(i)the persons listed in the items under Article 16-12 of the Order for Enforcement of the Financial Instruments and Exchange Act (Order No. 321 of 1965);

(ii)Trust Companies, etc. (except for those falling under the preceding item, limited to cases where investment instructions by a Trust Company, etc. are given solely with regard to investments in assets other than Securities or rights pertaining to Derivative Transactions); and

(iii)commodities investment advisors as defined in Article 2, paragraph (4) of the Act on Regulation of Commodity Investment Services (Act No. 66 of 1991) or juridical persons who have obtained the same type of permission as that under Article 3 of said Act in a foreign state under the provisions of the laws and regulations of said foreign state (including registration similar to said permission and any administrative disposition) (except for those falling under the category of persons listed in item (i), limited to cases where the investment instructions are given by the commodities investment advisor solely for investments in assets listed in item (ix) or (x) of the following Article).

(i)Securities;

(ii)rights pertaining to Derivative Transactions;

(iii)real property;

(iv)rights to lease of real property;

(v)superficies rights;

(vi)promissory notes (excluding those falling under the category listed in item (i); the same shall apply in Article 19, paragraph (5));

(vii)monetary claims (excluding those falling under the categories listed in items (i) and (ii), the preceding item, and item (x); the same shall apply in Article 19, paragraph (5));

(viii)investment equity pertaining to a contract in which one of the parties promises to make a contribution to an investment by the other party in the assets listed in the preceding items, and said other party invests the contributed property mainly in the relevant assets and distributes the profits derived from such investment (excluding those which fall under the category listed in item (i); referred to as "Investment Equity in a Silent Partnership" in Article 19, paragraph (5));

(ix)Commodities (meaning commodities as defined in Article 2, paragraph (4) of the Commodity Exchange Act (Act No. 239 of 1950); the same shall apply hereinafter);

(x)rights pertaining to Transactions Related to Commodities Investment, etc. (meaning the transactions listed in the following sub-items (a) through (d); the same shall apply hereinafter):

(i)persons listed in the items under Article 16-12 of the Order for Enforcement of the Financial Instruments and Exchange Act;

(ii)Trust Companies, etc. (except for those persons listed in the preceding item, limited to cases where instructions on investment by the Trust Company, etc. are given solely with regard to investments in assets other than Securities or rights pertaining to Derivative Transactions); and

(iii)commodities investment advisors as defined in Article 2, paragraph (4) of the Act on the Regulation of Business Pertaining to Commodity Investment, or juridical persons who have obtained the same kind of permission as that given under Article 3 of said Act in a foreign state under the laws and regulations of said foreign state (including registration similar to said permission or any other administrative disposition) (except for those falling under the category of persons listed in item (i), limited to cases where the instructions on investment are given by the commodities investment advisor solely for investment in the assets listed in item (ix) or (x) of the preceding Article).

(i)that a restriction is imposed on the Beneficiary Certificates prohibiting their transfer other than to Qualified Institutional Investors in accordance with the method specified by Cabinet Office Ordinance, and other cases specified by Cabinet Office Ordinance as equivalent thereto;

(ii)that the issuer of the relevant Beneficiary Certificates has not already issued Beneficiary Certificates specified by Cabinet Office Ordinance to be of the same class as said Beneficiary Certificates and which fall under any of the items under Article 24, paragraph (1) of the Financial Instruments and Exchange Act (including where it is applied mutatis mutandis pursuant to Article 27 of that Act); and

(iii)that the other Beneficiary Certificates specified by Cabinet Office Ordinance to be of the same class as the relevant Beneficiary Certificates are not Securities for Professional Investors as prescribed in Article 4, paragraph (3) of the Financial Instruments and Exchange Act.

