(i)Guaranteeing that broadcasts reach as much of the general public as possible and that the benefits derived from broadcasts are fully realized;

(ii)Ensuring freedom of expression in broadcasting by guaranteeing impartiality, truth and autonomy; and

(iii)Enabling broadcasting to contribute to the development of healthy democracy by clarifying the responsibilities of persons involved in broadcasting.

(i)the term "broadcasting" means the act of transmitting (including transmitting using the telecommunications equipment of other persons (meaning the telecommunications equipment provided for in Article 2, item (ii) of the Telecommunications Business Act (Act No. 86 of 1984); the same applies hereinafter)) through telecommunications (meaning telecommunications as provided for in Article 2, item (i) of the Telecommunications Business Act) content intended to be received by the public;

(ii)the term "basic broadcasting" means broadcasting using radio waves of frequencies allocated either exclusively or preferentially to radio stations broadcasting pursuant to the provisions of the Radio Act (Act No. 131 of 1950);

(iii)the term "general broadcasting" means broadcasting which does not fall under basic broadcasting;

(iv)the term "domestic broadcasting" means broadcasting content intended to be received within Japan;

(v)the term "international broadcasting" means broadcasting other than international relay broadcasting and international satellite broadcasting by NHK intended to be received in foreign countries;

(vi)the term "international broadcasting for Japanese" means from among international broadcasting, the broadcast programs aimed at Japanese;

(vii)the term "international broadcasting for foreign nationals" means from among international broadcasting, the broadcast programs aimed at foreign nationals;

(viii)the term "international relay broadcasting" means broadcasting intended to be received in foreign countries, transmitted from a domestic broadcasting station via a foreign broadcaster (meaning persons conducting broadcasting operations in a foreign country; the same applies hereinafter);

(ix)the term "international satellite broadcasting by NHK" means broadcasting (limited to broadcasts transmitted using a satellite broadcasting station) transmitted from a basic broadcasting station (meaning a radio station which transmits basic broadcasts"; the same applies hereinafter) or a foreign broadcasting station intended to be received in foreign countries, by the Japan Broadcasting Corporation (hereinafter referred to as "NHK");

(x)the term "international satellite broadcasting by NHK for Japanese" means from among international satellite broadcasting by NHK, the broadcast programs aimed at Japanese;

(xi)the term "international satellite broadcasting by NHK for foreign nationals" means from among international satellite broadcasting by NHK, the broadcast programs aimed at foreign nationals;

(xii)the term "domestic and international broadcasting" means broadcasting intended to be received by those in Japan and in foreign countries;

(xiii)the term "basic satellite broadcasting" means basic broadcasting transmitted using a satellite broadcasting station;

(xiv)the term "basic terrestrial broadcasting for mobile reception" means basic broadcasting which does not fall under basic satellite broadcasting, which can be received by equipment installed in automobiles or other land-based vehicles, or by mobile equipment;

(xv)the term "basic terrestrial broadcasting" means basic broadcasting which does not fall under either basic satellite broadcasting or basic terrestrial broadcasting for mobile reception;

(xvi)the term "AM broadcasting" means broadcasting voices and other sounds using frequencies from 526.5 kHz to 1,606.5 kHz;

(xvii)the term "FM broadcasting" means broadcasting voices and other sounds using frequencies above 30 MHz (including those transmitted together with characters, figures and other images or signals), which does not fall under television broadcasting and is not superimposed over other broadcast radio waves;

(xviii)the term "television broadcasting" means broadcasting instantaneous images of still or moving things and accompanying voices and other sounds (including those sent together with characters, figures and other images (including those accompanying voices and other sounds) or signals);

(xix)the term "multiple broadcasting" means broadcasting voices and other sounds, characters, figures and other images or signals superimposed over radio waves of FM broadcasting or television broadcasting, which does not fall under FM broadcasting or television broadcasting;

(xx)the term "broadcasting station" means a radio station which transmits broadcasts;

(xxi)the term "approved basic broadcaster" means an entity which has received approval under Article 93, paragraph (1);

(xxii)the term "specified basic terrestrial broadcasting" means an entity which has obtained a broadcasting station license (hereinafter referred to as a "specified basic terrestrial broadcasting station") to be used in its basic terrestrial broadcasting operations, pursuant to the provisions of the Radio Act;

(xxiii)the term "basic broadcaster" means an approved basic broadcaster and a specified basic terrestrial broadcasting;

