一牛

(i)cattle;

二豚

(ii)swine;

三なたね

(iii)rapeseed;

四亜麻の種

(iv)flaxseed;

五木材

(v)wood;

六天然ゴム

(vi)natural rubber;

七綿花

(vii)raw cotton;

八綿糸

(viii)cotton yarn;

九乾繭

(ix)dried cocoon;

十生糸

(x)raw silk;

十一羊毛

(xi)wool;

十二毛糸

(xii)wool yarn;

十三ステープルファイバー糸

(xiii)staple-fiber yarn; and

十四飼料

(xiv)feed.

一リチウム鉱

(i)lithium ore;

二ベリリウム鉱

(ii)beryllium ore;

三ホウ素鉱

(iii)boron ore;

四マグネシウム鉱

(iv)magnesium ore;

五アルミニウム鉱

(v)aluminum ore;

六希土類金属鉱

(vi)rare earth metal ore;

七チタン鉱

(vii)titanium ore;

八バナジウム鉱

(viii)vanadium ore;

九ガリウム鉱

(ix)gallium ore;

十ゲルマニウム鉱

(x)germanium ore;

十一セレン鉱

(xi)selenium ore;

十二ルビジウム鉱

(xii)rubidium ore;

十三ストロンチウム鉱

(xiii)strontium ore;

十四ジルコニウム鉱

(xiv)zirconium ore;

十五ニオブ鉱

(xv)niobium ore;

十六白金属鉱

(xvi)platinum metal ore;

十七カドミウム鉱

(xvii)cadmium ore;

十八インジウム鉱

(xviii)indium ore;

十九テルル鉱

(xix)tellurium ore;

二十セシウム鉱

(xx)cesium ore;

二十一バリウム鉱

(xxi)barium ore;

二十二ハフニウム鉱

(xxii)hafnium ore;

二十三タンタル鉱

(xxiii)tantalum ore;

二十四レニウム鉱

(xxiv)rhenium ore;

二十五タリウム鉱

(xxv)thallium ore;

二十六貴石

(xxvi)precious stone;

二十七半貴石

(xxvii)semiprecious stone;

二十八ベントナイト

(xxviii)bentonite;

二十九酸性白土

(xxix)acid clay;

三十けいそう土

(xxx)diatomaceous earth;

三十一陶石

(xxxi)pottery stone;

三十二雲母

(xxxii)mica; and

三十三ひる石

(xxxiii)vermiculite.

一次に掲げる者が行う法第二条第二十二項各号に掲げる行為

(i)acts set forth in the items of Article 2, paragraph (22) of the Act, performed by the following entities:

二外国商品先物取引業者（商品先物取引業者以外の者で、外国の法令に準拠し、外国において法第二条第二十二項各号に掲げる行為のいずれかを業として行う者をいう。第四号において同じ。）が、同項第一号及び第二号に掲げる行為についての勧誘をすることなく、国内にある者（商品投資に係る事業の規制に関する法律（平成三年法律第六十六号）第二条第四項に規定する商品投資顧問業者（第四十一条第三号において「商品投資顧問業者」という。）その他の主務省令で定める者に限る。）の注文を受けて、外国から当該者のために行うこれらの号に掲げる行為（これらの号に規定する取次ぎを行う行為に限り、前号に掲げる行為に該当するものを除く。）

(ii)for foreign commodity derivatives business operator (meaning an entity other than a commodity derivatives business operator engaged in the acts set forth in the items of Article 2, paragraph (22) of the Act in the course of trade in a foreign country, in compliance with the laws and regulations of a foreign country; the same applies in item (iv)) that accept orders from an entity in Japan (limited to commodities investment advisors prescribed in Article 2, paragraph (4) of the Act on the Regulations of Commodities Investment Business (Act No. 66 of 1991) (referred to as "commodities investment advisors" in Article 41, item (iii)) or other entities prescribed by order of the competent ministry) without soliciting the acts set forth in items (i) and (ii) of the that paragraph, the acts set forth in the those items they perform from abroad for those entities in Japan (limited to acts for performing intermediation prescribed in those items, and excluding those that fall under the acts set forth in the preceding item);

三外国商品市場取引について高度の能力を有する者として主務省令で定める者を相手方とし、又は当該者のために行う法第二条第二十二項第三号又は第四号に掲げる行為（第一号に掲げる行為に該当するものを除く。）

(iii)acts set forth in Article 2, paragraph (22), item (iii) or (iv) of the Act with an entity prescribed by order of the competent ministry as one with high-level capabilities for foreign commodity market transactions, or acts performed on behalf of that entity (excluding those falling under acts set forth in item (i));

四外国商品先物取引業者が、法第二条第二十二項第三号から第五号までに掲げる行為についての勧誘をすることなく、商品先物取引業者による代理又は媒介により、外国から国内にある者（個人である者を除く。）を相手方として行うこれらの号に掲げる行為（これらの号に規定する媒介、取次ぎ又は代理を行う行為並びに第一号及び前号に掲げる行為に該当するものを除く。）

(iv)acts set forth in Article 2, paragraph (22), items (iii) through (v) of the Act performed by a foreign commodity derivatives business operator from a foreign country with an entity in Japan as the other party (excluding entities that are individuals) through agency or brokerage without solicitation of the acts set forth in those items (excluding the acts of performing intermediation, brokerage, or action as an agent set forth in those items, and those that fall under acts set forth in item (i) and the preceding item); and

五人的関係若しくは資本関係において密接な関係を有する者として主務省令で定める者を相手方とし、又は当該者のために行う法第二条第二十二項第五号に掲げる行為（第一号及び前号に掲げる行為に該当するものを除く。）

(v)acts set forth in Article 2, paragraph (22), item (v) of the Act with an entity prescribed by order of the competent ministry as an entity with a close personal relationship or a close capital relationship as counterparty, or performed on behalf of the entity (excluding those that fall under acts set forth in item (i) and the preceding item).

一法第十二条第四項

(i)the provisions of Article 12, paragraph (4) of the Act; and

二法第百三十条第三項

(ii)the provisions of Article 130, paragraph (3) of the Act.

一共同で株式会社商品取引所の対象議決権（法第八十六条第一項本文に規定する対象議決権をいう。以下同じ。）を取得し、若しくは保有し、又は当該株式会社商品取引所の対象議決権を行使することを合意している者（以下この条において「共同保有者」という。）の関係（共同保有者のいずれかが商品取引所等（法第八十六条第一項ただし書の商品取引所、商品取引所持株会社、金融商品取引所又は金融商品取引所持株会社をいう。以下同じ。）である場合においては、当該商品取引所等と他の共同保有者との関係を除く。）

(i)the relationship of persons who have jointly acquired or hold subject voting rights of an incorporated commodity exchange (meaning the subject voting rights prescribed in the main clause of Article 86, paragraph (1); the same applies hereinafter), or have agreed to exercise subject voting rights of the incorporated commodity exchange (hereinafter the persons are referred to as "joint holders" in this Article) (when one of the joint holders is a commodity exchange (meaning a commodity exchange, etc. (a commodity exchange, a commodity exchange holding company, a financial instruments exchange or a financial instruments exchange holding company referred to in the main clause of Article 86, paragraph (1); the same applies hereinafter) the relationship between the commodity exchange, etc. and other joint holders is excluded,);

二夫婦の関係

(ii)the relationship of husband and wife;

三法人の総株主等（総株主、総社員又は総出資者をいう。以下同じ。）の議決権（株式会社にあつては、株主総会において決議をすることができる事項の全部につき議決権を行使することができない株式についての議決権を除き、会社法第八百七十九条第三項の規定により議決権を有するものとみなされる株式についての議決権を含む。以下同じ。）の百分の五十を超える議決権（社債、株式等の振替に関する法律（平成十三年法律第七十五号）第百四十七条第一項又は第百四十八条第一項（これらの規定を同法第二百二十八条第一項、第二百三十五条第一項、第二百三十九条第一項及び第二百七十六条（第二号に係る部分に限る。）において準用する場合を含む。）の規定により発行者に対抗することができない株式又は持分に係る議決権を含む。）を保有している者（以下この条において「支配株主等」という。）と当該法人（以下この条において「被支配法人」という。）との関係（支配株主等又は被支配法人のいずれかが商品取引所等である場合においては、当該商品取引所等とその支配株主等又は被支配法人との関係を除く。）

(iii)the relationship between a person who holds voting rights (including the voting rights of the shares or equity interests which cannot be asserted against the issuer pursuant to the provisions of Article 147, paragraph (1) or Article 148, paragraph (1) (including as applied mutatis mutandis pursuant to Article 228, paragraph (1), Article 235, paragraph (1), Article 239, paragraph (1) and Article 276 (limited to the part related to item (ii)) of the Act on Book-Entry Transfer of Corporate Bonds and Shares (Act No. 75 of 2001) that exceed fifty percent of the voting rights (in the case of a stock company, excluding the voting rights of the shares which cannot be exercised for all matters that are subject to a resolution at a general meeting of shareholders and including the voting rights of the shares for which a shareholder is deemed to have the voting rights pursuant to the provisions of Article 879, paragraph (3) of the Companies Act; the same applies hereinafter) of all shareholders (meaning all shareholders, all members or all contributors; the same applies hereinafter) of a corporation (hereinafter the person is referred to as a "controlling shareholder, etc. " in this Article) and the corporation (hereinafter referred to as a "controlled corporation" in this Article) (if any controlling shareholder, etc. or controlled corporation is a commodity exchange, etc., excluding the relationship between the commodity exchange and its controlling shareholder, etc. or controlled corporation); or

四被支配法人とその支配株主等の他の被支配法人との関係（被支配法人のいずれかが商品取引所等である場合においては、当該商品取引所等と他の被支配法人との関係を除く。）

(iv)the relationship between a controlled corporation and other controlled corporations of the controlling shareholder (if any of the controlled corporations is a commodity exchange, etc., excluding the relationship between the commodity exchange, etc. and other controlled corporations).

一第二項の場合　共同保有者

(i)the case referred to in paragraph (2): the joint holders;

二第三項の場合　夫婦

(ii)the case referred to in paragraph (3): the husband and wife; and

三前項の場合　支配株主等及びその被支配法人

(iii)the case referred to in the preceding paragraph: the controlling shareholders, etc. and their controlled corporation.

一地方公共団体

(i)local governments;

二外国商品市場を開設する者（次号において「外国商品市場開設者」という。）であつて、次に掲げる要件の全てを満たす者

(ii)persons who establish foreign commodity markets (referred to as "foreign commodity market establisher" in the following item) and satisfy all of the following requirements:

三外国商品市場開設者を子会社とする者（前号に掲げる者を除く。以下この号において「外国商品市場開設者持株会社」という。）であつて、次に掲げる要件の全てを満たす者

(iii)persons who has a foreign commodity market establisher as a subsidiary company (excluding persons set forth in the preceding item; hereinafter referred to as a "foreign commodity market establisher holding company" in this item), and satisfies all of the following requirements:

四外国金融商品取引市場開設者（金融商品取引法第六十条の二第一項第七号に規定する外国金融商品取引市場開設者をいう。次号において同じ。）であつて、次に掲げる要件の全てを満たす者

(iv)a person who is an establisher of a foreign financial instruments exchange market (meaning an establisher of a foreign financial instruments exchange market prescribed in Article 60-2, paragraph (1), item (vii) of the Financial Instruments and Exchange Act; hereinafter the same applies in the following item), who satisfies all of the following requirements:

五外国金融商品取引市場開設者持株会社（外国金融商品取引市場開設者を子会社とする者であつて前号に掲げる者以外の者をいう。以下この号において同じ。）であつて、次に掲げる要件の全てを満たす者

(v)a person who is a foreign financial instruments exchange market establisher holding company (meaning a person other than a person that has an establisher of a foreign financial instruments exchange market as a subsidiary company and is set forth in the preceding item; hereinafter the same applies in this item) who satisfies all of the following requirements:

一共同で株式会社商品取引所若しくは商品取引所持株会社の対象議決権を取得し、若しくは保有し、又は当該株式会社商品取引所若しくは当該商品取引所持株会社の対象議決権を行使することを合意している者（以下この条において「共同保有者」という。）の関係（共同保有者のいずれかが商品取引所等である場合においては、当該商品取引所等と他の共同保有者との関係を除く。）

(i)the relationship of persons who has agreed to jointly acquire or hold the subject voting rights of an incorporated commodity exchange or a commodity exchange holding company, or to exercise the subject voting rights of the incorporated commodity exchange or the commodity exchange holding company (hereafter referred to as "joint holders" in this Article) (if any of the joint holders is a commodity exchange, etc., excluding the relationship between the commodity exchange, etc. and other joint holders);

二夫婦の関係

(ii)the relationship of husband and wife;

三法人の総株主等の議決権の百分の五十を超える議決権（社債、株式等の振替に関する法律第百四十七条第一項又は第百四十八条第一項（これらの規定を同法第二百二十八条第一項、第二百三十五条第一項、第二百三十九条第一項及び第二百七十六条（第二号に係る部分に限る。）において準用する場合を含む。）の規定により発行者に対抗することができない株式又は持分に係る議決権を含む。）を保有している者（以下この条において「支配株主等」という。）と当該法人（以下この条において「被支配法人」という。）との関係（支配株主等又は被支配法人のいずれかが商品取引所等である場合においては、当該商品取引所等とその支配株主等又は被支配法人との関係を除く。）

(iii)the relationship between a person who holds voting rights that exceed 50 percent of the voting rights of all shareholders, etc. of a corporation (including voting rights related to shares or equity interests that may not be asserted against the issuer pursuant to the provisions of Article 147, paragraph (1) or Article 148, paragraph (1) of the Act on Book-Entry Transfer of Corporate Bonds and Shares) (including as applied mutatis mutandis pursuant to Article 228, paragraph (1), Article 235, paragraph (1), Article 239, paragraph (1) and Article 276 (limited to the part related to item (ii)) of that Act) (hereinafter referred to as "controlling shareholder, etc." in this Article) and the corporation (hereinafter referred to as "controlled corporation" in this Article) (if the controlling shareholder, etc. or the controlled corporation is a commodity exchange, etc., excluding the relationship between the commodity exchange, etc. and its controlling shareholder, etc. or controlled corporation);

四被支配法人とその支配株主等の他の被支配法人との関係（被支配法人のいずれかが商品取引所等である場合においては、当該商品取引所等と他の被支配法人との関係を除く。）

(iv)the relationship between a controlled corporation and other controlled corporations of its controlling shareholder (if any of the controlled corporations is a commodity exchange, etc., excluding the relationship of the commodity exchange, etc. and other controlled corporations).

一第二項の場合　共同保有者

(i)the case referred to in paragraph (2): joint holders;

二第三項の場合　夫婦

(ii)the case referred to in paragraph (3): husband and wife;

三前項の場合　支配株主等及びその被支配法人

(iii)the case referred to in the preceding paragraph: controlling shareholder and its controlled corporation.

一日本銀行の発行する出資証券

(i)subscription certificates issued by the Bank of Japan;

二特別の法律により法人の発行する債券

(ii)bond certificates issued by a corporation pursuant to special laws;

三金融商品取引法第二条第十七項に規定する取引所金融商品市場において売買取引されている株券

(iii)share certificates traded in a financial instruments exchange market prescribed in Article 2, paragraph (17) of the Financial Instruments and Exchange Act;

四金融商品取引法第六十七条の十一第一項に規定する店頭売買有価証券登録原簿に登録されている株券

(iv)share certificates registered in the over-the-counter traded securities register prescribed in Article 67-11, paragraph (1) of the Financial Instruments and Exchange Act;

五銀行法（昭和五十六年法律第五十九号）による銀行の発行する株券（前二号の株券を除く。）

(v)share certificates (excluding share certificates referred to in the preceding two items) issued by a bank pursuant to the Banking Act (Act No. 59 of 1981);

六第三号又は第四号の株券を発行する会社の発行する社債券

(vi)corporate bond certificates issued by a company that issues share certificates referred to in item (iii) or (iv);

七信託法（平成十八年法律第百八号）第百八十五条第一項に規定する受益証券、投資信託及び投資法人に関する法律（昭和二十六年法律第百九十八号）第二条第七項に規定する受益証券及び貸付信託法（昭和二十七年法律第百九十五号）第二条第二項に規定する受益証券

(vii)beneficiary certificates prescribed in Article 185, paragraph (1) of the Trust Act (Act No. 108 of 2006), beneficiary certificates prescribed in Article 2, paragraph (7) of the Act on Investment Trusts and Investment Corporations (Act No. 198 of 1951), and beneficiary certificates prescribed in Article 2, paragraph (2) of the Loan Trust Act (Act No. 195 of 1952);

八投資信託及び投資法人に関する法律第二条第十五項に規定する投資証券、同条第十八項に規定する新投資口予約権証券、同条第二十項に規定する投資法人債券及び同法第二百二十条第一項に規定する外国投資証券

(viii)investment securities prescribed in Article 2, paragraph (15) of the Act on Investment Trusts and Investment Corporations, investment equity subscription right certificates prescribed in paragraph (18) of that Article, investment corporation bond certificates prescribed in paragraph (20) of that Article, and foreign investment securities prescribed in Article 220, paragraph (1) of that Act.

一上場商品に係る商品市場にあつては、合併によつて消滅した商品取引所の商品市場の上場商品構成品の全てをその上場商品に含み、当該上場商品構成品ごとに当該消滅した商品取引所の商品市場において行われていた種類の取引の全てを行う商品市場

(i)In the case of a commodity market for a listed commodity, a commodity market which includes all listed commodity component products in a commodity market of a commodity exchange dissolved as a result of the merger and conducts all types of transactions that had been conducted in a commodity market of the dissolved commodity exchange for each of the listed commodity component products;

二上場商品指数に係る商品市場にあつては、合併によつて消滅した商品取引所の商品市場の上場商品指数に含まれる商品指数（以下この号において「上場商品指数構成指数」という。）の全てをその上場商品指数に含み、当該上場商品指数構成指数ごとに当該消滅した商品取引所の商品市場において行われていた種類の取引の全てを行う商品市場

(ii)In the case of a commodity market for a listed commodity index, a commodity market which includes all commodity indices included in listed commodity indices in a commodity market of a commodity exchange dissolved as a result of the merger (hereinafter referred to as "indices constituting the listed commodity index" in this item) and conducts all types of transactions that had been conducted in a commodity market of the dissolved commodity exchange for each of the indices constituting the listed commodity index.

一当該会員等の子法人等

(i)a subsidiary corporation, etc. of the member, etc.;

二当該会員等を子法人等とする親法人等

(ii)the parent corporation, etc. that has the member, etc. as its subsidiary corporation, etc.;

三当該会員等を子法人等とする親法人等の子法人等（当該会員等及び前二号に掲げる者を除く。）

(iii)a subsidiary corporation, etc. of the parent corporation, etc. that has the member, etc. as its subsidiary corporation, etc. (excluding the members, etc. and persons set forth in the preceding two items); and

四当該会員等の関連法人等

(iv)an affiliated corporation, etc. of the member, etc.

一信用金庫及び信用金庫連合会

(i)Shinkin Banks and the federation of Shinkin Banks;

二信用協同組合及び中小企業等協同組合法（昭和二十四年法律第百八十一号）第九条の九第一項第一号の事業を行う協同組合連合会

(ii)credit cooperatives and the federation of credit cooperatives engaged in the business referred to in Article 9-9, paragraph (1), item (i) of the Small and Medium-Sized Enterprise Cooperatives Act (Act No. 181 of 1949);

三労働金庫及び労働金庫連合会

(iii)labor banks and the federation of labor banks;

四農林中央金庫

(iv)The Norinchukin Bank;

五農業協同組合法（昭和二十二年法律第百三十二号）第十条第一項第三号の事業を行う農業協同組合及び農業協同組合連合会

(v)agricultural cooperatives and the federation of agricultural cooperatives engaged in the business referred to in Article 10, paragraph (1), item (iii) of the Agricultural Cooperatives Act (Act No. 132 of 1947); and

六相互会社（保険業法（平成七年法律第百五号）第二条第五項に規定する相互会社をいう。）である保険会社及び同条第七項に規定する外国保険会社等（株式会社以外の法人又は外国に住所を有する者（法第百九十三条第一項第一号イに該当する者を除く。）に限る。）

(vi)insurance companies that are mutual companies (meaning a mutual company prescribed in Article 2, paragraph (5) of the Insurance Business Act (Act No. 105 of 1995)) and foreign insurance companies prescribed in paragraph (7) of that Article (limited to companies that are corporations other than stock companies or those with an address in a foreign country (excluding those that fall under Article 193, paragraph (1), item (i), (a) of the Act).

一銀行

(i)banks;

二株式会社商工組合中央金庫

(ii)The Shoko Chukin Bank, Ltd.;

三株式会社日本政策投資銀行

(iii)Development Bank of Japan Inc.;

四信用金庫及び信用金庫連合会

(iv)Shinkin Banks and the federation of Shinkin Banks;

五信用協同組合及び中小企業等協同組合法第九条の九第一項第一号の事業を行う協同組合連合会

(v)credit cooperatives and the federation of cooperatives engaged in the business referred to in Article 9-9, paragraph (1), item (i) of the Small and Medium-Sized Enterprise Cooperatives Act;

六労働金庫及び労働金庫連合会

(vi)labor banks and the federation of labor banks;

七農林中央金庫

(vii)The Norinchukin Bank;

八農業協同組合法第十条第一項第三号の事業を行う農業協同組合及び農業協同組合連合会

(viii)agricultural cooperatives and the federation of agricultural cooperatives engaged in the business referred to in Article 10, paragraph (1), item (iii) of the Agricultural Cooperatives Act; and

九保険会社及び保険業法第二条第七項に規定する外国保険会社等

(ix)insurance companies and foreign insurance companies prescribed in Article 2, paragraph (7) of the Insurance Business Act.

一商品取引契約に関して顧客が支払うべき手数料、報酬その他の対価に関する事項であつて主務省令で定めるもの

(i)matters concerning fees, remunerations, and other considerations required to be paid by customers regarding a commodity transaction contract that are specified by order of the competent ministry;

二商品取引契約に関して顧客が預託すべき取引証拠金等（法第二百十七条第一項第一号に規定する取引証拠金等をいう。以下この条、次条及び第三十六条において同じ。）がある場合にあつては、その額又は計算方法

(ii)if there is clearing margin, etc. to be deposited by the customer regarding a commodity transaction contract (meaning the clearing margin, etc. prescribed in Article 217, paragraph (1), item (i) of the Act; hereinafter the same applies in this Article, the following Article, and Article 36), the amount or its calculation method;

三商品取引契約に基づく取引（法第二条第三項第四号に掲げる取引にあつては同号の権利を行使することにより成立する同号イからホまでに掲げる取引をいい、同条第十四項第四号に掲げる取引にあつては同号の権利を行使することにより成立する同号イからニまでに掲げる取引をいい、同項第五号に掲げる取引にあつては同号の権利を行使することにより成立する同号に規定する金銭を授受することとなる取引をいう。第三十六条第三号において同じ。）の額（取引の対価の額又は約定価格若しくは約定数値に、その取引の件数又は数量を乗じて得た額をいう。同号において同じ。）が、当該取引について顧客が預託すべき取引証拠金等の額を上回る可能性がある場合にあつては、次に掲げる事項

(iii)if there is a possibility that the amount of the transaction based on a commodity transaction contract (for transactions set forth in Article 2, paragraph (3), item (iv) of the Act, the transactions set forth in sub-items (a) through (e) of that item which are closed by exercising the right under that item; for transactions set forth in paragraph (14), item (iv) of that Article, the transactions set forth in sub-items (a) through (d) of that item which are closed by exercising the right under that item; for transactions set forth in item (v) of that paragraph, the transactions resulting in delivery or receipt of money specified in that item which are closed by exercising the right under that item; the same applies in Article 36, item (iii) (meaning an amount obtained by multiplying the value of the transaction, or the contract price or agreed figure, by the number or volume of transactions; the same applies in that item) exceeds the amount of the clearing margin, etc. to be deposited by the customer for the transaction, the following matters:

四商品市場における相場その他の商品の価格又は商品指数（次条及び第三十六条第四号において「商品市場における相場等」という。）に係る変動により商品取引契約に基づく取引について顧客に損失が生ずることとなるおそれがあり、かつ、当該損失の額が取引証拠金等の額を上回ることとなるおそれがある場合には、その旨及びその理由

(iv)the fact that there is a risk of the customer incurring a loss for the transaction based on a commodity transaction contract due to fluctuation in quotations on a commodity market or prices of other commodities or commodity index prices (referred to as "quotations on a commodity market, etc." in the following Article and Article 36, item (iv)) and a risk that the amount of the loss will exceed the amount of the clearing margin, etc., and the reason therefor; and

五前各号に掲げる事項に準ずるものとして主務省令で定めるもの

(v)the matters specified by order of the competent minister as those equivalent to the matters set forth in the preceding items.

一商品先物取引業者が、その本店等以外の支店その他の営業所又は事務所（外国の法令に準拠して設立された法人又は外国に住所を有する者にあつては、国内における従たる営業所又は事務所。以下「支店等」という。）において商品取引契約の締結を行う場合　商品取引契約の締結を行う支店等ごとに、勧誘方針を見やすいように掲示する方法又は勧誘方針を閲覧に供する方法

(i)when the commodity derivatives business operator concludes commodity transaction contracts at branch offices or other business offices or offices other than the head office, etc. (for a corporation established in compliance with the laws and regulations of a foreign country or a person who has an address in a foreign country, secondary business offices or offices in Japan; hereinafter referred to as the "branch office, etc."): the means of posting the solicitation policy in a clearly visible manner or providing the solicitation policy for public inspection at each branch office, etc. where commodity transaction contracts are to be concluded; and

二商品先物取引業者が、公衆によつて直接受信されることを目的として公衆からの求めに応じ自動的に無線通信又は有線電気通信の送信を行うこと（以下この号及び第三十九条第二項第二号において「自動送信」という。）により商品取引契約の締結を行う場合（前号に掲げる場合に該当する場合を除く。）　勧誘方針を自動送信する方法

(ii)when the commodity derivatives business operator concludes commodity transaction contracts through automatic transmissions by wireless communications or wire telecommunications intended for direct reception by the public, upon request from the public (hereinafter referred to as "automatic transmission" in this item and in Article 39, paragraph (2), item (ii)) (excluding the cases set forth in the preceding item): the means of making automatic transmission of the solicitation policy.

一商品先物取引仲介行為（法第二百四十条の十四に規定する商品先物取引仲介行為をいう。以下同じ。）に係る商品取引契約に関して顧客が支払うべき手数料、報酬その他の対価に関する事項であつて主務省令で定めるもの

(i)matters concerning fees, remuneration, and any other considerations required to be paid by the customer concerning a commodity transaction contract related to acts of commodity derivatives intermediary service (meaning acts of commodity derivatives intermediary service prescribed in Article 240-14 of the Act; the same applies hereinafter) that are specified by order of the competent ministry;

二商品先物取引仲介行為に係る商品取引契約に関して顧客が預託すべき取引証拠金等がある場合にあつては、その額又は計算方法

(ii)when there is clearing margin, etc. required to be deposited by the customer concerning a commodity transaction contract related to acts of commodity derivatives intermediary service, the amount or its calculation method;

三商品先物取引仲介行為に係る商品取引契約に基づく取引の額が、当該取引について顧客が預託すべき取引証拠金等の額を上回る可能性がある場合にあつては、次に掲げる事項

(iii)when there is a possibility that the amount of a transaction based on a commodity transaction contract related to acts of commodity derivatives intermediary service will exceed the amount of the clearing margin, etc. required to be deposited by the customer for the transaction, the following matters:

四商品市場における相場等に係る変動により商品先物取引仲介行為に係る商品取引契約に基づく取引について顧客に損失が生ずることとなるおそれがあり、かつ、当該損失の額が取引証拠金等の額を上回ることとなるおそれがある場合には、その旨及びその理由

(iv)if there is a risk that the customer will incur a loss for the transaction based on the commodity transaction contract related to acts of commodity derivatives intermediary service due to fluctuation of quotations on a commodity market, etc. and a risk that the amount of the loss will exceed the amount of the clearing margin, etc. the fact and the reason therefor;

五前各号に掲げる事項に準ずるものとして主務省令で定めるもの

(v)the matters specified by order of the competent minister as those equivalent to the matters set forth in the preceding items.

一当該商品先物取引仲介業者（個人である者に限る。）の親族（配偶者並びに三親等以内の血族及び姻族に限る。）

(i)relatives (limited to spouses and a relative by blood or affinity within the third degree of kinship) of a commodity derivatives intermediary service provider (limited to individuals);

二当該商品先物取引仲介業者の役員又は使用人（前号に掲げる者を除く。）

(ii)officers or employees of a commodity derivatives intermediary service provider (excluding those set forth in the preceding item);

三当該商品先物取引仲介業者が支配関係（他の法人の総株主等の議決権の百分の五十を超える議決権（社債、株式等の振替に関する法律第百四十七条第一項又は第百四十八条第一項（これらの規定を同法第二百二十八条第一項、第二百三十五条第一項、第二百三十九条第一項及び第二百七十六条（第二号に係る部分に限る。）において準用する場合を含む。）の規定により発行者に対抗することができない株式又は持分に係る議決権を含む。）を保有している関係その他その法人の事業活動を実質的に支配することが可能なものとして主務省令で定める関係をいう。次号並びに第四十六条第二号及び第三号において同じ。）を有する法人

(iii)a corporation over which the commodity derivatives intermediary service provider has a controlling relationship (meaning a relationship in which voting rights are held exceeding 50 percent of the total shareholder voting rights of another corporation (including voting rights related to shares or equity interest that cannot be asserted against the issuer pursuant to the provisions of Article 147, paragraph (1) or Article 148, paragraph (1) of the Act on Book-Entry Transfer of Corporate Bonds and Shares (including as applied mutatis mutandis pursuant to Article 228, paragraph (1), Article 235, paragraph (1), Article 239, paragraph (1), and Article 276 (limited to the part related to item (ii) of that Act) or a relationship prescribed by order of the competent ministry as one that enables the service provider to substantially control the business activities of the other corporation; the same applies in the following item and Article 46, items (ii) and (iii));

四当該商品先物取引仲介業者（法人である者に限る。次号において同じ。）に対して支配関係を有する法人

(iv)a corporation that has a controlling relationship over the commodity derivatives intermediary service provider (limited to those that are corporations; the same applies in the following item);

五当該商品先物取引仲介業者の総株主等の議決権の百分の五十を超える議決権を保有する個人（第二号に掲げる者を除く。）

(v)an individual that has voting rights exceeding 50 percent of the total shareholder voting rights of the commodity derivatives intermediary service provider (excluding those set forth in item (ii));

六前各号に掲げる者に準ずる者として主務省令で定める者

(vi)persons specified by order of the competent ministry as those equivalent to the persons set forth in the preceding items.

一商品先物取引仲介業者が、その支店等において商品先物取引仲介行為を行う場合　商品先物取引仲介行為を行う支店等ごとに、勧誘方針を見やすいように掲示する方法又は勧誘方針を閲覧に供する方法

(i)when the commodity derivatives intermediary service provider performs acts of commodity derivatives intermediary at the branch offices, etc.: the method of posting the solicitation policy in a clearly visible manner or providing the solicitation policy for public inspection at each branch office, etc. where acts of commodity derivatives intermediary service are performed; and

二商品先物取引仲介業者が、自動送信により商品先物取引仲介行為を行う場合（前号に掲げる場合に該当する場合を除く。）　勧誘方針を自動送信する方法

(ii)when the commodity derivatives intermediary service provider performs acts of commodity derivatives intermediary service by automatic transmission (excluding the cases that fall under those set forth in the preceding item): the method of automatic transmission of the solicitation policy.

一商品先物取引業者

(i)a commodity derivatives business operator;

二金融商品取引法第二条第三項第一号に規定する適格機関投資家

(ii)a qualified institutional investor prescribed in Article 2, paragraph (3), item (i) of the Financial Instruments and Exchange Act;

三商品投資顧問業者

(iii)commodities investment advisor;

四国

(iv)the State;

五日本銀行

(v)Bank of Japan;

六委託者保護基金

(vi)consignor protection funds;

七外国政府その他の外国の法令上前各号に掲げる者に相当する者

(vii)a foreign government or an entity equivalent to a person set forth in the preceding three items under the laws and regulations of a foreign country;

八前各号に掲げる者のほか、主務大臣が指定する者

(viii)in addition to the persons set forth in the preceding items, a person designated by the competent minister.

一商品取引所又は商品取引清算機関に対する次に掲げる債務を履行しなかつたとき。

(i)when the member has failed to perform the following liability to a commodity exchange or a commodity clearing organization:

二手形交換所による取引停止処分を受けたとき。

(ii)when the member has been rendered a disposition to suspend transactions given by a clearinghouse.

一法第三百四条の認定を受けた商品先物取引業者の商号又は名称

(i)the trade name or name of a commodity derivatives business operator who has received the certification referred to in Article 304 of the Act;

二法第三百六条第一項の請求の方法

(ii)the method of making a request referred to in Article 306, paragraph (1) of the Act;

三法第三百六条第一項の金額の支払期間、支払場所及び支払方法

(iii)the period, the place, and the method of the payment of the amount referred to in Article 306, paragraph (1) of the Act;

四一般委託者が法第三百六条第一項の請求の際に委託者保護基金に対し提出又は提示をすべき書類その他のもの

(iv)documents and other articles which a general consignor is required to submit or present to the consignor protection fund when making a request referred to in Article 306, paragraph (1); and

五その他委託者保護基金が必要と認める事項

(v)any other matters that the consignor protection fund finds necessary.

一破産法（平成十六年法律第七十五号）第百九十七条第一項（同法第二百九条第三項において準用する場合を含む。）の規定による公告

(i)a public notice under the provisions of Article 197, paragraph (1) of the Bankruptcy Act (Act No. 75 of 2004) (including as applied mutatis mutandis pursuant to Article 209, paragraph (3) of that Act) has been given;

二法第三百五条第五項の規定による通知

(ii)a notice under the provisions of Article 305, paragraph (5) of the Act has been given;

三会社更生法（平成十四年法律第百五十四号）第百九十九条第一項の規定による更生計画認可の決定

(iii)a decision of approval of a reorganization plan pursuant to the provisions of Article 199, paragraph (1) of the Corporate Reorganization Act (Act No. 154 of 2002) has been made; or

四民事再生法（平成十一年法律第二百二十五号）第百七十四条第一項の規定による再生計画認可の決定

(iv)a decision of approval of a rehabilitation plan pursuant to the provisions of Article 174, paragraph (1) of the Civil Rehabilitation Act (Act No. 225 of 1999) has been made.

一認定商品先物取引業者の役員（外国の法令に準拠して設立された法人又は外国に住所を有する者にあつては、国内における営業所又は事務所の業務を統括する者を含む。）

(i)an officer of a certified commodity derivatives business operator (including a person who supervises the business of a business office or office in Japan, for a corporation established in compliance with the laws and regulations of a foreign country or a person who has an address in a foreign country);

二認定商品先物取引業者が支配関係を有する法人

(ii)a corporation over which a certified commodity derivatives business operator has a controlling relationship;

三商品先物取引業者に対して支配関係を有する法人

(iii)a corporation that has a controlling relationship over a commodity derivatives business operator;

四他人（仮設人を含む。以下この号において同じ。）の名義をもつて委託者資産を有している一般委託者（当該他人の名義をもつて有する委託者資産に係る補償対象債権についての支払を行う場合に限る。）

(iv)a general consignor who holds consignor assets under the name of another person (including a temporary establisher; hereinafter the same applies in this item) (limited to the case in which a person makes a payment of claims subject to compensation related to consignor assets which they hold under the name of the other person); and

五前各号に掲げる者のほか、主務大臣が指定する者

(v)in addition to the persons set forth in the preceding items, a person designated by the competent minister.

一商品又は商品指数（法第三百三十一条第一号に規定する商品又は商品指数をいう。）の対象となる物品又は電力の売買等を業として行つている者のみが当該商品又は商品指数の対象となる物品又は電力に係る先物取引に類似する取引をする施設であること。

(i)the facility is one in which only persons who, in the course of trade, engage in the purchase and sale, etc. of goods or electric power subject to the commodities or commodity indices (meaning the commodities and the commodity indices prescribed in Article 331, item (i) of the Act) conduct transactions similar to futures transactions related to goods or electric power subject to the commodities or commodity indices; and

二先物取引に類似する取引をする者が委託を受けないで当該先物取引に類似する取引をする施設であること。

(ii)the facility is one in which persons who conduct transactions similar to futures transactions, conduct transactions similar to the futures transactions without receiving consignment.

一商品又は商品指数（法第三百三十二条第一項に規定する商品又は商品指数をいう。）の対象となる物品又は電力の売買等を業として行つている者及び次条に規定する者のみが同項第一号に規定する方法により、当該商品又は商品指数の対象となる物品又は電力に係る先物取引に類似する取引をする施設（前条第一号に規定する施設を除く。）であること。

(i)the facility is one in which only persons who, in the course of trade, engage in the purchase and sale, etc. of goods or electric power subject to commodities or commodity indices (meaning the commodities and the commodity indices prescribed in Article 332, paragraph (1) of the Act) or persons prescribed in the following Article conduct transactions similar to futures transactions related to goods or electric power subject to the commodities or commodity indices by a method prescribed in item (i) of that paragraph (excluding the facility prescribed in item (i) of the preceding Article); and

二先物取引に類似する取引をする者が委託を受けないで当該先物取引に類似する取引をする施設であること。

(ii)the facility is one in which persons who conduct transactions similar to futures transactions, conduct transactions similar to the futures transactions without receiving consignment.

一銀行

(i)banks;

二金融商品取引法第二条第九項に規定する金融商品取引業者（同法第二十八条第一項に規定する第一種金融商品取引業を行う者に限る。）

(ii)financial instruments business operators prescribed in Article 2, paragraph (9) of the Financial Instruments and Exchange Law (limited to persons who conduct Type I Financial Instruments Business prescribed in Article 28, paragraph (1) of that Act);

三株式会社商工組合中央金庫

(iii)The Shoko Chukin Bank, Ltd.;

四株式会社日本政策投資銀行

(iv)Development Bank of Japan Inc.;

五信用金庫及び信用金庫連合会

(v)Shinkin Banks and the federation of Shinkin Banks;

六信用協同組合及び中小企業等協同組合法第九条の九第一項第一号の事業を行う協同組合連合会

(vi)credit cooperatives and the federation of credit cooperatives that engage in the business referred to in Article 9-9, paragraph (1), item (i) of the Small and Medium-Sized Enterprise Cooperatives Act;

七労働金庫及び労働金庫連合会

(vii)labor banks and the federation of labor banks;

八農林中央金庫

(viii)The Norinchukin Bank;

九農業協同組合法第十条第一項第三号の事業を行う農業協同組合及び農業協同組合連合会

(ix)agricultural cooperatives and the federation of agricultural cooperatives that engage in the business referred to in Article 10, paragraph (1), item (iii) of the Agricultural Cooperatives Act; and

十保険会社及び保険業法第二条第七項に規定する外国保険会社等

(x)insurance companies and foreign insurance companies, etc. prescribed in Article 2, paragraph (7) of the Insurance Business Act.