(i)that, where the other party to the solicitation for acquisition is a person other than the State, the Bank of Japan, or a Qualified Institutional Investor, a Financial Instruments Business Operator, etc. (meaning a Financial Instruments Business Operator, etc. as prescribed in Article 34 of the Financial Instruments and Exchange Act; the same shall apply in the following paragraph) carries out the solicitation for acquisition based on entrustment by its customers or for itself; and

(ii)that the relevant case satisfies the requirement specified by Cabinet Office Ordinance that the Beneficiary Certificates are unlikely to be transferred from the acquirer to persons other than Professional Investors, etc. (meaning Professional Investors as prescribed in Article 2, paragraph (9), item (ii) of the Act or Non-Residents (meaning non-residents as defined in Article 6, paragraph (1), item (vi) of the Foreign Exchange and Foreign Trade Act (Act No. 228 of 1949) and limited to Specific Acquirers)) (excluding the case prescribed in the preceding paragraph).

(i)a Non-Resident (meaning a non-resident as defined in Article 6, paragraph (1), item (vi) of the Foreign Exchange and Foreign Trade Act; the same shall apply in the following item) who acquires the relevant Beneficiary Certificates from a Resident (meaning a resident as defined in Article 6, paragraph (1), item (v) of that Act) through an intermediary, brokerage, or agency service of a Securities-Related Business Entity (meaning a Financial Instruments Business Operator or Foreign Securities Broker (meaning a Foreign Securities Broker as defined in Article 58 of the Financial Instruments and Exchange Act); the same shall apply in the following item);

(ii)a Non-Resident who acquires the relevant Beneficiary Certificates from a Securities-Related Business Entity or from another Non-Resident.

(i)the Investment Trust for which all of the following matters are provided in the Basic Terms and Conditions of the Investment Trust (meaning the basic terms and conditions of an Investment Trust Managed under the Instructions of the Settlor as prescribed in Article 4, paragraph (1) of the Act; the same shall apply hereinafter) (with regard to an Investment Trust whose Basic Terms and Conditions provide that investments shall be made by having the rate of fluctuation in the amount of net assets per unit for the Investment Trust Property correspond to the rate of fluctuation in the quotations on a Financial Instruments Market (meaning a Financial Instruments Market as defined in Article 2, paragraph (14) of the Financial Instruments and Exchange Act; the same shall apply hereinafter) or any other indicator, and that the Beneficiary Certificates of the Investment Trust Property shall be listed on a Financial Instruments Exchange (meaning a Financial Instruments Exchange as defined in Article 2, paragraph (16) of that Act; the same shall apply hereinafter) or registered in a Registry of Over-the-Counter Traded Securities (meaning a Registry of Over-the-Counter Traded Securities referred to in Article 67-11, paragraph (1) of that Act; the same shall apply hereinafter), limited to an Investment Trust with regard to which the indicator is a Qualified Indicator (meaning an indicator calculated based on objective and fair criteria, and specified by Cabinet Office Ordinance as one which is continuously publicized; the same shall apply in the following item), and an Investment Trust specified by Cabinet Office Ordinance as one in which the rate of fluctuation in the indicator is found to have been properly reflected in the rate of fluctuation in the price of Beneficiary Certificates):

(ii)an Investment Trust for which all of the following matters are provided in its Basic Terms and Conditions, and which is specified by Cabinet Office Ordinance as one wherein the rate of fluctuation in the Qualified Indicator prescribed in the following sub-item (a) is found to have been properly reflected in the rate of fluctuation in the price of the Beneficiary Certificates:

(iii)an Investment Trust established for the purpose of having the Investment Trust Property of another Investment Trust acquire the beneficial interest thereof, and for which it is provided in the Basic Terms and Conditions of the Investment Trust that said beneficial interest may be acquired through the Listed Securities, etc. that belong to the Investment Trust Property of the other Investment Trust, pursuant to the provisions of Cabinet Office Ordinance.

(i)the right to assert the invalidity of the acts listed in Article 828, paragraph (1), item (ii) of the Companies Act (Act No. 86 of 2005) under the provisions of Article 828, paragraph (1) (limited to the part pertaining to item (ii)) of the Companies Act as applied mutatis mutandis pursuant to Article 84, paragraph (2) of the Act, or any other rights of investors equivalent thereto specified by Cabinet Office Ordinance;

(ii)the rights of preferred equity investors under the provisions of Article 8, paragraph (2) of the Act on Preferred Equity Investment by Cooperative Structured Financial Institutions (Act No. 44 of 1993), the right to assert the invalidity of the acts listed in Article 828, paragraph (1), item (ii) of the Companies Act under the provisions of that paragraph (limited to the part pertaining to item (ii)) as applied mutatis mutandis pursuant to Article 14, paragraph (3) of the Act on Preferred Equity Investment by Cooperative Structured Financial Institutions, or any other rights of preferred equity investors equivalent thereto specified by Cabinet Office Ordinance; and

(iii)the right to assert the invalidity of the acts listed in Article 828, paragraph (1), item (ii) of the Companies Act under the provisions of that paragraph (limited to the part pertaining to item (ii)) as applied mutatis mutandis pursuant to Article 42, paragraph (6) of the Asset Securitization Act, or any other rights of preferred equity members equivalent thereto specified by Cabinet Office Ordinance.

(i)a Parent Juridical Person, etc. (meaning a Parent Juridical Person, etc. as defined in Article 31-4, paragraph (3) of the Financial Instruments and Exchange Act; the same shall apply hereinafter) of the relevant Settlor Company of an Investment Trust;

(ii)a Subsidiary Juridical Person, etc. (meaning a Subsidiary Juridical Person, etc. as defined in Article 31-4, paragraph (4) of the Financial Instruments and Exchange Act; the same shall apply hereinafter) of the relevant Settlor Company of an Investment Trust;

(iii)Specified Individual Shareholders (meaning specified individual shareholders referred to in Article 15-16, paragraph (1), item (iv) of the Order for Enforcement of the Financial Instruments and Exchange Act; the same shall apply hereinafter) of the relevant Settlor Company of an Investment Trust; or

(iv)persons specified by Cabinet Office Ordinance as equivalent to the persons set forth in the preceding three items.

(i)attorneys or legal professional corporations other than the following persons:

(ii)certified public accountants (including foreign certified public accountants as prescribed in Article 16-2, paragraph (5) of the Certified Public Accountant Act (Act No. 103 of 1948); the same shall apply hereinafter) or auditing firms other than the following persons:

(iii)real property appraisers other than the following persons (limited to cases where the Specified Assets (meaning Specified Assets as prescribed in Article 11, paragraph (1) of the Act; the same shall apply in the following item, Article 28, items (iii) and (iv), and Article 124, items (iii) and (iv)) are Real Property (meaning land, buildings, or rights other than ownership thereof; hereinafter the same shall apply in this item, Article 28, item (iii), and Article 124, item (iii)) or a beneficial interest in a trust into which only Real Property is entrusted):

(iv)in addition to is the persons listed in the preceding three items, persons specified by Cabinet Office Ordinance as having expert knowledge for the assessment of Specified Assets.

(i)the acquisition, transfer, lease, entrustment and acceptance of management of real property;

(ii)the acquisition or transfer of rights of lease to real property; and

(iii)the acquisition or transfer of superficies rights.

(i)the Settlor Company of an Investment Trust itself or its director(s) or executive officer(s);

(ii)another Investment Trust Property for which the Settlor Company of an Investment Trust gives investment instructions;

(iii)an Investment Corporation which invests assets;

(iv)an Interested Person, etc. (meaning an Interested Person, etc. as prescribed in Article 11, paragraph (1) of the Act); and

(v)a customer of a service other than that of an Investment Trust Managed under the Instructions of the Settlor or of asset investment by a Registered Investment Corporation specified by Cabinet Office Ordinance.

(i)the acquisition and transfer as well as the lending and borrowing of Securities (limited to those specified by Cabinet Office Ordinance);

(ii)Over-the-Counter Derivative Transactions as defined in Article 2, paragraph (22) of the Financial Instruments and Exchange Act;

(iii)the acquisition and transfer of promissory notes;

(iv)the acquisition and transfer of monetary claims (excluding those pertaining to call loans, those indicated by negotiable certificates of deposit, and those pertaining to deposits or savings at a bank or other financial institution specified by Cabinet Office Ordinance);

(v)the acquisition or transfer of Investment Equity in a Silent Partnership;

(vi)the acquisition and transfer as well as the lending and borrowing of Commodities (limited to those specified by Cabinet Office Ordinance); and

(vii)Transactions Related to Commodities Investment, etc. (limited to transactions specified by Cabinet Office Ordinance).

(i)Offerings;

(ii)Private Placements (meaning Private Placements of Securities as defined in Article 2, paragraph (3) of the Financial Instruments and Exchange Act; the same shall apply in the following item and Article 119);

(iii)purchases not for the purpose of resale of Securities pertaining to Offerings or Private Placements carried out by the relevant person;

(iv)acts listed in Article 2, paragraph (8), items (i) to (iii) inclusive and item (viii) of the Financial Instruments and Exchange Act;

(v)Handling of Secondary Distributions (meaning Handling of Secondary Distributions as provided in Article 2, paragraph (8), item (ix) of the Financial Instruments and Exchange Act);

(vi)Handling of the Solicitation for Selling, etc. Only for Professional Investors (meaning Handling of the Solicitation for selling, etc. Only for Professional Investors as provided in Article 2, paragraph (8), item (ix) of the Financial Instruments and Exchange Act); and

(vii)any other acts similar to those set forth in the preceding items.

(i)the Parent Juridical Person, etc. of the relevant Trust Company, etc.;

(ii)a Subsidiary Juridical Person, etc. of the relevant Trust Company, etc.;

(iii)Specified Individual Shareholders of the relevant Trust Company, etc.; and

(iv)persons specified by Cabinet Office Ordinance as equivalent to the persons listed in the preceding three items.

(i)attorneys or legal professional corporations other than the following persons:

(ii)certified public accountants or auditing firms other than the following persons:

(iii)real property appraisers other than the following persons (limited to cases where the Specified Asset is Real Property or a beneficial interest in a trust in which only Real Property is entrusted):

(iv)in addition to what is listed in the preceding three items, persons specified by Cabinet Office Ordinance as having the expert knowledge necessary for the assessment of Specified Assets.

(i)the Trust Company, etc. itself or its director, executive officer, or board member;

(ii)another trust property for which the Trust Company, etc. carries out investment;

(iii)Interested Persons, etc. (meaning Interested Persons, etc. as defined in Article 11, paragraph (1) of the Act as applied mutatis mutandis by replacing certain terms pursuant to Article 54, paragraph (1) of the Act); and

(iv)a customer specified by Cabinet Office Ordinance of a service other than one pertaining to an Investment Trust Not Managed under the Instructions of the Settlor.

(i)Handling of Offerings, etc. (meaning the Handling of Offerings, etc. as prescribed in Article 26, paragraph (1) of the Act; the same shall apply in Article 128, item (i)) of Beneficiary Certificates of a Foreign Investment Trust which are listed on a Financial Instruments Exchange (including those whose listing for which purchase and sale has been approved by a Financial Instruments Exchange);

(ii)the following acts (excluding those set forth in the preceding item) related to Beneficiary Certificates of a Foreign Investment Trust (limited to those specified by Cabinet Office Ordinance; hereinafter the same shall apply in this item) carried out by a person engaged in Type I Financial Instruments Business Activities (meaning Type I Financial Instruments Business Activities as defined in Article 28, paragraph (1) of the Financial Instruments and Exchange Act; the same shall apply hereinafter):

(iii)in addition to what is listed in the preceding two items, acts specified by Cabinet Office Ordinance in consideration of their nature or any other circumstances.

(i)Trust Companies, etc.;

(ii)officers and employees of a person listed in Article 66, paragraph (3), item (i) of the Act or the preceding item or persons who were in such positions and were engaged in the business affairs under the preceding paragraph for five years or more (for a person who is not actually engaged in such business affairs as of the day on which said person becomes an Organizer (meaning an Organizer as prescribed in Article 66 of the Act; the same shall apply hereinafter), limited to a person for whom three years have yet to elapse from the day on which the person ceased to be engaged in the business affairs; the same shall apply in the following item);

(iii)Qualified Institutional Investors, the officers and employees of a company (including foreign companies) which has submitted an Annual Securities Report (meaning an Annual Securities Report as defined under Article 24, paragraph (1) of the Financial Instruments and Exchange Act) to the Commissioner of the Financial Services Agency and for which the amount of stated capital is 10 billion yen or more, or persons who were in such a position who have engaged in business affairs under the preceding paragraph for a period of at least five years; and

(iv)in addition to what is listed in the preceding three items, persons specified by Cabinet Office Ordinance as having the knowledge and experience for the business affairs under the preceding paragraph.

(i)Article 71, paragraph (5) of the Act;

(ii)Article 74, paragraph (3) of the Companies Act as applied mutatis mutandis pursuant to Article 73, paragraph (4) of the Act;

(iii)Article 76, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 73, paragraph (4) of the Act;

(iv)Article 83, paragraph (4) of the Act;

(v)Article 92-2, paragraph (1) of the Act;

(vi)Article 310, paragraph (3) of the Companies Act as applied mutatis mutandis pursuant to Article 94, paragraph (1) of the Act;

(vii)Article 139-4, paragraph (3) of the Act;

(viii)Article 721, paragraph (4) of the Companies Act as applied mutatis mutandis pursuant to Article 139-10, paragraph (2) of the Act;

(ix)Article 725, paragraph (3) of the Companies Act as applied mutatis mutandis pursuant to Article 139-10, paragraph (2) of the Act;

(x)Article 727, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 139-10, paragraph (2) of the Act;

(xi)Article 739, paragraph (2) of the Companies Act as applied mutatis mutandis pursuant to Article 139-10, paragraph (2) of the Act;

(xii)Article 555, paragraph (3) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act; and

(xiii)Article 557, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act.

(i)Article 91, paragraph (2) of the Act (including cases where it is applied mutatis mutandis pursuant to Article 73, paragraph (4) of the Act);

(ii)Article 720, paragraph (2) of the Companies Act as applied mutatis mutandis pursuant to Article 139-10, paragraph (2) of the Act; or

(iii)Article 549, paragraph (2) of the Companies Act (including cases where it is applied mutatis mutandis pursuant to paragraph (4) of that Article) as applied mutatis mutandis pursuant to Article 164, paragraph (4) of the Act.

(i)the assets listed in Article 3, items (iii) through (v);

(ii)a beneficial interest in a trust in which only the assets listed in the preceding item are entrusted;

(iii)equity investment pertaining to a contract in which one of the parties promises to make contributions for investment in the assets listed in the preceding two items to be carried out by the other party, and the other party promises to invest the contributed property solely into said assets and distribute the profits from such investment; and

(iv)preferred equity securities as defined in Article 2, paragraph (9) of the Asset Securitization Act issued by a special purpose company as defined in paragraph (3) of that Article (limited to those whose specified assets defined in paragraph (1) of that Article are the assets listed in item (i) or item (ii)).

(i)transactions pertaining to the development of building lots or construction of buildings to be carried out by the relevant Registered Investment Corporation itself; and

(ii)transactions pertaining to the production, manufacture, or processing of Commodities or any other acts specified by Cabinet Office Ordinance as being similar thereto which are to be carried out by the relevant Registered Investment Corporation itself.

(i)having an Asset Management Company act as an agent or intermediary for the buying and selling or lending and borrowing of building lots or buildings;

(ii)entrusting the management of real property to an Asset Management Company engaged in the business of managing real property;

(iii)transferring real property to an Asset Management Company engaged in a real property specified joint enterprise as defined in Article 2, paragraph (4) of the Real Property Specified Joint Enterprise Act (Act No. 77 of 1994) where the relevant case falls under all of the following:

(iv)entrusting the purchase and sale of Securities or Derivative Transactions to an Asset Management Company engaged in Type I Financial Instruments Business Activities or Type II Financial Instruments Business Activities as defined in Article 28, paragraph (2) of the Financial Instruments and Exchange Act;

(v)entrusting the purchase and sale of Commodities to an Asset Management Company;

(vi)having an Asset Management Company acquire the relevant Registered Investment Corporation's own Investment Equity;

(vii)leasing real property to an Asset Management Company in the cases specified by Cabinet Office Ordinance as unlikely to result in insufficient protection of Investors;

(viii)transactions to be carried out after obtaining the consent of all Investors for each transaction; and

(ix)transactions to be carried out after approval thereof has been obtained from the Commissioner of the Financial Services Agency as unlikely to result in insufficient protection of Investors.

(i)relatives (limited to spouses and relatives by blood or affinity within the second degree of kinship) of a corporate officer or supervisory officer as prescribed in Article 195, item (i) of the Act; and

(ii)directors, accounting advisors (where an accounting advisor is a juridical person, including personnel who perform the duties thereof), auditors, executive officers, persons who are in positions similar thereto, and employees of an Asset Management Company as prescribed in Article 195, item (ii) of the Act.

(i)matters concerning fees, remuneration, or any other consideration to be paid by customers with regard to a contract in a Offering, etc. (meaning a Offering, etc. as prescribed in Article 196, paragraph (1) of the Act; hereinafter the same shall apply in this Article and Article 133) of Investment Securities, which are specified by Cabinet Office Ordinance;

(ii)where there is a risk that a loss will be incurred with regard to a customer's transactions pertaining to a Offering, etc. of Investment Securities due to fluctuations in the interest rate, value of currencies, market price on the Financial Instruments Market, and other indicators, the following matters:

(iii)matters specified by Cabinet Office Ordinance as equivalent to those listed in the preceding two items.

(i)where there is a risk that a loss will be incurred with regard to the customer's transactions pertaining to a Offering, etc. of Investment Securities due to fluctuations in the interest rate, value of currencies, market price on the Financial Instruments Market, and other indicators, the fact of such risk; and

(ii)matters specified by Cabinet Office Ordinance as equivalent to those listed in the preceding item.

(i)the Parent Juridical Person, etc. of the relevant Asset Management Company;

(ii)a Subsidiary Juridical Person, etc. of the relevant Asset Management Company;

(iii)Specified Individual Shareholders of the relevant Asset Management Company; and

(iv)persons specified by Cabinet Office Ordinance as equivalent to the persons listed in the preceding three items.

(i)attorneys or legal professional corporations that are not any of the following persons:

(ii)certified public accountants or auditing firms that are not any of the following persons:

(iii)real property appraisers who are not any of the following persons (limited to cases where the Specified Asset is Real Property or a beneficial interest of a trust in which only Real Property is entrusted):

(iv)in addition to what is listed in the preceding three items, persons specified by Cabinet Office Ordinance as having the expert knowledge necessary for the assessment of Specified Assets.

(i)acquisitions and transfers as well as the lending and borrowing of Securities; and

(ii)Derivative Transactions.

(i)acquisitions and transfers of real property;

(ii)leasing of real property; and

(iii)entrustment or acceptance of the management of real property.

(i)whether the relevant Asset Management Company has carried out an acquisition or transfer of the right to lease real property on its own account, whether this was an acquisition or a transfer, and any other matters specified by Cabinet Office Ordinance (limited to cases where the right to lease real property is to be included in the Specified Assets which are the subject of investment by the Investment Corporation);

(ii)whether the relevant Asset Management Company has carried out an acquisition or transfer of a superficies right on its own account, whether this was an acquisition or a transfer, and any other matters specified by Cabinet Office Ordinance (limited to cases where the superficies right is to be included in the Specified Assets which are the subject of investment by the Investment Corporation);

(iii)whether the relevant Asset Management Company has, on its own account, carried out an acquisition, transfer, or borrowing and lending of a Commodity of the same type as one in which said Asset Management Company has invested the assets of the Investment Corporation, whether this was an acquisition, a transfer, or a borrowing and lending, and any other matters specified by Cabinet Office Ordinance; and

(iv)whether it is a fact that the relevant Asset Management Company has, on its own account, carried out Transactions Related to Commodities Investment, etc. pertaining to a Commodity of the same type as one in which said Asset Management Company invested the assets of the Investment Corporation, and other matters specified by Cabinet Office Ordinance.

(i)the Asset Management Company itself or its director or executive officer;

(ii)another Investment Corporation for which the Asset Management Company invests assets;

(iii)an Investment Trust Property for which the Asset Management Company gives investment instructions;

(iv)Interested Persons, etc. (meaning Interested Persons, etc. as prescribed in Article 201, paragraph (1) of the Act); and

(v)a customer of a service other than that pertaining to the asset investment of a Registered Investment Corporation or that pertaining to an Investment Trust Managed under Instructions from the Settlor specified by Cabinet Office Ordinance.

(i)Handling of Offerings, etc. of Foreign Investment Securities listed on a Financial Instruments Exchange (meaning Foreign Investment Securities as defined in Article 220, paragraph (1) of the Act, and including those whose listing for purchase and sale has been approved by the Financial Instruments Exchange);

(ii)the following acts (excluding those set forth in the preceding item) pertaining to the Foreign Investment Securities (meaning Foreign Investment Securities as defined in Article 220, paragraph (1) of the Act, and limited to those specified by Cabinet Office Ordinance) carried out by a person engaged in Type I Financial Instruments Business Activities:

(iii)in addition to what is listed in the preceding two items, acts specified by Cabinet Office Ordinance in consideration of their nature and other circumstances.

(i)cases where an investment in Real Property (meaning Real Property as prescribed in Article 3, item (i) of the Act; the same shall apply in Article 131 and Article 132) is made in connection with Specified Investment Management Activities (meaning Specified Investment Management Activities as prescribed in Article 223-3, paragraph (1) of the Act; the same shall apply in the following item):the Minister of Land, Infrastructure, Transport and Tourism; and

(ii)where investments in commodities or rights pertaining to Transactions Related to Commodities Investment, etc. are made as Specified Investment Management Activities:the Minister of Agriculture, Forestry and Fisheries, and the Minister of Economy, Trade and Industry.

(i)the Cabinet Office Ordinance provided for in the main clause of Article 5, paragraph (1) of the Act;

(ii)the Cabinet Office Ordinance provided for in Article 11, paragraph (1) of the Act;

(iii)the Cabinet Office Ordinance provided for in Article 13, paragraph (1) of the Act;

(iv)the Cabinet Office Ordinance provided for in Article 11, paragraph (1) of the Act as applied mutatis mutandis pursuant to Article 54, paragraph (1) of the Act;

(v)the Cabinet Office Ordinance provided for in Article 13, paragraph (1) of the Act as applied mutatis mutandis pursuant to Article 54, paragraph (1) of the Act;

(vi)the Cabinet Office Ordinance provided for in Article 83, paragraph (1), item (vii) of the Act;

(vii)the Cabinet Office Ordinance provided for in Article 128-2, paragraph (1) of the Act;

(viii)the Cabinet Office Ordinance provided for in Article 201, paragraph (1) of the Act;

(ix)the Cabinet Office Ordinance provided for in Article 203, paragraph (1), item (ii) of the Act;

(x)the Cabinet Office Ordinance provided for in Article 203, paragraph (1), item (iv) of the Act;

(xi)the Cabinet Office Ordinance provided for in Article 203, paragraph (2) of the Act;

(xii)the Cabinet Office Ordinance provided for in Article 208, paragraph (2), item (iii) of the Act;

(xiii)the Cabinet Office Ordinance provided for in the provisions of Article 29-2, paragraph (2), item (ii) (limited to the part pertaining to the documents stating the contents and method of business), Article 42-2, item (vii), Article 44, item (iii), Article 44-2, paragraph (1), item (iii), Article 44-3, paragraph (1), item (iv), and Article 65-4 (limited to the part pertaining to the matters concerning the criteria for registration under Article 29 of the Financial Instruments and Exchange Act, the registration of changes under Article 31, paragraph (4) of that Act, and the approval under Article 35, paragraph (4) of that Act) of that Act as applied by replacing certain terms under Article 223-3, paragraph (1) of the Act;

(xiv)the Cabinet Office Ordinance provided for in the provisions of Article 42-2, item (vii) and Article 44-3, paragraph (1), item (iv) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 24-2 of the Trust Business Act as applied by replacing certain terms under Article 223-3, paragraph (5) of the Act; and

(xv)the Cabinet Office Ordinance provided for in the provisions of Article 42-2, item (vii) and Article 44-3, paragraph (2), item (iv) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 2-2 of the Act on Engagement in Trust Business Activities by a Financial Institution as applied by replacing certain terms under Article 223-3, paragraph (6) of the Act.