(xxiv)the term "supplier for basic broadcasting stations" means an entity which has obtained a basic broadcasting station license pursuant to the provisions of the Radio Act and who, out of the radio equipment and other telecommunications equipment of that basic broadcasting station, provides a collection (hereinafter referred to as a "facility for basic broadcasting stations") of the equipment prescribed by Order of the Ministry of Internal Affairs and Communications for use in basic broadcasting operations of an basic broadcaster;

(xxv)the term "general broadcaster" means an entity which has obtained the registration set forth in Article 126, paragraph (1) and persons who have given notification pursuant to the provisions of Article 133, paragraph (1):

(xxvi)the term "broadcaster" means basic broadcasters and general broadcasters;

(xxvii)a "certified broadcasting holding company" means a company that has been approved pursuant to Article 159, paragraph (1) or a company that has been established based on an approval granted pursuant to the same paragraph;

(xxviii)the term "broadcast program" means the type, content, amount and arrangement of material to be broadcast;

(xxix)the term "educational program" means a broadcast program which is broadcast for the purpose of school education or social education;

(xxx)the term "cultural program" means a broadcast program which does not fall under educational programs, which is broadcast with the direct aim of promoting a cultured public;

(xxxi)"specified officers" means officers of a corporation or organization having considerable influence over the execution of the business of the corporation or organization as specified under Order of the Ministry of Internal Affairs and Communications; and

(xxxii)"relationship of control" means any of the following relationships:

(i)it must not negatively influence public safety or good morals;

(ii)it must be politically fair;

(iii)reporting must not distort the facts; and

(iv)it must clarify the points at issue from as many angles as possible where there are conflicting opinions concerning an issue.

(i)the content of the measures taken pursuant to the provisions of the preceding paragraph;

(ii)the status of implementation of the broadcast which has been corrected or revoked pursuant to the provisions of Article 9, paragraph (1); and

(iii)a summary of the complaint which was made or other opinions relating to broadcast programs.

(i)a summary of the contents of the report drawn up by the deliberative body in response to the consultation by the broadcaster or the opinions expressed to the broadcaster and other proceedings of the deliberative body; and

(ii)the contents of measures taken pursuant to the provisions of paragraph (4).

(i)the broadcasters do not include two or more basic broadcasters (excluding those for which the target region for basic broadcasting covers the entire nation (meaning the target regions for broadcasts set out in Article 91 paragraph (2), item (ii), the same definition applies to Article 14)) which are affiliates (meaning an affiliate as set out in Article 158, paragraph (2)) of a single certified broadcasting holding company;

(ii)where there is a basic broadcaster among the broadcasters, and there is an overlap in the broadcasting districts (meaning the broadcasting district described in the license of the basic broadcasting station for use in the basic broadcasting operations, pursuant to the provisions of Article 14, paragraph (3), item (ii) of the Radio Act; hereinafter the same applies in this paragraph) or operational districts (meaning the operational districts set forth in Article 126, paragraph (2), item (iv); hereinafter the same applies in this paragraph) between any of the basic broadcasters, and all of the broadcasters other than the basic broadcaster, which satisfies either of the following requirements:

(iii)where there are two or more general broadcasters among the broadcasters, there is a relationship between any two of the general broadcasters among the general broadcasters, which satisfies any of the following requirements;

(i)services of paid broadcasts for which basic terrestrial broadcasting for mobile reception are the subject of the contract and that are designated by the Minister of Internal Affairs and Communications as especially necessary to protect the interests of domestic receivers in consideration of fees and other conditions of provision and usage status; or

(ii)services of paid broadcasts other than of services of paid broadcasts for which basic terrestrial broadcasting for mobile reception are the subject of the contract and that are designated by the Minister of Internal Affairs and Communications as especially necessary to protect the interests of domestic receivers in consideration of fees and other conditions of provision and usage status

(i)act of intentionally not reporting facts or reporting misrepresentations to domestic recipients with regard to matters relating to contracts relating to the provision of the services of paid broadcasts that will impact the judgment of domestic recipients; and

(ii)Act of continuing solicitation of the conclusion of contracts relating to the provision of the services of paid broadcasts (excluding those provided for by Order of the Ministry of Internal Affairs and Communications as acts that are not very likely to impede the protection of the interests of domestic recipients) despite persons who were solicited to conclude a contract relating to the provision of the services of paid broadcasts expressing their will not to conclude that contract (includes the will to not request to continue receiving that solicitation)

(i)name and address and in the case of a corporation, the name of its representative;

(ii)a summary of the operations; and

(iii)other particulars provided for by Order of the Ministry of Internal Affairs and Communications.

(i)the paid broadcaster has conducted unfair and discriminatory treatment towards a specific person;

(ii)the interests of the domestic recipients are being impeded owing to the fees or other conditions of provision relating to the services of a paid broadcaster (excluding paid broadcast services; the same applies in the following item), which are significantly unfair in light of social and economic conditions; or

(iii)the matters relating to the responsibilities of the paid broadcaster and the domestic recipients have not been clearly and properly stipulated in the conditions of provision (excluding the fees) relating to the services of the paid broadcasting provided by the paid broadcaster.

(i)if a paid broadcaster or an intermediation operations commissionee violates the provisions of Article 150 or Article 151-2: That paid broadcaster or intermediation operations commissionee:

(ii)if a paid broadcaster or a paid broadcast administrator violates the provisions of Article 151: That paid broadcaster or paid broadcast administrator; or

(iii)if a paid broadcaster violates the provisions of 150-2, paragraph (1) or Article 151-3: That paid broadcaster

(i)a company that has or is going to have a subsidiary company conducting one or more basic terrestrial broadcasting operations and has or is going to have two or more basic broadcasters as its affiliates; or

(ii)a company that has a subsidiary company conducting one or more basic terrestrial broadcasting operations and is going to have two or more basic broadcasters as its affiliates.

(i)the company which made the application for the approval or the company formed having received the approval (hereinafter referred to in this Article as "the subject company of the application") is a stock company;

(ii)the subject company of the application is not a basic broadcaster;

(iii)the ratio of the total acquisition value (where there is some other value listed on the latest balance sheet, such value) of the shares of the basic broadcaster (including those provided for in Order of the Ministry of Internal Affairs and Communications as being equivalent to such) which is a subsidiary company of the subject company in the application (including companies that are to become subsidiary companies; hereinafter the same applies in this Article) and the value of other assets provided for in Order of the Ministry of Internal Affairs and Communications as necessary for proper business management of such basic broadcaster to the total assets (meaning the total assets based on the method provided for in Order of the Ministry of Internal Affairs and Communications) of the subject company in the application is estimated to definitely exceed fifty hundredths at all times;

(iv)the prospects for the income of the subject company of the application and its subsidiary company are good; and

(v)the subject company of the application does not fall under any of the following (a) through (j):

(i)the name and address of the person filing the application for the approval (excluding cases where the person filing the application for the approval is the subject company for the application) and where it is a corporation, the name of its representative

(ii)the name and address of the subject company for the application

(iii)the name and address of the basic broadcaster conducting basic terrestrial broadcasting operations, which is a subsidiary company of the subject company in the application, and the name of its representative;

(iv)the name and address of the basic broadcaster which is a subsidiary company of the subject company in the application (excluding basic broadcasters conducting basic terrestrial broadcasting, which is a subsidiary company of the subject company in the application) and the name of its representative;

(v)the names of specified officers of the subject company in the application;

(vi)the ratio of voting rights directly held by foreign nationals of the subject company in the application;

(vii)the grouping of the ratio of voting rights directly held by foreign nationals and the ratio of voting rights indirectly held by foreign nationals of the subject company in the application; and

(viii)other matters specified under Order of the Ministry of Internal Affairs and Communications.

(i)it has satisfied both of the following conditions (excluding satisfying these conditions at the time it acquired approval as a certified broadcasting holding company):

(ii)amendments have been made for the matters given in paragraph (3), items (ii) through (viii) of the preceding Article (excluding those provided by Order of the Ministry of Internal Affairs and Communications as matters that are not very likely to fall under paragraph (2), item (v) (a) or (b) due to that amendment in cases of matters given in item (v) to (vii) of the same paragraph).

(i)the status of implementation of measures taken so that approved basic broadcasters do not come to fall under Article 159, paragraph (2), item (v) (a) or (b);

(ii)the content of changes provided for by Order of the Ministry of Internal Affairs and Communications that are set forth in Article 160, item (ii) when those changes are made; and

(iii)other matters provided for by Order of the Ministry of Internal Affairs and Communications as matters relating to ensuring that approved basic broadcasters do not come to fall under Article 159, paragraph (2), item (v) (a) or (b)

(i)it has come to fall under any of the provisions of Article 159, paragraph (2), item (v), (a) through (j) (excluding (f)); or

(ii)the certified broadcasting holding company filed an application for revocation of the approval.

(i)the situation in which the certified broadcasting holding company came to fall under Article 159, paragraph (2), item (v) (a) or (b);

(ii)the impact that revoking that approval pursuant to the provisions of the preceding paragraph or not revoking that approval pursuant to the provisions of this paragraph have on the interests of basic broadcasters that are subsidiary companies or affiliate of that certified broadcasting holding company and on recipients of basic broadcasting conducted by those basic broadcasters; and

(iii)other matters provided for by Order of the Ministry of Internal Affairs and Communications

(i)it has not become a stock company satisfying either of the following conditions within six months of receiving approval:

(ii)it has ceased to be a company falling under both of (a) and (b) in the preceding item;

(iii)it received the approval through unfair means; or

(iv)it no longer complies with any of the items of Article 159, paragraph (2) (excluding item (v)).

(i)a person who has had its designation revoked pursuant to the provisions of Article 173, paragraph (1) and for whom two years have not elapsed since the day of such revocation; or

(ii)one of its officers has committed a crime stipulated in this Act and has been sentenced to a punishment and for whom two years have not elapsed since the day on which the sentence was completed or no longer applied.

(i)it is to collect and retain broadcast programs and make them available to the public for viewing and listening;

(ii)it is to collect, categorize, organize, and retain information relating to the broadcast programs;

(iii)it is to provide information relating to broadcast programs on a regular basis or at appropriate times or in response to a request; and

(iv)it is to conduct operations incidental to the operations listed in the three preceding items.

(i)it is deemed unable to appropriately and steadily implement the operations provided for in Article 168;

(ii)it has violated the provisions of this Chapter;

(iii)it has come to fall under the provisions of Article 167, paragraph (2), item (ii);

(iv)it has violated the order provided for in the provisions of the preceding Article; or

(v)it received the designation through unfair means.

(i)the designation of a designated basic terrestrial broadcasting region pursuant to the provisions of Article 20-2, paragraph (1), item (i), the establishment of a dissemination plan for basic broadcasting or amendments thereto pursuant to the provisions of Article 91, paragraph (1) or (4); or designation of a broadcasting region pursuant to Article 116-3, paragraph (i) or the designation of paid broadcasting services pursuant to the provisions of the items of Article 150-3, paragraph (1);

(ii)a disposition pursuant to the provisions of Article 18, paragraph (2) (authorization of amendments to the Articles of Incorporation), Article 20, paragraph (9) (including cases to which this provision applies mutatis mutandis pursuant to Article 65, paragraph (5)) (authorization of an agreement on international relay broadcasting), Article 20, paragraph (10) (authorization of standards for implementation), paragraph (19) of the same Article (authorization of optional operations), Article 20-2, paragraph 1 (authorization of investment in subsidiary companies of suppliers of basic broadcasting stations), Article 22 (authorization of investment in the Japan Aerospace Exploration Agency and others), Article 22-2 (authorization of investment in related business holding companies), Article 22-3, paragraph (1) or (3) (approval of related business investment plan), Article 64, paragraph (2) and (3) (authorization of standards for exemption from fees for receiving broadcasts and contract terms and conditions for reception), Article 65, paragraph (1) (requests for implementation of international broadcasting, etc.), Article 66, paragraph (1) (implementation order for research relating to broadcasting), Article 71, paragraph (1) (authorization of the income and expenditure budget, etc.), proviso to Article 73-2, paragraph (2) (authorization that pertains to reversal for reserve intended for return) Article 85, paragraph (1) (authorization for the assignment, etc. of broadcasting equipment), Article 86, paragraph (1) (authorization for the termination or suspension of broadcasting), Article 89, paragraph (1) (authorization for the termination or suspension of broadcasting), Article 93, paragraph (1) (approval of basic broadcasting operations), Article 96, paragraph (1) (limited to cases of operations of basic terrestrial broadcasting) (renewal of approval), the main text of Article 97, paragraph (1) (authorization of amendments to the content to be broadcast for basic broadcasting and the like), Article 116-4, paragraph (1) (approval of the Implementation Policy for the Simultaneous Broadcasting of Specific Broadcast Programs ), Article 120 (order for amendments to the conditions for the provision of the supply of a broadcasting station equipment), Article 141 (order on improvement relating to the method of operations of re-conducting in areas with poor reception), Article 156, paragraph (1), (2) or (4) (order for amendments to the terms and conditions of the contract for paid basic broadcasting or order on improvement of the method of operations of paid broadcasters or paid broadcast administrators), Article 159, paragraph (1) (approval relating to certified broadcasting holding companies) or Article 167, paragraph (1) (designation of a Center);

(iii)an opinion on the income and expenditure budget, business plan and funding plan of NHK pursuant to the provisions of Article 70, paragraph (2);

(iv)a disposition pursuant to the provisions of Article 20, paragraph (17) (revocation of authorization for implementation standards), Article 22-3, paragraph (5) (revocation of approval of related business investment plan), Article 104 (revocation of approval of basic broadcasting operations), Article 116-5, paragraph (5) (revocation of approval for the Implementation Policy for the Simultaneous Broadcasting of Specific Broadcast Programs ), Article 131 (revocation of registration of general broadcasting operations), Article 166, paragraph (6) (revocation of approval for certified broadcasting holding companies) or Article 173, paragraph (1) (revocation of the designation of a Center); and

(v)an enactment, revision or discontinuation by Order of the Ministry of Internal Affairs and Communications pursuant to the provisions of Article 2, item (xxiv) (facilities for basic broadcasting stations), item (xxxi) of the same Article (specified officers), item (xxxii) of the same Article (relationship of control), Article 64, paragraph (4) (multiple that pertains to surcharge amount), Article 93, paragraph (1), item (iv) (standards relating to use of frequencies that pertain to basic satellite broadcasting), the proviso to item (v) of the same paragraph (standards for freedom of expression based on basic broadcasting), paragraph (4) of the same Article (application period for approval of basic broadcasting operations), the proviso to Article 97, paragraph (1) (minor changes pertaining to basic broadcasting), Article 103, paragraph (2), item (iii) (matters to take into account that pertain to revocation reprieve for approval relating to basic broadcasting operations), Article 111, paragraph (1) (technical standards of facilities for basic broadcasting and the like), Article 113, paragraph (1) or (2), Article 122 or 137 (standards on major accidents requiring reports), Article 121, paragraph (1) (technical standards for facilities for basic broadcasting and the like), the proviso to Article 126, paragraph (1) (general broadcasting requiring registration), Article 136, paragraph (1) (technical standards for telecommunications equipment for the registration of general broadcasting operations), Article 150 (explanation of the conditions governing the provision of the services of paid broadcasts), Article 150-2, paragraph (1) (delivery of documents), Article 150-3, paragraph (1) or the proviso to paragraph (4) (cancellation in writing), Article 151-2, item (ii) (prohibited acts by paid broadcasters), the proviso to Article 93, paragraph (1), item (v) to be applied replacing the wording of the provisions of Article 162, paragraph (1) (special provisions on the standards for freedom of expression based on basic broadcasting), Article 93, paragraph (1), item (v) (c) to be applied replacing the wording of the provisions of Article 162, paragraph (1) (special provisions pertaining to certified broadcasting holding companies) or Article 164, paragraph (2) (holding ratio threshold), or Article 166, paragraph (2), item (iii) (matters to take into account that pertain to revocation reprieve for approval relating to certified broadcasting holding company).

(i)if a person conducted general broadcasting operations in violation of the provisions of Article 126, paragraph (1); or

(ii)if a person violated an order pursuant to the provisions of Article 174 (including cases to which this provision applies mutatis mutandis pursuant to Article 81, paragraph (6));

(i)they conducted operations other than the operations set forth in Article 20, paragraphs (1) through (3) and Article 65, paragraph (4);

(ii)they did not receive authorization in cases where authorization should have been received pursuant to the provisions of Article 18, paragraph (2), Article 20, paragraph (9) (including cases to which this provision applies mutatis mutandis pursuant to Article 65, paragraph (5)), Article 20, paragraph (10) or (19), Article 20-2, paragraph (1), Article 22, Article 22-2, Article 64, paragraph (2) or (3), Article 71, paragraph (1), Article 85, paragraph (1), Article 86, paragraph (1) or Article 89, paragraph (1);or

(iii)they violated the provisions of Article 38, Article 60, paragraph (1), Article 70, paragraph (1), Article 72, paragraph (1), Article 73, paragraph (1) or Article 74, paragraph (1).

(i)if a person made amendments to the matters in Article 93, paragraph (2), items (vii) through (ix) in violation of the provisions of Article 97, paragraph (1);

(ii)if a person made changes to telecommunications equipment and the like used in basic terrestrial broadcasting operations in violation of the provisions of Article 105-2, paragraph (4);

(iii)if a person violated orders pursuant to the provisions of Article 114 or Article 123;

(iv)if a person refused an offer for an agreement of supplying facilities for broadcasting stations in violation of the provisions of Article 117, paragraph (1);

(v)if a person has accepted an offer for an agreement of supplying facilities for broadcasting stations equipment in violation of Article 117, paragraph (2);

(vi)if a person has provided the services of supplying broadcasting station equipment not based on the conditions for provision notified pursuant to the provisions of Article 118, paragraph (1);

(vii)if a person has violated an order pursuant to the provisions of Article 120;

(viii)if a person has made amendments to the matters given in Article 126, paragraph (2), items(ii) through (iv) inclusive in violation of Article 130, paragraph (1);

(ix)if a person who has violated an order pursuant to the provisions of Article 138 or 141;

(x)if a person has provided the services of re-transmitting pursuant to the provisions of paragraph (1) of the same Article not based on the terms and conditions of the contract notified pursuant to the provisions of Article 140, paragraph (2);

(xi)if a person has provided paid broadcast services not based on the terms and conditions of the contract for paid basic broadcasting notified pursuant to the provisions of Article 147, paragraph (1);

(xii)if a person has refused to provide the services of paid broadcasts in violation of the provisions of Article 148;

(xiii)if a person has conducted paid broadcast administration operations in violation of Article 152, paragraph (1); or

(xiv)if a person has violated an order pursuant to the provisions of Article 156.

(i)if a person did not make a report pursuant to the provisions of Article 113, 122 or 137 or made a false report;

(ii)if a person did not make a report pursuant to the provisions of Article 115, paragraph (1) or (2), Article 124, paragraph (1), Article 139, paragraph (1) or Article 145, paragraph (4) or make a false report or refused, hindered or evaded an inspection by an official;

(iii)if a person did not make a notification pursuant to the provisions of Article 133 or made a false notification; or

(iv)if a person did not post the terms and conditions of the contract for paid basic broadcasting in violation of the provisions of Article 147, paragraph (3).

(i)they failed to make a registration in violation of the provisions of this Act or an order based on this Act;

(ii)they did not give notification in violation of the provisions of Article 20, paragraph (14), Article 21, paragraph (3), Article 23, paragraph (3), Article 25, Article 26, paragraph (4), Article 86, paragraph (2) or (3), or Article 89, paragraph (2);

(iii)they did not make a public announcement in violation of the provisions of Article 20, paragraph (13) or (14), Article 41, Article 61, Article 62 or Article 71-2, paragraph (1) or made a false public announcement;

(iv)they impeded an investigation pursuant to the provisions of Article 44, paragraph (1) or Article 77, paragraph (2);or

(v)they did not keep documents in violation of Article 72, paragraph (3) or Article 74, paragraph (4) or did not furnish them for inspection.

(vi)they did not lay aside the reserve intended for return or reversed it in violation of the provisions of Article 73-2, paragraph (1) or paragraph (2).

(vii)they did not prepare the income and expenditure budget prescribed in Article 73-2, paragraph (3) in violation of the provisions of that paragraph.

(i)they did not make a notification pursuant to the provisions of Article 95, paragraph (1) or (2), Article 97, paragraph (2), Article 98, paragraph (1), Article 100, Article 105-2, paragraph (5), Article 129, paragraph (1) or (2), Article 130, paragraph (4), Article 134, paragraph (2), Article 135, paragraph (1) or (2), Article 152, paragraph (2), Article 153, paragraph (2), Article 154, paragraph (1) or (2) or Article 160, or made a false notification; or

(ii)a person who did not return the certificate of approval in violation of the provisions of Article 102;

(i)a person who fails to make the report provided for in Article 116-2, Article 116-5, paragraph (4) or Article 161-2, or makes a false report; or

(ii)a person who fails to submit the materials provided for in Article 175 (including cases that Article 81, paragraph (6) applies to mutatis mutandis) or that submits false materials.