第一条この府令において、次の各号に掲げる用語の意義は、当該各号に定めるところによる。

Article 1In this Cabinet Office Order, the meanings of the terms listed in the following items are as prescribed in each of the relevant items:

第二条法第二十七条の三十一第一項に規定する内閣府令で定める情報は、次の各号に掲げる有価証券の区分に応じ、当該各号に定める情報とする。ただし、第一号又は第二号に掲げる有価証券について、当該情報とすることが公益又は投資者保護のため適当でないと認められる場合には、金融庁長官の指示するところによるものとする。

Article 2(1)The information prescribed by Cabinet Office Order, referred to in Article 27-31, paragraph (1) of the Act, is the information prescribed in the following items in accordance with the category of securities listed in each of those items; provided, however, that where it is found to be inappropriate as regards the public interest or protection of investors to provide such information on securities listed in item (i) or item (ii) as the relevant information, it is prescribed by the instructions of the Commissioner of the Financial Services Agency:

２前項各号に定める情報には、次の各号に掲げる有価証券の区分に応じ、当該各号に定める事項に関する情報を含むものとする。

(2)The information prescribed in the items of the preceding paragraph is to include the information prescribed in the following items, in accordance with the category of securities listed in each of those items:

第三条特定証券情報の提供又は公表をしようとする発行者は、次の各号に掲げる有価証券の区分に応じ、当該各号に定める方法により行わなければならない。

Article 3An issuer that intends to provide or publicize specified information on securities must do so by the methods prescribed in the following items in accordance with the category of securities listed in each of those items:

第四条法第二十七条の三十一第三項に規定する内閣府令で定める期間は、一年間とする。

Article 4(1)The period specified by Cabinet Office Order, referred to in Article 27-31, paragraph (3) of the Act, is one year.

２法第二十七条の三十一第三項に規定する発行者が特定証券情報を提供し、又は公表しようとする場合には、当該特定証券情報に、次の各号に掲げる有価証券の区分に応じ、当該各号に定める方法により、当該発行者（当該有価証券が特定有価証券である場合にあっては、当該有価証券又は当該有価証券の発行者が発行する同一種類の有価証券（法第四条第三項第三号に規定する同一種類の有価証券をいう。））に係る参照情報（法第二十七条の三十一第三項に規定する参照情報をいう。）を参照すべき旨を表示しなければならない。

(2)Where an issuer as prescribed in Article 27-31, paragraph (3) of the Act intends to provide or publicize specified information on securities, the issuer must note in the specified information on securities that reference should be made to the reference information (meaning reference information as prescribed in Article 27-31, paragraph (3) of the Act) in connection with the issuer (or where the securities are specified securities, in connection with the securities or with the same class of securities (meaning the same class of securities as referred to in Article 4, paragraph (3), item (iii) of the Act) as those issued by the issuer of the securities), by the methods prescribed in the following items in accordance with the category of securities listed in each of those items:

３法第二十七条の三十一第三項に規定する内閣府令で定める情報は、次の各号に掲げる有価証券の区分に応じ、当該各号に定める情報とする。

(3)The information specified by Cabinet Office Order, referred to in Article 27-31, paragraph (3) of the Act, is the information prescribed in the following items in accordance with the category of securities listed in each of those items:

第五条法第二十七条の三十一第四項に規定する内閣府令で定める場合は、次の各号に掲げる場合とし、同項に規定する内閣府令で定める期間は、それぞれ当該各号に定める期間とする。

Article 5(1)The cases specified by Cabinet Office Order, referred to in Article 27-31, paragraph (4) of the Act, are the cases listed in the following items, and the period specified by Cabinet Office Order, referred to in that paragraph, is the period prescribed in each of those items:

２法第二十七条の三十一第四項の規定により訂正特定証券情報（同項に規定する訂正特定証券情報をいう。以下この項において同じ。）の提供又は公表をしなければならない発行者は、次の各号に掲げる有価証券の区分に応じ、当該各号に定める方法により、当該訂正特定証券情報に係る特定証券情報を提供し、又は公表した方法と同一の方法により、当該訂正特定証券情報を当該特定証券情報に係る特定勧誘等（同条第一項に規定する特定勧誘等をいう。第八条第一項第二号において同じ。）の相手方及び当該特定勧誘等に係る有価証券の所有者に対して提供し、又は公表しなければならない。

