一オプション　法第二条第一項第十九号に規定するオプションをいう。

(i)options: the options as defined in Article 2, paragraph (1), item (xix) of the Act;

二出資対象事業　法第二条第二項第五号に規定する出資対象事業をいう。

(ii)business subject to investment: the business subject to investment as defined in Article 2, paragraph (2), item (v) of the Act;

二の二電子記録移転権利　法第二条第三項に規定する電子記録移転権利をいう。

(ii)-2electronically recorded transferable rights: the electronically recorded transferable rights prescribed in Article 2, paragraph (3) of the Act;

三適格機関投資家　法第二条第三項第一号に規定する適格機関投資家をいう。

(iii)qualified institutional investors: the qualified institutional investors prescribed in Article 2, paragraph (3), item (i) of the Act;

三の二特定投資家向け売付け勧誘等　法第二条第六項に規定する特定投資家向け売付け勧誘等をいう。

(iii)-2solicitation for selling, etc. only for professional investors: the solicitation for selling, etc. only for professional investors prescribed in Article 2, paragraph (6) of the Act;

三の三商品関連市場デリバティブ取引　法第二条第八項第一号に規定する商品関連市場デリバティブ取引をいう。

(iii)-3commodity-related market derivatives transaction: the commodity-related market derivatives transaction as defined in Article 2, paragraph (8), item (i) of the Act;

四外国金融商品市場　法第二条第八項第三号ロに規定する外国金融商品市場をいう。

(iv)foreign financial instruments market: the foreign financial instruments market prescribed in Article 2, paragraph (8), item (iii), sub-item (b) of the Act;

五店頭デリバティブ取引等　法第二条第八項第四号に規定する店頭デリバティブ取引等をいう。

(v)over-the-counter derivatives transactions, etc.: the over-the-counter derivatives transactions, etc. prescribed in Article 2, paragraph (8), item (iv) of the Act;

六有価証券の引受け　法第二条第八項第六号に規定する有価証券の引受けをいう。

(vi)underwriting of securities: the underwriting of securities as defined in Article 2, paragraph (8), item (vi) of the Act;

七店頭売買有価証券　法第二条第八項第十号ハに規定する店頭売買有価証券をいう。

(vii)over-the-counter traded securities: the over-the-counter traded securities as defined in Article 2, paragraph (8), item (x), sub-item (c) of the Act;

八投資顧問契約　法第二条第八項第十一号に規定する投資顧問契約をいう。

(viii)investment advisory contract: the investment advisory contract prescribed in Article 2, paragraph (8), item (xi) of the Act;

九投資一任契約　法第二条第八項第十二号ロに規定する投資一任契約をいう。

(ix)discretionary investment contract: the discretionary investment contract prescribed in Article 2, paragraph (8), item (xii), sub-item (b) of the Act;

十登録金融機関　法第二条第十一項に規定する登録金融機関をいう。

(x)registered financial institution: the registered financial institution as defined in Article 2, paragraph (11) of the Act;

十の二商品　法第二条第二十四項第三号の三に規定する商品をいう。

(x)-2commodities: the commodities as defined in Article 2, paragraph (24), item (iii)-3 of the Act;

十の三特定投資家向け有価証券　法第四条第三項に規定する特定投資家向け有価証券をいう。

(x)-3securities for professional investors: the securities for professional investors prescribed in Article 4, paragraph (3) of the Act;

十の四特定投資家向け取得勧誘　法第四条第三項第一号に規定する特定投資家向け取得勧誘をいう。

(x)-4solicitation for acquisition only for professional investors: the solicitation for acquisition only for professional investors prescribed in Article 4, paragraph (3), item (i) of the Act;

十一役員　法第二十一条第一項第一号に規定する役員をいう。

(xi)officer: the officer defined in Article 21, paragraph (1), item (i) of the Act;

