公正取引委員会の確約手続に関する規則(平成二十九年公正取引委員会規則第一号)
Rules on Japan Fair Trade Commission Commitment Procedures(Fair Trade Commission Rule No. 1 of 2017)
最終更新:令和二年公正取引委員会規則第七号
Last Version: Fair Trade Commission Rule No. 7 of 2020
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History
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▶Main Provision
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▶Chapter III Commitment Plans
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March 20, 2023
- Last Version: Fair Trade Commission Rule No. 7 of 2020
- Translated Date: November 10, 2021
- Dictionary Version: 14.0
公正取引委員会の確約手続に関する規則
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Rules on Japan Fair Trade Commission Commitment Procedures
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平成二十九年一月二十五日公正取引委員会規則第一号
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Fair Trade Commission Rule No. 1 of January 25, 2017
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私的独占の禁止及び公正取引の確保に関する法律(昭和二十二年法律第五十四号)の規定に基づき、公正取引委員会の確約手続に関する規則を次のように定める。
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The Rules on Japan Fair Trade Commission Commitment Procedures are established as follows, pursuant to the provisions of the Act on Prohibition of Private Monopolization and Maintenance of Fair Trade (Act No. 54 of 1947).
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目次
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Table of Contents
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第一章 総則(第一条―第六条)
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Chapter I General Provisions(Articles 1 to 6)
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第二章 法第四十八条の二の規定による通知(第七条)
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Chapter II Notice Under the Provisions of Article 48-2 of the Act(Article 7)
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第三章 排除措置計画
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Chapter III Commitment Plans
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第一節 排除措置計画の認定の申請(第八条―第十一条)
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Section 1 Applying for Approval of Commitment Plans(Articles 8 to 11)
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第二節 認定(第十二条)
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Section 2 Approval(Article 12)
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第三節 却下(第十三条)
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Section 3 Dismissal(Article 13)
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第四節 認定排除措置計画の変更(第十四条―第十九条)
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Section 4 Modifications to Approved Commitment Plans(Articles 14 to 19)
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第四章 排除措置計画の認定の取消し(第二十条)
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Chapter IV Rescission of Approval for Commitment Plans(Article 20)
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第五章 法第四十八条の六の規定による通知(第二十一条)
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Chapter V Notice Under the Provisions of Article 48-6 of the Act(Article 21)
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第六章 排除確保措置計画
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Chapter VI Plans to Ensure Cessation
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第一節 排除確保措置計画の認定の申請(第二十二条―第二十五条)
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Section 1 Applying for Approval of Plans to Ensure Cessation(Articles 22 to 25)
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第二節 認定(第二十六条)
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Section 2 Approval(Article 26)
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第三節 却下(第二十七条)
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Section 3 Dismissal(Article 27)
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第四節 認定排除確保措置計画の変更(第二十八条―第三十三条)
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Section 4 Modifications to Approved Plans to Ensure Cessation(Articles 28 to 33)
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第七章 排除確保措置計画の認定の取消し(第三十四条)
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Chapter VII Rescission of Approval for Plans to Ensure Cessation(Article 34)
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第八章 補則(第三十五条―第三十七条)
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Chapter VIII Auxiliary Provisions(Articles 35 to 37)
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附 則
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Supplementary Provisions
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第一章 総則
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Chapter I General Provisions
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(この規則の趣旨・定義)
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(Purpose of and Definitions in These Rules)
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第一条公正取引委員会(以下「委員会」という。)が行う確約手続(私的独占の禁止及び公正取引の確保に関する法律(昭和二十二年法律第五十四号。以下「法」という。)第四十八条の二から第四十八条の九までの手続をいう。以下同じ。)については、法に定めるもののほか、この規則の定めるところによる。
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Article 1(1)Beyond what is provided for in the Act on Prohibition of Private Monopolization and Maintenance of Fair Trade (Act No. 54 of 1947; hereinafter referred to as "the Act"), the commitment procedures (meaning the procedures referred to in Articles 48-2 through 48-9 of the Act; the same applies hereinafter) carried out by the Fair Trade Commission (hereinafter referred to as "the Commission") are governed by these Rules.