(i)orders based on the provisions of Article 214 of the Act;

(ii)rescissions of registration based on the provisions of Article 216 of the Act;

(iii)the following dispositions concerning a Financial Instruments Business Operator which is the Settlor Company of an Investment Trust or an Asset Management Company that carries out Specified Investment Management Activities as prescribed in Article 29-2, paragraph (2), item (ii) of the Financial Instruments and Exchange Act as replaced pursuant to Article 223-3, paragraph (1) of the Act (referred to as a "Specified Financial Instruments Business Operator" in item (ix) of the following paragraph):

(i)Article 4, paragraph (1) of the Act;

(ii)Article 16 of the Act;

(iii)Article 19 of the Act;

(iv)Article 49, paragraph (1) of the Act;

(v)Article 16 of the Act as applied mutatis mutandis pursuant to Article 54, paragraph (1) of the Act;

(vi)Article 69, paragraph (1) of the Act;

(vii)Article 191, paragraph (1) of the Act;

(viii)Article 192, paragraph (1) of the Act;

(ix)the following provisions of the Financial Instruments and Exchange Act (limited to those related to Specified Financial Instruments Business Operators);

(i)a Cabinet Office Ordinance provided for Real Property:the Minister of Land, Infrastructure, Transport and Tourism;

(ii)a Cabinet Office Ordinance provided for Agriculture, Forestry and Fisheries Commodities (meaning Commodities set forth in the items of Article 28 of the Order for Enforcement of the Commodities Exchange Act (Cabinet Order No. 280 of 1950); hereinafter the same shall apply in this Article) or Transactions Related to Agriculture, Forestry and Fisheries Commodities Investment, etc. (meaning Commodities Investment, etc. Transactions pertaining to Agriculture, Forestry and Fisheries Commodities, and Transactions Related to Commodities Investment, etc. pertaining to a commodities index in which the subject products include Agriculture, Forestry and Fisheries Commodities; hereinafter the same shall apply in this Article):the Minister of Agriculture, Forestry and Fisheries; and

(iii)a Cabinet Office Ordinance provided for Economy, Trade and Industry Commodities (meaning Commodities other than Agriculture, Forestry and Fisheries Commodities; hereinafter the same shall apply in this Article) or Transactions Related to Economy, Trade and Industry Commodities Investment (meaning Transactions Related to Commodities Investment, etc. pertaining to Economy, Trade and Industry Commodities, and Transactions Related to Commodities Investment, etc. pertaining to a commodities index in which the subject goods include Economy, Trade and Industry Commodities; hereinafter the same shall apply in this Article):the Minister of Economy, Trade and Industry.

(i)dispositions made with regard to Real Property:the Minister of Land, Infrastructure, Transport and Tourism;

(ii)dispositions made with regard to Agriculture, Forestry and Fisheries Commodities or rights pertaining to Transactions Related to Agriculture, Forestry and Fisheries Commodities Investment:the Minister of Agriculture, Forestry and Fisheries; or

(iii)dispositions made with regard to Economy, Trade and Industry Commodities or rights pertaining to Transactions Related to Economy, Trade and Industry Commodities Investment:the Minister of Economy, Trade and Industry.

(i)notifications or applications for registration made or filed with regard to Real Property:the Minister of Land, Infrastructure, Transport and Tourism;

(ii)notifications or applications for registration made or filed with regard to Agriculture, Forestry and Fisheries Commodities or rights pertaining to Transactions Related to Agriculture, Forestry and Fisheries Commodities Investments, etc.:the Minister of Agriculture, Forestry and Fisheries; or

(iii)notifications or applications for registration made or filed with regard to Economy, Trade and Industry Commodities or rights pertaining to Transactions Related to Economy, Trade and Industry Commodities Investment, etc.:the Minister of Economy, Trade and Industry.

(i)the authority delegated to the Commission pursuant to the provisions of Article 225, paragraph (2) of the Act; and

(ii)the authority under the provisions of Article 22, paragraph (1) and Article 213, paragraphs (1) through (5) of the Act delegated to the Commission pursuant to Article 134.