十二有価証券関連デリバティブ取引　法第二十八条第八項第六号に規定する有価証券関連デリバティブ取引をいう。

(xii)securities-related derivatives transactions: the securities-related derivatives transactions prescribed in Article 28, paragraph (8), item (vi) of the Act;

十二の二第一種少額電子募集取扱業者　法第二十九条の四の二第九項に規定する第一種少額電子募集取扱業者をいう。

(xii)-2type-I small amount electronic public offering service provider: the type-I small amount electronic public offering service provider as defined in Article 29-4-2, paragraph (9) of the Act;

十二の三第一種少額電子募集取扱業務　法第二十九条の四の二第十項に規定する第一種少額電子募集取扱業務をいう。

(xii)-3type-I small amount electronic public offering service: the type-I small amount electronic public offering service as defined in Article 29-4-2, paragraph (10) of the Act;

十二の四第二種少額電子募集取扱業者　法第二十九条の四の三第二項に規定する第二種少額電子募集取扱業者をいう。

(xii)-4type-II small amount electronic public offering service provider: the type-II small amount electronic public offering service provider as defined in Article 29-4-3, paragraph (2) of the Act;

十二の五第二種少額電子募集取扱業務　法第二十九条の四の三第四項に規定する第二種少額電子募集取扱業務をいう。

(xii)-5type-II small amount electronic public offering service: the type-II small amount electronic public offering service as defined in Article 29-4-3, paragraph (4) of the Act;

十二の六適格投資家向け投資運用業　法第二十九条の五第一項に規定する適格投資家向け投資運用業をいう。

(xii)-6investment management business for qualified investors: the investment management business for qualified investors prescribed in Article 29-5, item (i) of the Act;

十二の七適格投資家　法第二十九条の五第三項に規定する適格投資家をいう。

(xii)-7qualified investor: the qualified investor as defined in Article 29-5, item (iii) of the Act;

十三親銀行等　法第三十一条の四第三項に規定する親銀行等をいう。

(xiii)parent bank, etc.: the parent bank, etc. as defined in Article 31-4, paragraph (3) of the Act;

十四親法人等　法第三十一条の四第三項に規定する親法人等をいう。

(xiv)parent corporation, etc.: the parent corporation, etc. prescribed in Article 31-4, paragraph (3) of the Act;

十五子銀行等　法第三十一条の四第四項に規定する子銀行等をいう。

(xv)subsidiary bank, etc.: the subsidiary bank, etc. as defined in Article 31-4, paragraph (4) of the Act;

十六子法人等　法第三十一条の四第四項に規定する子法人等をいう。

(xvi)subsidiary corporation, etc.: the subsidiary corporation, etc. prescribed in Article 31-4, paragraph (4) of the Act;

十七デリバティブ取引等　法第三十三条第三項に規定するデリバティブ取引等をいう。

(xvii)derivative transactions, etc.: the derivative transactions, etc. prescribed in Article 33, paragraph (3) of the Act;

十八有価証券関連デリバティブ取引等　法第三十三条第三項に規定する有価証券関連デリバティブ取引等をいう。

(xviii)securities-related derivatives transactions, etc.: the securities-related derivatives transactions, etc. prescribed in Article 33, paragraph (3) of the Act;

十九市場デリバティブ取引等　法第三十三条第三項第一号に規定する市場デリバティブ取引等をいう。

(xix)market derivatives transactions, etc.: the market derivatives transactions, etc. as defined in Article 33, paragraph (3), item (i) of the Act;

二十外国市場デリバティブ取引等　法第三十三条第三項第三号に規定する外国市場デリバティブ取引等をいう。

(xx)foreign market derivatives transactions, etc.: the foreign market derivatives transactions, etc. defined in Article 33, paragraph (3) item (iii) of the Act;

二十一登録金融機関業務　法第三十三条の三第一項第六号イに規定する登録金融機関業務をいう。

(xxi)registered financial institution business: the registered financial institution business as defined in Article 33-3, paragraph (1), item (vi), sub-item (a) of the Act;

二十二金融商品取引業者等　法第三十四条に規定する金融商品取引業者等をいう。

(xxii)financial instruments business operator, etc.: the financial instruments business operator, etc. as defined in Article 34 of the Act;

二十三金融商品取引行為　法第三十四条に規定する金融商品取引行為をいう。

(xxiii)act that constitutes a financial instruments transaction: the acts that constitute financial instruments transactions as defined in Article 34 of the Act;

二十四金融商品取引契約　法第三十四条に規定する金融商品取引契約をいう。

(xxiv)financial instruments transaction contract: the financial instruments transaction contract prescribed in Article 34 of the Act;

二十五運用財産　法第三十五条第一項第十五号に規定する運用財産をいう。

(xxv)investment property: the investment property as defined in Article 35, paragraph (1), item (xv) of the Act;

二十五の二特定店頭デリバティブ取引　法第四十条の七第一項に規定する特定店頭デリバティブ取引をいう。

(xxv)-2specified over-the-counter derivatives transactions: the specified over-the-counter derivatives transactions defined in Article 40-7, paragraph (1) of the Act.

二十六有価証券の売買その他の取引等　法第四十一条の二第四号に規定する有価証券の売買その他の取引等をいう。

(xxvi)purchase and sale or other transactions of securities: the purchase and sale or other transactions of securities prescribed in Article 41-2, item (iv) of the Act;

二十七権利者　法第四十二条第一項に規定する権利者をいう。

(xxvii)right holders: the right holders as defined in Article 42, paragraph (1) of the Act;

二十八自己資本規制比率　法第四十六条の六第一項に規定する自己資本規制比率をいう。

(xxviii)capital adequacy ratio: the capital adequacy ratio prescribed in Article 46-6, paragraph (1) of the Act;

二十九金融商品取引業等　法第五十条第一項第一号に規定する金融商品取引業等をいう。

(xxix)financial instruments business, etc.: the financial instruments business, etc. prescribed in Article 50, paragraph (1), item (i) of the Act;

二十九の二特別金融商品取引業者　法第五十七条の二第二項に規定する特別金融商品取引業者をいう。

(xxix)-2special financial instruments business operator: the special financial instruments business operator as defined in Article 57-2, paragraph (2) of the Act;

二十九の三対象特別金融商品取引業者　法第五十七条の十二第三項に規定する対象特別金融商品取引業者をいう。

(xxix)-3subject special financial instruments business operator: the subject special financial instruments business operator prescribed in Article 57-12, paragraph (3) of the Act;

二十九の四指定親会社　法第五十七条の十二第三項に規定する指定親会社をいう。

(xxix)-4designated parent company: the designated parent company as defined in Article 57-12, paragraph (3) of the Act;

二十九の五最終指定親会社　法第五十七条の十二第三項に規定する最終指定親会社をいう。

(xxix)-5highest designated parent company: the highest designated parent company as defined in Article 57-12, paragraph (3) of the Act;

三十外国証券業者　法第五十八条に規定する外国証券業者をいう。

(xxx)foreign securities service provider: the foreign securities service provider as defined in Article 58 of the Act;

三十一取引所取引許可業者　法第六十条の四第一項に規定する取引所取引許可業者をいう。

(xxxi)authorized firm for on-exchange transactions: the authorized firm for on-exchange transactions prescribed in Article 60-4, paragraph (1) of the Act;

三十一の二電子店頭デリバティブ取引等業務　法第六十条の十四第一項に規定する電子店頭デリバティブ取引等業務をいう。

(xxxi)-2electronic over-the-counter derivatives transactions, etc. business: the electronic over-the-counter derivatives transactions, etc. business prescribed in Article 60-14, paragraph (1) of the Act;

三十一の三電子店頭デリバティブ取引等許可業者　法第六十条の十四第二項に規定する電子店頭デリバティブ取引等許可業者をいう。

(xxxi)-3business operator authorized to conduct electronic over-the-counter derivatives transactions, etc.: the business operator authorized to conduct electronic over-the-counter derivatives transactions, etc. prescribed in Article 60-14, paragraph (2) of the Act;

三十二適格機関投資家等　法第六十三条第一項第一号に規定する適格機関投資家等をいう。

(xxxii)qualified institutional investors, etc.: the qualified institutional investors, etc. as defined in Article 63, paragraph (1), item (i) of the Act;

三十三適格機関投資家等特例業務　法第六十三条第二項に規定する適格機関投資家等特例業務をいう。

(xxxiii)specially-permitted services for qualified institutional investors, etc.: the specially-permitted services for qualified institutional investors, etc. prescribed in Article 63, paragraph (2) of the Act;

三十四特例業務届出者　法第六十三条第五項に規定する特例業務届出者をいう。

(xxxiv)notifier of specially-permitted services: the notifier of specially-permitted services as defined in Article 63, paragraph (5) of the Act;

三十四の二海外投資家等特例業務　法第六十三条の八第一項に規定する海外投資家等特例業務をいう。

(xxxiv)-2specially permitted services for foreign investors, etc.: the specially permitted services for foreign investors, etc. prescribed in Article 63-8, paragraph (1) of the Act;

三十四の三海外投資家等特例業務届出者　法第六十三条の九第四項に規定する海外投資家等特例業務届出者をいう。

(xxxiv)-3notifier of specially permitted services for foreign investors, etc.: the notifier of specially permitted services for foreign investors, etc. as defined in Article 63-9, paragraph (4) of the Act;

三十五外務員　法第六十四条第一項に規定する外務員をいう。

(xxxv)sales representative: the sales representative prescribed in Article 64, paragraph (1) of the Act;

三十六所属金融商品取引業者等　法第六十六条の二第一項第四号に規定する所属金融商品取引業者等をいう。

(xxxvi)entrusting financial instruments business operators, etc.: the entrusting financial instruments business operators, etc. prescribed in Article 66-2, paragraph (1), item (iv) of the Act;

三十七金融商品仲介行為　法第六十六条の十一に規定する金融商品仲介行為（金融サービス仲介業者（金融サービスの提供に関する法律（平成十二年法律第百一号）第十一条第六項に規定する金融サービス仲介業者をいい、有価証券等仲介業務（同条第四項に規定する有価証券等仲介業務をいう。以下同じ。）を行う者に限る。以下同じ。）にあっては、金融サービスの提供に関する法律第十一条第四項各号に掲げる行為）をいう。

(xxxvii)intermediation for financial instruments: the intermediation for financial instruments prescribed in Article 66-11 of the Act (in the case of a financial service intermediary (meaning the financial service intermediary as defined in Article 11, paragraph (6) of the Act on the Provision of Financial Services (Act No. 101 of 2000) and limited to a person who is engaged in securities, etc. intermediary business operations (meaning the securities, etc. intermediary business operations as defined in paragraph (4) of that Article; the same applies hereinafter); the same applies hereinafter), the acts set forth in the items of Article 11, paragraph (4) of the Act on the Provision of Financial Services);

三十八店頭売買有価証券市場　法第六十七条第二項に規定する店頭売買有価証券市場をいう。

(xxxviii)over-the-counter securities market: the over-the-counter securities market as defined in Article 67, paragraph (2) of the Act;

三十九取扱有価証券　法第六十七条の十八第四号に規定する取扱有価証券をいう。

(xxxix)tradable securities: the tradable securities as defined in Article 67-18, item (iv) of the Act;

四十認定金融商品取引業協会　法第七十八条第二項に規定する認定金融商品取引業協会をいう。

(xl)certified financial instruments business association: the certified financial instruments business association prescribed in Article 78, paragraph (2) of the Act;

四十一認定投資者保護団体　法第七十九条の十第一項に規定する認定投資者保護団体をいう。

(xli)certified investor protection organization: the certified investor protection organization prescribed in Article 79-10, paragraph (1) of the Act;

四十二投資者保護基金　法第七十九条の二十一に規定する投資者保護基金をいう。

(xlii)investor protection fund: the investor protection fund prescribed in Article 79-21 of the Act;

四十三連携金融商品債務引受業務　法第百五十六条の二十の十六第一項に規定する連携金融商品債務引受業務をいう。

(xliii)collaborating financial instruments obligation assumption services: the collaborating financial instruments obligation assumption services as defined in Article 156-20-16, paragraph (1) of the Act;

四十四連携清算機関等　法第百五十六条の二十の十六第一項に規定する連携清算機関等をいう。

(xliv)collaborating clearing organization, etc.: the collaborating clearing organization, etc. as defined in Article 156-20-16, paragraph (1) of the Act;

四十五信用取引　法第百五十六条の二十四第一項に規定する信用取引をいう。

(xlv)margin transaction: the margin transaction prescribed in Article 156-24, paragraph (1) of the Act;

四十六指定紛争解決機関　法第百五十六条の三十八第一項に規定する指定紛争解決機関をいう。

(xlvi)designated dispute resolution organization: the designated dispute resolution organization as defined in Article 156-38, paragraph (1) of the Act;

四十七紛争解決手続　法第百五十六条の三十八第十項に規定する紛争解決手続をいう。

(xlvii)dispute resolution procedures: the dispute resolution procedures as defined in Article 156-38, paragraph (10) of the Act;

四十八紛争解決等業務の種別　法第百五十六条の三十八第十二項に規定する紛争解決等業務の種別をいう。

(xlviii)category of dispute resolution services: the category of dispute resolution services as defined in Article 156-38, paragraph (12) of the Act;

四十九手続実施基本契約　法第百五十六条の三十八第十三項に規定する手続実施基本契約をいう。

(xlix)basic contract for implementation of dispute resolution procedures: the basic contract for implementation of dispute resolution procedures as defined in Article 156-38, paragraph (13) of the Act;

五十金融商品取引関係業者　法第百五十六条の三十八第十三項に規定する金融商品取引関係業者をいう。

(l)business operator involved in financial instruments transactions: the business operator involved in financial instruments transactions as defined in Article 156-38, paragraph (13) of the Act.

一本店等　本店その他の主たる営業所又は事務所（外国法人又は外国に住所を有する個人にあっては、国内における主たる営業所又は事務所）をいう。

(i)the head office, etc.: meaning the head office or any other principal business office or office (in the case of a foreign corporation or an individual that has an address in a foreign country, meaning the principal business office or office in Japan);

二固定化されていない自己資本の額　基本的項目の額（第百七十六条第一項第一号から第六号までに掲げるものの額の合計額をいう。以下同じ。）及び補完的項目の額（同項第七号に掲げるものの額をいう。以下同じ。）の合計額から、控除資産の額（第百七十七条第一項各号に掲げるものの額の合計額をいう。以下同じ。）を控除した額をいう。

(ii)the amount of non-fixed equity capital: meaning the amount obtained by deducting the amount of deductible assets (meaning the total amount of each of the items listed in the items of Article 177, paragraph (1); the same applies hereinafter) from the sum of the amount of basic items (meaning the sum of the amount the things set forth in Article 176, paragraph (1), items (i) through (vi); the same applies hereinafter) and the amount of supplementary items (meaning the amount of the thing set forth in item (vii) of that paragraph; the same applies hereinafter);

三管轄財務局長等　金融商品取引業者、登録金融機関、金融商品仲介業者若しくは高速取引行為者が現に受けている登録又は取引所取引許可業者が現に受けている許可をした財務局長又は福岡財務支局長をいう。

(iii)the competent Director-General of a Local Finance Bureau, etc.: meaning the Director-General of a Local Finance Bureau or the Director-General of the Fukuoka Local Finance Branch Bureau, who has granted the current registration to a financial instruments business operator, registered financial institution, financial instruments intermediary service provider, or high-speed trader, or has granted the current permission to an authorized firm for on-exchange transactions;

四所管金融庁長官等　特別金融商品取引業者及び金融商品取引法施行令（以下「令」という。）第四十二条第二項、第四十三条第二項又は第四十三条の二の三第二項の規定により金融庁長官の指定を受けた者にあっては金融庁長官、それ以外の者にあっては管轄財務局長等をいう。

(iv)the Commissioner of the Financial Services Agency or the competent Direcror-General of a Local Finance Bureau: meaning the Commissioner of the Financial Services Agency, in the case of a special financial instruments business operator and a person designated by the Commissioner of the Financial Services Agency pursuant to the provisions of Article 42, paragraph (2), Article 43, paragraph (2), or Article 43-2-3, paragraph (2) of the Order for Enforcement of the Financial Instruments and Exchange Act (hereinafter referred to as "the Order"); and the competent Director-General of a Local Finance Bureau, etc., in the case of a person other than the aforementioned persons.

五組合契約　民法（明治二十九年法律第八十九号）第六百六十七条第一項に規定する組合契約をいう。

(v)partnership contract: meaning a partnership contract prescribed in Article 667, paragraph (1) of the Civil Code (Act No. 89 of 1896);

六匿名組合契約　商法（明治三十二年法律第四十八号）第五百三十五条に規定する匿名組合契約をいう。

(vi)silent partnership contract: meaning a silent partnership contract prescribed in Article 535 of the Commercial Code (Act No. 48 of 1899);

七投資事業有限責任組合契約　投資事業有限責任組合契約に関する法律（平成十年法律第九十号）第三条第一項に規定する投資事業有限責任組合契約をいう。

(vii)limited partnership agreement for investment: meaning a limited partnership agreement for investment prescribed in Article 3, paragraph (1) of the Limited Partnership Act for Investment (Act No. 90 of 1998);

八有限責任事業組合契約　有限責任事業組合契約に関する法律（平成十七年法律第四十号）第三条第一項に規定する有限責任事業組合契約をいう。

(viii)limited liability partnership agreement: meaning a limited liability partnership agreement prescribed in Article 3, paragraph (1) of the Limited Liability Partnership Act (Act No. 40 of 2005);

九私設取引システム運営業務　法第二条第八項第十号に掲げる行為に係る業務をいう。

(ix)proprietary trading system operation: meaning a business operation related to the acts set forth in Article 2, paragraph (8), item (x) of the Act;

十協同組織金融機関　協同組織金融機関の優先出資に関する法律（平成五年法律第四十四号）第二条第一項に規定する協同組織金融機関をいう。

(x)cooperative financial institution: meaning a cooperative financial institution as defined in Article 2, paragraph (1) of the Act on Preferred Equity Investment by Cooperative Structured Financial Institution (Act No. 44 of 1993);

十一発行日取引　金融商品取引法第百六十一条の二に規定する取引及びその保証金に関する内閣府令（昭和二十八年大蔵省令第七十五号）第一条第二項に規定する発行日取引をいう。

(xi)when-issued transaction: meaning a when-issued transaction defined in Article 1, paragraph (2) of the Cabinet Office Order on Transactions Prescribed in Article 161-2 of the Financial Instruments and Exchange Act and Security Deposits for the Transactions (Ministry of Finance Order No. 75 of 1953);

十二非公開情報　発行者である会社の運営、業務若しくは財産に関する公表されていない重要な情報であって顧客の投資判断（法第二条第八項第十一号ロに規定する投資判断をいう。第十六条の五の二第三号、第二百三十三条の二第一項第四号及び第二百四十六条の十第三項第三号を除き、以下同じ。）に影響を及ぼすと認められるもの又は自己若しくはその親法人等若しくは子法人等の役員（役員が法人であるときは、その職務を行うべき社員を含む。）若しくは使用人が職務上知り得た顧客の有価証券の売買その他の取引等に係る注文の動向その他の特別の情報（これらの情報のうち外国法人（法人でない外国の団体で代表者又は管理人の定めのあるものを含む。）に係るものを除く。）をいう。

(xii)undisclosed information: meaning material information on the operation, business or property of a company that is an issuer, which is found to have an impact on customers' investment decisions (meaning the investment decisions as defined in Article 2, paragraph (8), item (xi), sub-item (b) of the Act; the same applies hereinafter excluding Article 16-5-2, item (iii), Article 233-2, paragraph (1), item (iv), and Article 246-10, paragraph (3), item (iii)), or information on the trend of orders in the customers' purchase and sale or other transactions of securities and any other special information which the officers (if an officer is a corporation, including members that are to perform the corporation's duties) or employees of the company itself or its parent corporation, etc. or subsidiary corporation, etc. have come to know in the course of duties (excluding information related to a foreign corporation (including a foreign organization without juridical personality for which a representative or administrator has been designated) among these pieces of information) ;

十三非公開融資等情報　融資業務（事業のための融資に係る業務をいう。以下この号、第百二十三条第一項第十九号及び第百五十条第五号において同じ。）若しくは金融機関代理業務（第六十八条第十三号に規定する金融機関代理業のうち事業のための資金の貸付け又は手形の割引を内容とする契約の締結の代理又は媒介に係る業務をいう。以下同じ。）に従事する役員（外国法人にあっては、国内における代表者を含む。次章第五節、第二百三十八条の二第一項第一号イ、第二百三十九条第二項第三号ロ（（１）に係る部分に限る。）、第二百四十一条第二項第一号ロ、第二百四十六条の十四第一項第三号イ、第二百四十六条の二十第二項第三号ロ（（１）に係る部分に限る。）及び第二百四十六条の二十二第二項第三号ロを除き、以下同じ。）若しくは使用人が職務上知り得たその顧客の行う事業に係る公表されていない情報その他の特別な情報であって金融商品取引業若しくは金融商品仲介業務（金融商品仲介行為を行う業務をいう。以下同じ。）に従事する役員若しくは使用人が勧誘する有価証券（法第三十三条第二項第一号に掲げる有価証券並びに法第二条第一項第十七号に掲げる有価証券であって同項第一号及び第二号の性質を有する有価証券を除く。以下この号において同じ。）に係る顧客の投資判断に影響を及ぼすと認められるもの又は金融商品取引業若しくは金融商品仲介業務に従事する役員若しくは使用人が職務上知り得たその顧客の有価証券の売買その他の取引等に係る注文の動向その他の特別の情報であって当該有価証券の発行者に係る融資業務若しくは金融機関代理業務に重要な影響を及ぼすと認められるものを（これらの情報のうち外国法人（法人でない外国の団体で代表者又は管理人の定めのあるものを含む。）に係るものを除く。）いう。

(xiii)undisclosed loan information, etc.: meaning undisclosed information on the customer's business or any other special information which the officers (in the case of a foreign corporation, including its representative in Japan; hereinafter the same applies excluding Section 5 of the following Chapter, Article 238-2, paragraph (1), item (i), sub-item (a), Article 239, paragraph (2), item (iii), sub-item (b) (limited to the part related to 1.), Article 241, paragraph (2), item (i), sub-item (b), Article 246-14, paragraph (1), item (iii), sub-item (a), Article 246-20, paragraph (2), item (iii), sub-item (b) (limited to the part related to 1.) and Article 246-22, paragraph (2), item (iii), sub-item (b)) or employees engaged in lending operations (meaning operations related to loans for business; hereinafter the same applies in this item, Article 123, paragraph (1), item (xix) and Article 150, item (v)) or financial institution agency services (meaning services for agency or intermediation for the conclusion of contracts which provide for lending of funds or discounting of negotiable instrument for business, from among the financial institution agency services prescribed in Article 68, item (xiii); the same applies hereinafter) have come to know in the course of duties, which is found to have an impact on the customer's investment decisions in respect of the securities (excluding the securities set forth in Article 33, paragraph (2), item (i) of the Act and the securities set forth in Article 2, paragraph (1), item (xvii) of the Act which have the nature referred to in items (i) and (ii) of that paragraph; hereinafter the same applies in this item) solicited by officers or employees engaged in a financial instruments business or financial instruments intermediary service (meaning business of conducting intermediation for financial instruments; the same applies hereinafter); or trend on orders in the customers' purchase and sale or other transactions of securities, or any other special information that the officers or employees engaged in a financial instruments business or financial instruments intermediation operation in the course of duties have come to know in the course of duties, which is found to have a material impact on the loan business or the financial institution agency services related to the issuer of the securities (excluding information related to a foreign corporation (including a foreign organization without juridical personality for which a representative or administrator has been designated) among these pieces of information);

十四法人関係情報　法第百六十三条第一項に規定する上場会社等の運営、業務又は財産に関する公表されていない重要な情報であって顧客の投資判断に影響を及ぼすと認められるもの並びに法第二十七条の二第一項に規定する公開買付け（同項本文の規定の適用を受ける場合に限る。）、これに準ずる株券等（同項に規定する株券等をいう。）の買集め及び法第二十七条の二十二の二第一項に規定する公開買付け（同項本文の規定の適用を受ける場合に限る。）の実施又は中止の決定（法第百六十七条第二項ただし書に規定する基準に該当するものを除く。）に係る公表されていない情報をいう。

(xiv)corporate information: meaning undisclosed material information on the operation, business, or properties of listed companies, etc. prescribed in Article 163, paragraph (1) of the Act, which is found to have an impact on customers' investment decisions; and undisclosed information about a decision on the implementation or suspension of a tender offer (excluding a decision that falls under the criteria prescribed in the proviso to Article 167, paragraph (2) of the Act) prescribed in Article 27-2, paragraph (1) of the Act (limited to a tender offer to which the provisions of the main clause of that paragraph apply), the buying-up of share cerificates equivalent to this (meaning the share certificates, etc. prescribed in that paragraph), and tender offer prescribed in Article 27-22-2, paragraph (1) of the Act (limited to a tender offer to which the provisions of the main clause of that paragraph apply);

十五商品関連業務　金融商品取引業のうち、法第二十八条第一項第一号の二に掲げる行為のいずれかを業として行うことをいう。

(xv)commodity-related business: meaning a financial instruments business that conducts any of the acts set forth in Article 28, paragraph (1), item (i)-2 of the Act on a regular basis;

十六電子取引基盤運営業務　金融商品取引業者等が、その店頭デリバティブ取引等の業務の用に供する電子情報処理組織を使用して特定店頭デリバティブ取引又はその媒介、取次ぎ（有価証券等清算取次ぎを除く。）若しくは代理を業として行うことをいう。

(xvi)electronic trading platform management service: meaning specified over-the-counter derivatives transactions or their intermediary, brokerage (excluding brokerage for clearing of securities, etc.) or agency services conducted by a financial instruments business operator, etc. on a regular basis, using an electronic data processing system to be used for their over-the-counter derivatives transactions business, etc.

十七電子記録移転有価証券表示権利等　法第二十九条の二第一項第八号に規定する権利をいう。

(xvii)electronically recorded transferable rights to be indicated on securities, etc.: meaning the rights prescribed in Article 29-2, paragraph (1), item (viii) of the Act; and

十八暗号資産　資金決済に関する法律（平成二十一年法律第五十九号）第二条第十四項に規定する暗号資産をいう。

(xviii)cryptoassets: meaning cryptoassets as defined in Article 2, paragraph (14) of the Payment Services Act (Act No. 59 of 2009).