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(期間の計算)
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(Calculation of Periods of Time)
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第二条期間の計算については、民法(明治二十九年法律第八十九号)の期間に関する規定に従う。
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Article 2(1)Periods of time are calculated in accordance with the provisions of the Civil Code (Act No. 89 of 1896) that concern periods of time.
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(2)If the last day of a period of time falls on any of the days set forth in the items of Article 1 (1) of the Act on Holidays of Administrative Organs (Act No. 91 of 1988), that period expires on the following day.
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(用語)
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(Language Used)
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第三条確約手続においては、日本語を用いる。
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Article 3Japanese is the language used for commitment procedures.
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(公示送達の方法)
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(Means of Effecting Service by Publication)
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第四条委員会は、公示送達があったことを官報又は新聞紙に掲載することができる。外国においてすべき送達については、委員会は、官報又は新聞紙への掲載に代えて、公示送達があったことを通知することができる。
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Article 4The Commission may publish the fact that service by publication has been carried out, in the Official Gazette or a newspaper. For service in a foreign country, the Commission may notify the relevant parties that service by publication has been carried out, instead of publishing this in the Official Gazette or a newspaper.
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(文書の作成)
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(Preparation of Documents)
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第五条確約手続において作成すべき文書には、特別の定めのある場合を除いて、年月日を記載して署名し、又は記名押印しなければならない。
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Article 5(1)Except as otherwise provided, any document that is to be prepared in commitment procedures must be dated, and must be signed or bear the name and seal of the person in question.
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(2)If a document referred to in the preceding paragraph is a certified copy that is to be prepared by the Commission, the official who prepares it must add a note adjacent to the written content indicating that the certified copy is identical to the original, and must affix their name and seal to the certified copy and affix their seal across the boundary of each page to confirm continuation, or take other similar measures.
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(文書の訂正)
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(Correction of Documents)
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第六条確約手続において文書を作成するには、文字を改変してはならない。文字を加え、削り、又は欄外に記載したときは、これに認印しなければならない。この場合において、削った部分は、これを読むことができるように字体を残さなければならない。
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Article 6Text must not be altered to prepare documents in commitment procedures. If text is added, deleted or, written in the margin of a page, a seal of approval must be affixed to it. In such a case, the original text must be left in the document in a way that makes it possible to read the part that has been deleted.
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第二章 法第四十八条の二の規定による通知
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Chapter II Notice Under the Provisions of Article 48-2 of the Act
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(通知書の送達)
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(Service of Notices)
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第七条法第四十八条の二の規定による通知は、疑いの理由となった行為をしている者又はその代理人に対し、同条各号に掲げる事項を記載した文書を送達して行うものとする。
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Article 7The Commission is to give the notice under the provisions of Article 48-2 of the Act by serving the person engaging in the acts that gave rise to the suspicion or that person's agent with a document giving the particulars set forth in the items of that Article.
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第三章 排除措置計画
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Chapter III Commitment Plans
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第一節 排除措置計画の認定の申請
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Section 1 Applying for Approval of Commitment Plans
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(排除措置計画の認定の申請方法)
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(How to Apply for Approval of a Commitment Plan)
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第八条法第四十八条の三第一項の規定による申請をしようとする者は、様式第一号による申請書を委員会に提出しなければならない。
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Article 8(1)A person seeking to file an application under the provisions of Article 48-3 (1) of the Act must submit to the Commission an application using Form No.1.
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一排除措置が疑いの理由となった行為を排除するために十分なものであることを示す書類
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(i)documents showing that the commitment measures are sufficient in terms of ceasing the acts giving rise to suspicion;
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二排除措置が確実に実施されると見込まれるものであることを示す書類
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(ii)documents showing that the commitment measures are expected to be implemented reliably;
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三その他委員会が法第四十八条の三第三項の認定をするため参考となるべき事項を記載した書類
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(iii)documents giving other particulars that should serve as a reference to enable the Commission to give the approval referred to in Article 48-3 (3) of the Act.
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Article 9A person that has filed an application under the provisions of Article 48-3 (1) of the Act (hereinafter referred to as the "applicant" from this Section through Section 3) may submit to the Commission a written report giving the details of any change that occurs to a particular that has been stated in the application documents, until the end of the period referred to in that paragraph; provided, however, that this does not apply if an administrative disposition has already been made in connection with that application.
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一直接持参する方法
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(i)by bringing them in person;
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二書留郵便、民間事業者による信書の送達に関する法律(平成十四年法律第九十九号)第二条第六項に規定する一般信書便事業者若しくは同条第九項に規定する特定信書便事業者による同条第二項に規定する信書便の役務であって当該一般信書便事業者若しくは当該特定信書便事業者において引受け及び配達の記録を行うもの又はこれらに準ずる方法により送付する方法
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(ii)by sending them through registered mail, through correspondence delivery services provided for in Article 2 (2) of the Act on Correspondence Delivery by Private Sector Operators (Act No. 99 of 2002) which are provided by a general correspondence delivery service as provided in Article 2 (6) of that Act or by a specified correspondence delivery service as provided in Article 2 (9) of that Act and in which acceptance and delivery are recorded, or by other equivalent means.
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第二節 認定
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Section 2 Approval
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(認定書の送達)
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(Service of the Written Approval)
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第十二条法第四十八条の三第五項に規定する認定書の謄本は、申請者又はその代理人にこれを送達しなければならない。
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Article 12A certified copy of the written approval provided for in Article 48-3 (5) of the Act must be served on the applicant or their agent.
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第三節 却下
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Section 3 Dismissal
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(決定書の送達等)
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(Service of the Written Decision)
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第十三条法第四十八条の三第七項において読み替えて準用する同条第五項に規定する決定書の謄本は、申請者又はその代理人にこれを送達しなければならない。
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Article 13(1)A certified copy of the written decision provided for in Article 48-3 (5) of the Act, as applied mutatis mutandis following the deemed replacement of terms pursuant to Article 48-3 (7) of the Act, must be served on the applicant or their agent.
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一排除措置計画の認定の申請を却下した旨
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(i)a statement that the application for approval of the commitment plan has been dismissed;
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二却下の理由
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(ii)the reason for the dismissal.
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第四節 認定排除措置計画の変更
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Section 4 Modifications to Approved Commitment Plans
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(認定排除措置計画の変更の認定の申請方法)
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(How to Apply for Approval of Modifications to Approved Commitment Plans)
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第十四条法第四十八条の三第三項の認定を受けた者であって同条第八項の規定により当該認定に係る排除措置計画(以下この節において「認定排除措置計画」という。)を変更しようとする者は、様式第二号による申請書を委員会に提出しなければならない。
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Article 14(1)A person that has received the approval referred to in Section 48-3, paragraph (3) of the Act and that seeks to modify the commitment plan that is subject to that approval (hereinafter referred to as the "approved commitment plan" in this Section) pursuant to the provisions of paragraph (8) of that Article must submit to the Commission an application using Form No.2.
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一排除措置が疑いの理由となった行為を排除するために十分なものであることを示す書類
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(i)documents showing that the commitment measures are sufficient in terms of ceasing the acts giving rise to suspicion;
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二排除措置が確実に実施されると見込まれるものであることを示す書類
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(ii)documents showing that the commitment measures are expected to be implemented reliably;
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三その他委員会が法第四十八条の三第八項の規定による変更の認定をするため参考となるべき事項を記載した書類
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(iii)documents giving other particulars that should serve as a reference to enable the Commission to give the approval for modifications under the provisions of Article 48-3 (8) of the Act.
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Article 15A person that has filed an application for approval of modifications to an approved commitment plan (hereinafter referred to as the "applicant" in this Section) may submit to the Commission a written report giving the details of any change that occurs to a particular that has been stated in the application documents, up until the time that an administrative disposition is made in connection with that application.
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(認定書の送達)
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(Service of the Written Approval)
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第十八条法第四十八条の三第九項において準用する同条第五項に規定する認定書の謄本は、申請者又はその代理人にこれを送達しなければならない。
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Article 18A certified copy of the written approval provided for in Article 48-3 (5) of the Act, as applied mutatis mutandis pursuant to Article 48-3 (9) of the Act, must be served on the applicant or their agent.
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(決定書の送達等)
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(Service of the Written Decision)
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第十九条法第四十八条の三第九項において準用する同条第七項において読み替えて準用する同条第五項に規定する決定書の謄本は、申請者又はその代理人にこれを送達しなければならない。
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Article 19(1)A certified copy of the written decision provided for in Article 48-3 (5) of the Act, as applied mutatis mutandis following the deemed replacement of terms pursuant to Article 48-3 (7) of the Act, as applied mutatis mutandis pursuant to Article 48-3 (9) of the Act, must be served on the applicant or their agent.
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一認定排除措置計画の変更の認定の申請を却下した旨
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(i)a statement that the application for approval of modifications to the approved commitment plan has been dismissed;
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二却下の理由
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(ii)the reason for the dismissal.
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第四章 排除措置計画の認定の取消し
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Chapter IV Rescission of Approval for Commitment Plans
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(決定書の送達等)
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(Service of the Written Decision)
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第二十条法第四十八条の五第二項において読み替えて準用する法第四十八条の三第五項に規定する決定書の謄本は、当該認定を受けた者又はその代理人に送達しなければならない。
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Article 20(1)A certified copy of the written decision provided for in Article 48-3 (5) of the Act, as applied mutatis mutandis following the deemed replacement of terms pursuant to Article 48-5 (2) of the Act, must be served on the person that has received the approval or their agent.
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一排除措置計画の認定を取り消した旨
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(i)a statement that the approval of a commitment plan has been rescinded;
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二取消しの理由
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(ii)the reason for the rescission.
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第五章 法第四十八条の六の規定による通知
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Chapter V Notice Under the Provisions of Article 48-6 of the Act
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(通知書の送達)
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(Service of Notices)
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第二十一条法第四十八条の六の規定による通知は、同条第一号に掲げる者又はその代理人に対し、同条第二号に掲げる事項を記載した文書を送達して行うものとする。
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Article 21Notice under the provisions of Article 48-6 of the Act is to be given by serving the person set forth in paragraph (1), item (i) of that Article or their agent with a document giving the particulars set forth in item (ii) of that Article.
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第六章 排除確保措置計画
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Chapter VI Plans to Ensure Cessation
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第一節 排除確保措置計画の認定の申請
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Section 1 Applying for Approval of Plans to Ensure Cessation
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(排除確保措置計画の認定の申請方法)
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(How to Apply for Approval of a Plan to Ensure Cessation)
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第二十二条法第四十八条の七第一項の規定による申請をしようとする者は、様式第三号による申請書を委員会に提出しなければならない。
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Article 22(1)A person seeking to file an application under the provisions of Section 48-7(1) of the Act must submit to the Commission an application using Form No.3.
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一排除確保措置が疑いの理由となった行為が排除されたことを確保するために十分なものであることを示す書類
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(i)documents showing that the measures to ensure cessation are sufficient to ensure that the acts giving rise to suspicion have ceased;
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二排除確保措置が確実に実施されると見込まれるものであることを示す書類
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(ii)documents showing that the measures to ensure cessation are expected to be implemented reliably;
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三その他委員会が法第四十八条の七第三項の認定をするため参考となるべき事項を記載した書類
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(iii)documents giving other particulars that should serve as a reference to enable the Commission to give the approval referred to in Article 48-7 (3) of the Act.
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Article 23A person that has filed an application under the provisions of Article 48-7 (1) of the Act (hereinafter referred to as the "applicant" from this Section through Section 3) may submit to the Commission a written report giving the details of any change that occurs to a particular that has been stated in the application documents, until the end of the period referred to in that paragraph; provided however, that this does not apply if an administrative disposition has already been made in connection with that application.
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第二節 認定
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Section 2 Approval
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(認定書の送達)
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(Service of the Written Approval)
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第二十六条法第四十八条の七第四項において準用する法第四十八条の三第五項に規定する認定書の謄本は、申請者又はその代理人にこれを送達しなければならない。
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Article 26A certified copy of the written approval provided for in Article 48-3 (5) of the Act as applied mutatis mutandis pursuant to Article 48-7 (4) of the Act must be served on the applicant or their agent.
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第三節 却下
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Section 3 Dismissal
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(決定書の送達等)
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(Service of the Written Decision)
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第二十七条法第四十八条の七第六項において読み替えて準用する法第四十八条の三第五項に規定する決定書の謄本は、申請者又はその代理人にこれを送達しなければならない。
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Article 27(1)A certified copy of the written decision provided for in Article 48-3 (5) of the Act, as applied mutatis mutandis following the deemed replacement of terms pursuant to Article 48-7 (6) of the Act, must be served on the applicant or their agent.
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一排除確保措置計画の認定の申請を却下した旨
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(i)a statement that the application for approval of the plan to ensure cessation has been dismissed;
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二却下の理由
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(ii)the reason for the dismissal.
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第四節 認定排除確保措置計画の変更
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Section 4 Modifications to Approved Plans to Ensure Cessation
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(認定排除確保措置計画の変更の認定の申請方法)
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(How to Apply for Approval of Modifications to Approved Plans to Ensure Cessation)
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第二十八条法第四十八条の七第三項の認定を受けた者であって同条第七項の規定により当該認定に係る排除確保措置計画(以下この節において「認定排除確保措置計画」という。)を変更しようとする者は、様式第四号による申請書を委員会に提出しなければならない。
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Article 28(1)A person that has received the approval referred to in Article 48-7 (3) of the Act and that seeks to modify the plan to ensure cessation that is subject to that approval (hereinafter referred to as the "approved plan to ensure cessation" in this Section) pursuant to the provisions of paragraph (7) of that Article must submit to the Commission an application using Form No.4.
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一排除確保措置が疑いの理由となった行為が排除されたことを確保するために十分なものであることを示す書類
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(i)documents showing that the measures to ensure cessation are sufficient for ensuring that the acts giving rise to suspicion have ceased;
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二排除確保措置が確実に実施されると見込まれるものであることを示す書類
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(ii)documents showing that the measures to ensure cessation are expected to be implemented reliably;
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三その他委員会が法第四十八条の七第七項の規定による変更の認定をするため参考となるべき事項を記載した書類
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(iii)documents giving other particulars that should serve as a reference to enable the Commission to give the approval under the provisions of Article 48-7 (7) of the Act.
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Article 29A person that has filed an application for approval of modifications to an approved plan to ensure cessation (hereinafter referred to as the "applicant" in this Section) may submit to the Commission a written report giving the details of any change that occurs to a particular that has been stated in the application documents, up until the time that an administrative disposition is made in connection with that application.
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(認定書の送達)
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(Service of the Written Approval)
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第三十二条法第四十八条の七第八項において準用する同条第四項において準用する法第四十八条の三第五項に規定する認定書の謄本は、申請者又はその代理人にこれを送達しなければならない。
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Article 32A certified copy of the written approval provided for in Article 48-3 (5) of the Act as applied mutatis mutandis pursuant to Article 48-7 (4) of the Act, as applied mutatis mutandis pursuant to Article 48-7 (8) of the Act, must be served on the applicant or their agent.
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(決定書の送達等)
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(Service of the Written Decision)
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第三十三条法第四十八条の七第八項において準用する同条第六項において読み替えて準用する法第四十八条の三第五項に規定する決定書の謄本は、申請者又はその代理人にこれを送達しなければならない。
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Article 33(1)A certified copy of the written decision provided for in Article 48-3 (5) of the Act, as applied mutatis mutandis following the deemed replacement of terms pursuant to Article 48-7 (6) of the Act, as applied mutatis mutandis pursuant to Article 48-7 (8), must be served on the applicant or their agent.
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一認定排除確保措置計画の変更の認定の申請を却下した旨
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(i)a statement that the application for approval of modifications to the approved plan to ensure cessation has been dismissed;
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二却下の理由
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(ii)the reason for the dismissal.
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第七章 排除確保措置計画の認定の取消し
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Chapter VII Rescission of Approval of Plans to Ensure Cessation
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(決定書の送達等)
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(Service of the Written Decision)
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第三十四条法第四十八条の九第二項において読み替えて準用する法第四十八条の三第五項に規定する決定書の謄本は、当該認定を受けた者又はその代理人に送達しなければならない。
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Article 34(1)A certified copy of the written decision provided for in Article 48-3 (5) of the Act, as applied mutatis mutandis following the deemed replacement of terms pursuant to Article 48-9 (2) of the Act, must be served on the person that has received the approval or their agent.
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一排除確保措置計画の認定を取り消した旨
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(i)a statement that the approval of the plan to ensure cessation has been rescinded;
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二取消しの理由
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(ii)the reason for the rescission.
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第八章 補則
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Chapter VIII Auxiliary Provisions
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(文書のファクシミリによる提出)
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(Submission of Documents by Facsimile)
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第三十五条確約手続において提出すべき文書は、次に掲げるものを除き、ファクシミリを利用して送信することにより提出することができる。
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Article 35(1)Documents to be submitted in commitment procedures may be submitted by facsimile, excluding the following:
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一申請書
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(i)application forms;
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二申請書に添付する書類(第十一条、第十七条、第二十五条及び第三十一条の規定により提出するものを除く。)
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(ii)documents accompanying application forms (other than those submitted pursuant to the provisions of Article 11, Article 17, Article 25, and Article 31);
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三報告書
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(iii)written reports.
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(署名及び押印の省略)
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(Omission of Signatures and Seals)
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第三十五条の二確約手続において提出すべき文書は、記名をもって署名又は押印を省略することができる。
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Article 35-2(1)A person may omit a signature or seal from documents to be submitted in commitment procedures, if their name appears on the document in its place.
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(申請の取下げ)
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(Withdrawing an Application)
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第三十六条この規則の規定による申請は、当該申請に係る処分がされるまでは、いつでも取り下げることができる。
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Article 36(1)An application under the provisions of these Rules may be withdrawn at any time up until the administrative disposition is made in connection with that application.
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(更正決定)
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(Decision to Make Corrections)
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第三十七条認定書又は決定書に誤記その他明白な誤りがあるときは、委員会は、職権又は申立てにより、更正決定をすることができる。
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Article 37(1)If there is a clerical or other clear error in a written approval or written decision, the Commission may correct the error on its own authority or pursuant to a petition.
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附 則
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Supplementary Provisions
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附 則〔平成三十年七月十八日公正取引委員会規則第二号〕
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Supplementary Provisions[Fair Trade Commission Rule No.2 of July 18, 2018]
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附 則〔令和元年五月十日公正取引委員会規則第一号〕
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Supplementary Provisions[Fair Trade Commission Rule No. 1 of May 10, 2019]
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附 則〔令和元年六月二十八日公正取引委員会規則第二号〕
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Supplementary Provisions[Fair Trade Commission Rule No. 2 of June 28, 2019]
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附 則〔令和二年十二月二十五日公正取引委員会委員会規則第七号〕
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Supplementary Provisions[Fair Trade Commission Rule No. 7 of December 25, 2020]
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