(i)promissory notes (excluding those falling under securities or certificates prescribed in the following paragraph);

(ii)anything similar to what is set forth in Article 6, paragraph (1), item (vii), (a) or (b) of the Act or in the preceding item, which may be used for payment.

(i)transactions set forth in Article 2, paragraph (21), item (i), and items (iv) through (vi) of the Financial Instruments and Exchange Act (Act No. 25 of 1948) consisting of a promise to transfer a financial instruments (meaning financial instruments prescribed in paragraph (24) of that Article; hereinafter the same applies in this Article), a right to financial instruments, or monetary claim (excluding those that are financial instruments and those that are rights to financial instruments; the same applies in item (i) of the following paragraph) (the transactions in question exclude transactions that are settled only through the payment and receipt of the differences);

(ii)transactions set forth in Article 2, paragraph (21), item (iii) of the Financial Instruments and Exchange Act (excluding those involving transactions equivalent to the transactions set forth in item (ii) of that paragraph which are specified by financial instruments exchanges).

(i)transactions set forth in Article 2, paragraph (22), item (i), and items (v) through (vii) of the Financial Instruments and Exchange Act consisting of a promise to transfer a financial instrument, rights to a financial instrument, or monetary claim (excluding transactions that are settled only through the payment and receipt of the difference);

(ii)transactions set forth in Article 2, paragraph (22), item (iii) of the Financial Instruments and Exchange Act.

(i)financial indicator: a financial indicator prescribed in Article 2, paragraph (25) of the Financial Instruments and Exchange Act or an index similar to it;

(ii)market transactions of derivatives: market transactions of derivatives prescribed in Article 2, paragraph (21) of the Financial Instruments and Exchange Act;

(iii)over-the-counter transactions of derivatives: over-the-counter transactions of derivatives prescribed in Article 2, paragraph (22) of the Financial Instruments and Exchange Act;

(iv)financial instruments exchange: a financial instruments exchange prescribed in Article 2, paragraph (16) of the Financial Instruments and Exchange Act;

(v)financial instruments market: a financial instruments market prescribed in Article 2, paragraph (14) of the Financial Instruments and Exchange Act;

(vi)foreign financial instruments market: a foreign financial instruments market prescribed in Article 2, paragraph (8), item (iii), (b) of the Financial Instruments and Exchange Act;

(vii)market transactions of derivatives or similar foreign transactions: market transactions of derivatives or transactions similar to market transactions of derivatives conducted in a foreign financial instruments market;

(viii)financial instruments business operator: a financial instruments business operator prescribed in Article 2, paragraph (9) of the Financial Instruments and Exchange Act that engages in Type I financial instruments business prescribed in Article 28, paragraph (1) of that Act or Type II financial instruments business prescribed in paragraph (2) of that Article;

(ix)market transactions of derivatives connected with a currency: market transactions of derivatives that constitute the following transactions:

(x)over-the-counter transactions of derivatives connected with a currency: over-the-counter transactions of derivatives that constitute the following transactions:

(xi)member or trading participant of a financial instruments exchange: a member or trading participant prescribed in Article 81, paragraph (1), item (iii) of the Financial Instruments and Exchange Act;

(xii)foreign means of payment or foreign-currency receivable: foreign means of payment or claims in foreign currency (meaning claims receivable in foreign currency);

(xiii)purchase and sale of a foreign means of payment or foreign-currency receivable or other prescribed transaction: the purchase and sale of a foreign means of payment or foreign-currency receivable (excluding those that constitute over-the-counter transactions of derivatives or market transactions of derivatives or similar foreign transactions) or a transaction similar to a market transaction of derivatives involving a currency that is conducted outside the financial instruments markets and foreign financial instruments markets (other than one constituting a purchase and sale of foreign means of payment or foreign-currency receivables);

(xiv)market for foreign exchange among banks and other prescribed persons: a market in which telecommunications facilities are used in the purchase and sales of foreign means of payment and foreign-currency receivables and other prescribed transactions that are carried out among banks and other persons conducting purchase and sales of foreign means of payment and foreign-currency receivables and other prescribed transactions in the course of trade.

(i)a resident prescribed by Minister of Finance Order that carries out purchase and sales of foreign means of payment or foreign-currency receivables or other prescribed transactions in a market for foreign exchange among banks and other prescribed persons in the course of trade (referred to as a "participant in a specified foreign exchange market" in paragraph (5)): transactions involving the accrual, alteration, or extinguishment of a claim based on a contract for the purchase and sale of a foreign means of payment or foreign-currency receivable or other prescribed transaction (hereinafter individually referred to as a "transaction involving the accrual, alteration, or extinguishment of a claim"), which are conducted on a market for foreign exchange among banks and other prescribed persons;

(ii)the member or trading participant of a financial instruments exchange: the following capital transactions:

(iii)a financial instruments business operator or other person prescribed by Ministry of Finance Order: the following capital transactions:

(i)Article 48, paragraph (1) of the Act;

(ii)Article 2, paragraph (1) of the Cabinet Order on Export Trade Control (Cabinet Order No. 378 of 1949) or Article 4, paragraph (1) of the Import Trade Control Order (Cabinet Order No. 414 of 1949).

(i)a bank (meaning a bank prescribed in Article 2, paragraph (1) of the Banking Act (Act No. 59 of 1981); the same applies in Article 11-2, paragraph (1)), long-term credit bank (meaning a long-term credit bank prescribed in Article 2 of the Long-Term Credit Bank Act (Act No. 187 of 1952); the same applies in Article 11-2, paragraph (1)), credit union, federation of credit unions, workers' credit union bank, federation of workers' credit union banks, credit cooperative, or federation of credit cooperatives (meaning a federation of cooperatives that conducts the business referred to in Article 9-9, paragraph (1), item (i) of the Small and Medium-Sized Enterprises Cooperatives Act (Act No. 181 of 1949));

(ii)an agricultural cooperative, federation of agricultural cooperatives, fisheries cooperative, federation of fisheries cooperatives, fishery processing cooperative, or federation of fishery processing cooperatives, which may accept savings or thrift savings in the course of trade;

(iii)the Bank of Japan, Norinchukin Bank, Shokochukin Bank Limited, the Development Bank of Japan, and Japan Bank for International Cooperation.

(i)specified capital transactions prescribed in Article 24, paragraph (1) of the Act that it has been made obligatory to get permission for pursuant to the provisions of paragraph (1) or (2) of that Article;

(ii)a service transaction or transaction involving the transfer of goods between foreign countries as prescribed in Article 25, paragraph (6) of the Act that it has been made obligatory to get permission for pursuant to the provisions of that paragraph;

(iii)inward direct investment or an equivalent action prescribed in Article 26, paragraph (2) of the Act for which it has been made obligatory to give notification, pursuant to the provisions of Article 27, paragraph (1) of the Act, that is specified by Cabinet Order pursuant to the provisions of Article 27, paragraph (1) as constituting the inward direct investment or equivalent action set forth in Article 27, paragraph (3), item (iii) of the Act;

(iv)import of goods for which the it has been made obligatory pursuant to the provisions of Article 52 of the Act to get approval (limited to those for which the obligation to obtain approval was imposed by the Minister of Economy, Trade and Industry from the same viewpoint as that adopted in the cases in which the Minister makes it obligatory pursuant to the provisions of Article 16, paragraph (1) of the Act to get permission to make or receive a payment).

(i)the national government;

(ii)a local government;

(iii)an association or foundation without legal personality;

(iv)an incorporated administrative agency provided for in Article 2, paragraph (1) of the Act on General Rules for Incorporated Administrative Agency (Act No. 103 of 1999);

(v)a corporation not less than a half of whose stated capital, funds, or the equivalent have been contributed by a state or a local government (excluding those set forth in the preceding item, the following item, and item (viii));

(vi)a foreign government, foreign governmental organization, foreign local government, foreign central bank, or international organization of which Japan is a member state;

(vii)a working person entering into a working person's asset-building savings contract or other prescribed contract (meaning a working person's asset-building savings contract as prescribed in Article 6, paragraph (1) of the Act to Facilitate Asset-Building for Working People (Act No. 92 of 1971), a working person's asset-building pension savings contract as prescribed in paragraph (2) of that Article, or a working person's asset-building housing savings contract as prescribed in paragraph (4) of that Article; the same applies in Article 11-4);

(viii)the issuer of securities set forth in the items of Article 27-2 of the Order for Enforcement of the Financial Instruments and Exchange Act (Cabinet Order No. 321 of 1965) (excluding securities set forth in Article 2, paragraph (1), item (xi) of the Financial Instruments and Exchange Act and those connected with those securities, and those falling under the tradable securities prescribed in Article 67-18, item (iv) of the Act);

(ix)a person prescribed by Ministry of Finance Order as equivalent to those set forth in the preceding items.

(i)means of payment or securities prescribed in Article 19, paragraph (1) of the Act (limited to those prescribed by Ministry of Finance Order), for which the amount calculated as its value by a method prescribed by Ministry of Finance Order (or if two or more means of payment are involved, if two or more securities are involved, or if two or more means of payment and securities are involved in total, the total of the amounts calculated by a method prescribed by Ministry of Finance Order as the values of each) exceeds that equivalent to one million yen (or 100,000 yen for cases specified by the Minister of Finance in consideration of the status of economic transactions with Japan and other circumstances, as cases in which the person in question seeks to import or export the means of payment or securities from or to a specified region by carrying those means or securities with them);

(ii)precious metal (limited to that prescribed by Ministry of Finance Order) whose weight (or if two or more precious metals are involved, the total of the weights of each) exceeds one kilogram.

(i)the name and domicile or residence of the filer of the notification (for a corporation, its name, the location of its principal office, and the name of its representative);

(ii)the kind, quantity, amount (for precious metal, weight), and destination or place of shipment of the means of payment, prescribed security, or precious metal to be imported or exported;

(iii)the implementation date for importing or exporting the means of payment, prescribed security, or precious metal;

(iv)other information that Ministry of Finance Order prescribes.

(i)a transfer of funds for personal expenses, fuel, light and water charges, or other general administrative expenses which are necessary for operating an office (excluding those connected with the establishment or expansion of a branch office, factory, or other business office);

(ii)a transfer of funds prescribed in (a) through (c) below which is conducted between a corporation's offices in Japan and in a foreign state for a transaction set forth in (a) through (c) below which the corporation's office in Japan conducts:

(i)a deposit contract with a non-resident prescribed in Article 21, paragraph (3), item (i) of the Act that is a financial institution or other person prescribed by Ministry of Finance Order: that monies will be returned on or after the day following the date of cancellation of the deposit contract, if the deposit contract gives no due date for their return; or that the due date for the return of monies will arrive on or after the day following the date of entry into the deposit contract, if the deposit contract gives a due date for their return;

(ii)a deposit contract with a non-resident other than those set forth in the preceding item as prescribed in Article 21, paragraph (3), item (i) of the Act: that the deposit contract gives a due date for the return of monies; that the due date will arrive on or after the first day after the two-day period that begins to run on the date of entry into the deposit contract; and that the amount of the deposit based on that deposit contract is not less than the amount specified by the Minister of Finance.

(i)derivatives transactions with a non-resident which are incidental to a contract with, acquisition from, or transfer to a non-resident or a contract, acquisition, or transfer involving deposits in another account;

(ii)derivatives transactions with a non-resident associated with the holding of foreign bonds or liquid securities;

(iii)transactions involving the accrual, alteration, or extinguishment of a claim based on a loan or deposit contract for foreign bonds, national government bond securities, or liquid securities with a non-resident, which is conducted for the purpose of securing the transactions set forth in the preceding two items;

(iv)negotiation of national government bond securities to a non-resident;

(v)acquisition of national government bond securities with sell-back conditions from a non-resident;

(vi)acquisition of transferred national government bond securities with buy-back conditions from a non-resident;

(vii)acquisition of national government bond securities from a non-resident or other persons prescribed by Ministry of Finance Order, which is for negotiating national government bond securities with buy-back conditions or for conducting the transaction involving the accrual, alteration, or extinguishment of a claim based on a loan or deposit contract for national government bond securities or a loan contract with a monetary security for national government bond securities, which is conducted for the purpose of securing the transactions set forth in item (i) or (ii);

(viii)acquisition of liquid securities from a non-resident, or negotiation of these to a non-resident;

(ix)acquisition of liquid securities from their issuer for negotiating liquid securities;

(x)a transaction involving the accrual, alteration, or extinguishment of a claim based on a loan contract with a monetary security for foreign bonds, national government bond securities, or liquid securities with a non-resident;

(xi)the following transactions or actions with another financial institution that has been approved to establish a special international financial transactions account (meaning a financial institution that has obtained approval from the Minister of Finance pursuant to the provisions of Article 21, paragraph (3) of the Act to establish a special international financial transactions account prescribed in that paragraph (hereinafter referred to as a "special international financial transactions account" in this Article); hereinafter the same applies in this Article and in Article 18-7, paragraph (2), item (i)), in connection with which accounting for the investment or procurement of funds is managed in the special international financial transactions account of that other financial institution:

(i)a contract with, acquisition from, or transfer to a non-resident: a deposit contract with a non-resident prescribed in Article 21, paragraph (3), item (i) of the Act which is specified by Cabinet Order; a monetary loan contract with a non-resident; the acquisition of foreign bonds or liquid securities from a non-resident; or the transfer of those bonds or securities to a non-resident;

(ii)a contract, acquisition, or transfer involving deposits in another account: a contract involving transactions set forth in item (xi), (a) or (b) of the preceding paragraph with another financial institution that has been approved to establish a special international financial transactions account, if the accounting for the investment or procurement of funds involving those transactions is managed in the special international financial transactions account of that other financial institution; or an acquisition or transfer of foreign bonds or of liquid securities from or to another financial institution that has been approved to establish a special international financial transactions account, if the accounting for the investment or procurement of funds in connection with that action is managed in the special international financial transactions account of that other financial institution;

(iii)derivatives transactions: transactions involving the accrual, alteration, or extinguishment of a claim based on a contract for the purchase and sale of a means of payment or claims or a futures contract on a financial indicator or similar metric, which are prescribed by Ministry of Finance Order;

(iv)liquid securities: specified corporate bonds prescribed in Article 2, paragraph (9) of the Act on the Securitization of Assets (Act No. 105 of 1998), or beneficiary certificates prescribed in paragraph (15) of that Article for which the specified assets prescribed in paragraph (1) of that Article are only foreign bonds; or beneficiary certificates prescribed in Article 2, paragraph (7) of the Act on Investment Trusts and Investment Corporations (Act No. 198 of 1951) connected with a securities investment trust prescribed in paragraph (4) of that Article in which only foreign bonds are targeted for investment.

(i)the amount of the transfer of funds from the special international financial transactions account to other accounts as of the closing time every day (or if the day in question is a holiday, as of the closing time on the previous day; hereinafter the same applies in this paragraph) does not exceed the amount arrived at when the rate specified by the Minister of Finance is multiplied by the amount arrived at when the total amount in the month previous to the month to which the relevant day belongs of funds invested into non-residents prescribed in Article 21, paragraph (3) of the Act whose accounting has been settled in the special international financial transactions account as of the closing time every day in that previous month, is divided by the number of days in that previous month (or by the amount specified by the Minister of Finance, if the amount arrived at when the total amount in that previous month is divided by the number of days in that previous month is not more than the amount specified by the Minister of Finance) (and for the period from the day when a financial institution that has been approved to establish a special international financial transactions account starts accounting for that account to the last day of the month following the month to which that starting day belongs, the amount of the funds transfer in question does not exceed the amount designated by the Minister of Finance in consideration of the state of money loan in foreign currency provided by that financial institution or other circumstances);

(ii)the monthly total of the amounts of funds transferred from the special international financial transactions account to other accounts as of the closing time every day does not exceed the total amount of funds transferred from other accounts to the special international financial transactions account in that month.

(i)conclusion of a deposit contract as prescribed in Article 20, item (i) or (iv) of the Act (limited to those on the acceptance of deposits);

(ii)conclusion of a trust contract as prescribed in Article 20, item (i) or (iv) of the Act (excluding contracts whose beneficial interest is the right indicated on securities prescribed in Article 2, paragraph (1) of the Financial Instruments and Exchange Act (excluding those set forth in items (xii) through (xiv) of that paragraph; hereinafter the same applies in this Article) or the right deemed to be securities pursuant to the provisions of Article 2, paragraph (2) of the Financial Instruments and Exchange Act (excluding those set forth in items (i) and (ii) of that paragraph), and trust contracts prescribed in Article 2, paragraph (1) of the Secured Debenture Trust Act (Act No. 52 of 1905); hereinafter referred to as the "trust contracts" in this Article);

(iii)designation or change of the beneficiary of a trust contract (excluding those connected with actions prescribed in Article 2, paragraph (8), item (i) of the Financial Instruments and Exchange Act);

(iv)conclusion of a money loan contract as prescribed in Article 20, paragraph (2) or (4) of the Act (limited to a contract for a bank or other prescribed financial institution, trust company, or FIBO (meaning a bank or other prescribed financial institution, trust company, or FIBO as prescribed in Article 22-2, paragraph (1) of the Act; hereinafter the same applies in this Article) to loan money);

(v)conclusion of a contract for the purchase and sale of a means of payment or claim as prescribed in Article 20, item (iii) or (iv) of the Act or any other such purchase and sale contract (excluding those connected with money exchange business as prescribed in Article 22-3 of the Act);

(vi)conclusion of a contract on the act of having a customer or equivalent person conduct the acquisition or negotiation of securities prescribed in Article 20, item (v) of the Act;

(vii)conclusion of a futures contract on a financial indicator or similar metric as prescribed in Article 20, item (viii) or (ix) of the Act; being entrusted with transactions connected with a futures contract on a financial indicator or similar metric; or coming to act as an intermediary, commitment agent, or other agent for that entrustment;

(viii)an action taken based on the conclusion of a contract involving capital transactions (excluding those connected with money exchange business prescribed in Article 22-3 of the Act), which constitutes the receiving or paying of cash, bearer checks (meaning checks drawn as bearer checks set forth in Article 5, paragraph (1), item (iii) of the Checks Act (Act No. 57 of 1933) or checks deemed to be bearer checks pursuant to the provisions of paragraph (2) or (3) of that Article; hereinafter the same applies in this item), cashier's checks (meaning checks that the relevant bank has drawn against their own account pursuant to the provisions of Article 6, paragraph (3) of that Act; hereinafter the same applies in this item), traveler's checks, certificates, or interest coupons of public and corporate bonds without the owner's name (meaning public and corporate bonds set forth in Article 2, paragraph (1), item (ix) of the Income Tax Act), if that receiving or paying amount exceeds that equivalent to two million yen (if bearer checks and cashier's checks are involved, they are limited to those without crossing prescribed in Article 37, paragraph (1) of the Checks Act);

(ix)an action set forth in the preceding items which is taken with a customer or equivalent person or a representative or other responsible party (meaning a representative or other responsible party as prescribed in Article 18, paragraph (2) of the Act; the same applies in the following item) in a case in which the customer or equivalent person or the representative or other responsible party is suspected of having falsified the identifying information (meaning the identifying information prescribed in paragraph (1) of that Article) at the time of identity verification (meaning the identity verification under Article 18, paragraph (1) and Article 22-2, paragraph (1) of the Act; the same applies in the following paragraph);

(x)an action set forth in items (i) through (viii) which is taken in a case in which the other party involved in the action is suspected of pretending to be the person in whose name the action is being taken or to be the representative or other responsible party.

(i)a case in which the bank or other prescribed financial institution, trust company, or FIBO has already verified the person's identity and also has preserved an identity verification record (meaning an identity verification record as prescribed in Article 18-3, paragraph (1) of the Act) in connection with its verification of the person's identity;

(ii)a case in which the bank or other prescribed financial institution, trust company, or FIBO has already taken an action with a person as set forth in Article 7-3 (excluding a person as set forth in item (iii) of that Article; hereinafter the same applies in this paragraph) and has, in taking that action, verified the identity of a natural person that is deemed to be a customer or equivalent person pursuant to the provisions of Article 18, paragraph (3) of the Act as applied mutatis mutandis pursuant to Article 22-2, paragraph (2) of the Act, and also has preserved an identity verification record in connection with its verification of the person's identity;

(iii)a case in which the bank or other prescribed financial institution, trust company, or FIBO takes an action prescribed in the preceding paragraph by entrusting a second bank or other prescribed financial institution, trust company, or FIBO with taking it, if the second bank or other prescribed financial institution, trust company, or FIBO has already verified the identity of a customer or equivalent person and also has preserved an identity verification record in connection with its verification of the person's identity;

(iv)a case in which the bank or other prescribed financial institution, trust company, or FIBO takes the action prescribed in the preceding paragraph by entrusting a second bank or other prescribed financial institution, trust company, or FIBO with taking it, if the second bank or other prescribed financial institution, trust company, or FIBO has already taken an action with a person as set forth in Article 7-3 and has, in taking the action, verified the identity of a natural person that is deemed to be customer or equivalent person pursuant to the provisions of Article 18, paragraph (3) of the Act as applied mutatis mutandis pursuant to Article 22-2, paragraph (2) of the Act, and also has preserved an identity verification record in connection with its verification of the person's identity;

(v)a case in which the bank or other prescribed financial institution, trust company, or FIBO succeeds to the business of a second bank or other prescribed financial institution, trust company, or FIBO due to a merger, transfer of business, or other equivalent reason, if the second bank or other prescribed financial institution, trust company, or FIBO has already verified the identity of a customer or equivalent person and has handed over the identity verification record that it has prepared in connection with its verification of the person's identity to the first bank or other prescribed financial institution, trust company, or FIBO; and the first bank or other prescribed financial institution, trust company, or FIBO preserves the record of the identity verification;

(vi)a case in which the bank or other prescribed financial institution, trust company, or FIBO succeeds to the business of a second bank or other prescribed financial institution, trust company, or FIBO due to a merger, transfer of business, or other equivalent reason, if the second bank or other prescribed financial institution, trust company, or FIBO has already taken the action with a person set forth in Article 7-3 and has, in taking that action, verified the identity of a natural person that is deemed to be a customer or equivalent person pursuant to the provisions of Article 18, paragraph (3) of the Act as applied mutatis mutandis pursuant to Article 22-2, paragraph (2) of the Act, and has handed over the identity verification record that it has prepared in connection with its verification of the person's identity to the first bank or other prescribed financial institution, trust company, or FIBO; and the first bank or other prescribed financial institution, trust company, or FIBO preserves the identity verification record.

(i)business that belongs to the business type prescribed by Ministry of Finance Order as the specified business type in question, in a case in which the act of making an outward direct investment in connection with business that belongs to a specified business type is likely to cause one of the situations set forth in the items of Article 23, paragraph (4) of the Act;

(ii)business conducted in the region prescribed by Ministry of Finance Order as the specified region in question, in a case in which the act of making an outward direct investment in connection with business conducted in a specified region is likely to cause one of the situations set forth in the items of Article 23, paragraph (4) of the Act;

(iii)business that belongs to the business type prescribed by Ministry of Finance Order as the specified business type in question and which is conducted in the region prescribed by Ministry of Finance Order as the specified region in question, in a case in which the act of making an outward direct investment in connection with business that belongs to a specified business type and that is conducted in a specified region is likely to cause one of the situations set forth in the items of Article 23, paragraph (4) of the Act.

(i)the name and domicile or residence of a filer of a notification (for a corporation, its name, the location of its principal office, and the name of its representative);

(ii)the content of the outward direct investment;

(iii)timing of making the outward direct investment;

(iv)the reason for making the outward direct investment;

(v)other information that Ministry of Finance Order prescribes.

(i)acquisition of securities issued by a corporation established based on foreign laws and regulations (hereinafter referred to as a "foreign corporation" in this paragraph) in cases in which the number of shares held or the amount of contributions made by the resident in the foreign corporation accounts for not less than one-tenth of the total number of issued shares or the total amount of contributions in that foreign corporation, or in cases that fall under those specified by Minister of Finance Order as cases equivalent to these;

(ii)acquisition of securities issued by a foreign corporation in which the number of shares held or the amount of contributions made by the resident accounts for not less than one-tenth of the total number of issued shares or the total amount of contributions in that foreign corporation, or by a foreign corporation prescribed by Ministry of Finance Order as equivalent to such a foreign corporation; or the lending of money to either such foreign corporation;

(iii)beyond what is set forth in the preceding two items, acquisition of securities issued by a foreign corporation which has a permanent relationship with the resident through sending of officers, long-term supplying of raw materials, or other actions prescribed by Ministry of Finance Order; or the lending of money to such a foreign corporation.