(2)An issuer who is to provide or publicize amended specified information on securities (meaning amended specified information on securities as prescribed in Article 27-31, paragraph (4) of the Act; hereinafter the same applies in this paragraph) pursuant to the provisions of that paragraph must provide or publicize the amended specified information on securities to the other party to the Specified solicitation or offer, etc. (meaning specified solicitation or offer, etc. as prescribed in Article 27-31, paragraph (1) of the Act; the same applies in Article 8, paragraph (1), item (ii)) in connection with the specified information on securities to which the amended specified information on securities is related and to the holder of the securities under the specified solicitation or offer, etc., by the method prescribed in the following items, in accordance with the category of securities listed in each of those items, that is the same as the method that the issuer used to provide or publicize such specified information on securities:

３前項に規定する所有者とは、次の各号に掲げる有価証券の区分に応じ、当該各号に定める者をいう。

(3)The holder prescribed in the preceding paragraph is the person prescribed in the following items in accordance with the category of securities listed in each of those items:

第六条前条第一項の規定は、法第二十七条の三十一第五項に規定する内閣府令で定める場合及び内閣府令で定める期間について準用する。この場合において、前条第一項中「提供又は公表」とあるのは、「公表」と読み替えるものとする。

Article 6The provisions of paragraph (1) of the preceding Article applies mutatis mutandis to the cases and the period specified by Cabinet Office Order, referred to in Article 27-31, paragraph (5) of the Act; provided, however, that the term "the provision or publication" in paragraph (1) of the preceding Article is deemed to be replaced with "the publication."

第七条法第二十七条の三十二第一項の規定により発行者情報の提供又は公表をすべき発行者は、次の各号に掲げる有価証券の区分に応じ、当該各号に定める方法により行わなければならない。

Article 7(1)An issuer who is to provide or publicize issuer's information pursuant to the provisions of Article 27-32, paragraph (1) of the Act must do so by the method prescribed in the following items, in accordance with the category of securities listed in each of those items:

２法第二十七条の三十二第一項に規定する内閣府令で定める情報は、次の各号に掲げる有価証券の区分に応じ、当該各号に定める情報とする。ただし、第一号又は第二号に掲げる有価証券について、当該情報とすることが公益又は投資者保護のため適当でないと認められる場合には、金融庁長官の指示するところによるものとする。

(2)The information specified by Cabinet Office Order, referred to in Article 27-32, paragraph (1) of the Act, is the information prescribed in the following items in accordance with the category of securities listed in each of those items; provided, however, that where it is found to be inappropriate as regards the public interest or protection of investors to provide the information on the securities listed in items (i) or (ii) as the relevant information, it is prescribed by the instructions of the Commissioner of the Financial Services Agency:

３前項各号に定める情報には、次の各号に掲げる有価証券の区分に応じ、当該各号に定める事項に関する情報を含むものとする。

(3)The information prescribed in the items of the preceding paragraph is to include the information prescribed in the following items in accordance with the category of securities listed in each of those items:

４法第二十七条の三十二第一項本文に規定する内閣府令で定める場合は、次の各号に掲げる場合とし、同項に規定する内閣府令で定める期間は、それぞれ当該各号に定める期間とする。

(4)The cases prescribed by Cabinet Office Order, referred to in the main clause of Article 27-32, paragraph (1) of the Act, are the cases listed in the following items, and the period prescribed by Cabinet Office Order, referred to in that paragraph, is the period prescribed in each of those items:

５法第二十七条の三十二第一項ただし書に規定する内閣府令で定める場合は、次の各号に掲げる場合とする。

(5)The cases prescribed by Cabinet Office Order, referred to in the main clause of Article 27-32, paragraph (1) of the Act are the cases listed in the following items:

６前項第三号の承認は、同号に規定する発行者が同号に規定する申請に係る承認申請書に、次の各号に掲げる発行者の区分に応じ、当該各号に定める書類を添付して提出することを条件として、行われるものとする。

(6)The approval referred to in item (iii) of the preceding paragraph is to be given on the condition that the issuer prescribed in that item has submitted the written application for approval prescribed in that item, with the documents prescribed in the following items attached thereto, in accordance with the category of issuers listed in each of those items:

