項第九号の「通貨デリバティブ取引」とは、次に掲げる取引をいう。

(4)The term "Currency Derivative Transaction" as used in item (ix) of paragraph (1) means a transaction listed in any of the following items:

第十七条法第二条第八項第十号ホに規定する内閣府令で定める方法は、次に掲げる方法とする。

Article 17The methods specified by Cabinet Office Ordinance, as referred to in Article 2, paragraph (8), item (x), sub-item (e) of the Act, shall be those listed in the following items:

第十八条法第二条第八項第十一号イに規定する内閣府令で定めるものは、有価証券に係る収益その他これに準ずるものの配当率及び割引の方法により発行された有価証券の割引率とする。

Article 18The equivalent specified by Cabinet Office Ordinance, as referred to in Article 2, paragraph (8), item (xi), sub-item (a) of the Act, shall be percentages of the distribution of profit pertaining to Securities or the equivalent thereof, and a discount rate of Securities issued on a discount basis.

第十九条法第二条第二十一項第四号に規定する内閣府令で定めるものは、金融商品に係る収益その他これに準ずるものの配当率及び割引の方法により発行された金融商品の割引率とする。

Article 19The equivalent specified by Cabinet Office Ordinance, as referred to in Article 2, paragraph (21), item (iv) of the Act, shall be percentages of the distribution of profit pertaining to the Financial Instruments or the equivalents thereof, and a discount rate of the Financial Instruments issued on a discount basis.

第二十条令第一条の十三に規定する内閣府令で定める事由は、債務者の経営再建又は支援を図ることを目的として行われる金利の減免、利息の支払猶予、元本の返済猶予、債権放棄その他の債務者に有利となる取決めとする。

Article 20The grounds specified by Cabinet Office Ordinance, as referred to in Article 1-13 of the Cabinet Order, shall be a reduction in or an exemption of the interest rate, a grace period for payment of the interest, a grace period for reimbursement of the principal, a waiver of the claim or any other arrangement advantageous to a debtor, which is made for the purpose of the reconstruction of, or support to, the management of the debtor.

第二十一条令第一条の十四第二号に規定する内閣府令で定める事由は、外国政府、外国の地方公共団体その他これらに準ずる者により実施される次に掲げるものとする。

Article 21The causes specified by Cabinet Office Ordinance, as referred to in Article 1-14, item (ii) of the Cabinet Order, shall be those listed in the following items brought about by a foreign government, foreign local government or other persons equivalent to them.

第二十二条法第二条第二十七項第二号に規定する内閣府令で定める事項は、次の各号に掲げる取引の種類に応じ、当該各号に定める事項とする。

Article 22The matters specified by Cabinet Office Ordinance, as referred to in Article 2, paragraph (27), item (ii) of the Act, shall be those prescribed in the following items, according to the categories of transactions listed in the respective items:

第二十三条法第二条第三十一項第四号に規定する内閣府令で定める法人は、次に掲げるものとする。

Article 23The juridical persons specified by Cabinet Office Ordinance, as referred to in Article 2, paragraph (31), item (iv) of the Act, shall be those listed in the following items:

第二十四条法第二条第三十四項に規定する法人に類するものとして内閣府令で定めるものは、次に掲げるものとする。

Article 24(1)Those similar to a juridical person as specified by Cabinet Office Ordinance, as referred to in Article 2, paragraph (34) of the Act, shall be as follows:

２法第二条第三十四項に規定する記号又は数字に類するものとして内閣府令で定めるものは、順序を示す簡易な文章又は文字とする。

(2)Those similar to a mark or number as specified by Cabinet Office Ordinance, as referred to in Article 2, paragraph (34) of the Act shall be a simple text or a character showing sequential orders.

３法第二条第三十四項に規定する主として信用評価以外の事項を勘案して定められる等級として内閣府令で定めるものは、次に掲げるものとする。

(3)The grades to be specified by Cabinet Office Ordinance determined mainly by taking into consideration any matter other than a Credit Assessment, as referred to in Article 2, paragraph (34) of the Act, shall be as follows:

第二十五条法第二条第三十五項に規定する内閣府令で定めるものは、次に掲げるものとする。

Article 25The acts as specified by Cabinet Office Ordinance, as referred to in Article 2, paragraph (35) of the Act shall be as follows: