(i)matters related to acquisition of Claims to Be Compensated (meaning Claims to Be Compensated prescribed in Article 79-56, paragraph (1) of the Act; the same shall apply hereinafter) under the provisions of Article 79-57, paragraph (4) of the Act;

(ii)matters related to loan of funds under the provisions of Article 79-59, paragraph (1) of the Act;

(iii)matters related to judicial or extra-judicial acts prescribed in Article 79-60 of the Act;

(iv)matters related to business for contributing to expeditious refunding of Customer Assets prescribed in Article 79-61 of the Act;

(v)methods of submission of a customer list under the provisions of Chapter IV, Section 5, Chapter V, Section 3 and Chapter VI, Section 3 of the Act on Special Measures, etc. Concerning Reorganization Proceedings of Financial Institutions, etc. (Act No. 95 of 1996) and other business under these provisions;

(vi)matters related to entrustment of business under the provisions of Article 79-50, paragraph (1) of the Act; and

(vii)other matters deemed necessary.

(i)in cases where Customer Assets pertaining to Claims to Be Compensated (meaning Customer Assets prescribed in Article 79-20, paragraph (3) of the Act; the same shall apply hereinafter) are money:the amount of said Customer Assets

(ii)in cases where Customer Assets pertaining to Claims to Be Compensated are Securities listed on a Financial Instruments Exchange (meaning Financial Instruments Exchange prescribed in Article 2, paragraph (16) of the Act, including similar markets established in foreign states; hereinafter the same shall apply in this item and Article 4-2, paragraph (1), item (i)):the amount calculated based on the closing prices on said Financial Instruments Exchange on the date that the Investor Protection Fund (hereinafter referred to as "Fund") makes a public notice under the provisions of Article 79-55, paragraph (1) of the Act (if said closing prices do not exist, indicative price quotations published by the Authorized Financial Instruments Business Association (meaning Authorized Financial Instruments Business Association prescribed in Article 2, paragraph (13) of the Act; hereinafter the same shall apply in the following item and Article 4-2, paragraph (1), item (ii)) on the date of said public notice, or the closing prices on said Financial Instruments Exchange on the nearest date prior to the date of said public notice, whichever is specified by the Fund; hereinafter the same in Article 4-2, paragraph (1), item (i))

(iii)in cases where Customer Assets pertaining to Claims to Be Compensated are Over-the-Counter Traded Securities (meaning Over-the-Counter Traded Securities prescribed in Article 2, paragraph (8), item (x), sub-item (c) of the Act; hereinafter the same shall apply in this item and Article 4-2, paragraph (1), item (ii)):the amount calculated based on the closing price published by the Authorized Financial Instruments Business Association to which the Over-the-Counter Traded Securities pertaining to said Claims to Be Compensated is registered (when said Over-the-Counter Traded Securities are registered to more than one Authorized Financial Instruments Business Association, the Authorized Financial Instruments Business Association specified by the Fund; hereinafter the same shall apply in this item and Article 4-2, paragraph (1), item (ii)) on the date the Funds makes a public notice under the provisions of Article 79-55, paragraph (1) of the Act (if said closing price does not exist, the closing price published by said Authorized Financial Instruments Business Association on the nearest date prior to the date of said public notice; hereinafter the same shall apply in Article 4-2, paragraph (1), item (ii))

(iv)in cases where Customer Assets pertaining to Claims to Be Compensated are properties other than money and Securities prescribed in the preceding three items:the amount calculated based on the closing price published on the date that the Fund makes a public notice under the provisions of Article 79-55, paragraph (1) of the Act that is deemed as a fair price by the Fund or the equivalent amount calculated by a reasonable method

(i)In cases where the Customer Assets pertaining to Claims to Be Compensated include Claims Subject to Compensation prescribed in Article 60, paragraph (1) of the Act on Book-Entry of Company Bonds, Shares, etc. (Act No. 75 of 2001) and Customer Assets equivalent to said Claims to Be Compensated (hereinafter referred to as "Duplicate Claims to Be Compensated" in this Article) are Securities listed on a Financial Instruments Exchange:The amount calculated based on the closing price on said Financial Instruments Exchange on the date that the Fund makes a public notice under the provisions of Article 79-55, paragraph (1) of the Act

(ii)In cases where Customer Assets equivalent to Duplicate Claims to Be Compensated are Over-the-Counter Traded Securities:The amount calculated based on the closing price published by the Authorized Financial Instruments Business Association to which the Over-the-Counter Traded Securities pertaining to said Duplicate Claims to Be Compensated is registered on the date that the Fund makes a public notice under the provisions of Article 79-55, paragraph (1) of the Act

(iii)In cases where Customer Assets equivalent to Duplicate Claims to Be Compensated are Securities other than the Securities prescribed in the preceding two items:The amount calculated based on the closing price published on the date that the Fund makes a public notice under the provisions of Article 79-55, paragraph (1) of the Act that is deemed as a fair price by the Fund or the equivalent amount calculated by a reasonable method

(i)When it is found whether Article 60, paragraph (5) of the Act on Book-Entry of Company Bonds, Shares, etc. is applicable, a statement to that effect; and

(ii)In cases where Article 60, paragraph (5) of the Act on Book-Entry of Company Bonds, Shares, etc. is applicable, if there is a reduction in the amount of payment pursuant to the provisions of that paragraph, the name and address of the Participant (meaning the Participant prescribed in Article 11, paragraph (2) of that Act) pertaining to said reduction, as well as the amount of said reduction with respect to each of said Participants.

(i)with regard to acts to assume debt under the provisions of Article 12, a maximum amount of debt associated with each of said acts and the term of payment of each debt as well as necessary reasons therefor;

(ii)the designation of expenses under the provisions of Article 13, paragraph (2); and

(iii)in addition to the matters set forth in the preceding items, other matters necessary for the implementation of the budget.

(i)a projected balance sheet and projected income statement for the previous business year;

(ii)a projected balance sheet and projected income statement for the current business year; and

(iii)in addition to those set forth in the preceding two items, any documents that serve as a reference for said budget.

(i)sources and methods of raising funds;

(ii)uses of funds; and

(iii)other necessary matters.

(i)Income:

(ii)Expenditure:

(i)Securities Finance Company prescribed in Article 2, paragraph (30) of the Act;

(ii)Insurance Company prescribed in Article 2, paragraph (4) of the Insurance Business Act (Act No. 105 of 1995) and Foreign Insurance Company, etc. prescribed in paragraph (7) of that Article; and

(iii)Other financial institutions, etc. designated by the Commissioner of the Financial Services Agency and the Minister of Finance.

(i)the reason why borrowing is necessary;

(ii)the lender;

(iii)an amount of borrowing;

(iv)an interest rate on borrowing;

(v)the repayment method and due date of borrowing;

(vi)the payment method and due date of interest: and

(vii)other necessary matters.