(i)if the person to be served with a document prescribed in paragraph (1) cannot be found at the place where service is to be effected: delivering that document to the person's employee or other such worker, or to a cohabitant that has sufficient discernment concerning the receipt of the document (referred to as an "employee or other such person" in the following item);

(ii)if the person to be served with a document prescribed in paragraph (1) or their employee or other such person is not at the place where service is to be effected or refuses to receive the document without a legitimate reason for doing so: leaving the document at the place where service is to be effected.

(i)a contract to lend money that a resident that imports goods enters into with the other party to the import contract for the goods, which is directly associated with the import contract for the goods, and under which the total amount of claims is offset by all or part of the charges for the imported goods (including acts substantially recognized as constituting offsetting; the same applies in the following item);

(ii)a contract to borrow money from the other party to an import contract for goods that the resident that exports those goods enters into, which is directly associated with the export contract for the goods, and under which the total amount of the debt is offset by all or part of the charges for exported goods;

(iii)the following debt guarantee contracts that a resident that imports or exports goods enters into with a non-resident:

(iv)money loan contracts or debt contracts that a resident that is a party to a contract involving the transfer of a mining right, industrial property right, or similar other right similar to them, or involving the establishment of a right to use any of these rights (hereinafter referred to as the "transfer of or establishment of a license against a mining or IP right" in this Article) enters into with the other party based on that contract in order to transfer or establish a license against a mining or IP right, and under which the total amount of claims or debts is offset by all or part of the consideration for the transfer or establishment of the license against a mining or IP right;

(v)guarantee contracts that a resident that is a party to a contract for transferring or establishing a license against a mining or IP right enters into with a non-resident based on that contract.

(i)a transaction that is connected with the buying and selling, leasing, or donation of the goods set forth in the middle column of row 1 of Appended Table 1 of the Cabinet Order on Export Trade Control and that involves the transfer of those goods between foreign states;

(ii)a transaction that is connected with the buying and selling, leasing, or donation of the goods set forth in the middle column of rows 2 to 16 of Appended Table 1 of the Cabinet Order on Export Trade Control, that involves the transfer of those goods between foreign states (excluding those in which the goods connected with the transactions are shipped from or exported to the regions set forth in Appended Table 3 of that Cabinet Order), and that falls under any of the following:

(i)a small payment provided for by Ministry of Finance Order or Order of the Ministry of Economy, Trade and Industry;

(ii)a payment that a person importing or exporting goods makes or receives which is directly associated with the import or export;

(iii)any other payment prescribed by Ministry of Finance Order or Order of the Ministry of Economy, Trade and Industry as one that, even if it is not reported under Article 55, paragraph (1) of the Act, will not cause any particular impediment to achieving the purpose of the Act.

(i)the name and domicile or residence of the reporting person (for a corporation, its name, the location of its principal office, and the name of its representative);

(ii)whether the payment has been made or received, and its amount;

(iii)the date on which the payment was made or received;

(iv)other matters prescribed by Ministry of Finance Order or Order of the Ministry of Economy, Trade and Industry.

(i)a capital transaction that is set forth in Article 55-3, paragraph (1), items (i) through (ix) of the Act and that constitutes a small scale transaction prescribed by Ministry of Finance Order according to the classifications of capital transactions prescribed by Ministry of Finance Order;

(ii)a capital transaction that is set forth in Article 55-3, paragraph (1), item (iv) of the Act and that is other than a transaction involving the accrual, alteration, or extinguishment of a claim based on a contract for the purchase and sale of a foreign means of payment or for claims between one resident and another resident;

(iii)a capital transaction prescribed by Ministry of Finance Order as one that will not cause any particular impediment to achieving the purpose of the Act even without a report being made pursuant to Article 55-3, paragraph (1) of the Act.

(i)the name and domicile or residence of the reporting person (for a corporation, its name, the location of its principal office, and the name of its representative);

(ii)the content of the capital transaction;

(iii)the date on which the capital transaction was conducted;

(iv)other matters prescribed by Ministry of Finance Order.

(i)the name of the reporting person, the location of its principal office, and the name of its representative;

(ii)the names of the parties to the capital transaction, and their domicile or residence;

(iii)the content of the capital transaction;

(iv)the date on which the capital transaction was conducted;

(v)other matters prescribed by Ministry of Finance Order.

(i)the name and domicile or residence of the reporting person (for a corporation, its name, the location of its principal office, and the name of its representative);

(ii)the content of the specified capital transaction;

(iii)the date on which the specified capital transaction was conducted;

(iv)other matters specified by Order the Ministry of Economy, Trade and Industry.

(i)foreign exchange transactions;

(ii)issuance of foreign means of payment;

(iii)buying and selling of foreign means of payment or claims (excluding the buying and selling of claims payable in Japanese currency between residents);

(iv)acceptance of deposits (excluding acceptance of deposits payable in Japanese currency from a resident);

(v)lending of money (excluding the lending of money payable in Japanese currency to a resident);

(vi)buying and selling of securities (excluding buying and selling between residents in exchange for Japanese currency);

(vii)acquisition of securities by a resident from a non-resident, or acting as an intermediary, commission agent, or other agent for a resident's transfer of securities to a non-resident.

(i)an approved financial institution for the special international financial transactions account;

(ii)beyond what is set forth in the preceding item, a person that has a total for the amounts specified by Ministry of Finance Order as those of the transactions conducted or actions taken within a period prescribed by Ministry of Finance Order according to the following classifications of transactions or actions, or an outstanding balance of claims or debts based on those transactions or actions at the point of time prescribed by Ministry of Finance Order according to the following classifications of transactions or actions, which exceeds the amount prescribed by Ministry of Finance Order:

(iii)persons designated by a public notice or notice by the Minister of Finance as equivalent to those set forth in the preceding item.

(i)statistics on foreign borrowing and lending as of December 31 of every year;

(ii)statistics on the international balance of trade of every month and every year.

(i)a person that is undertaking or has undertaken a transaction, action, or the making or receipt of a payment to which this Act applies, or any related person;

(ii)a person equivalent to one as set forth in the preceding item.

(i)acceptance of notifications under Article 19, paragraph (3) of the Act;

(ii)granting of permissions under Article 8, paragraph (2).

(i)administrative functions connected with acceptance of notifications based on Article 23, paragraph (1) of the Act;

(ii)administrative functions connected with notice of shortening of the period based on Article 23, paragraph (3) of the Act;

(iii)administrative functions connected with sending of documents giving the substance of recommendations based on Article 23, paragraph (4) of the Act;

(iv)administrative functions connected with acceptance of notices concerning compliance with recommendations based on Article 23, paragraph (6) of the Act;

(v)administrative functions connected with sending of documents giving the substance of orders based on Article 23, paragraph (9) of the Act;

(vi)administrative functions connected with the granting of the permission under Article 25, paragraph (5) of the Act, Article 6, paragraph (2), Article 11, paragraph (3), Article 15, paragraph (2), or Article 18, paragraph (4) of this Cabinet Order;

(vii)administrative functions connected with acceptance (excluding acceptance of requests for reports by the director-general of the local finance bureau or the Director-General of the Fukuoka Local Finance Branch Bureau under paragraph (5) of the preceding Article) of reports based on Article 55, Article 55-3, Article 55-4, Article 55-7, or Article 55-8 of the Act (limited to the part connected with Article 18-8 of this Cabinet Order);

(viii)administrative functions connected with preparation of statistics on foreign borrowing and lending and international balance of trade based on Article 55-9 of the Act;

(ix)administrative functions connected with the granting of the permission under Article 6-2, paragraph (4), Article 11-3, paragraph (2), Article 16, paragraph (2), or Article 18-3, paragraph (2);

(x)the necessary administrative functions for the entry into force of the Act and this Cabinet Order, other than administrative functions set forth in the preceding items.