第八条法第二十七条の三十二第二項に規定する内閣府令で定める場合は、同条第一項本文の規定の適用を受けない発行者が発行する有価証券が特定投資家向け有価証券に該当することとなった場合で、次の各号（法第四条第三項第四号に掲げる有価証券に該当することとなった場合にあっては、第一号に限る。）に掲げる場合のいずれかに該当するときとする。

Article 8(1)The cases prescribed by Cabinet Office Order, referred to in Article 27-32, paragraph (2) of the Act are those where securities issued by an issuer that is excluded from the application of the main clause of paragraph (1) of that Article have come to fall under the category of securities for professional investors, and which fall under any of the cases listed in the following items (limited to item (i) when the securities have come to fall under the category of securities listed in Article 4, paragraph (3), item (iv) of the Act):

２法第二十七条の三十二第二項の規定により発行者情報を提供し、又は公表すべき発行者は、次の各号に掲げる有価証券の区分に応じ、当該各号に定める方法により、当該発行者情報を当該有価証券の所有者（第五条第三項に規定する所有者をいう。次条において同じ。）に対して提供し、又は公表しなければならない。

(2)An issuer who is to provide or publicize issuer's information pursuant to the provisions of Article 27-32, paragraph (2) of the Act must provide or publicize the issuer's information to a holder (meaning a holder as prescribed in Article 5, paragraph (3); the same applies in the following Article) of the securities by the method prescribed in the following items in accordance with the category of securities listed in each of those items:

第九条法第二十七条の三十二第三項の規定により訂正発行者情報（同項に規定する訂正発行者情報をいう。以下この条において同じ。）の提供又は公表をしなければならない発行者は、次の各号に掲げる有価証券の区分に応じ、当該各号に定める方法により、当該訂正発行者情報に係る発行者情報を提供し、又は公表した方法と同一の方法により当該訂正発行者情報を当該発行者情報を提供した相手方及び当該有価証券の所有者に対して提供し、又は公表しなければならない。

Article 9An issuer who is to provide or publicize amended issuer's information (meaning amended issuer's information as prescribed in Article 27-32, paragraph (3) of the Act; hereinafter the same applies in this Article) pursuant to the provisions of that paragraph must provide or publicize the amended issuer's information to the other party to whom they have provided the issuer's information to which the amended issuer's information is related and to the holder of the securities, by the method prescribed in the following items in accordance with the category of securities listed in each of those items that is the same as the method that the issuer used to provide or publicize such issuer's information:

第十条法第二十七条の三十二第四項に規定する内閣府令で定める場合は、次の各号に掲げる場合とし、同項に規定する内閣府令で定める期間は、それぞれ当該各号に定める期間とする。

Article 10The cases prescribed by Cabinet Office Order, referred to in Article 27-32, paragraph (4) of the Act, are the cases listed in the following items, and the period prescribed by Cabinet Office Order, referred to in that paragraph, is the period prescribed in each of those items:

第十条の二法第二十七条の三十三において準用する法第二十一条第四項第三号に規定する内閣府令で定める有価証券は、次に掲げる有価証券とする。

Article 10-2(1)The securities specified by Cabinet Office Order, referred to in Article 21, paragraph (4), item (iii) of the Act as applied mutatis mutandis pursuant to Article 27-33 of the Act, are the following securities:

２法第二十七条の三十三において準用する法第二十一条第四項第三号に規定する内閣府令で定める権利は、次に掲げる権利とする。

(2)The rights provided by Cabinet Office Order, referred to in Article 21, paragraph (4), item (iii) of the Act as applied mutatis mutandis pursuant to Article 27-33 of the Act, are the following rights:

第十一条法第二十七条の三十四において読み替えて準用する法第二十一条の二第四項に規定する多数の者の知り得る状態に置く措置は、次の各号に掲げる有価証券の区分に応じ、当該各号に定める方法その他の手段により行われる措置とする。

Article 11The measures for making information available to a large number of persons, referred to in Article 21-2, paragraph (4) of the Act as applied mutatis mutandis by replacing certain terms pursuant to Article 27-34 of the Act, are measures that are taken by the methods prescribed in the following items in accordance with the category of securities listed in each of those items, or by any other means:

第十二条法第二十七条の三十二の二第一項に規定する内閣府令で定める情報は、別表の上欄に掲げる有価証券の区分に応じ当該区分の下欄に掲げる情報とする。

Article 12(1)The information prescribed by Cabinet Office Order, referred to in Article 27-32-2, paragraph (1) of the Act, is the information listed in the right-hand column of the appended table, in accordance with the category of securities listed in the left-hand column of the table.