一商品又は商品指数（法第三百四十二条第一項に規定する商品又は商品指数をいう。）の対象となる物品又は電力の売買等を業として行つている者及び前条に規定する者のみが同項第一号に規定する方法により、当該商品又は商品指数の対象となる物品又は電力に係る先物取引に類似する取引をする施設であること。

(i)the facility is one in which only persons who, in the course of trade, engage in the purchase and sale, etc. of goods or electric power subject to commodities or commodity indices (meaning the commodities and the commodity indices prescribed in Article 342, paragraph (1) of the Act) or persons prescribed in the preceding Article conduct transactions similar to futures transactions related to goods or electric power subject to the commodities or commodity indices by a method prescribed in item (i) of that paragraph; and

二先物取引に類似する取引をする者が委託を受けないで当該先物取引に類似する取引をする施設であること。

(ii)the facility is one in which persons who conduct transactions similar to futures transactions, conduct transactions similar to the futures transactions without receiving consignment.

一農産物、林産物、畜産物及び水産物並びにこれらを原料又は材料として製造し、又は加工した物品のうち、飲食物であるもの

(i)agricultural products, forest products, livestock products, fishery products, and goods manufactured or processed by using these products as ingredients which are edible or potable;

二第一条第一項第一号から第五号まで、第九号、第十号及び第十四号に掲げる物品

(ii)goods set forth in Article 1, paragraph (1), items (i) through (v), item (ix), item (x), and item (xiv).

一農林水産省関係商品市場のみを開設する商品取引所又はその会員等に関する農林水産大臣の権限　当該商品取引所の主たる事務所又は本店の所在地を管轄する地方農政局長

(i)the authority of the Minister of Agriculture, Forestry and Fisheries concerning a commodity exchange which has established only commodity markets related to the Ministry of Agriculture, Forestry and Fisheries or its members, etc.: the Director of a Regional Agricultural Administration Office who has jurisdiction over the locality of the principal office or the head office of the commodity exchange;

二経済産業省関係商品市場のみを開設する商品取引所又はその会員等に関する経済産業大臣の権限　当該商品取引所の主たる事務所又は本店の所在地を管轄する経済産業局長

(ii)the authority of the Minister of Economy, Trade and Industry concerning a commodity exchange which has established only commodity markets related to the Ministry of Economy, Trade and Industry or its members, etc.: the Director-General of a Bureau of Economy, Trade and Industry who has jurisdiction over the locality of the principal office or the head office of the commodity exchange;

三商品取引所であつて前二号に規定するもの以外のもの又はその会員等に関する農林水産大臣及び経済産業大臣の権限　当該商品取引所の主たる事務所又は本店の所在地を管轄する地方農政局長及び経済産業局長

(iii)the authority of the Minister of Agriculture, Forestry and Fisheries and the Minister of Economy, Trade and Industry concerning a commodity exchange other than those prescribed in the preceding two items or its members, etc.: the Director of a Regional Agricultural Administration Office and the Director-General of a Bureau of Economy, Trade and Industry who has jurisdiction over the locality of the principal office or the head office of the commodity exchange;

四商品先物取引業者に関する農林水産大臣及び経済産業大臣の権限　当該商品先物取引業者の本店等の所在地を管轄する地方農政局長及び経済産業局長

(iv)the authority of the Minister of Agriculture, Forestry and Fisheries and the Minister of Economy, Trade and Industry concerning commodity derivatives business operators: the Director of a Regional Agricultural Administration Office and the Director-General of a Bureau of Economy, Trade and Industry who has jurisdiction over the locality of the head office, etc. of the commodity derivatives business operator;

五商品先物取引仲介業者に関する農林水産大臣及び経済産業大臣の権限　当該商品先物取引仲介業者の本店等の所在地を管轄する地方農政局長及び経済産業局長

(v)the authority of the Minister of Agriculture, Forestry and Fisheries and the Minister of Economy, Trade and Industry concerning commodity derivatives intermediary service providers: the Director of a Regional Agricultural Administration Office or the Director-General of a Bureau of Economy, Trade and Industry who has jurisdiction over the locality of the head office, etc. of the commodity derivatives intermediary service provider;

六農林水産省関係商品のみを対象とした特定店頭商品デリバティブ取引に係る特定店頭商品デリバティブ取引業者に関する農林水産大臣の権限　当該特定店頭商品デリバティブ取引業者の本店等の所在地を管轄する地方農政局長

(vi)the authority of the Minister of Agriculture, Forestry and Fisheries concerning specified over-the-counter commodity derivatives business operators related to specified over-the-counter commodity derivatives transactions whose underlying goods are only commodities related to the Ministry of Agriculture, Forestry and Fisheries: the Director of a Regional Agricultural Administration Office who has jurisdiction over the locality of the head office, etc. of those specified over-the-counter commodity derivatives business operator;

七経済産業省関係商品のみを対象とした特定店頭商品デリバティブ取引に係る特定店頭商品デリバティブ取引業者に関する経済産業大臣の権限　当該特定店頭商品デリバティブ取引業者の本店等の所在地を管轄する経済産業局長

(vii)the authority of the Minister of Economy, Trade and Industry concerning specified over-the-counter commodity derivatives business operators related to specified over-the-counter commodity derivatives transactions whose underlying goods only commodities related to the Ministry of Economy, Trade and Industry: the Director-General of a Bureau of Economy, Trade and Industry who has jurisdiction over the locality of the head office, etc. of the specified over-the-counter commodity derivatives business operators; and

八特定店頭商品デリバティブ取引業者であつて前二号に規定するもの以外のものに関する農林水産大臣及び経済産業大臣の権限　当該特定店頭商品デリバティブ取引業者の本店等の所在地を管轄する地方農政局長及び経済産業局長

(viii)the authority of the Minister of Agriculture, Forestry and Fisheries or the Minister of Economy, Trade and Industry concerning specified over-the-counter commodity derivatives business operators other than those prescribed in the preceding two items: The Director of a Regional Agricultural Administration Office or the Director of a Bureau of Economy, Trade and Industry who has jurisdiction over the location of the head office, etc. of such specified over-the-counter commodity derivatives business operator.