２前項に規定する情報は、外国証券情報を提供し、又は公表しなければならない者が提供し、又は公表することができる直近の事業年度（会計年度その他これに類する期間を含む。）に係る情報でなければならない。

(2)The information prescribed in the preceding paragraph must be the information related to the most recent business year (including the fiscal year or any other equivalent period) that the person who is to provide or publicize foreign securities information can provide or publicize.

３外国証券情報の全部又はその一部の内容が、当該有価証券の発行者その他これに準ずる者により公表されている情報（次の各号に掲げるすべての要件に該当するものに限る。以下この項において「公表情報」という。）に含まれている場合には、公表情報を参照する旨及び当該公表情報が公表されているホームページアドレスに関する情報を、外国証券情報の全部又はその一部とみなすことができる。

(3)Where the contents of the whole or a part of the foreign securities information are included in the information already publicized by the issuer of the securities or any other equivalent person (limited to information that satisfies all the requirements listed in the following items; hereinafter referred to as the "publicized information" in this paragraph), a statement to the effect that reference should be made to the publicized information and information about the address of the website on which the publicized information is available may be deemed to be the whole or a part of the foreign securities information:

第十三条法第二十七条の三十二の二第一項ただし書に規定する内閣府令で定める場合は、次の各号に掲げる場合のいずれかに該当するときとする。

Article 13The cases prescribed by Cabinet Office Order, referred to in the main clause of Article 27-32-2, paragraph (1) of the Act, are those that fall under any of the cases listed in the following items:

第十四条法第二十七条の三十二の二第二項に規定する内閣府令で定める者は、次の各号に掲げる者とする。

Article 14The persons prescribed by Cabinet Office Order, referred to in Article 27-32-2, paragraph (2) of the Act, are those listed in the following items:

第十五条法第二十七条の三十二の二第二項に規定する重要な影響を及ぼす事実が発生した場合として内閣府令で定める場合は、次の各号に掲げる場合とする。

Article 15(1)The cases where an event has occurred that is prescribed by Cabinet Office Order as one that may have a material influence on the investors' investment judgments, referred to in Article 27-32-2, paragraph (2) of the Act, are as follows:

２前項各号に掲げる場合に該当する場合における法第二十七条の三十二の二第二項の規定により提供し、又は公表する外国証券情報については、第十二条第一項に規定する情報に代えて、次の各号に掲げる情報とすることができる。

(2)With regard to foreign securities information to be provided or publicized pursuant to the provisions of Article 27-32-2, paragraph (2) of the Act in cases falling under any of those listed in the items of the preceding paragraph, the information listed in the following items may be provided or publicized in lieu of the information prescribed in Article 12, paragraph (1):

第十六条法第二十七条の三十二の二第二項ただし書に規定する内閣府令で定める場合は、次の各号に掲げる場合とする。

Article 16The cases prescribed by Cabinet Office Order, referred to in the proviso to Article 27-32-2, paragraph (2) of the Act, are as follows:

第十七条法第二十七条の三十二の二第三項の規定により外国証券情報を提供し、又は公表をしようとする金融商品取引業者等は、次の各号に掲げるいずれかの方法により外国証券情報の提供又は公表をしなければならない。

Article 17(1)A financial instruments business operator, etc. who intends to provide or publicize foreign securities information pursuant to the provisions of Article 27-32-2, paragraph (3) of the Act must do so in any of the ways listed in the following items:

２法第二十七条の三十二の二第二項の規定により外国証券情報を提供し、又は公表する金融商品取引業者等は、同項の請求があったとき又は第十五条第一項各号に掲げる場合に該当することとなったときには、遅滞なく外国証券情報を提供し、又は公表しなければならない。

(2)A financial instruments business operator, etc. who wishes to provide or publicize foreign securities information pursuant to the provisions of Article 27-32-2, paragraph (2) of the Act must, when the operator has received a request as prescribed in that paragraph or when the case has come to fall under any of the cases listed in the items of Article 15, paragraph (1), provide or publicize foreign securities information without delay.